Director of Operations

0001666179-19-000003.txt : 20190813 0001666179-19-000003.hdr.sgml : 20190813 20190813163829 ACCESSION NUMBER: 0001666179-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190813 DATE AS OF CHANGE: 20190813 EFFECTIVENESS DATE: 20190813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 191021205 BUSINESS ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-459-1101 MAIL ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001666179 XXXXXXXX 06-30-2019 06-30-2019 Laurel Wealth Advisors, Inc.

8008 GIRARD AVENUE SUITE 330 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-17401 N Brian Lavoie Director of Operations 858-459-1101 x550 Brian Lavoie La Jolla CA 08-13-2019 0 398 456139 false INFORMATION TABLE 2 LWA-06-30-19-13F-Data.xml LWA 13F Q2 2019 3M CO COM Stock 88579Y101 5475 31583 SH SOLE 31582 0 0 AAON INC NEW Stock 000360206 452 9000 SH SOLE 9000 0 0 ABBOTT LABS COM Stock 002824100 829 9857 SH SOLE 9857 0 0 ABBVIE INC COM Stock 00287Y109 1434 19717 SH SOLE 19716 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 315 10370 SH SOLE 10370 0 0 ALCON INC ORD SHS Stock H01301128 241 3886 SH SOLE 3886 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 549 3237 SH SOLE 3237 0 0 ALLIANZGI EQUITY & CONV INCOME COM CEF 018829101 224 10317 SH SOLE 10316 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 5136 4752 SH SOLE 4730 0 22 ALPS ETF TR SECTOR DIVIDEND DOGS ETF ETF 00162Q858 2449 56299 SH SOLE 56299 0 0 ALPS TRUST ETF ALERIAN MLP ETF 00162Q866 308 31274 SH SOLE 31274 0 0 ALTISOURCE PORTFOLIO SOLNS SA REG SHS Stock L0175J104 1183 60176 SH SOLE 60176 0 0 ALTRIA GROUP INC COM Stock 02209S103 2555 53955 SH SOLE 53954 0 0 AMARIN CORP PLC SPONS ADR NEW ADR 023111206 1621 83610 SH SOLE 83610 0 0 AMAZON.COM INC Stock 023135106 947 500 SH Call SOLE 500 0 0 AMAZON.COM INC Stock 023135106 8546 4513 SH SOLE 4498 0 15 AMEREN CORP Stock 023608102 686 9135 SH SOLE 9135 0 0 AMERICAN ELEC PWR CO INC COM Stock 025537101 1826 20744 SH SOLE 20521 0 223 AMERICAN EXPRESS CO COM Stock 025816109 518 4198 SH SOLE 4198 0 0 AMERIGAS PARTNERS LP UNITS LTD PARTNERSHIP INT Stock 030975106 1187 34069 SH SOLE 34068 0 0 AMGEN INC Stock 031162100 1097 5955 SH SOLE 4423 0 1532 ANTHEM INC COM Stock 036752103 459 1625 SH SOLE 1625 0 0 AON CORP Stock G0408V102 660 3419 SH SOLE 3419 0 0 APPLE INC Stock 037833100 396 2000 SH Call SOLE 2000 0 0 APPLE INC Stock 037833100 20400 103070 SH SOLE 101113 0 1955 ARCHER DANIELS MIDLAND CO COM Stock 039483102 246 6029 SH SOLE 1800 0 4229 AT&T INC COM Stock 00206R102 4954 147838 SH SOLE 147837 0 0 ATLASSIAN CORP PLC CL A Stock G06242104 2148 16416 SH SOLE 16416 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 905 5476 SH SOLE 5476 0 0 AVAGO TECHNOLOGIES LTD Stock 11135F101 589 2046 SH SOLE 2029 0 17 AVISTA CORP COM Stock 05379B107 2284 51205 SH SOLE 51205 0 0 AXON ENTERPRISE INC COM Stock 05464C101 574 8939 SH SOLE 5585 0 3354 BANK AMER CORP 7.25 CNV PFD L Convertible Preferred 060505682 932 679 SH SOLE 679 0 0 BANK AMER CORP COM Stock 060505104 1529 52712 SH SOLE 52712 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 296 6708 SH SOLE 6707 0 0 BANK OF NOVA SCOTIA CMN Stock 064149107 482 8865 SH SOLE 8865 0 0 BB&T CORP COM Stock 054937107 438 8920 SH SOLE 8920 0 0 BCE INC COM NEW Stock 05534B760 1711 37624 SH SOLE 37624 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 318 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 4445 20853 SH SOLE 20853 0 0 BIOGEN IDEC INC Stock 09062X103 203 870 SH SOLE 870 0 0 BLACKROCK BUILD AMER BD CEF 09248X100 521 21971 SH SOLE 21971 0 0 BLACKSTONE GROUP LP Stock 09260D107 477 10747 SH SOLE 4446 0 6300 BLKRCK MUNIYIELD CA INSD CEF 09254N103 440 30978 SH SOLE 30978 0 0 BLUEBIRD BIO INC COM Stock 09609G100 256 2010 SH SOLE 2010 0 0 BOEING CO COM Stock 097023105 1976 5429 SH SOLE 5428 0 0 BOSTON SCIENTIFIC CORP Stock 101137107 234 5453 SH SOLE 5453 0 0 BP PLC SPONSORED ADR ADR 055622104 364 8720 SH SOLE 8719 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 419 9241 SH SOLE 9241 0 0 BROOKFIELD ASSET MGMT INC COM VOTING Stock 112585104 296 6187 SH SOLE 6187 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LPISIN #BMG162521014 SEDOL #B2NHY98 Stock G16252101 2013 46885 SH SOLE 46885 0 0 BT GROUP PLC ADR ADR 05577E101 342 26783 SH SOLE 26783 0 0 CACI INTL INC CL A Stock 127190304 270 1318 SH SOLE 1318 0 0 CANADIAN PAC RAILWAYLTD Stock 13645T100 313 1332 SH SOLE 1332 0 0 CANNAE HLDGS INC COM Stock 13765N107 676 23339 SH SOLE 23339 0 0 CANOPY GROWTH CORP COM Stock 138035100 427 10598 SH SOLE 10598 0 0 CARDIONET INC Stock 090672106 207 4300 SH SOLE 4300 0 0 CARNIVAL CORP Stock 143658300 203 4363 SH SOLE 4363 0 0 CARNIVAL PLC ADR CMN ADR 14365C103 208 4600 SH SOLE 4600 0 0 CATERPILLAR INC DEL COM Stock 149123101 427 3135 SH SOLE 3134 0 0 CDN IMPERIAL BK COMM TORONTO O COM Stock 136069101 482 6135 SH SOLE 6135 0 0 CERNER CORP Stock 156782104 348 4747 SH SOLE 1314 0 3433 CHARLES SCHWAB CORP Stock 808513105 467 11626 SH SOLE 4628 0 6998 CHEVRON CORP NEW COM Stock 166764100 5574 44791 SH SOLE 44120 0 670 CISCO SYS INC Stock 17275R102 5320 97207 SH SOLE 97206 0 0 CITIGROUP INC Stock 172967424 1146 16369 SH SOLE 12633 0 3735 CLEARBRIDGE ENERGY MLP CEF 184692101 462 38682 SH SOLE 38682 0 0 CLEARBRIDGE ENERGY MLP OPP FUND INC CEF 18469P100 438 47618 SH SOLE 47618 0 0 COCA COLA CO COM Stock 191216100 1775 34860 SH SOLE 34159 0 700 COMCAST CORP NEW CL A Stock 20030N101 972 22991 SH SOLE 22691 0 300 CONOCOPHILLIPS COM Stock 20825C104 558 9144 SH SOLE 5419 0 3724 CONSOLIDATED EDISON INC COM Stock 209115104 4366 49800 SH SOLE 49799 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 1931 9803 SH SOLE 9803 0 0 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 4078 70221 SH SOLE 70221 0 0 CORNING INC COM Stock 219350105 1447 43557 SH SOLE 43557 0 0 CORTEVA INC COM Stock 22052L104 202 6847 SH SOLE 6797 0 50 COSTCO WHOLESALE CORP Stock 22160K105 1099 4158 SH SOLE 4158 0 0 CROWN CASTLE INTL CORP REIT 22822V101 1722 13214 SH SOLE 13214 0 0 CUMMINS INC COM Stock 231021106 224 1310 SH SOLE 1310 0 0 CVS HEALTH CORP COM Stock 126650100 283 5187 SH SOLE 5170 0 17 DANAHER CORP Stock 235851102 347 2428 SH SOLE 2427 0 0 DEERE & CO COM Stock 244199105 399 2409 SH SOLE 529 0 1880 DELTA AIR LINES INC DEL CMN Stock 247361702 349 6156 SH SOLE 6156 0 0 DIAGEO PLC ADR 25243Q205 1510 8761 SH SOLE 8761 0 0 DIGITAL REALTY TRUST INC REIT 253868103 204 1734 SH SOLE 1734 0 0 DIREXION DAILY SEMICONDUCTOR BULL 3X SHARES ETF 25459W458 403 2716 SH SOLE 2716 0 0 DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES ETF 25459Y207 1266 25519 SH SOLE 25518 0 0 DISCOVERY COMMUNICATIONS INC NEW COM SER C Stock 25470F302 267 9383 SH SOLE 9383 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 279 2000 SH Call SOLE 2000 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 349 2500 SH Call SOLE 2500 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 419 3000 SH Call SOLE 3000 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 3873 27733 SH SOLE 27271 0 461 DOUBLELINE OPPORTUNISTIC CR COM CEF 258623107 284 13555 SH SOLE 13555 0 0 DOW INC COM Stock 260557103 428 8687 SH SOLE 8637 0 50 DREYFUS STRATEGIC MUNICIPAL BOND FUND INC CEF 09662E109 477 60129 SH SOLE 60129 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 914 10357 SH SOLE 10357 0 0 DUPONT DE NEMOURS INC COM Stock 26614N102 633 8427 SH SOLE 8377 0 50 EATON CORP PLC SHS Stock G29183103 208 2496 SH SOLE 2496 0 0 EATON VANCE TAX ADV DIV INC CEF 27828G107 294 12333 SH SOLE 12332 0 0 EATON VANCE TAX MANAGED BUY WRITE CEF 27828Y108 296 19710 SH SOLE 19709 0 0 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 357 1930 SH SOLE 1930 0 0 EMERSON ELEC CO COM Stock 291011104 508 7619 SH SOLE 7619 0 0 ENBRIDGE INC COM Stock 29250N105 1645 45599 SH SOLE 45599 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 584 9161 SH SOLE 6686 0 2474 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Stock 29273V100 585 41555 SH SOLE 41554 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 960 33241 SH SOLE 33240 0 0 EPR PPTYS SBI REIT 26884U109 863 11575 SH SOLE 11575 0 0 EQUINOR ASA SPONSORED ADR ADR 29446M102 312 15785 SH SOLE 15785 0 0 EVERSOURCE ENERGY COM Stock 30040W108 223 2947 SH SOLE 2947 0 0 EXXON MOBIL CORP COM Stock 30231G102 4948 64570 SH SOLE 64365 0 204 FACEBOOK INC CL A Stock 30303M102 386 2000 SH Call SOLE 2000 0 0 FACEBOOK INC CL A Stock 30303M102 5731 29694 SH SOLE 29500 0 194 FIDELITY NATL INFO SVCS Stock 31620M106 387 3152 SH SOLE 3152 0 0 FIFTH THIRD BANCORP Stock 316773100 293 10514 SH SOLE 64 0 10450 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 275 9948 SH SOLE 9947 0 0 FIRST TR EXCH TRADED FD FINANCIALS ALPHADEX FD ETF 33734X135 304 9589 SH SOLE 9589 0 0 FIRST TR EXCHANGE TRADED ALPHADEX FD II EMERGING MKTS ALPHADEX FD ETF 33737J182 620 24601 SH SOLE 24601 0 0 FIRST TR EXCHANGE-TRADED FD III FIRST TR PFD SECS & INCOME ETF ETF 33739E108 381 19670 SH SOLE 19670 0 0 FIRST TR LARGE CAP CORE ALPHADEX FD COMSHS ETF 33734K109 1070 17471 SH SOLE 17470 0 0 FIRST TR MID CAP CORE ALPHADEX FD ETF 33735B108 231 3360 SH SOLE 3359 0 0 FIRST TR MORNINGSTARDIVID LEADERS INDEX FD SHS ETF 336917109 298 9712 SH SOLE 9711 0 0 FIRST TR SMALL CAP CORE ALPHADEX FD COMSHS ETF 33734Y109 463 7529 SH SOLE 7528 0 0 FIRST TRUST CALIFORNIA MUNICIPAL HIGH INCOME ETF ETF 33739P863 577 11000 SH SOLE 11000 0 0 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 1134 18885 SH SOLE 18885 0 0 FIRST TRUST LARGE CAP GROWTH OPPORTUNITIES ALPHADEX FUND ETF 33735K108 259 3686 SH SOLE 3685 0 0 FIRST TRUST NASDAQ ABA COMMUNITY BANK INDEX FUND ETF 33736Q104 245 5100 SH SOLE 5100 0 0 FIRST TRUST VALUE LINE DIVIDEND FUND ETF 33734H106 568 16823 SH SOLE 16823 0 0 FIRST TRUST WATER ETF ETF 33733B100 260 4752 SH SOLE 4752 0 0 FLIR SYS INC COM Stock 302445101 248 4577 SH SOLE 21 0 4556 FORD MOTOR COMPANY Stock 345370860 518 50641 SH SOLE 50641 0 0 FRONT YD RESIDENTIAL CORP COM REIT 35904G107 703 57557 SH SOLE 57557 0 0 GCI LIBERTY INC COM CLASS A Stock 36164V305 378 6155 SH SOLE 6155 0 0 GENERAL DYNAMICS CORP COM Stock 369550108 232 1276 SH SOLE 1276 0 0 GENERAL ELECTRIC CO COM Stock 369604103 894 85141 SH SOLE 79292 0 5849 GENERAL MLS INC COM Stock 370334104 819 15597 SH SOLE 15597 0 0 GILEAD SCIENCES INC Stock 375558103 762 11279 SH SOLE 8577 0 2701 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 351 8775 SH SOLE 8774 0 0 GLOBAL X NASDAQ 100 COVERED CALL ETF ETF 37954Y483 381 16720 SH SOLE 16720 0 0 GLOBAL X S&P 500 COVERED CALL ETF ETF 37954Y475 337 6902 SH SOLE 6902 0 0 GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF ETF 381430107 557 19421 SH SOLE 19421 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 1343 22844 SH SOLE 22844 0 0 GOLDMAN SACHS GROUP INC Stock 38141G104 238 1162 SH SOLE 1161 0 0 GOOGLE INC Stock 02079K305 541 500 SH Call SOLE 500 0 0 GOOGLE INC Stock 02079K305 1577 1456 SH SOLE 1238 0 218 GREAT LAKES DREDGE & DOCK CORP COM Stock 390607109 263 23800 SH SOLE 23800 0 0 GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT ETF 46137V357 1304 12099 SH SOLE 12099 0 0 HEALTH CARE PPTY INVS INC REIT 40414L109 299 9362 SH SOLE 9362 0 0 HEALTH CARE REIT INC REIT 95040Q104 1379 16909 SH SOLE 16909 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 657 7092 SH SOLE 7092 0 0 HOME DEPOT Stock 437076102 5074 24398 SH SOLE 24363 0 34 HONEYWELL INTL INC Stock 438516106 2543 14568 SH SOLE 14542 0 25 HORMEL FOODS CORP COM Stock 440452100 1106 27294 SH SOLE 27294 0 0 IAC/INTERACTIVECORP Stock 44919P508 222 1020 SH SOLE 1020 0 0 ILLINOIS TOOL WKS INC COM Stock 452308109 664 4401 SH SOLE 4401 0 0 ILLUMINA INC Stock 452327109 518 1406 SH SOLE 1406 0 0 INNOVATOR IBD 50 ETF ETF 45782C102 887 25881 SH SOLE 25881 0 0 INTEL CORP COM Stock 458140100 1255 26211 SH SOLE 25010 0 1200 INTL BUSINESS MACHINES Stock 459200101 2114 15330 SH SOLE 15179 0 150 INTL PAPER CO COM Stock 460146103 220 5079 SH SOLE 5079 0 0 INVESCO S&P 500 EQUAL WEIGHT HEALTH CARE ETF ETF 46137V332 251 1237 SH SOLE 1236 0 0 INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF ETF 46137V282 844 4760 SH SOLE 4759 0 0 INVESCO S&P 500 EQUAL WEIGHT UTILITIES ETF ETF 46137V274 394 3991 SH SOLE 3991 0 0 INVESCO S&P 500 REVENUE ETF ETF 46138G698 225 4209 SH SOLE 4208 0 0 INVESCO S&P SMALLCAP HEALTH CARE PORTFOLIO ETF 46138E149 210 1779 SH SOLE 1779 0 0 INVESCO S&P ULTRA DIVIDEND REVENUE ETF ETF 46138G656 906 24047 SH SOLE 24046 0 0 INVESCO ZACKS MULTI-ASSET INCOME ETF ETF 46137Y500 249 11271 SH SOLE 11271 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 202 3789 SH SOLE 3788 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 1821 16351 SH SOLE 16351 0 0 ISHARES ASIA 50 ETF ETF 464288430 208 3400 SH SOLE 3400 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 2810 14467 SH SOLE 14466 0 0 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 1489 22347 SH SOLE 22347 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 1003 10070 SH SOLE 10070 0 0 ISHARES EDGE MSCI MULTIFACTOR USA ETF ETF 46434V282 367 11567 SH SOLE 11567 0 0 ISHARES EDGE MSCI MULTIFACTOR USA SMALL-CAP ETF ETF 46434V290 216 5365 SH SOLE 5365 0 0 ISHARES GOLD TRUST ETF ETF 464285105 467 34615 SH SOLE 34349 0 266 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 716 5758 SH SOLE 5758 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 224 2571 SH SOLE 2570 0 0 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 1345 11868 SH SOLE 11867 0 0 ISHARES MSCI EAFE ETF ETF 464287465 2211 33637 SH SOLE 33315 0 321 ISHARES MSCI EAFE VALUE INDEX ETF ETF 464288877 473 9847 SH SOLE 9847 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 555 12937 SH SOLE 12936 0 0 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND ETF 464287523 421 2122 SH SOLE 2122 0 0 ISHARES RESIDENTIAL REAL ESTATE ETF ETF 464288562 228 3120 SH SOLE 3120 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 1409 8958 SH SOLE 8924 0 34 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 1409 11078 SH SOLE 11016 0 62 ISHARES RUSSELL 2000 ETF ETF 464287655 3395 21832 SH SOLE 21831 0 0 ISHARES RUSSELL 2000 VALUE ETF 464287630 698 5790 SH SOLE 5790 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 416 2319 SH SOLE 2319 0 0 ISHARES S&P 500 INDEX ETF 464287200 4733 16056 SH SOLE 16056 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 726 6224 SH SOLE 6224 0 0 ISHARES S&P MIDCAP 400 VALUE ETF ETF 464287705 678 4253 SH SOLE 4253 0 0 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 435 5562 SH SOLE 5506 0 55 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 518 14045 SH SOLE 14045 0 0 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 224 4460 SH SOLE 4460 0 0 ISHARES TIPS BOND ETF ETF 464287176 239 2067 SH SOLE 2067 0 0 ISHARES TR DOW JONES U S HEALTHCARE ETF 464287762 337 1725 SH SOLE 1725 0 0 ISHARES TR DOW JONESUS AEROSPACE & DEF ETF 464288760 1318 6154 SH SOLE 6153 0 0 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 2556 15703 SH SOLE 15702 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD ETF 464287499 1347 24102 SH SOLE 24102 0 0 ISHARES TREASURY FLOATING RATE BOND ETF ETF 46434V860 366 7282 SH SOLE 7282 0 0 ISHARES TRUST S&P GLOBAL INFRASTRUCTUR ETF 464288372 253 5473 SH SOLE 5473 0 0 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 303 1390 SH SOLE 1390 0 0 JHANCOCK TAX-ADV DIVIDEND INCOME CEF 41013V100 204 8046 SH SOLE 8046 0 0 JOHNSON & JOHNSON COM Stock 478160104 6377 45787 SH SOLE 45786 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 2833 25340 SH SOLE 25339 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 8950 177607 SH SOLE 177607 0 0 KB HOME COM Stock 48666K109 376 14600 SH SOLE 14600 0 0 KELLOGG CO COM Stock 487836108 235 4382 SH SOLE 4381 0 0 KIMBERLY CLARK CORP COM Stock 494368103 1770 13277 SH SOLE 13276 0 0 KINDER MORGAN INC Stock 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580135101 3361 16187 SH SOLE 16187 0 0 MERCADOLIBRE INC Stock 58733R102 354 579 SH SOLE 579 0 0 MERCK & CO INC Stock 58933Y105 2582 30790 SH SOLE 27467 0 3322 MGM RESORTS INTERNATIONAL Stock 552953101 275 9623 SH SOLE 9623 0 0 MICROSOFT Stock 594918104 10784 80504 SH SOLE 80503 0 0 MKS INSTRUMENT INC COM Stock 55306N104 467 6000 SH SOLE 6000 0 0 MONDELEZ INTL INC CL A Stock 609207105 811 15048 SH SOLE 14577 0 471 MONMOUTH REAL ESTATEINVT CORP CL A REIT 609720107 708 52250 SH SOLE 52250 0 0 MONSTER BEVERAGE CORP Stock 61174X109 293 4591 SH SOLE 4591 0 0 NATIONAL GRID TRANSCO PLC ADR 636274409 257 4834 SH SOLE 4834 0 0 NETFLIX COM INC Stock 64110L106 1368 3725 SH SOLE 3725 0 0 NEXTERA ENERGY INC COM Stock 65339F101 398 1941 SH SOLE 1534 0 407 NIKE INC CLASS B Stock 654106103 314 3738 SH SOLE 3737 0 0 NORTHERN TR CORP COM Stock 665859104 245 2720 SH SOLE 2720 0 0 NORWEGIAN CRUISE LINE HLDGS LTD SHS ISIN#BMG667211 Stock G66721104 438 8162 SH SOLE 8162 0 0 NOVARTIS AG ADR ADR 66987V109 1723 18871 SH SOLE 18871 0 0 NU SKIN ENTERPRISES INC CL A Stock 67018T105 247 5000 SH SOLE 5000 0 0 NUCOR CORP COM Stock 670346105 523 9497 SH SOLE 9497 0 0 NUVECTRA CORP COM Stock 67075N108 656 195880 SH SOLE 195880 0 0 NUVEEN BUILD AMERICA BOND FUND CEF 67074C103 222 10430 SH SOLE 10430 0 0 NUVEEN CALIF MUN ADVANTAGE FD COM CEF 67066Y105 721 49795 SH SOLE 49795 0 0 NUVEEN INSD TAX FREE ADV TAX FREE ADVANTAGE MUNI CEF 670657105 289 20954 SH SOLE 20954 0 0 NVIDIA CORP Stock 67066G104 1039 6326 SH SOLE 6326 0 0 OCCIDENTAL PETE CORP COM Stock 674599105 234 4662 SH SOLE 4662 0 0 OKTA INC CL A Stock 679295105 516 4175 SH SOLE 4175 0 0 ONEOK INC NEW COM Stock 682680103 414 6014 SH SOLE 6014 0 0 PAYCHEX INC Stock 704326107 441 5354 SH SOLE 5354 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 346 3025 SH SOLE 3025 0 0 PEPSICO INC COM Stock 713448108 3099 23636 SH SOLE 23636 0 0 PFIZER INC COM Stock 717081103 2869 66225 SH SOLE 61031 0 5193 PHILIP MORRIS INTL INC Stock 718172109 1622 20653 SH SOLE 20605 0 47 PHILLIPS 66 Stock 718546104 1591 17005 SH SOLE 15527 0 1478 PINNACLE WEST CAP CORP COM Stock 723484101 473 5027 SH SOLE 5027 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 237 1723 SH SOLE 1723 0 0 POST HOLDINGS INC COM Stock 737446104 339 3263 SH SOLE 3263 0 0 POTLATCH CORP REIT 737630103 921 23617 SH SOLE 23617 0 0 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF ETF 46138G805 384 12211 SH SOLE 12211 0 0 POWERSHARES DYNAMIC ETF 46137V746 625 12918 SH SOLE 12917 0 0 POWERSHARES GLOBAL EXCHANGE TRADED FD TR INSURED NATL ETF 46138E537 261 10008 SH SOLE 10007 0 0 POWERSHARES QQQ TR ETF 46090E103 5502 29461 SH SOLE 29461 0 0 POWERSHARES S&P 500 BUYWRITE PORTFOLIO ETF ETF 46137V399 204 9416 SH SOLE 9416 0 0 POWERSHARES SP500 LOW VOLATILITY ETF ETF 46138E354 622 11296 SH SOLE 11296 0 0 POWERSHARES TRUST II ETF ETF 46138E362 553 13125 SH SOLE 13125 0 0 PPL CORP COM Stock 69351T106 511 16486 SH SOLE 16486 0 0 PRICELINE.COM INC Stock 09857L108 420 224 SH SOLE 224 0 0 PRINCIPAL ULTRA-SHORT ACTIVE INCOME ETF ETF 74255Y813 2020 80500 SH SOLE 80500 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 3652 33307 SH SOLE 33206 0 100 PUBLIC SVC ENTERPRISE GRP INC COM Stock 744573106 364 6191 SH SOLE 6191 0 0 QUALCOMM INC Stock 747525103 380 5000 SH Call SOLE 0 0 0 QUALCOMM INC Stock 747525103 380 5000 SH Call SOLE 0 0 0 QUALCOMM INC Stock 747525103 609 8000 SH Put SOLE 0 0 0 QUALCOMM INC Stock 747525103 761 10000 SH Call SOLE 0 0 0 QUALCOMM INC Stock 747525103 761 10000 SH Call SOLE 0 0 0 QUALCOMM INC Stock 747525103 1521 20000 SH Call SOLE 0 0 0 QUALCOMM INC Stock 747525103 4845 63694 SH SOLE 63692 0 0 RAYTHEON CO COM NEW Stock 755111507 200 1151 SH SOLE 1151 0 0 REALTY INCOME CORP REIT 756109104 1992 28886 SH SOLE 28886 0 0 RED HAT! INC. Stock 756577102 376 2003 SH SOLE 2003 0 0 RETAIL VALUE INC COM REIT 76133Q102 701 20137 SH SOLE 20137 0 0 ROYAL CARRIBBEAN CRUISES LTD Stock V7780T103 1261 10407 SH SOLE 10407 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 573 8718 SH SOLE 8718 0 0 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 481 7386 SH SOLE 7386 0 0 S&P GLOBAL INC COM Stock 78409V104 440 1932 SH SOLE 1932 0 0 SALESFORCE COM Stock 79466L302 404 2665 SH SOLE 2632 0 33 SCH US REIT ETF ETF 808524847 364 8201 SH SOLE 8201 0 0 SCHLUMBERGER LTD COM Stock 806857108 355 8922 SH SOLE 2691 0 6230 SCHWAB EMERGING MARKET EQ ETF ETF 808524706 1534 58457 SH SOLE 58456 0 0 SCHWAB ETFS- US BROAD MARKET ETF ETF 808524102 978 13872 SH SOLE 13871 0 0 SCHWAB ETFS- US SMALL-CAP ETF ETF 808524607 1481 20713 SH SOLE 20713 0 0 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF ETF 808524771 238 6089 SH SOLE 6089 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 3139 97815 SH SOLE 97813 0 0 SCHWAB SHORT TERM US TREASURY ETF ETF 808524862 10530 208141 SH SOLE 208141 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF ETF 808524201 864 12304 SH SOLE 12303 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 2230 26806 SH SOLE 26805 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 2474 44066 SH SOLE 44066 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 249 4700 SH SOLE 4700 0 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 855 16113 SH SOLE 16113 0 0 SCHWAB US MID-CAP ETF ETF 808524508 1988 34816 SH SOLE 34815 0 0 SEMPRA ENERGY Stock 816851109 1642 11947 SH SOLE 11947 0 0 SHOPIFY INC CL A Stock 82509L107 299 996 SH SOLE 996 0 0 SITO MOBILE LTD COM NEW Stock 82988R203 576 733882 SH SOLE 733882 0 0 SOCIEDAD QUIMICA MINERA DE CHILE S A ADR 833635105 734 23586 SH SOLE 23586 0 0 SOUTH JERSEY INDS INC COM Stock 838518108 356 10540 SH SOLE 10540 0 0 SOUTHERN CO COM Stock 842587107 1507 27257 SH SOLE 27257 0 0 SPDR BIOTECH ETF ETF 78464A870 1260 14368 SH SOLE 14368 0 0 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF ETF 78468R200 299 9746 SH 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8091 0 0 T C PIPELINES Stock 87233Q108 288 7661 SH SOLE 7661 0 0 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 467 11933 SH SOLE 11933 0 0 TARGET CORP COM Stock 87612E106 481 5550 SH SOLE 5550 0 0 TC ENERGY CORP COM Stock 87807B107 424 8556 SH SOLE 8556 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 305 3910 SH SOLE 3910 0 0 TESLA MOTORS INC Stock 88160R101 253 1130 SH SOLE 1130 0 0 TETRA TECH INC NEW Stock 88162G103 353 4500 SH SOLE 4500 0 0 TEXAS INSTRS INC COM Stock 882508104 459 4004 SH SOLE 4004 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 289 984 SH SOLE 984 0 0 THOMSON REUTERS CORPORATION (USA) Stock 884903709 293 4539 SH SOLE 4539 0 0 TORONTO DOMINION BANK Stock 891160509 595 10200 SH SOLE 10200 0 0 TRANSDIGM GROUP INC COM DELAWARE Stock 893641100 292 603 SH SOLE 603 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 332 2219 SH SOLE 2219 0 0 TRI CONTINENTAL CORPCOM CEF 895436103 425 15767 SH SOLE 15766 0 0 TWILIO INC CL A Stock 90138F102 457 3350 SH SOLE 3350 0 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14724 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 1719 40425 SH SOLE 40425 0 0 VANGUARD GROWTH ETF ETF 922908736 955 5843 SH SOLE 5729 0 113 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 760 8696 SH SOLE 8695 0 0 VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF ETF 922908512 400 3592 SH SOLE 3591 0 0 VANGUARD INFORMATION TECHNOLOGY ETF 92204A702 1071 5080 SH SOLE 5079 0 0 VANGUARD INTERMEDIATE TERM CORP BOND FD ETF ETF 92206C870 1426 15867 SH SOLE 15866 0 0 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 921946794 290 4725 SH SOLE 4725 0 0 VANGUARD MEGA CAP VALUE ETF ETF 921910840 2588 32150 SH SOLE 32150 0 0 VANGUARD MID CAP ETF 922908629 4147 24811 SH SOLE 24764 0 46 VANGUARD MID CAP GROWTH ETF ETF 922908538 468 3131 SH SOLE 3130 0 0 VANGUARD REIT INDEX ETF ETF 922908553 1257 14385 SH SOLE 14384 0 0 VANGUARD S&P 500 ETF ETF 922908363 5883 21856 SH SOLE 21856 0 0 VANGUARD S&P 500 GROWTH ETF ETF 921932505 1024 6360 SH SOLE 6359 0 0 VANGUARD S&P 500 VALUE ETF ETF 921932703 935 8314 SH SOLE 8314 0 0 VANGUARD SHORT TERM BOND ETF 921937827 1136 14111 SH SOLE 14110 0 0 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 1057 13099 SH SOLE 13098 0 0 VANGUARD SMALL CAP ETF ETF 922908751 3754 23965 SH SOLE 23964 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 274 2099 SH SOLE 2098 0 0 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 266 1431 SH SOLE 1430 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 456 5483 SH SOLE 5483 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 252 4407 SH SOLE 4406 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 2869 54380 SH SOLE 54379 0 0 VANGUARD TOTAL STK MKT ETF 922908769 5086 33887 SH SOLE 33887 0 0 VANGUARD U.S. QUALITY FACTOR ETF ETF 921935706 263 3300 SH SOLE 3300 0 0 VANGUARD VALUE ETF ETF 922908744 1406 12677 SH SOLE 12536 0 140 VANGUARD WORLD FUND ETF MEGA CAP 300 GROWTH ETF ETF 921910816 3076 23759 SH SOLE 23758 0 0 VEEVA SYSTEMS INC COM CL A Stock 922475108 331 2040 SH SOLE 2040 0 0 VENTAS INC REIT 92276F100 459 6722 SH SOLE 6722 0 0 VERIZON COMMUNICATIONS Stock 92343V104 5275 92328 SH SOLE 92328 0 0 VIRNETX HOLDING CORP Stock 92823T108 388 62530 SH SOLE 62530 0 0 VISA INC Stock 92826C839 1289 7430 SH SOLE 7397 0 32 W P CAREY INC COM REIT 92936U109 544 6696 SH SOLE 6696 0 0 WALMART INC COM Stock 931142103 1316 11912 SH SOLE 11912 0 0 WASTE MANAGEMENT INC Stock 94106L109 355 3079 SH SOLE 3079 0 0 WEC ENERGY GROUP INC COM Stock 92939U106 620 7439 SH SOLE 7439 0 0 WELLS FARGO CO NEW COM Stock 949746101 2492 52673 SH SOLE 52673 0 0 WEYERHAEUSER CO Stock 962166104 1059 40214 SH SOLE 40214 0 0 WILLIAMS COS INC DEL COM Stock 969457100 247 8811 SH SOLE 8810 0 0 WISDOMTREE FLOATING RATE TREASURY FUND ETF 97717X628 330 13153 SH SOLE 13153 0 0 WISDOMTREE TR CURRENCY HEDGED DEFAFD ETF 97717X701 604 9125 SH SOLE 9124 0 0 WISDOMTREE U.S. TOTAL DIVIDEND FUND ETF 97717W109 230 2372 SH SOLE 2371 0 0 XCEL ENERGY INC COM Stock 98389B100 216 3633 SH SOLE 3633 0 0 XENIA HOTELS & RESORTS INC COM REIT 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