0001666179-20-000004.txt : 20201113
0001666179-20-000004.hdr.sgml : 20201113
20201113154721
ACCESSION NUMBER: 0001666179-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc.
CENTRAL INDEX KEY: 0001666179
IRS NUMBER: 452299422
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17401
FILM NUMBER: 201311264
BUSINESS ADDRESS:
STREET 1: 8008 GIRARD AVENUE
STREET 2: SUITE 330
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: 858-459-1101
MAIL ADDRESS:
STREET 1: 8008 GIRARD AVENUE
STREET 2: SUITE 330
CITY: LA JOLLA
STATE: CA
ZIP: 92037
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001666179
XXXXXXXX
09-30-2020
09-30-2020
Laurel Wealth Advisors, Inc.
8008 GIRARD AVENUE
SUITE 330
LA JOLLA
CA
92037
13F HOLDINGS REPORT
028-17401
N
Brian Lavoie
Director of Operations
858-459-1101 x550
Brian Lavoie
San Diego
CA
11-13-2020
0
391
605238
false
INFORMATION TABLE
2
LWA13FQ32020Upload.xml
LWA 13F Q3 2020
APPLE INC COM
Stock
037833100
42115
363652
SH
SOLE
361691
0
1960
SPDR S&P 500 ETF
ETF
78462F103
23667
70671
SH
SOLE
70670
0
0
INVESCO QQQ TRUST
ETF
46090E103
15551
55971
SH
SOLE
55970
0
0
MICROSOFT CORP COM
Stock
594918104
15125
71907
SH
SOLE
71907
0
0
AMAZON COM INC COM
Stock
023135106
12944
4111
SH
SOLE
4096
0
15
VANGUARD SMALL-CAP INDEX FUND
ETF
922908751
10483
68162
SH
SOLE
68161
0
0
VANGUARD MID-CAP INDEX FUND
ETF
922908629
9385
53246
SH
SOLE
53245
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
9020
246709
SH
SOLE
246709
0
0
SPDR GOLD ETF
ETF
78463V107
8898
50240
SH
SOLE
48948
0
1292
ISHARES TR
CORE 1 5 YR USD
46432F859
8719
169143
SH
SOLE
169143
0
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
8343
270805
SH
SOLE
270805
0
0
HOME DEPOT INC COM
Stock
437076102
7980
28735
SH
SOLE
28734
0
0
SCHWAB U.S. LARGE-CAP GROWTH ETF
ETF
808524300
7894
68538
SH
SOLE
68536
0
0
QUALCOMM INC COM
Stock
747525103
7331
62295
SH
SOLE
62294
0
0
VANGUARD TOTAL STOCK MARKET INDEX FUND
ETF
922908769
6541
38409
SH
SOLE
38408
0
0
3M CO COM
Stock
88579Y101
6444
40230
SH
SOLE
40230
0
0
PEPSICO INC COM
Stock
713448108
6256
45141
SH
SOLE
45140
0
0
JOHNSON & JOHNSON COM
Stock
478160104
6220
41779
SH
SOLE
41763
0
15
ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF
ETF
464288281
6183
55763
SH
SOLE
55762
0
0
UNITED PARCEL SERVICE INC
Stock
911312106
6086
36523
SH
SOLE
36522
0
0
ALPHABET INC CAP STK CL C
Stock
02079K107
6036
4107
SH
SOLE
4087
0
20
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
5809
27279
SH
SOLE
27279
0
0
ETF SER SOLUTIONS
HOYA CAP HOUSI
26922A230
5365
183545
SH
SOLE
183545
0
0
FACEBOOK INC CL A
Stock
30303M102
4863
18566
SH
SOLE
18401
0
164
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
4839
81342
SH
SOLE
81341
0
0
VANGUARD MEGA CAP GROWTH ETF
ETF
921910816
4776
25763
SH
SOLE
25762
0
0
ARK INNOVATION ETF
ETF
00214Q104
4619
50213
SH
SOLE
50213
0
0
PROCTER AND GAMBLE CO COM
Stock
742718109
4459
32080
SH
SOLE
32078
0
0
PACER FDS TR
BNCHMRK INFRA
69374H741
4240
120021
SH
SOLE
120021
0
0
ISHARES MSCI EAFE MIN VOL FACTOR ETF
ETF
46429B689
4223
61989
SH
SOLE
61989
0
0
ARK NEXT GENERATION INTERNET ETF
ETF
00214Q401
4119
37927
SH
SOLE
37927
0
0
CONSUMER STAPLES SELECT SECTOR SPDR
ETF
81369Y308
4092
63838
SH
SOLE
63838
0
0
VANECK VECTORS GOLD MINERS ETF
ETF
92189F106
4016
102543
SH
SOLE
102543
0
0
PROSHARES TR
S&P MDCP 400 DIV
74347B680
3979
74984
SH
SOLE
74984
0
0
ISHARES CORE S&P 500 ETF
ETF
464287200
3937
11715
SH
SOLE
11715
0
0
VANGUARD VALUE INDEX FUND
ETF
922908744
3744
35822
SH
SOLE
35821
0
0
ISHARES CORE U.S. AGGREGATE BOND ETF
ETF
464287226
3730
31596
SH
SOLE
31595
0
0
FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF
ETF
33739Q200
3708
71736
SH
SOLE
71736
0
0
MCDONALDS CORP COM
Stock
580135101
3644
16603
SH
SOLE
16603
0
0
FINANCIAL SELECT SECTOR SPDR
ETF
81369Y605
3634
150962
SH
SOLE
150962
0
0
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
ETF
92206C870
3590
37474
SH
SOLE
37473
0
0
ISHARES RUSSELL 1000 ETF
ETF
464287622
3567
19058
SH
SOLE
19058
0
0
VANGUARD DIVIDEND APPRECIATION INDEX FUND
ETF
921908844
3502
27216
SH
SOLE
27215
0
0
VANGUARD GROWTH INDEX FUND
ETF
922908736
3479
15284
SH
SOLE
15282
0
0
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
ETF
92206C409
3424
41325
SH
SOLE
41324
0
0
VANGUARD MEGA CAP VALUE ETF
ETF
921910840
3290
42896
SH
SOLE
42896
0
0
AT&T INC COM
Stock
00206R102
3276
114903
SH
SOLE
114902
0
0
CONSOLIDATED EDISON INC COM
Stock
209115104
3267
41996
SH
SOLE
41995
0
0
VANGUARD S&P 500 ETF
ETF
922908363
3042
9887
SH
SOLE
9886
0
0
ATLASSIAN CORP PLC CL A
Stock
G06242104
2970
16339
SH
SOLE
16339
0
0
TESLA INC COM
Stock
88160R101
2873
6696
SH
SOLE
6696
0
0
CHEVRON CORP NEW COM
Stock
166764100
2765
38400
SH
SOLE
37730
0
670
KIMBERLY-CLARK CORP COM
Stock
494368103
2755
18655
SH
SOLE
18655
0
0
INVESCO S&P MIDCAP MOMENTUM ETF
ETF
46137V464
2744
41435
SH
SOLE
41435
0
0
FIRST TRUST CAPITAL STRENGTH ETF
ETF
33733E104
2739
43289
SH
SOLE
43289
0
0
SCHWAB U.S. LARGE-CAP VALUE ETF
ETF
808524409
2688
51509
SH
SOLE
51508
0
0
ISHARES SILVER TRUST
ETF
46428Q109
2673
123539
SH
SOLE
123539
0
0
PFIZER INC COM
Stock
717081103
2640
71937
SH
SOLE
68593
0
3343
EXXON MOBIL CORP COM
Stock
30231G102
2348
68388
SH
SOLE
68388
0
0
ISHARES RUSSELL 1000 GROWTH ETF
ETF
464287614
2276
10495
SH
SOLE
10495
0
0
SCHWAB INTERNATIONAL EQUITY ETF
ETF
808524805
2176
69287
SH
SOLE
69286
0
0
POWERSHARES GLOBAL PREFERRED ETF
ETF
46138E511
2097
142390
SH
SOLE
142390
0
0
SCHWAB U.S. MID-CAP ETF
ETF
808524508
2055
37044
SH
SOLE
37043
0
0
SPDR S&P BIOTECH ETF
ETF
78464A870
2037
18280
SH
SOLE
18280
0
0
ISHARES TR
CORE MSCI INTL
46435G326
2034
37687
SH
SOLE
37687
0
0
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
1989
16348
SH
SOLE
16347
0
0
DISNEY WALT CO COM DISNEY
Stock
254687106
1985
16001
SH
SOLE
15540
0
461
JPMORGAN ULTRA-SHORT INCOME ETF
ETF
46641Q837
1981
39005
SH
SOLE
39005
0
0
PHILIP MORRIS INTL INC COM
Stock
718172109
1961
26144
SH
SOLE
26143
0
0
ISHARES RUSSELL 2000 ETF
ETF
464287655
1960
13088
SH
SOLE
13087
0
0
PIMCO ENHANCED SHORT MATURITY ETF
ETF
72201R833
1953
19163
SH
SOLE
19163
0
0
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
1936
38325
SH
SOLE
38325
0
0
WALMART INC COM
Stock
931142103
1925
13765
SH
SOLE
13765
0
0
NETFLIX INC COM
Stock
64110L106
1921
3842
SH
SOLE
3842
0
0
VANGUARD TOTAL INTERNATIONAL STOCK ETF
ETF
921909768
1911
36619
SH
SOLE
36618
0
0
SPDR PORTFOLIO S&P 500 GROWTH ETF
ETF
78464A409
1890
37714
SH
SOLE
37714
0
0
JPMORGAN CHASE & CO COM
Stock
46625H100
1878
19501
SH
SOLE
19500
0
0
CORNING INC COM
Stock
219350105
1831
56481
SH
SOLE
56479
0
0
CISCO SYS INC COM
Stock
17275R102
1826
46359
SH
SOLE
46359
0
0
BROOKFIELD INFRASTRUCTURE CORP COM SB VTG SHS A
Stock
11275Q107
1797
32436
SH
SOLE
32436
0
0
AMERICAN CENTURY DIVERSIFIED CORPORATE BOND ETF
ETF
025072109
1756
33369
SH
SOLE
33369
0
0
VANGUARD FTSE EMERGING MARKETS ETF
ETF
922042858
1724
39885
SH
SOLE
39884
0
0
INTEL CORP COM
Stock
458140100
1722
33248
SH
SOLE
32047
0
1200
VANGUARD SHORT-TERM BOND INDEX FUND
ETF
921937827
1697
20432
SH
SOLE
20432
0
0
ALTRIA GROUP INC COM
Stock
02209S103
1670
43226
SH
SOLE
43226
0
0
ISHARES RUSSELL MID-CAP ETF
ETF
464287499
1667
29055
SH
SOLE
29055
0
0
MERCK & CO. INC COM
Stock
58933Y105
1660
20015
SH
SOLE
20014
0
0
NOVARTIS AG SPONSORED ADR
ADR
66987V109
1635
18808
SH
SOLE
18808
0
0
TECHNOLOGY SELECT SECTOR SPDR FUND
ETF
81369Y803
1621
13886
SH
SOLE
13886
0
0
ABBVIE INC COM
Stock
00287Y109
1591
18162
SH
SOLE
18036
0
125
NVIDIA CORPORATION COM
Stock
67066G104
1587
2933
SH
SOLE
2933
0
0
NV5 GLOBAL INC COM
Stock
62945V109
1544
29266
SH
SOLE
29266
0
0
WISDOMTREE FLOATING RATE TREASURY FUND
ETF
97717X628
1539
61285
SH
SOLE
61284
0
0
AMGEN INC COM
Stock
031162100
1531
6027
SH
SOLE
4960
0
1065
VISA INC COM CL A
Stock
92826C839
1513
7564
SH
SOLE
7564
0
0
MNAEXIQ ETF TR IQ ARB MERGER ARBITRAGEETF
ETF
45409B800
1510
44876
SH
SOLE
44876
0
0
FIDELITY COVINGTON TRUST
MSCI COMMNTN SVC
316092873
1503
38947
SH
SOLE
38947
0
0
CITIGROUP INC COM NEW
Stock
172967424
1478
34276
SH
SOLE
31000
0
3275
ALPS ETF TR SECTOR DIVIDEND DOGS ETF
ETF
00162Q858
1428
37780
SH
SOLE
37779
0
0
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
1423
16067
SH
SOLE
16067
0
0
CONSTELLATION BRANDS INC CL A
Stock
21036P108
1410
7439
SH
SOLE
7439
0
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
1408
15239
SH
SOLE
15239
0
0
FIDELITY MSCI HEALTH CARE INDEX ETF
ETF
316092600
1405
26708
SH
SOLE
26708
0
0
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
1401
11864
SH
SOLE
11864
0
0
SEMPRA ENERGY COM
Stock
816851109
1388
11729
SH
SOLE
11729
0
0
BCE INC COM NEW
Stock
05534B760
1381
33301
SH
SOLE
33301
0
0
SERVICENOW INC COM
Stock
81762P102
1378
2840
SH
SOLE
2840
0
0
ALPHABET INC CAP STK CL A
Stock
02079K305
1373
937
SH
SOLE
751
0
186
UTILITIES SELECT SECTOR SPDR FUND
ETF
81369Y886
1360
22897
SH
SOLE
22897
0
0
SCHWAB U.S. SMALL-CAP ETF
ETF
808524607
1351
19785
SH
SOLE
19784
0
0
SPDR SER TR
SPDR BLOOMBERG
78468R663
1348
14731
SH
SOLE
14731
0
0
ISHARES MSCI EAFE ETF
ETF
464287465
1346
21133
SH
SOLE
21133
0
0
HORMEL FOODS CORP COM
Stock
440452100
1334
27294
SH
SOLE
27294
0
0
COSTCO WHSL CORP NEW COM
Stock
22160K105
1319
3715
SH
SOLE
3714
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
ETF
921943858
1298
31725
SH
SOLE
31724
0
0
COCA COLA CO COM
Stock
191216100
1284
25998
SH
SOLE
25296
0
700
SQUARE INC CL A
Stock
852234103
1261
7755
SH
SOLE
7755
0
0
UNITED STATES OIL FUND, LP
ETF
91232N207
1248
44105
SH
SOLE
44105
0
0
QUEST DIAGNOSTICS INC COM
Stock
74834L100
1234
10782
SH
SOLE
10782
0
0
BOEING CO COM
Stock
097023105
1232
7454
SH
SOLE
7453
0
0
BK OF AMERICA CORP COM
Stock
060505104
1213
50360
SH
SOLE
50360
0
0
SCHWAB SHORT TERM US TREASURY ETF
ETF
808524862
1196
23218
SH
SOLE
23218
0
0
ABBOTT LABS COM
Stock
002824100
1179
10831
SH
SOLE
10830
0
0
AMERICAN ELEC PWR CO INC COM
Stock
025537101
1153
14108
SH
SOLE
13885
0
223
SOUTHERN CO COM
Stock
842587107
1144
21107
SH
SOLE
21107
0
0
COMCAST CORP NEW CL A
Stock
20030N101
1112
24039
SH
SOLE
23738
0
300
SCHWAB U.S. BROAD MARKET ETF
ETF
808524102
1105
13878
SH
SOLE
13877
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
1105
13843
SH
SOLE
13843
0
0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS
ADR
874039100
1101
13583
SH
SOLE
13583
0
0
ISHARES SELECT DIVIDEND ETF
ETF
464287168
1075
13177
SH
SOLE
13177
0
0
UNITEDHEALTH GROUP INC COM
Stock
91324P102
1070
3434
SH
SOLE
3433
0
0
DIAGEO PLC
ADR
25243Q205
1041
7565
SH
SOLE
7565
0
0
MERCADOLIBRE INC
Stock
58733R102
1028
950
SH
SOLE
950
0
0
VANGUARD S&P 500 GROWTH ETF
ETF
921932505
1004
4819
SH
SOLE
4819
0
0
SCHWAB US DIVIDEND EQUITY ETF
ETF
808524797
1002
18117
SH
SOLE
18117
0
0
CROWN CASTLE INTL CORP
REIT
22822V101
992
5958
SH
SOLE
5957
0
0
SCHWAB EMERGING MARKETS EQUITY ETF
ETF
808524706
987
36898
SH
SOLE
36898
0
0
ALGONQUIN PWR UTILS CORP COM
Stock
015857105
975
67050
SH
SOLE
67050
0
0
OKTA INC CL A
Stock
679295105
957
4475
SH
SOLE
4475
0
0
CANNAE HLDGS INC COM
Stock
13765N107
953
25582
SH
SOLE
25582
0
0
REALTY INCOME CORP
REIT
756109104
952
15672
SH
SOLE
15672
0
0
QUALCOMM INC
Stock
747525103
941
8000
SH
SOLE
0
0
0
ISHARES YIELD OPTIMIZED BOND ETF
ETF
46434V787
935
36329
SH
SOLE
36329
0
0
MASTERCARD INCORPORATED CL A
Stock
57636Q104
923
2730
SH
SOLE
2729
0
0
VANECK VECTORS INVESTMENT GRADE FLOATING RATE ETF
ETF
92189F486
922
36588
SH
SOLE
36588
0
0
LOCKHEED MARTIN CORP COM
Stock
539830109
922
2405
SH
SOLE
2405
0
0
STARBUCKS CORP COM
Stock
855244109
915
10644
SH
SOLE
10644
0
0
DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES
ETF
25459Y207
915
14189
SH
SOLE
14188
0
0
BK OF AMERICA CORP 725CNV PFD L
Preferred
060505682
908
610
SH
SOLE
610
0
0
ISHARES S&P 500 GROWTH ETF
ETF
464287309
898
3885
SH
SOLE
3885
0
0
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF
ETF
46137V282
891
4230
SH
SOLE
4229
0
0
MONDELEZ INTL INC CL A
Stock
609207105
882
15360
SH
SOLE
14889
0
471
HEALTH CARE SELECT SECTOR SPDR
ETF
81369Y209
876
8303
SH
SOLE
8303
0
0
SCHWAB U.S. LARGE-CAP ETF
ETF
808524201
874
10837
SH
SOLE
10836
0
0
POTLATCH CORP
REIT
737630103
874
20750
SH
SOLE
20750
0
0
VANGUARD TOTAL BOND MARKET INDEX FUND
ETF
921937835
872
9880
SH
SOLE
9879
0
0
MARKET VECTORS ETF HIGH YIELD MUNI INDEX
ETF
92189H409
863
14432
SH
SOLE
14431
0
0
ENBRIDGE INC COM
Stock
29250N105
858
29390
SH
SOLE
29390
0
0
ISHARES GOLD TRUST ETF
ETF
464285105
857
47640
SH
SOLE
47640
0
0
GLOBAL X NASDAQ 100 COVERED CALL ETF
ETF
37954Y483
851
39452
SH
SOLE
39452
0
0
WELLS FARGO CO NEW COM
Stock
949746101
843
35853
SH
SOLE
35852
0
0
GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT
ETF
46137V357
838
7752
SH
SOLE
7752
0
0
VANGUARD S&P 500 VALUE ETF
ETF
921932703
834
7655
SH
SOLE
7654
0
0
LINDE PLC SHS
Stock
G5494J103
834
3501
SH
SOLE
3501
0
0
NUVEEN CA QUALTY MUN INCOME FD COM
CEF
67066Y105
834
57227
SH
SOLE
57226
0
0
ILLINOIS TOOL WKS INC COM
Stock
452308109
825
4268
SH
SOLE
4268
0
0
SHOPIFY INC CL A
Stock
82509L107
821
803
SH
SOLE
803
0
0
DOW INC COM
Stock
260557103
817
17383
SH
SOLE
17383
0
0
TWILIO INC CL A
Stock
90138F102
809
3274
SH
SOLE
3274
0
0
AUTOMATIC DATA PROCESSING INC COM
Stock
053015103
800
5739
SH
SOLE
5738
0
0
ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND
ETF
464287523
798
2621
SH
SOLE
2621
0
0
ISHARES TIPS BOND ETF
ETF
464287176
793
6266
SH
SOLE
6266
0
0
GENERAL MLS INC COM
Stock
370334104
791
12826
SH
SOLE
12826
0
0
ADVANCED MICRO DEVICES INC COM
Stock
007903107
789
9626
SH
SOLE
9626
0
0
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
ETF
92204A702
789
2534
SH
SOLE
2531
0
2
LILLY ELI & CO COM
Stock
532457108
783
5290
SH
SOLE
5289
0
0
BOSTON SCIENTIFIC CORP 5.50 CNV PFD A
Preferred
101137206
777
6950
SH
SOLE
6950
0
0
PUBLIC STORAGE INC
REIT
74460D109
771
3458
SH
SOLE
3458
0
0
ISHARES S&P MIDCAP FUND
ETF
464287507
758
4092
SH
SOLE
4092
0
0
AXON ENTERPRISE INC COM
Stock
05464C101
746
8227
SH
SOLE
5085
0
3142
VEEVA SYSTEMS INC COM CL A
Stock
922475108
743
2642
SH
SOLE
2642
0
0
WEC ENERGY GROUP INC COM
Stock
92939U106
722
7449
SH
SOLE
7449
0
0
HEALTH CARE REIT INC
REIT
95040Q104
718
13036
SH
SOLE
13036
0
0
BROADCOM INC COM
Stock
11135F101
717
1968
SH
SOLE
1968
0
0
BRISTOL-MYERS SQUIBB CO COM
Stock
110122108
712
11823
SH
SOLE
11822
0
0
RAYTHEON TECHNOLOGIES CORP COM
Stock
75513E101
707
12277
SH
SOLE
12277
0
0
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR
01609W102
706
2404
SH
SOLE
2404
0
0
S&P GLOBAL INC COM
Stock
78409V104
705
1956
SH
SOLE
1956
0
0
AON CORP
Stock
G0403H108
705
3416
SH
SOLE
3416
0
0
VANGUARD HIGH DIVIDEND YIELD ETF
ETF
921946406
694
8579
SH
SOLE
8578
0
0
GILEAD SCIENCES INC COM
Stock
375558103
691
10942
SH
SOLE
8717
0
2225
CLOROX CO DEL COM
Stock
189054109
683
3251
SH
SOLE
3251
0
0
ENERGY SELECT SECTOR SPDR
ETF
81369Y506
683
22791
SH
SOLE
19181
0
3609
CACI INTL INC CL A
Stock
127190304
678
3179
SH
SOLE
3179
0
0
AMEREN CORP COM
Stock
023608102
672
8498
SH
SOLE
8498
0
0
BLACKROCK BUILD AMER BD
CEF
09248X100
667
25716
SH
SOLE
25716
0
0
MKS INSTRS INC COM
Stock
55306N104
655
6000
SH
SOLE
6000
0
0
ZOOM VIDEO COMMUNICATIONS INC CL A
Stock
98980L101
637
1354
SH
SOLE
1354
0
0
MONMOUTH REAL ESTATEINVT CORP CL A
REIT
609720107
626
45210
SH
SOLE
45210
0
0
FIDELITY NATL INFO SVCS
Stock
31620M106
622
4227
SH
SOLE
4226
0
0
VANGUARD REAL ESTATE ETF
ETF
922908553
621
7872
SH
SOLE
7871
0
0
ALTISOURCE PORTFOLIO SOLNS SA REG SHS
Stock
L0175J104
615
48501
SH
SOLE
48501
0
0
ISHARES IBOXX CORPORATE BOND ETF
ETF
464287242
609
4517
SH
SOLE
4517
0
0
INVESCO S&P ULTRA DIVIDEND REVENUE ETF
ETF
46138G656
599
22280
SH
SOLE
22280
0
0
ISHARES MSCI USA MIN VOL FACTOR ETF
ETF
46429B697
571
8953
SH
SOLE
8952
0
0
TEXAS INSTRS INC COM
Stock
882508104
570
3996
SH
SOLE
3996
0
0
EVERSOURCE ENERGY COM
Stock
30040W108
567
6798
SH
SOLE
6798
0
0
GOLDMAN SACHS ACCESS ULTRA SHORT BOND ETF
ETF
381430230
567
11177
SH
SOLE
11177
0
0
GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF
ETF
381430503
566
8323
SH
SOLE
8323
0
0
HERSHEY CO COM
Stock
427866108
566
3950
SH
SOLE
3950
0
0
CATERPILLAR INC DEL COM
Stock
149123101
554
3714
SH
SOLE
3714
0
0
EDWARDS LIFESCIENCES CORP COM
Stock
28176E108
553
6921
SH
SOLE
6921
0
0
SPDR S&P 600 SMALL CAP VALUE ETF
ETF
78464A300
551
11008
SH
SOLE
11008
0
0
TARGET CORP COM
Stock
87612E106
544
3456
SH
SOLE
3456
0
0
BLUEBIRD BIO INC COM
Stock
09609G100
544
10079
SH
SOLE
10079
0
0
ANTHEM INC COM
Stock
036752103
539
2006
SH
SOLE
2006
0
0
SCHWAB US AGGREGATE BOND ETF
ETF
808524839
537
9579
SH
SOLE
9579
0
0
RETAIL VALUE INC COM
REIT
76133Q102
535
42571
SH
SOLE
42570
0
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
532
17615
SH
SOLE
17615
0
0
SALESFORCE COM INC COM
Stock
79466L302
531
2114
SH
SOLE
2114
0
0
QTS RLTY TR INC 6.50 CON PFD B
REIT
74736A301
530
3745
SH
SOLE
3745
0
0
FIRST TRUST WATER ETF
ETF
33733B100
525
8687
SH
SOLE
8687
0
0
PHILLIPS 66
Stock
718546104
525
10128
SH
SOLE
8834
0
1294
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
520
5173
SH
SOLE
5173
0
0
VANGUARD MID-CAP GROWTH INDEX FUND
ETF
922908538
510
2833
SH
SOLE
2833
0
0
UNION PAC CORP COM
Stock
907818108
506
2570
SH
SOLE
2570
0
0
PAYPAL HLDGS INC COM
Stock
70450Y103
503
2552
SH
SOLE
2552
0
0
TORONTO DOMINION BANK
Stock
891160509
502
10859
SH
SOLE
10859
0
0
HONEYWELL INTL INC COM
Stock
438516106
499
3034
SH
SOLE
3033
0
0
ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP
Stock
29273V100
484
89262
SH
SOLE
89262
0
0
INDUSTRIAL LOGISTICS PPTYS TR COM SHS BEN INT
REIT
456237106
475
21740
SH
SOLE
21740
0
0
LOWES COS INC COM
Stock
548661107
471
2838
SH
SOLE
2838
0
0
GCI LIBERTY INC COM CLASS A
Stock
36164V305
466
5688
SH
SOLE
5688
0
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
463
11324
SH
SOLE
11324
0
0
POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF
ETF
46138G805
459
13776
SH
SOLE
13776
0
0
CANADIAN IMP BK COMM COM
Stock
136069101
458
6135
SH
SOLE
6135
0
0
DREYFUS STRATEGIC MUNICIPAL BOND FUND INC
CEF
09662E109
457
62729
SH
SOLE
62729
0
0
GENERAL ELECTRIC CO COM
Stock
369604103
456
73114
SH
SOLE
67689
0
5424
NEXTERA ENERGY INC COM
Stock
65339F101
454
1637
SH
SOLE
1437
0
200
EMERSON ELEC CO COM
Stock
291011104
453
6899
SH
SOLE
6899
0
0
NIKE INC CLASS B
Stock
654106103
445
3546
SH
SOLE
3545
0
0
BLKRCK MUNIYIELD CA INSD
CEF
09254N103
445
30978
SH
SOLE
30978
0
0
ISHARES TR S&P GLOBAL CLEAN ENERGY INDEX
ETF
464288224
445
24047
SH
SOLE
23901
0
146
POWERSHARES TRUST II ETF
ETF
46138E362
433
13125
SH
SOLE
13125
0
0
SYSCO CORP COM
Stock
871829107
430
6910
SH
SOLE
6910
0
0
UBIQUITI INC COM
Stock
90353W103
427
2560
SH
SOLE
2560
0
0
DANAHER CORPORATION COM
Stock
235851102
426
1978
SH
SOLE
1978
0
0
SPDR MFS SYSTEMATIC GROWTH EQUITY ETF
ETF
78467V889
423
3925
SH
SOLE
3925
0
0
DEERE & CO COM
Stock
244199105
423
1907
SH
SOLE
582
0
1325
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD
ETF
81369Y407
415
2825
SH
SOLE
2825
0
0
MONSTER BEVERAGE CORP
Stock
61174X109
412
5133
SH
SOLE
5133
0
0
NUCOR CORP COM
Stock
670346105
407
9088
SH
SOLE
9088
0
0
ENTERPRISE PRODS PARTNERS L P COM
Stock
293792107
407
25745
SH
SOLE
25744
0
0
CANADIAN PAC RAILWAYLTD
Stock
13645T100
404
1328
SH
SOLE
1328
0
0
TWITTER INC COM
Stock
90184L102
398
8934
SH
SOLE
8934
0
0
US BANCORP DEL COM NEW
Stock
902973304
396
11031
SH
SOLE
11031
0
0
ISHARES MSCI EMERGING MARKETS ETF
ETF
464287234
395
8961
SH
SOLE
8961
0
0
VIVINT SOLAR INC COM
Stock
92854Q106
394
9300
SH
SOLE
9300
0
0
PAYCHEX INC
Stock
704326107
394
4936
SH
SOLE
4935
0
0
WP CAREY INC COM
REIT
92936U109
393
6024
SH
SOLE
6024
0
0
AMERICAN EXPRESS CO COM
Stock
025816109
390
3895
SH
SOLE
3895
0
0
AMARIN CORP PLC SPONS ADR NEW
ADR
023111206
388
92200
SH
SOLE
92200
0
0
BLACKSTONE GROUP LP
Stock
09260D107
381
7306
SH
SOLE
2781
0
4525
ISHARES S&P NORTH AMER TECH-SOFTWARE
ETF
464287515
378
1216
SH
SOLE
1216
0
0
VAN KAMPEN CALIFORNIA VALUE MUNICIPAL INCOME TRUST
CEF
46132H106
377
30243
SH
SOLE
30242
0
0
ISHARES S&P U.S. PREFERRED STOCK ETF
ETF
464288687
376
10312
SH
SOLE
10312
0
0
PPL CORP COM
Stock
69351T106
374
13731
SH
SOLE
13730
0
0
L3HARRIS TECHNOLOGIES INC COM
Stock
502431109
373
2199
SH
SOLE
2199
0
0
TJX COS INC NEW COM
Stock
872540109
372
6680
SH
SOLE
6680
0
0
THERMO FISHER SCIENTIFIC INC COM
Stock
883556102
369
837
SH
SOLE
837
0
0
PINNACLE WEST CAP CORP COM
Stock
723484101
368
4942
SH
SOLE
4942
0
0
AVISTA CORP COM
Stock
05379B107
366
10717
SH
SOLE
10717
0
0
THOMSON REUTERS CORPORATION (USA)
Stock
884903709
363
4555
SH
SOLE
4555
0
0
AAON INC NEW
Stock
000360206
362
6000
SH
SOLE
6000
0
0
SCH US REIT ETF
ETF
808524847
361
10203
SH
SOLE
10202
0
0
ISHARES NASDAQ BIOTECHNOLOGY
ETF
464287556
360
2656
SH
SOLE
2656
0
0
BLACK KNIGHT INC COM
Stock
09215C105
358
4109
SH
SOLE
4109
0
0
ISHARES TR DOW JONESUS AEROSPACE & DEF
ETF
464288760
354
2235
SH
SOLE
2235
0
0
VIRNETX HOLDING CORP
Stock
92823T108
354
67180
SH
SOLE
67180
0
0
STAG INDL INC COM
REIT
85254J102
344
11270
SH
SOLE
11270
0
0
CVS HEALTH CORP COM
Stock
126650100
344
5884
SH
SOLE
5880
0
3
MAGELLAN MIDSTREAM PARTNERS LP
Stock
559080106
340
9928
SH
SOLE
9928
0
0
INVESCO S&P MIDCAP LOW VOLATILITY ETF
ETF
46138E198
338
8108
SH
SOLE
8108
0
0
PROSHARES TR ULTRAPRO QQQ
ETF
74347X831
333
2545
SH
SOLE
2545
0
0
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF
ETF
464288646
326
5937
SH
SOLE
5937
0
0
ILLUMINA INC COM
Stock
452327109
322
1041
SH
SOLE
1041
0
0
INVESCO EXCH TRADED FD TR II
S&P INTL LOW
46138E230
321
11265
SH
SOLE
11265
0
0
BERKSHIRE HATHAWAY INC DEL CL A
Stock
084670108
320
1
SH
SOLE
1
0
0
AFLAC INC COM
Stock
001055102
317
8734
SH
SOLE
8734
0
0
T C PIPELINES
Stock
87233Q108
315
12295
SH
SOLE
12294
0
0
WALGREENS BOOTS ALLIANCE INC COM
Stock
931427108
311
8642
SH
SOLE
8642
0
0
XCEL ENERGY INC COM
Stock
98389B100
309
4477
SH
SOLE
4477
0
0
KRAFT HEINZ CO COM
Stock
500754106
309
10317
SH
SOLE
10317
0
0
NUVEEN INSD TAX FREE ADV TAX FREE ADVANTAGE MUNI
CEF
670657105
308
21486
SH
SOLE
21486
0
0
V F CORP COM
Stock
918204108
307
4378
SH
SOLE
4378
0
0
BROOKFIELD ASSET MGMT INC COM VOTING
Stock
112585104
307
9281
SH
SOLE
9281
0
0
TC ENERGY CORP COM
Stock
87807B107
307
7300
SH
SOLE
7300
0
0
DIGITAL REALTY TRUST INC
REIT
253868103
305
2081
SH
SOLE
2081
0
0
POWERSHARES SP500 LOW VOLATILITY ETF
ETF
46138E354
304
5677
SH
SOLE
5676
0
0
MATCH GROUP INC NEW COM
Stock
57667L107
304
2750
SH
SOLE
2750
0
0
WASTE MANAGEMENT INC
Stock
94106L109
303
2680
SH
SOLE
2679
0
0
GLOBAL X S&P 500 COVERED CALL ETF
ETF
37954Y475
301
6747
SH
SOLE
6747
0
0
ISHARES U.S. CONSUMER SERVICES ETF
ETF
464287580
298
1190
SH
SOLE
1190
0
0
KELLOGG CO COM
Stock
487836108
298
4606
SH
SOLE
4606
0
0
TRANSDIGM GROUP INC COM
Stock
893641100
297
626
SH
SOLE
626
0
0
FIRST TRUST VALUE LINE DIVIDEND FUND
ETF
33734H106
296
9413
SH
SOLE
9413
0
0
QUALCOMM INC
Option
747525103
294
2500
SH
SOLE
0
0
0
INVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF
ETF
46138E537
294
11026
SH
SOLE
11026
0
0
VANGUARD SMALL-CAP GROWTH INDEX FUND
ETF
922908595
293
1364
SH
SOLE
1361
0
2
TRI CONTINENTAL CORPCOM
CEF
895436103
290
11184
SH
SOLE
11183
0
0
CARDIONET INC
Stock
090672106
287
6300
SH
SOLE
6300
0
0
DUPONT DE NEMOURS INC COM
Stock
26614N102
285
5129
SH
SOLE
5129
0
0
ALBEMARLE CORP
Stock
012653101
283
3170
SH
SOLE
3170
0
0
J P MORGAN EXCHANGE-TRADED F
DIV RTN EM EQT
46641Q308
281
6019
SH
SOLE
6019
0
0
POST HOLDINGS INC COM
Stock
737446104
281
3263
SH
SOLE
3263
0
0
NUVEEN BUILD AMERICA BOND FUND
CEF
67074C103
278
12405
SH
SOLE
12405
0
0
CHARLES SCHWAB CORP
Stock
808513105
276
7639
SH
SOLE
1218
0
6421
ISHARES CONSERVATIVE ALLOCATION FUND
ETF
464289883
276
7416
SH
SOLE
7415
0
0
ISHARES ASIA 50 ETF
ETF
464288430
274
3812
SH
SOLE
3812
0
0
VANGUARD TOTAL INTERNATIONAL BOND ETF
ETF
92203J407
274
4710
SH
SOLE
4709
0
0
ISHARES RESIDENTIAL AND MULTISECTOR REAL ESTATE ETF
ETF
464288562
273
4482
SH
SOLE
4481
0
0
ARCHER DANIELS MIDLAND CO COM
Stock
039483102
271
5829
SH
SOLE
1810
0
4019
LIBERTY MEDIA CORP DEL COM A SIRIUSXM
Stock
531229409
270
8147
SH
SOLE
8147
0
0
STANLEY BLACK & DECKER INC COM
Stock
854502101
270
1664
SH
SOLE
1664
0
0
OTIS WORLDWIDE CORP COM
Stock
68902V107
269
4313
SH
SOLE
4313
0
0
AMETEK INC
COM
031100100
268
2700
SH
SOLE
2700
0
0
ISHARES TR
10+ YR INVST GRD
464289511
268
3805
SH
SOLE
3805
0
0
SPDR S&P MIDCAP 400 ETF
ETF
78467Y107
260
768
SH
SOLE
768
0
0
VANGUARD MID-CAP VALUE INDEX FUND
ETF
922908512
260
2565
SH
SOLE
2565
0
0
INVESCO EXCH TRADED FD TR II
S&P INTL DEV
46138E248
259
11315
SH
SOLE
11315
0
0
ISHARES 20 YEAR TREASURY BOND ETF
ETF
464287432
258
1584
SH
SOLE
1584
0
0
PRUDENTIAL FINL INC COM
Stock
744320102
256
4036
SH
SOLE
4036
0
0
DB COMMODITY INDEX TRACKING
ETF
46138B103
255
19494
SH
SOLE
19494
0
0
SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF
ETF
808524771
252
6516
SH
SOLE
6515
0
0
EATON CORP PLC SHS
Stock
G29183103
252
2472
SH
SOLE
2472
0
0
GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF
ETF
381430107
252
8956
SH
SOLE
8956
0
0
EATON VANCE TAX MANAGED BUY WRITE
CEF
27828Y108
250
18096
SH
SOLE
18096
0
0
PACIFIC BIOSCIENCES CALIFORNIA INC COM USD0.0001
Stock
69404D108
249
25200
SH
SOLE
25200
0
0
WILLIAMS COS INC COM
Stock
969457100
248
12607
SH
SOLE
12607
0
0
VANGUARD MEGA CAP ETF
ETF
921910873
247
2063
SH
SOLE
2063
0
0
CERNER CORP
Stock
156782104
247
3417
SH
SOLE
316
0
3101
BANK OF NOVA SCOTIA CMN
Stock
064149107
246
5925
SH
SOLE
5925
0
0
PUBLIC SVC ENTERPRISE GRP INC COM
Stock
744573106
246
4477
SH
SOLE
4477
0
0
ORACLE CORP COM
Stock
68389X105
245
4113
SH
SOLE
4113
0
0
ISHARES CORE DIVIDEND GROWTH ETF
ETF
46434V621
242
6086
SH
SOLE
6085
0
0
SPDR SSGA FIXED INCOME SECTOR ROTATION ETF
ETF
78470P507
242
7542
SH
SOLE
7542
0
0
INTUITIVE SURGICAL, INC.
Stock
46120E602
241
340
SH
SOLE
340
0
0
CROWDSTRIKE HLDGS INC CL A
Stock
22788C105
241
1752
SH
SOLE
1752
0
0
WEYERHAEUSER CO
REIT
962166104
240
8423
SH
SOLE
8423
0
0
SNAP INC CL A
Stock
83304A106
240
9179
SH
SOLE
9179
0
0
AMPLIFY BLACKSWAN GROWTH & TREASURY CORE ETF
ETF
032108888
239
7548
SH
SOLE
7548
0
0
NATIONAL GRID TRANSCO PLC
ADR
636274409
238
4127
SH
SOLE
4127
0
0
CUMMINS INC COM
Stock
231021106
238
1126
SH
SOLE
1126
0
0
CARRIER GLOBAL CORPORATION COM
Stock
14448C104
237
7776
SH
SOLE
7776
0
0
DIREXION DAILY FINANCIAL BULL 3X SHARES
ETF
25459Y694
237
7005
SH
SOLE
7005
0
0
MASIMO CORP COM
Stock
574795100
236
1000
SH
SOLE
1000
0
0
ROLLINS INC COM
Stock
775711104
236
4354
SH
SOLE
4354
0
0
IAC INTERACTIVECORP NEW COM
Stock
44891N109
236
1968
SH
SOLE
1968
0
0
MEDTRONIC PLC SHS
Stock
G5960L103
235
2262
SH
SOLE
2262
0
0
ALLIANZGI EQUITY & CONV INCOME COM
CEF
018829101
235
9659
SH
SOLE
9658
0
0
MAGNA INTL INC CL A
Stock
559222401
234
5115
SH
SOLE
5115
0
0
VANGUARD FTSE ALL-WORLD EX US INDEX FUND
ETF
922042775
234
4643
SH
SOLE
4643
0
0
FIRST TR ENHANCED EQTY INC FD COM
CEF
337318109
232
15323
SH
SOLE
15323
0
0
VANGUARD U.S. QUALITY FACTOR ETF
ETF
921935706
232
2791
SH
SOLE
2791
0
0
NIKOLA CORP COM
Stock
654110105
231
11288
SH
SOLE
11288
0
0
MCCORMICK & CO INC COM NON VTG
Stock
579780206
231
1191
SH
SOLE
1191
0
0
GLAXOSMITHKLINE PLC SPONSORED ADR
ADR
37733W105
229
6080
SH
SOLE
6079
0
0
MANULIFE FINL CORP
Stock
56501R106
226
16271
SH
SOLE
16271
0
0
UGI CORP NEW COM
Stock
902681105
226
6857
SH
SOLE
6857
0
0
PRICELINE.COM INC
Stock
09857L108
224
131
SH
SOLE
131
0
0
TRAVELERS COMPANIES INC COM
Stock
89417E109
224
2067
SH
SOLE
2067
0
0
KINDER MORGAN INC
Stock
49456B101
223
18106
SH
SOLE
11055
0
7050
ISHARES 1-3 YR TREASURY BOND ETF
ETF
464287457
221
2555
SH
SOLE
2555
0
0
ISHARES S&P SMALL-CAP FUND
ETF
464287804
220
3129
SH
SOLE
3127
0
0
INVESCO S&P 500 EQUAL WEIGHT UTILITIES ETF
ETF
46137V274
219
2320
SH
SOLE
2320
0
0
LAMB WESTON HLDGS INC COM
Stock
513272104
218
3297
SH
SOLE
3297
0
0
POWERSHARES DIVIDEND
ETF
46137V506
218
7186
SH
SOLE
7186
0
0
ISHARES RUSSELL TOP 200 GROWTH ETF
ETF
464289438
215
1773
SH
SOLE
1773
0
0
STEWART INFORMATION SVCS CORP COM
Stock
860372101
214
4900
SH
SOLE
4900
0
0
PENUMBRA INC COM
Stock
70975L107
214
1100
SH
SOLE
1100
0
0
BIOGEN INC COM
Stock
09062X103
212
746
SH
SOLE
746
0
0
MGM RESORTS INTERNATIONAL
Stock
552953101
209
9610
SH
SOLE
9610
0
0
LIBERTY MEDIA CORP DEL COM C SIRIUSXM
Stock
531229607
208
6281
SH
SOLE
6281
0
0
BIONTECH SE SPONSORED ADS
ADR
09075V102
208
3001
SH
SOLE
3001
0
0
VANGUARD SMALL-CAP VALUE INDEX FUND
ETF
922908611
206
1857
SH
SOLE
1857
0
0
ISHARES TR S&P CALIF MUN BD FD
ETF
464288356
203
3261
SH
SOLE
3261
0
0
PNC FINL SVCS GROUP INC COM
Stock
693475105
203
1844
SH
SOLE
1844
0
0
SUNSTONE HOTEL INVS INC NEW COM
REIT
867892101
202
25500
SH
SOLE
25500
0
0
KKR & CO LP
Stock
48251W104
202
5885
SH
SOLE
5760
0
125
NORFOLK SOUTHN CORP COM
Stock
655844108
202
944
SH
SOLE
944
0
0
ISHARES TR DOW JONES U S HEALTHCARE
ETF
464287762
201
885
SH
SOLE
885
0
0