0001666179-21-000003.txt : 20210303 0001666179-21-000003.hdr.sgml : 20210303 20210303142740 ACCESSION NUMBER: 0001666179-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 EFFECTIVENESS DATE: 20210303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 21708361 BUSINESS ADDRESS: STREET 1: 990 HIGHLAND DRIVE STREET 2: SUITE 205 CITY: SOLANA BEACH STATE: CA ZIP: 92075 BUSINESS PHONE: 18572059863 MAIL ADDRESS: STREET 1: 990 HIGHLAND DRIVE STREET 2: SUITE 205 CITY: SOLANA BEACH STATE: CA ZIP: 92075 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001666179 XXXXXXXX 12-31-2020 12-31-2020 Laurel Wealth Advisors, Inc.

990 HIGHLAND DRIVE SUITE 205 SOLANA BEACH CA 92075

13F HOLDINGS REPORT 028-17401 N Brian Lavoie 8572059863 Brian Lavoie Solana Beach CA 03-03-2021 0 425 680640 false INFORMATION TABLE 2 LWA13FDataQ42020.xml 3M CO COM Stock 88579Y101 6859 39236 SH SOLE 39236 0 0 AAON INC NEW Stock 000360206 400 6000 SH SOLE 6000 0 0 ABBOTT LABS COM Stock 002824100 1185 10826 SH SOLE 10825 0 0 ABBVIE INC COM Stock 00287Y109 1957 18259 SH SOLE 18132 0 125 ADVANCED MICRO DEVICES INC COM Stock 007903107 890 9696 SH SOLE 9696 0 0 AFLAC INC COM Stock 001055102 390 8774 SH SOLE 8774 0 0 ALBEMARLE CORP Stock 012653101 444 3007 SH SOLE 3007 0 0 ALGONQUIN PWR UTILS CORP COM Stock 015857105 1112 67560 SH SOLE 67560 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 1731 7436 SH SOLE 7436 0 0 ALLSTATE CORP Stock 020002101 214 1946 SH SOLE 1946 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 6261 3574 SH SOLE 3554 0 20 ALPS ETF TR SECTOR DIVIDEND DOGS ETF ETF 00162Q858 1671 37423 SH SOLE 37423 0 0 ALTISOURCE PORTFOLIO SOLNS SA REG SHS Stock L0175J104 493 38275 SH SOLE 38275 0 0 ALTRIA GROUP INC COM Stock 02209S103 1694 41323 SH SOLE 41322 0 0 AMARIN CORP PLC SPONS ADR NEW ADR 023111206 456 93165 SH SOLE 93165 0 0 AMAZON.COM INC Stock 023135106 13513 4149 SH SOLE 4134 0 15 AMEREN CORP Stock 023608102 663 8499 SH SOLE 8499 0 0 AMERICAN CENTURY DIVERSIFIED CORPORATE BOND ETF ETF 025072109 1608 30291 SH SOLE 30291 0 0 AMERICAN ELEC PWR CO INC COM Stock 025537101 1175 14108 SH SOLE 13885 0 223 AMERICAN EXPRESS CO COM Stock 025816109 442 3651 SH SOLE 3651 0 0 AMERICAN WATER WORKS CO Stock 030420103 210 1368 SH SOLE 1368 0 0 AMETEK INC COM 031100100 327 2700 SH SOLE 2700 0 0 AMGEN INC Stock 031162100 1336 5811 SH SOLE 4745 0 1065 AMPLIFY BLACKSWAN GROWTH & TREASURY CORE ETF ETF 032108888 248 7548 SH SOLE 7548 0 0 ANTHEM INC COM Stock 036752103 657 2046 SH SOLE 2046 0 0 AON CORP Stock G0403H108 722 3416 SH SOLE 3416 0 0 APPLE INC Stock 037833100 47399 357214 SH SOLE 355177 0 2035 ARCHER DANIELS MIDLAND CO COM Stock 039483102 294 5831 SH SOLE 1811 0 4019 ARK ETF TR ETF 00214Q203 257 3369 SH SOLE 3369 0 0 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 260 2785 SH SOLE 2785 0 0 ARK INNOVATION ETF ETF 00214Q104 5181 41622 SH SOLE 41622 0 0 ARK NEXT GENERATION INTERNET ETF ETF 00214Q401 5703 38968 SH SOLE 38968 0 0 AT&T INC COM Stock 00206R102 3146 109412 SH SOLE 109411 0 0 ATLASSIAN CORP PLC CL A Stock G06242104 3828 16367 SH SOLE 16367 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 1012 5741 SH SOLE 5740 0 0 AVAGO TECHNOLOGIES LTD Stock 11135F101 847 1934 SH SOLE 1933 0 0 AVISTA CORP COM Stock 05379B107 394 9828 SH SOLE 9827 0 0 AXON ENTERPRISE INC COM Stock 05464C101 996 8132 SH SOLE 5085 0 3047 BANK OF NOVA SCOTIA CMN Stock 064149107 320 5925 SH SOLE 5925 0 0 BCE INC COM NEW Stock 05534B760 1425 33301 SH SOLE 33301 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 348 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 6388 27550 SH SOLE 27550 0 0 BK OF AMERICA CORP COM Stock 060505104 1488 49103 SH SOLE 49103 0 0 BLACK KNIGHT INC COM Stock 09215C105 363 4109 SH SOLE 4109 0 0 BLACKROCK BUILD AMER BD CEF 09248X100 693 25716 SH SOLE 25716 0 0 BLACKSTONE GROUP LP Stock 09260D107 469 7233 SH SOLE 2783 0 4450 BLKRCK MUNIYIELD CA INSD CEF 09254N103 464 30978 SH SOLE 30978 0 0 BLUEBIRD BIO INC COM Stock 09609G100 289 6690 SH SOLE 6690 0 0 BOEING CO COM Stock 097023105 1593 7442 SH SOLE 7441 0 0 BP PLC SPONSORED ADR ADR 055622104 223 10852 SH SOLE 10851 0 0 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 730 11765 SH SOLE 11764 0 0 BROOKFIELD ASSET MGMT INC COM VOTING Stock 112585104 383 9281 SH SOLE 9281 0 0 BROOKFIELD INFRASTRUCTURE CORP COM SB VTG SHS A Stock 11275Q107 1367 18901 SH SOLE 18901 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LPISIN BMG162521014 SEDOL B2NHY98 Stock G16252101 802 16240 SH SOLE 16240 0 0 CACI INTL INC CL A Stock 127190304 793 3179 SH SOLE 3179 0 0 CANADIAN IMP BK COMM COM Stock 136069101 524 6135 SH SOLE 6135 0 0 CANADIAN PAC RAILWAYLTD Stock 13645T100 460 1328 SH SOLE 1328 0 0 CANNAE HLDGS INC COM Stock 13765N107 1157 26132 SH SOLE 26132 0 0 CARRIER GLOBAL CORPORATION COM Stock 14448C104 262 6936 SH SOLE 6936 0 0 CATERPILLAR INC COM Stock 149123101 614 3376 SH SOLE 3376 0 0 CERNER CORP Stock 156782104 267 3397 SH SOLE 316 0 3081 CHARLES SCHWAB CORP Stock 808513105 404 7615 SH SOLE 1194 0 6421 CHEVRON CORP NEW COM Stock 166764100 3098 36679 SH SOLE 36008 0 670 CISCO SYS INC Stock 17275R102 2161 48303 SH SOLE 48302 0 0 CITIGROUP INC Stock 172967424 1581 25634 SH SOLE 22358 0 3275 CLOROX CO DEL COM Stock 189054109 600 2974 SH SOLE 2973 0 0 COCA COLA CO COM Stock 191216100 1393 25410 SH SOLE 24708 0 700 COLUMBIA DIVERSIFIED FIXED INCOME ALLOCATION ETF ETF 19761L508 205 9289 SH SOLE 9289 0 0 COMCAST CORP NEW CL A Stock 20030N101 1220 23286 SH SOLE 22985 0 300 CONOCOPHILLIPS COM Stock 20825C104 242 6041 SH SOLE 2620 0 3420 CONSOLIDATED EDISON INC COM Stock 209115104 2940 40671 SH SOLE 40671 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 1618 7386 SH SOLE 7386 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 514 3198 SH SOLE 3198 0 0 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 4384 65006 SH SOLE 65005 0 0 CORNING INC COM Stock 219350105 2034 56510 SH SOLE 56509 0 0 CORSAIR GAMING INC COM Stock 22041X102 217 6000 SH SOLE 6000 0 0 COSTCO WHOLESALE CORP Stock 22160K105 1484 3939 SH SOLE 3939 0 0 CROWDSTRIKE HLDGS INC CL A Stock 22788C105 481 2270 SH SOLE 2270 0 0 CROWN CASTLE INTL CORP REIT 22822V101 1202 7553 SH SOLE 7552 0 0 CUMMINS INC COM Stock 231021106 256 1126 SH SOLE 1126 0 0 CVS HEALTH CORP COM Stock 126650100 347 5080 SH SOLE 5077 0 3 DANAHER CORP Stock 235851102 439 1978 SH SOLE 1978 0 0 DB COMMODITY INDEX TRACKING ETF 46138B103 391 26566 SH SOLE 26566 0 0 DEERE & CO COM Stock 244199105 510 1896 SH SOLE 570 0 1325 DIAGEO PLC ADR 25243Q205 1187 7475 SH SOLE 7475 0 0 DIGITAL REALTY TRUST INC REIT 253868103 293 2097 SH SOLE 2097 0 0 DIREXION DAILY FINANCIAL BULL 3X SHARES ETF 25459Y694 343 5641 SH SOLE 5640 0 0 DIREXION DAILY MID CAP BULL 3X SHARES ETF 25459W730 597 14827 SH SOLE 14826 0 0 DIREXION DAILY RETAIL BULL 3X SHARES ETF 25460G815 626 1378 SH SOLE 1378 0 0 DIREXION DAILY S&P OIL & GAS EXP. & PROD. BULL 2X SHARES ETF 25460G500 333 8718 SH SOLE 8718 0 0 DIREXION DAILY SEMICONDUCTOR BULL 3X SHARES ETF 25459W458 244 524 SH SOLE 524 0 0 DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES ETF 25459Y207 1046 13921 SH SOLE 13921 0 0 DISCOVER FINANCIAL SERVICES LLC Stock 254709108 386 4269 SH SOLE 4269 0 0 DISNEY WALT CO COM Stock 254687106 2732 15078 SH SOLE 14616 0 461 DOW INC COM Stock 260557103 897 16155 SH SOLE 16154 0 0 DREYFUS STRATEGIC MUNICIPAL BOND FUND INC CEF 09662E109 468 59429 SH SOLE 59429 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 1420 15500 SH SOLE 15500 0 0 DUPONT DE NEMOURS INC COM Stock 26614N102 330 4644 SH SOLE 4644 0 0 EATON CORP PLC SHS Stock G29183103 310 2579 SH SOLE 2579 0 0 EATON VANCE TAX MANAGED BUY WRITE CEF 27828Y108 280 18244 SH SOLE 18244 0 0 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 645 7065 SH SOLE 7065 0 0 EMERSON ELEC CO COM Stock 291011104 555 6902 SH SOLE 6902 0 0 ENBRIDGE INC COM Stock 29250N105 976 30506 SH SOLE 30506 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 553 14580 SH SOLE 10927 0 3652 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Stock 29273V100 433 70064 SH SOLE 70064 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 531 27115 SH SOLE 27114 0 0 ETF SER SOLUTIONS ETF 26922A230 6209 192056 SH SOLE 192056 0 0 EVERSOURCE ENERGY COM Stock 30040W108 571 6604 SH SOLE 6604 0 0 EXXON MOBIL CORP COM Stock 30231G102 2767 67136 SH SOLE 67135 0 0 FACEBOOK INC CL A Stock 30303M102 4902 17946 SH SOLE 17781 0 164 FEDEX CORP Stock 31428X106 235 905 SH SOLE 905 0 0 FIDELITY COVINGTON TRUST ETF 316092873 1817 39935 SH SOLE 39935 0 0 FIDELITY MSCI HEALTH CARE INDEX ETF ETF 316092600 1565 27102 SH SOLE 27102 0 0 FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM Stock 31620R303 203 5201 SH SOLE 5200 0 0 FIDELITY NATL INFO SVCS Stock 31620M106 598 4230 SH SOLE 4229 0 0 FIFTH THIRD BANCORP Stock 316773100 248 9000 SH SOLE 0 0 9000 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 3496 118578 SH SOLE 118578 0 0 FIRST TR ENHANCED EQTY INC FD COM CEF 337318109 268 15208 SH SOLE 15208 0 0 FIRST TR EXCHANGE TRADED FD ETF 33734X853 2976 43252 SH SOLE 43252 0 0 FIRST TR EXCHANGE-TRADED FD EYF 33738R506 510 12774 SH SOLE 12774 0 0 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 2918 43221 SH SOLE 43221 0 0 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 3819 74206 SH SOLE 74206 0 0 FIRST TRUST VALUE LINE DIVIDEND FUND ETF 33734H106 204 5811 SH SOLE 5810 0 0 FIRST TRUST WATER ETF ETF 33733B100 624 8656 SH SOLE 8656 0 0 FIVERR INTL LTD ORD SHS Stock M4R82T106 280 1435 SH SOLE 1435 0 0 FREEPORT MCMORAN COPPER Stock 35671D857 249 9558 SH SOLE 9558 0 0 GENERAL ELECTRIC CO COM Stock 369604103 658 60970 SH SOLE 55696 0 5274 GENERAL MLS INC COM Stock 370334104 755 12845 SH SOLE 12845 0 0 GILEAD SCIENCES INC Stock 375558103 623 10704 SH SOLE 8529 0 2175 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 235 6384 SH SOLE 6384 0 0 GLOBAL X NASDAQ 100 COVERED CALL ETF ETF 37954Y483 949 41627 SH SOLE 41626 0 0 GOLDMAN SACHS ACCESS ULTRA SHORT BOND ETF ETF 381430230 568 11177 SH SOLE 11177 0 0 GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF ETF 381430107 653 20481 SH SOLE 20481 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 1233 16285 SH SOLE 16285 0 0 GOLDMAN SACHS ETF TR ETF 381430529 520 5189 SH SOLE 5189 0 0 GOLDMAN SACHS GROUP INC Stock 38141G104 245 930 SH SOLE 929 0 0 GOOGLE INC Stock 02079K305 1590 907 SH SOLE 751 0 156 GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT ETF 46137V357 946 7420 SH SOLE 7419 0 0 H & Q HEALTHCARE FD SH BEN INT CEF 87911J103 228 9581 SH SOLE 9580 0 0 HEALTH CARE REIT INC REIT 95040Q104 835 12920 SH SOLE 12920 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 963 8488 SH SOLE 8487 0 0 HERSHEY CO COM Stock 427866108 589 3866 SH SOLE 3866 0 0 HOME DEPOT Stock 437076102 7220 27183 SH SOLE 27183 0 0 HONEYWELL INTL INC Stock 438516106 691 3247 SH SOLE 3247 0 0 HORMEL FOODS CORP COM Stock 440452100 1272 27294 SH SOLE 27294 0 0 IAC INTERACTIVECORP NEW COM Stock 44891N109 411 2168 SH SOLE 2168 0 0 ILLINOIS TOOL WKS INC COM Stock 452308109 870 4268 SH SOLE 4268 0 0 ILLUMINA INC Stock 452327109 385 1041 SH SOLE 1041 0 0 INDUSTRIAL LOGISTICS PPTYS TR COM SHS BEN INT REIT 456237106 506 21740 SH SOLE 21740 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 239 2701 SH SOLE 2700 0 0 INPHI CORP COM Stock 45772F107 202 1258 SH SOLE 1258 0 0 INSEEGO CORP COM Stock 45782B104 223 14400 SH SOLE 14400 0 0 INTEL CORP COM Stock 458140100 1139 22870 SH SOLE 21669 0 1200 INTERNATIONAL FLAVORS&FRAGRANC COM Stock 459506101 950 8733 SH SOLE 8733 0 0 INTL BUSINESS MACHINES Stock 459200101 1865 14820 SH SOLE 14820 0 0 INTUITIVE SURGICAL, INC. Stock 46120E602 288 352 SH SOLE 352 0 0 INVESCO ACTIVELY MANAGED ETF ETF 46090A887 1993 39405 SH SOLE 39405 0 0 INVESCO EXCH TRADED FD TR II ETF 46138E248 289 11256 SH SOLE 11256 0 0 INVESCO EXCH TRADED FD TR II ETF 46138E230 367 12238 SH SOLE 12238 0 0 INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF ETF 46137V282 1059 4178 SH SOLE 4178 0 0 INVESCO S&P 500 EQUAL WEIGHT UTILITIES ETF ETF 46137V274 219 2185 SH SOLE 2185 0 0 INVESCO S&P MIDCAP MOMENTUM ETF ETF 46137V464 3573 45650 SH SOLE 45650 0 0 INVESCO S&P ULTRA DIVIDEND REVENUE ETF ETF 46138G656 615 18186 SH SOLE 18185 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 304 5515 SH SOLE 5514 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 251 1592 SH SOLE 1592 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 3696 31270 SH SOLE 31269 0 0 ISHARES ASIA 50 ETF ETF 464288430 448 5138 SH SOLE 5137 0 0 ISHARES CONSERVATIVE ALLOCATION FUND ETF 464289883 288 7443 SH SOLE 7442 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 280 6245 SH SOLE 6245 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 211 3403 SH SOLE 3403 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 633 2751 SH SOLE 2751 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 1179 12260 SH SOLE 12260 0 0 ISHARES GOLD TRUST ETF ETF 464285105 615 33945 SH SOLE 33945 0 0 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 567 4104 SH SOLE 4104 0 0 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 6333 54641 SH SOLE 54640 0 0 ISHARES MSCI EAFE ETF ETF 464287465 1170 16040 SH SOLE 16040 0 0 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 5138 69982 SH SOLE 69982 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 456 8818 SH SOLE 8818 0 0 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 488 7180 SH SOLE 7179 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 384 2534 SH SOLE 2534 0 0 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND ETF 464287523 1058 2790 SH SOLE 2790 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 2175 9022 SH SOLE 9022 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 1607 11756 SH SOLE 11756 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 2157 11000 SH SOLE 11000 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 206 2010 SH SOLE 2010 0 0 ISHARES RUSSELL TOP 200 GROWTH ETF ETF 464289438 236 1776 SH SOLE 1776 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 1103 17288 SH SOLE 17288 0 0 ISHARES S&P 500 INDEX ETF 464287200 3935 10483 SH SOLE 10483 0 0 ISHARES S&P NORTH AMER TECH-SOFTWARE ETF 464287515 431 1216 SH SOLE 1216 0 0 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 253 2761 SH SOLE 2760 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 395 10255 SH SOLE 10254 0 0 ISHARES SILVER TRUST ETF ETF 46428Q109 3092 125839 SH SOLE 125839 0 0 ISHARES TIPS BOND ETF ETF 464287176 871 6825 SH SOLE 6825 0 0 ISHARES TR ETF 464289511 278 3801 SH SOLE 3801 0 0 ISHARES TR ETF 46432F859 2274 44037 SH SOLE 44037 0 0 ISHARES TR ETF 46435G326 2302 37357 SH SOLE 37357 0 0 ISHARES TR ETF 464287739 1219 14227 SH SOLE 14227 0 0 ISHARES TR DOW JONES U S HEALTHCARE ETF 464287762 218 885 SH SOLE 885 0 0 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 3748 17696 SH SOLE 17696 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD ETF 464287499 1894 27635 SH SOLE 27635 0 0 ISHARES TR S&P CALIF MUN BD FD ETF 464288356 205 3261 SH SOLE 3261 0 0 ISHARES TR S&P GLOBAL CLEAN ENERGY INDEX ETF 464288224 562 19885 SH SOLE 19739 0 146 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 422 5983 SH SOLE 5983 0 0 ISHARES YIELD OPTIMIZED BOND ETF ETF 46434V787 1061 41029 SH SOLE 41028 0 0 J P MORGAN EXCHANGE-TRADED F ETF 46641Q308 365 6656 SH SOLE 6656 0 0 JOHNSON & JOHNSON COM Stock 478160104 6991 44420 SH SOLE 44405 0 15 JPMORGAN CHASE & CO COM Stock 46625H100 2474 19473 SH SOLE 19473 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 2001 39413 SH SOLE 39413 0 0 KELLOGG CO COM Stock 487836108 246 3956 SH SOLE 3955 0 0 KIMBERLY-CLARK CORP COM Stock 494368103 2539 18828 SH SOLE 18827 0 0 KINDER MORGAN INC Stock 49456B101 266 19426 SH SOLE 12375 0 7050 KKR & CO LP Stock 48251W104 238 5885 SH SOLE 5760 0 125 KRAFT HEINZ CO COM Stock 500754106 341 9824 SH SOLE 9824 0 0 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 412 2179 SH SOLE 2179 0 0 LAMB WESTON HLDGS INC COM Stock 513272104 259 3288 SH SOLE 3288 0 0 LIBERTY BROADBAND CORP COM SER C Stock 530307305 556 3508 SH SOLE 3508 0 0 LIBERTY MEDIA CORP Stock 531229870 221 5822 SH SOLE 5822 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM Stock 531229409 351 8120 SH SOLE 8120 0 0 LILLY ELI & CO COM Stock 532457108 880 5211 SH SOLE 5211 0 0 LINDE PLC SHS Stock G5494J103 537 2035 SH SOLE 2035 0 0 LOCKHEED MARTIN CORP Stock 539830109 848 2389 SH SOLE 2389 0 0 LOWES COS INC COM Stock 548661107 457 2845 SH SOLE 2844 0 0 MAGELLAN MIDSTREAM PARTNERS LP Stock 559080106 374 8823 SH SOLE 8823 0 0 MAGNA INTL INC CL A Stock 559222401 362 5115 SH SOLE 5115 0 0 MANULIFE FINL CORP Stock 56501R106 335 18796 SH SOLE 18796 0 0 MARKET VECTORS ETF HIGH YIELD MUNI INDEX ETF 92189H409 888 14433 SH SOLE 14433 0 0 MARKET VECTORS GOLD MINERS INDEX ETF ETF 92189F106 230 6379 SH SOLE 6379 0 0 MARRIOTT INTL INC Stock 571903202 442 3348 SH SOLE 3348 0 0 MASIMO CORP COM Stock 574795100 268 1000 SH SOLE 1000 0 0 MASTERCARD INC Stock 57636Q104 954 2671 SH SOLE 2670 0 0 MATCH GROUP INC NEW COM Stock 57667L107 416 2750 SH SOLE 2750 0 0 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 331 4566 SH SOLE 4566 0 0 MCCORMICK & CO INC COM NON VTG Stock 579780206 232 2422 SH SOLE 2422 0 0 MCDONALDS CORP COM Stock 580135101 3476 16197 SH SOLE 16197 0 0 MEDTRONIC PLC SHS Stock G5960L103 272 2321 SH SOLE 2321 0 0 MERCADOLIBRE INC Stock 58733R102 1566 935 SH SOLE 935 0 0 MERCK & CO INC Stock 58933Y105 1752 21414 SH SOLE 21414 0 0 MERCURY GENL CORP NEW COM Stock 589400100 454 8700 SH SOLE 8700 0 0 MGM RESORTS INTERNATIONAL Stock 552953101 297 9435 SH SOLE 9435 0 0 MICRON TECHNOLOGY Stock 595112103 340 4529 SH SOLE 4529 0 0 MICROSOFT Stock 594918104 15877 71385 SH SOLE 71385 0 0 MKS INSTRS INC COM Stock 55306N104 903 6000 SH SOLE 6000 0 0 MNAEXIQ ETF TR IQ ARB MERGER ARBITRAGEETF ETF 45409B800 1496 44876 SH SOLE 44876 0 0 MONDELEZ INTL INC CL A Stock 609207105 913 15622 SH SOLE 15151 0 471 MONMOUTH REAL ESTATEINVT CORP CL A REIT 609720107 478 27610 SH SOLE 27610 0 0 MONSTER BEVERAGE CORP Stock 61174X109 475 5133 SH SOLE 5133 0 0 NETFLIX COM INC Stock 64110L106 2133 3945 SH SOLE 3945 0 0 NEXTERA ENERGY INC COM Stock 65339F101 547 7100 SH SOLE 6299 0 800 NIKE INC CLASS B Stock 654106103 449 3177 SH SOLE 3176 0 0 NORFOLK SOUTHERN CRP Stock 655844108 224 943 SH SOLE 943 0 0 NOVARTIS AG ADR ADR 66987V109 1774 18790 SH SOLE 18790 0 0 NUCOR CORP COM Stock 670346105 491 9230 SH SOLE 9230 0 0 NUVEEN BUILD AMERICA BOND FUND CEF 67074C103 295 12405 SH SOLE 12405 0 0 NUVEEN CALIF MUN ADVANTAGE FD COM CEF 67066Y105 868 57261 SH SOLE 57260 0 0 NUVEEN INSD TAX FREE ADV TAX FREE ADVANTAGE MUNI CEF 670657105 324 21486 SH SOLE 21486 0 0 NV5 GLOBAL INC COM Stock 62945V109 2306 29266 SH SOLE 29266 0 0 NVIDIA CORP Stock 67066G104 1513 2897 SH SOLE 2897 0 0 OKTA INC CL A Stock 679295105 1138 4475 SH SOLE 4475 0 0 ONEOK INC NEW COM Stock 682680103 218 5684 SH SOLE 5683 0 0 OTIS WORLDWIDE CORP COM Stock 68902V107 263 3893 SH SOLE 3893 0 0 PACER FDS TR Stock 69374H741 4646 129582 SH SOLE 129582 0 0 PACIFIC BIOSCIENCES CALIFORNIA INC COM USD0.0001 Stock 69404D108 649 25000 SH SOLE 25000 0 0 PALO ALTO NETWORKS INC COM Stock 697435105 266 748 SH SOLE 748 0 0 PAYCHEX INC Stock 704326107 460 4939 SH SOLE 4938 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 674 2876 SH SOLE 2876 0 0 PENUMBRA INC COM Stock 70975L107 210 1200 SH SOLE 1200 0 0 PEPSICO INC COM Stock 713448108 6656 44883 SH SOLE 44883 0 0 PFIZER INC COM Stock 717081103 3599 97754 SH SOLE 97753 0 0 PG&E CORP COM Stock 69331C108 297 23884 SH SOLE 23884 0 0 PHILIP MORRIS INTL INC Stock 718172109 2204 26617 SH SOLE 26617 0 0 PHILLIPS 66 Stock 718546104 673 9620 SH SOLE 8376 0 1244 PIMCO DYNAMIC CR INCOME FD COM SHS CEF 72202D106 229 10824 SH SOLE 10823 0 0 PIMCO ENHANCED SHORT MATURITY ETF ETF 72201R833 1990 19510 SH SOLE 19510 0 0 PINDUODUO INC SPONSORED ADS ADR 722304102 249 1400 SH SOLE 1400 0 0 PINNACLE WEST CAP CORP COM Stock 723484101 395 4942 SH SOLE 4942 0 0 PINTEREST INC CL A Stock 72352L106 302 4589 SH SOLE 4589 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 270 1809 SH SOLE 1809 0 0 POST HOLDINGS INC COM Stock 737446104 330 3263 SH SOLE 3263 0 0 POTLATCH CORP REIT 737630103 1097 21939 SH SOLE 21939 0 0 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF ETF 46138G805 458 13662 SH SOLE 13662 0 0 POWERSHARES DIVIDEND ETF 46137V506 236 7186 SH SOLE 7186 0 0 POWERSHARES GLOBAL EXCHANGE TRADED FD TR INSURED NATL ETF 46138E537 299 11045 SH SOLE 11044 0 0 POWERSHARES GLOBAL PREFERRED ETF ETF 46138E511 2277 149213 SH SOLE 149212 0 0 POWERSHARES QQQ TR ETF 46090E103 14250 45420 SH SOLE 45419 0 0 POWERSHARES SP500 LOW VOLATILITY ETF ETF 46138E354 319 5672 SH SOLE 5671 0 0 POWERSHARES TRUST II ETF ETF 46138E362 493 13125 SH SOLE 13125 0 0 PPL CORP COM Stock 69351T106 371 13143 SH SOLE 13143 0 0 PRICELINE.COM INC Stock 09857L108 283 127 SH SOLE 127 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 4307 30954 SH SOLE 30953 0 0 PROSHARES TR ETF 74347B680 4953 78774 SH SOLE 78774 0 0 PROSHARES TR II PROSHARES ULTRA SILVER ETF 74347W353 427 8331 SH SOLE 8331 0 0 PROSHARES TR ULTRAPRO QQQ ETF 74347X831 618 3402 SH SOLE 3402 0 0 PROSHARES VIX SHORT-TERM FUTURES ETF ETF 74347W171 3326 242134 SH SOLE 242134 0 0 PRUDENTIAL FINL INC Stock 744320102 529 6781 SH SOLE 6781 0 0 PUBLIC STORAGE INC REIT 74460D109 761 3293 SH SOLE 3293 0 0 PUBLIC SVC ENTERPRISE GRP INC COM Stock 744573106 261 4477 SH SOLE 4477 0 0 QUALCOMM INC Stock 747525103 9039 59334 SH SOLE 59333 0 0 QUEST DIAGNOSTICS INC Stock 74834L100 1283 10770 SH SOLE 10770 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 828 11588 SH SOLE 11588 0 0 REALTY INCOME CORP REIT 756109104 957 15387 SH SOLE 15387 0 0 REATA PHARMACEUTICALS INC CL A Stock 75615P103 302 2442 SH SOLE 2442 0 0 RETAIL VALUE INC COM REIT 76133Q102 827 55627 SH SOLE 55626 0 0 ROCKET COS INC COM CL A Stock 77311W101 203 10016 SH SOLE 10016 0 0 ROLLINS INC COM Stock 775711104 256 6530 SH SOLE 6530 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 200 5963 SH SOLE 5963 0 0 S&P GLOBAL INC COM Stock 78409V104 643 1956 SH SOLE 1956 0 0 SALESFORCE COM Stock 79466L302 565 2541 SH SOLE 2541 0 0 SCH US REIT ETF ETF 808524847 440 11591 SH SOLE 11590 0 0 SCHLUMBERGER LTD COM Stock 806857108 212 9699 SH SOLE 3806 0 5891 SCHWAB EMERGING MARKET EQ ETF ETF 808524706 1097 35807 SH SOLE 35806 0 0 SCHWAB ETFS- US BROAD MARKET ETF ETF 808524102 1266 13917 SH SOLE 13916 0 0 SCHWAB ETFS- US SMALL-CAP ETF ETF 808524607 1708 19184 SH SOLE 19183 0 0 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF ETF 808524771 297 6547 SH SOLE 6547 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 2246 62359 SH SOLE 62358 0 0 SCHWAB SHORT TERM US TREASURY ETF ETF 808524862 1329 25864 SH SOLE 25864 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF ETF 808524201 1107 12167 SH SOLE 12166 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 8742 68084 SH SOLE 68083 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 2855 47959 SH SOLE 47957 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 548 9781 SH SOLE 9780 0 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 1467 22875 SH SOLE 22874 0 0 SCHWAB US MID-CAP ETF ETF 808524508 2514 36871 SH SOLE 36870 0 0 SEMPRA ENERGY Stock 816851109 1958 15368 SH SOLE 15367 0 0 SERVICENOW INC COM Stock 81762P102 1564 2841 SH SOLE 2841 0 0 SHOPIFY INC CL A Stock 82509L107 740 654 SH SOLE 654 0 0 SNAP INC CL A Stock 83304A106 547 10915 SH SOLE 10915 0 0 SONY CORP SPONSORED ADR ADR 835699307 204 2018 SH SOLE 2018 0 0 SOUTHERN CO COM Stock 842587107 1346 21918 SH SOLE 21918 0 0 SPDR BIOTECH ETF ETF 78464A870 2629 18676 SH SOLE 18676 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 210 2537 SH SOLE 2536 0 0 SPDR GOLD ETF ETF 78463V107 8705 48806 SH SOLE 47514 0 1292 SPDR INDEX SHS FDS ETF 78463X509 8386 198919 SH SOLE 198919 0 0 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF ETF 78467V889 456 3926 SH SOLE 3925 0 0 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 2269 41027 SH SOLE 41027 0 0 SPDR S&P 500 ETF ETF 78462F103 26573 71072 SH SOLE 71071 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 295 703 SH SOLE 703 0 0 SPDR SER TR ETF 78464A805 519 11256 SH SOLE 11256 0 0 SPDR SER TR ETF 78464A649 9725 315849 SH SOLE 315849 0 0 SPDR SER TR ETF 78464A508 645 18762 SH SOLE 18762 0 0 SPDR SER TR ETF 78468R663 1100 12019 SH SOLE 12019 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 1474 13909 SH SOLE 13908 0 0 SPDR SSGA FIXED INCOME SECTOR ROTATION ETF ETF 78470P507 244 7601 SH SOLE 7601 0 0 SQUARE INC CL A Stock 852234103 1633 7502 SH SOLE 7502 0 0 STAG INDL INC COM REIT 85254J102 362 11545 SH SOLE 11545 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 309 1731 SH SOLE 1731 0 0 STARBUCKS CORP Stock 855244109 1300 12151 SH SOLE 12150 0 0 STEWART INFORMATION SVCS CORP COM Stock 860372101 237 4900 SH SOLE 4900 0 0 SUNRUN INC COM Stock 86771W105 453 6525 SH SOLE 6525 0 0 SUNSTONE HOTEL INVS INC NEW COM REIT 867892101 290 25585 SH SOLE 25585 0 0 SYSCO CORP COM Stock 871829107 524 7058 SH SOLE 7058 0 0 T C PIPELINES Stock 87233Q108 405 13745 SH SOLE 13744 0 0 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 1498 13738 SH SOLE 13738 0 0 TARGET CORP COM Stock 87612E106 701 3972 SH SOLE 3972 0 0 TC ENERGY CORP COM Stock 87807B107 297 7300 SH SOLE 7300 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 1793 13794 SH SOLE 13794 0 0 TESLA MOTORS INC Stock 88160R101 4364 6185 SH SOLE 6175 0 10 TEXAS INSTRS INC COM Stock 882508104 674 4104 SH SOLE 4104 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 390 837 SH SOLE 837 0 0 THOMSON REUTERS CORPORATION (USA) Stock 884903709 373 4555 SH SOLE 4555 0 0 TJX COS INC NEW COM Stock 872540109 452 6615 SH SOLE 6615 0 0 TORONTO DOMINION BANK Stock 891160509 613 10859 SH SOLE 10859 0 0 TRANSDIGM GROUP INC COM DELAWARE Stock 893641100 418 676 SH SOLE 676 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 299 2129 SH SOLE 2129 0 0 TRI CONTINENTAL CORPCOM CEF 895436103 335 11376 SH SOLE 11376 0 0 TWILIO INC CL A Stock 90138F102 1133 3346 SH SOLE 3346 0 0 TWITTER INC COM Stock 90184L102 460 8497 SH SOLE 8497 0 0 UBIQUITI INC COM Stock 90353W103 696 2500 SH SOLE 2500 0 0 UGI CORP NEW COM Stock 902681105 220 6282 SH SOLE 6282 0 0 UNION PAC CORP COM Stock 907818108 549 2640 SH SOLE 2639 0 0 UNITED PARCEL SERVICE INC Stock 911312106 6115 36314 SH SOLE 36313 0 0 UNITED STATES OIL FUND, LP ETF 91232N207 1465 44380 SH SOLE 44380 0 0 UNITEDHEALTH GROUP Stock 91324P102 1177 3356 SH SOLE 3355 0 0 US BANCORP DEL COM NEW Stock 902973304 521 11177 SH SOLE 11177 0 0 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 1436 22899 SH SOLE 22899 0 0 V F CORP COM Stock 918204108 374 4381 SH SOLE 4381 0 0 VAN KAMPEN CALIFORNIA VALUE MUNICIPAL INCOME TRUST CEF 46132H106 402 30374 SH SOLE 30374 0 0 VANECK VECTORS INVESTMENT GRADE FLOATING RATE ETF ETF 92189F486 1025 40546 SH SOLE 40545 0 0 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 3870 27414 SH SOLE 27413 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 247 4235 SH SOLE 4234 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1967 41669 SH SOLE 41668 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 2101 41926 SH SOLE 41926 0 0 VANGUARD GROWTH ETF ETF 922908736 4367 17239 SH SOLE 17239 0 0 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 1005 10985 SH SOLE 10984 0 0 VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF ETF 922908512 309 2594 SH SOLE 2594 0 0 VANGUARD INFORMATION TECHNOLOGY ETF 92204A702 1128 3189 SH SOLE 3186 0 2 VANGUARD INTERMEDIATE TERM CORP BOND FD ETF ETF 92206C870 3810 39215 SH SOLE 39215 0 0 VANGUARD MEGA CAP ETF ETF 921910873 275 2063 SH SOLE 2063 0 0 VANGUARD MEGA CAP VALUE ETF ETF 921910840 3800 43763 SH SOLE 43763 0 0 VANGUARD MID CAP ETF 922908629 11639 56289 SH SOLE 56287 0 0 VANGUARD MID CAP GROWTH ETF ETF 922908538 610 2878 SH SOLE 2878 0 0 VANGUARD REIT INDEX ETF ETF 922908553 640 7530 SH SOLE 7528 0 0 VANGUARD S&P 500 ETF ETF 922908363 3550 10328 SH SOLE 10327 0 0 VANGUARD S&P 500 GROWTH ETF ETF 921932505 1103 4794 SH SOLE 4794 0 0 VANGUARD S&P 500 VALUE ETF ETF 921932703 947 7656 SH SOLE 7656 0 0 VANGUARD SHORT TERM BOND ETF 921937827 2002 24156 SH SOLE 24156 0 0 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 3325 39940 SH SOLE 39939 0 0 VANGUARD SMALL CAP ETF ETF 922908751 17164 88167 SH SOLE 88166 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 206 1449 SH SOLE 1449 0 0 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 391 1460 SH SOLE 1458 0 2 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 915 10372 SH SOLE 10371 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 258 4422 SH SOLE 4421 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 2165 35977 SH SOLE 35977 0 0 VANGUARD TOTAL STK MKT ETF 922908769 8139 41815 SH SOLE 41814 0 0 VANGUARD U.S. QUALITY FACTOR ETF ETF 921935706 278 2791 SH SOLE 2791 0 0 VANGUARD VALUE ETF ETF 922908744 9390 78937 SH SOLE 78936 0 0 VANGUARD WORLD FUND ETF MEGA CAP 300 GROWTH ETF ETF 921910816 5114 25099 SH SOLE 25098 0 0 VEEVA SYSTEMS INC COM CL A Stock 922475108 713 2620 SH SOLE 2620 0 0 VERIZON COMMUNICATIONS Stock 92343V104 4816 81976 SH SOLE 81975 0 0 VIATRIS INC COM Stock 92556V106 225 12020 SH SOLE 12020 0 0 VIRGIN GALACTIC HOLDINGS INC COM Stock 92766K106 283 11905 SH SOLE 11905 0 0 VIRNETX HOLDING CORP Stock 92823T108 339 67352 SH SOLE 67351 0 0 VIRTUS ALLIANZGI EQUITY & CONV COM CEF 018829101 273 9659 SH SOLE 9658 0 0 VISA INC Stock 92826C839 1627 7440 SH SOLE 7439 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 307 7701 SH SOLE 7700 0 0 WALMART INC COM Stock 931142103 1993 13829 SH SOLE 13829 0 0 WASTE MANAGEMENT INC Stock 94106L109 317 2692 SH SOLE 2691 0 0 WEC ENERGY GROUP INC COM Stock 92939U106 686 7450 SH SOLE 7450 0 0 WELLS FARGO CO NEW COM Stock 949746101 923 30594 SH SOLE 30593 0 0 WEYERHAEUSER CO REIT 962166104 282 8423 SH SOLE 8423 0 0 WILLIAMS COS INC COM Stock 969457100 263 13107 SH SOLE 13107 0 0 WISDOMTREE FLOATING RATE TREASURY FUND ETF 97717X628 1361 54210 SH SOLE 54210 0 0 WISDOMTREE U.S. TOTAL DIVIDEND FUND ETF 97717W109 222 2117 SH SOLE 2116 0 0 WP CAREY INC COM REIT 92936U109 429 6074 SH SOLE 6074 0 0 XCEL ENERGY INC COM Stock 98389B100 286 4279 SH SOLE 4279 0 0 YUM! BRANDS INC Stock 988498101 236 2173 SH SOLE 2173 0 0 ZOOM VIDEO COMMUNICATIONS INC CL A Stock 98980L101 640 1896 SH SOLE 1896 0 0