0001666179-20-000002.txt : 20200515 0001666179-20-000002.hdr.sgml : 20200515 20200515160418 ACCESSION NUMBER: 0001666179-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 20884947 BUSINESS ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-459-1101 MAIL ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001666179 XXXXXXXX 03-31-2020 03-31-2020 Laurel Wealth Advisors, Inc.

8008 GIRARD AVENUE SUITE 330 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-17401 N Brian Lavoie 858-459-1101 Brian Lavoie San Diego CA 05-15-2020 0 357 435292 false INFORMATION TABLE 2 13FLWA03312020.xml LWA 13F Q1 2020 APPLE INC Stock 037833100 24129 94890 SH SOLE 91276 0 3613 SPDR S&P 500 ETF ETF 78462F103 15449 63827 SH SOLE 31112 0 32714 MICROSOFT Stock 594918104 10844 68762 SH SOLE 66964 0 1797 AMAZON.COM INC Stock 023135106 8612 4417 SH SOLE 4289 0 128 SPDR GOLD ETF ETF 78463V107 8315 56165 SH SOLE 6518 0 49647 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 8084 101504 SH SOLE 37341 0 64161 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 7576 140260 SH SOLE 2456 0 137804 POWERSHARES QQQ TR ETF 46090E103 6786 35640 SH SOLE 34661 0 978 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 6091 62994 SH SOLE 14868 0 48125 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 5881 32164 SH SOLE 19092 0 13072 HOME DEPOT Stock 437076102 5551 29731 SH SOLE 29420 0 309 JOHNSON & JOHNSON COM Stock 478160104 4851 36997 SH SOLE 36575 0 421 3M CO COM Stock 88579Y101 4828 35363 SH SOLE 35291 0 72 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 4733 142802 SH SOLE 595 0 142206 VANGUARD TOTAL STK MKT ETF 922908769 4551 35304 SH SOLE 34646 0 658 PEPSICO INC COM Stock 713448108 4473 37241 SH SOLE 32287 0 4954 ALPHABET INC CAP STK CL C Stock 02079K107 4394 3779 SH SOLE 3695 0 84 ISHARES S&P 500 INDEX ETF 464287200 4342 16804 SH SOLE 15588 0 1215 VERIZON COMMUNICATIONS Stock 92343V104 4303 80102 SH SOLE 79758 0 343 AT&T INC COM Stock 00206R102 4162 142753 SH SOLE 134910 0 7842 QUALCOMM INC Stock 747525103 3992 59015 SH SOLE 58848 0 166 CONSOLIDATED EDISON INC COM Stock 209115104 3799 48713 SH SOLE 48605 0 108 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 3531 64827 SH SOLE 61939 0 2888 VANGUARD MID CAP ETF 922908629 3458 26264 SH SOLE 26257 0 6 UNITED PARCEL SERVICE INC Stock 911312106 3337 35726 SH SOLE 35614 0 111 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3328 116934 SH SOLE 0 0 116934 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 3273 32478 SH SOLE 0 0 32478 SCHWAB INTMEDIATE TERM US TREASURY ETF ETF 808524854 3244 55196 SH SOLE 619 0 54577 PROCTER AND GAMBLE CO COM Stock 742718109 3232 29380 SH SOLE 27425 0 1954 CHEVRON CORP NEW COM Stock 166764100 3131 43217 SH SOLE 40870 0 2346 INVESCO S&P MIDCAP LOW VOLATILITY ETF ETF 46138E198 3112 78139 SH SOLE 977 0 77161 VANGUARD SMALL CAP ETF ETF 922908751 3111 26950 SH SOLE 26180 0 769 FACEBOOK INC CL A Stock 30303M102 2983 17880 SH SOLE 17376 0 504 VANGUARD WORLD FUND ETF MEGA CAP 300 GROWTH ETF ETF 921910816 2926 23022 SH SOLE 23021 0 0 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 2892 58184 SH SOLE 665 0 57519 POWERSHARES ACTIVE U.S. REAL ESTATE FUND ETF 46090A101 2795 38957 SH SOLE 3 0 38954 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 2754 31776 SH SOLE 2121 0 29655 MCDONALDS CORP COM Stock 580135101 2743 16584 SH SOLE 16260 0 324 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 2615 59065 SH SOLE 59064 0 0 SPDR PORTFOLIO S&P 500 GROWTH 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50281 0 12991 VANGUARD S&P 500 ETF ETF 922908363 2045 8635 SH SOLE 8634 0 0 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 2016 32487 SH SOLE 1165 0 31322 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 1917 24238 SH SOLE 24236 0 0 ISHARES MSCI EAFE ETF ETF 464287465 1916 35855 SH SOLE 32311 0 3543 VANGUARD VALUE ETF ETF 922908744 1887 21187 SH SOLE 19310 0 1877 INTL BUSINESS MACHINES Stock 459200101 1867 16831 SH SOLE 16430 0 400 CISCO SYS INC Stock 17275R102 1859 47298 SH SOLE 46216 0 1081 SCHWAB US MID-CAP ETF ETF 808524508 1807 42865 SH SOLE 42848 0 16 ISHARES TR CORE MSCI INTL 46435G326 1745 39386 SH SOLE 0 0 39386 JPMORGAN CHASE & CO COM Stock 46625H100 1728 19196 SH SOLE 16840 0 2355 MERCK & CO INC Stock 58933Y105 1720 22350 SH SOLE 21508 0 842 KIMBERLY CLARK CORP COM Stock 494368103 1691 13222 SH SOLE 13221 0 0 WISDOMTREE FLOATING RATE TREASURY FUND ETF 97717X628 1686 67142 SH SOLE 67141 0 0 VANGUARD GROWTH ETF ETF 922908736 1602 10226 SH SOLE 10225 0 0 BROOKFIELD 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SPDR FD ETF 81369Y407 290 2966 SH SOLE 1422 0 1544 INVESCO EXCHANGE-TRADED FD T S&P INTL DEV 46138E248 290 13873 SH SOLE 0 0 13873 DISNEY WALT CO COM DISNEY Option 254687106 290 3000 SH Call SOLE 3000 0 0 ROYAL CARRIBBEAN CRUISES LTD Stock V7780T103 289 8983 SH SOLE 8982 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 286 8757 SH SOLE 8757 0 0 NIKE INC CLASS B Stock 654106103 285 3443 SH SOLE 3186 0 256 DIGITAL REALTY TRUST INC REIT 253868103 284 2046 SH SOLE 2046 0 0 RETAIL VALUE INC COM REIT 76133Q102 280 22878 SH SOLE 22877 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 280 3283 SH SOLE 962 0 2321 CACI INTL INC CL A Stock 127190304 278 1318 SH SOLE 1318 0 0 NORTHERN TR CORP COM Stock 665859104 274 3632 SH SOLE 3632 0 0 BROOKFIELD ASSET MGMT INC COM VOTING Stock 112585104 274 6188 SH SOLE 6188 0 0 WP CAREY INC COM REIT 92936U109 273 4696 SH SOLE 4696 0 0 POWERSHARES GLOBAL EXCHANGE TRADED FD TR INSURED NATL ETF 46138E537 272 10548 SH SOLE 10548 0 0 BERKSHIRE HATHAWAY INC DEL CL 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363 0 1509 SPDR S&P 500 ETF Option 78462F103 258 1000 SH Call SOLE 1000 0 0 GLOBAL X S&P 500 COVERED CALL ETF ETF 37954Y475 255 6683 SH SOLE 6682 0 0 KINDER MORGAN INC Stock 49456B101 255 18309 SH SOLE 11116 0 7193 APPLE INC Option 037833100 254 1000 SH Call SOLE 1000 0 0 NATIONAL GRID TRANSCO PLC ADR 636274409 250 4291 SH SOLE 4291 0 0 FIRST TR EXCHANGE-TRADED FD III FIRST TR PFD SECS & INCOME ETF ETF 33739E108 248 15173 SH SOLE 14472 0 701 SCHWAB 1000 INDEX ETF ETF 808524722 247 9879 SH SOLE 94 0 9785 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 246 868 SH SOLE 756 0 112 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 246 1390 SH SOLE 1390 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 243 2255 SH SOLE 1684 0 571 V F CORP COM Stock 918204108 243 4484 SH SOLE 4289 0 195 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 243 4317 SH SOLE 4316 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 242 5890 SH SOLE 5632 0 257 BLACK KNIGHT INC COM Stock 09215C105 242 4167 SH SOLE 3667 0 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CEF 895436103 218 10420 SH SOLE 10419 0 0 ISHARES TR DOW JONES U S HEALTHCARE ETF 464287762 217 1155 SH SOLE 1155 0 0 SUNSTONE HOTEL INVS INC NEW COM REIT 867892101 217 24900 SH SOLE 24900 0 0 CROWN CASTLE INTL CORP REIT 22822V101 217 1500 SH SOLE 1500 0 0 NUVEEN BUILD AMERICA BOND FUND CEF 67074C103 214 11180 SH SOLE 11180 0 0 CARDIONET INC Stock 090672106 212 5500 SH SOLE 5500 0 0 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 209 1389 SH SOLE 1386 0 2 PAYPAL HLDGS INC COM Stock 70450Y103 209 2180 SH SOLE 2180 0 0 PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD ETF 72201R783 208 2423 SH SOLE 608 0 1815 SPDR S&P 1500 VALUE TILT ETF ETF 78464A128 208 2524 SH SOLE 2524 0 0 MICRON TECHNOLOGY Stock 595112103 208 4938 SH SOLE 4938 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 206 1251 SH SOLE 1251 0 0 MEDTRONIC PLC SHS Stock G5960L103 205 2268 SH SOLE 2104 0 164 HEALTH CARE PPTY INVS INC REIT 42250P103 204 8552 SH SOLE 8551 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 202 768 SH SOLE 768 0 0 TWILIO INC CL A Stock 90138F102 201 2245 SH SOLE 2245 0 0 MANULIFE FINL CORP Stock 56501R106 201 16000 SH SOLE 16000 0 0 DB COMMODITY INDEX TRACKING ETF 46138B103 201 17832 SH SOLE 17832 0 0