Managing Director

0001666179-17-000008.txt : 20171114 0001666179-17-000008.hdr.sgml : 20171114 20171114164737 ACCESSION NUMBER: 0001666179-17-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001666179 IRS NUMBER: 452299422 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17401 FILM NUMBER: 171202400 BUSINESS ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-459-1101 MAIL ADDRESS: STREET 1: 8008 GIRARD AVENUE STREET 2: SUITE 330 CITY: LA JOLLA STATE: CA ZIP: 92037 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001666179 XXXXXXXX 09-30-2017 09-30-2017 Laurel Wealth Advisors, Inc.

8008 GIRARD AVENUE SUITE 330 LA JOLLA CA 92037

13F HOLDINGS REPORT 028-17401 N Mark Welsh Managing Director 858-459-1101 Mark Welsh La Jolla CA 11-14-2017 0 347 297442 false INFORMATION TABLE 2 13f3rdQtr.xml 3M CO COMMON STOCK 88579Y101 5606 26711 SH SOLE 0 26711 0 0 3M CO CALL 88579Y101 20 100 SH SOLE 0 100 0 0 AAON INC COM PAR $0.004 COMMON STOCK 000360206 413 12000 SH SOLE 0 12000 0 0 ABBOTT LABS COMMON STOCK 002824100 445 8346 SH SOLE 0 8346 0 0 ABBVIE INC COMMON STOCK 00287Y109 1367 15386 SH SOLE 0 15386 0 0 AETNA INC NEW COM COMMON STOCK 00817Y108 214 1348 SH SOLE 0 1327 0 21 ALERIAN MLP ETF 00162Q866 203 18098 SH SOLE 0 18098 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 376 2180 SH SOLE 0 2180 0 0 ALLERGAN PLC SHS COMMON STOCK G0177J108 262 1280 SH SOLE 0 1135 0 145 ALPHABET INC CAPT STK CL A STOCK 02079K305 1207 1240 SH SOLE 0 1001 0 239 ALPHABET INC CAPT STK CL C COMMON STOCK 02079K107 4279 4462 SH SOLE 0 4415 0 47 ALPS SECTOR DIVIDEND DOGS ETF 00162Q858 3316 75265 SH SOLE 0 75265 0 0 ALTISOURCE PORTFOLIO SOLNS SA REG SHS COMMON STOCK L0175J104 1518 58686 SH SOLE 0 58686 0 0 ALTISOURCE PORTFOLIO SOLNS SA REG SHS CALL L0175J104 90 3500 SH SOLE 0 3500 0 0 ALTISOURCE PORTFOLIO SOLNS SA REG SHS CALL L0175J104 46 1800 SH SOLE 0 1800 0 0 ALTISOURCE RESIDENTIAL CORP CL B REIT 02153W100 666 60023 SH SOLE 0 60023 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 2559 40361 SH SOLE 0 40361 0 0 AMAZON COM INC COMMON STOCK 023135106 3140 3267 SH SOLE 0 3252 0 15 AMEREN CORP COM COMMON STOCK 023608102 488 8437 SH SOLE 0 8437 0 0 AMERICAN ELEC PWR INC COMMON STOCK 025537101 1653 23541 SH SOLE 0 23318 0 223 AMERICAN EXPRESS CO COMMON STOCK 025816109 395 4372 SH SOLE 0 4372 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 202 1478 SH SOLE 0 1478 0 0 AMERIGAS PARTNERS LP COMMON STOCK 030975106 1664 37033 SH SOLE 0 37033 0 0 AMGEN INC COMMON STOCK 031162100 886 4755 SH SOLE 0 3200 0 1555 ANNALY CAP MGMT INC COMMON STOCK 035710409 199 16378 SH SOLE 0 16378 0 0 ANTHEM INC COM COMMON STOCK 036752103 295 1557 SH SOLE 0 1557 0 0 AON PLC SHS CL A COMMON STOCK G0408V102 510 3495 SH SOLE 0 3495 0 0 APPLE INC COMMON STOCK 037833100 18796 121956 SH SOLE 0 119634 0 2322 APPLE INC CALL 037833100 77 500 SH SOLE 0 500 0 0 APPLE INC PUT 037833100 15 100 SH SOLE 0 100 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 263 6210 SH SOLE 0 1621 0 4589 AT&T INC COMMON STOCK 00206R102 3812 97340 SH SOLE 0 97340 0 0 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 202 1851 SH SOLE 0 1851 0 0 AVISTA CORP COMMON STOCK 05379B107 766 14803 SH SOLE 0 14803 0 0 AXON ENTERPRISE INC COM COMMON STOCK 05464C101 275 12142 SH SOLE 0 5615 0 6527 BANK AMER CORP 7.25%CNV PFD L 060505682 671 516 SH SOLE 0 516 0 0 BANK AMER CORP COMMON STOCK 060505104 1566 61836 SH SOLE 0 61836 0 0 BANK N S HALIFAX COM COMMON STOCK 064149107 556 8665 SH SOLE 0 8665 0 0 BANK NEW YORK MELLON CORP COM COMMON STOCK 064058100 218 4124 SH SOLE 0 4124 0 0 BARRICK GOLD CORP COM COMMON STOCK 067901108 73 4546 SH SOLE 0 4546 0 0 BARRICK GOLD CORP COM CALL 067901108 241 15000 SH SOLE 0 15000 0 0 BB&T CORP COM COMMON STOCK 054937107 412 8786 SH SOLE 0 8786 0 0 BCE INC COM NEW COMMON STOCK 05534B760 1883 40224 SH SOLE 0 40224 0 0 BERKSHIRE HATHAWAY INC DEL CL A COMMON STOCK 084670108 274 1 SH SOLE 0 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON STOCK 084670702 2434 13280 SH SOLE 0 13280 0 0 BIOGEN INC COM COMMON STOCK 09062X103 369 1181 SH SOLE 0 1181 0 0 BLACKROCK CALIF MUN INCOME TR SH BEN INT CEF 09248E102 151 10426 SH SOLE 0 10426 0 0 BLACKROCK MUNIHLDNGS CALI QLTY COM CEF 09254L107 166 11234 SH SOLE 0 11234 0 0 BLACKROCK MUNIYIELD CALI QLTY COM CEF 09254N103 438 28370 SH SOLE 0 28370 0 0 BLACKROCK MUNIYIELD QUALITY FD COM CEF 09254F100 173 11220 SH SOLE 0 11220 0 0 BLACKROCK TAX MUNICIPAL BOND TRUST CEF 09248X100 553 23680 SH SOLE 0 23680 0 0 BLACKSTONE GROUP LP COMMON STOCK 09253U108 307 9201 SH SOLE 0 2701 0 6500 BLUEROCK RESIDENTIAL GRW REIT COM CL A REIT 09627J102 115 10400 SH SOLE 0 10400 0 0 BOEING CO COM COMMON STOCK 097023105 1912 7524 SH SOLE 0 7524 0 0 BP PLC SPONSORED ADR ADR 055622104 597 15538 SH SOLE 0 15538 0 0 BRISTOL MYERS SQUIBB CO COM COMMON STOCK 110122108 402 6318 SH SOLE 0 6318 0 0 BROADCOM LTD SHS COMMON STOCK Y09827109 439 1812 SH SOLE 0 1795 0 17 BROOKFIELD ASSET MGMT INC CL A LTD VT SH REIT 112585104 268 6504 SH SOLE 0 6504 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT MLP G16252101 1978 45865 SH SOLE 0 45865 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT CEF 128117108 193 16810 SH SOLE 0 16810 0 0 CANADIAN PAC RY LTD COM COMMON STOCK 13645T100 224 1338 SH SOLE 0 1338 0 0 CARNIVAL CORP PAIRED CTF COMMON STOCK 143658300 356 5519 SH SOLE 0 5519 0 0 CARNIVAL PLC ADR ADR 14365C103 296 4600 SH SOLE 0 4600 0 0 CATERPILLAR INC DEL COM COMMON STOCK 149123101 385 3090 SH SOLE 0 3090 0 0 CDN IMPERIAL BK COMM TORONTO O COM COMMON STOCK 136069101 525 6000 SH SOLE 0 6000 0 0 CELGENE CORP COM COMMON STOCK 151020104 318 2184 SH SOLE 0 2156 0 28 CELGENE CORP COM CALL 151020104 29 200 SH SOLE 0 200 0 0 CERNER CORP COM COMMON STOCK 156782104 278 3909 SH SOLE 0 334 0 3575 CHEVRON CORP NEW COM COMMON STOCK 166764100 5175 44050 SH SOLE 0 43340 0 710 CISCO SYS INC COMMON STOCK 17275R102 3145 93520 SH SOLE 0 93520 0 0 CITIGROUP INC COM NEW COMMON STOCK 172967424 1795 24682 SH SOLE 0 19982 0 4700 CLEARBRIDGE ENERGY MLP FD INC COM CEF 184692101 768 51779 SH SOLE 0 51779 0 0 CLEARBRIDGE ENERGY MLP OPP FD COM CEF 18469P100 585 48103 SH SOLE 0 48103 0 0 COCA COLA CO COM COMMON STOCK 191216100 1659 36868 SH SOLE 0 36168 0 700 COMCAST CORP NEW CL A COMMON STOCK 20030N101 472 12286 SH SOLE 0 11986 0 300 COMPASS MINERALS INTC INC COM COMMON STOCK 20451N101 223 3441 SH SOLE 0 3441 0 0 CONOCOPHILLIPS COM COMMON STOCK 20825C104 433 8660 SH SOLE 0 4536 0 4124 CONSOLIDATED EDISON INC COM COMMON STOCK 209115104 4265 52870 SH SOLE 0 52870 0 0 CONSTELLATION BRANDS INC CL A COMMON STOCK 21036P108 1972 9888 SH SOLE 0 9888 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 6027 111656 SH SOLE 0 111656 0 0 CORE LABORATORIES N V COM COMMON STOCK N22717107 201 2041 SH SOLE 0 100 0 1941 CORNING INC COM COMMON STOCK 219350105 208 6971 SH SOLE 0 6971 0 0 COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 433 2636 SH SOLE 0 2636 0 0 CVS HEALTH CORP COM COMMON STOCK 126650100 288 3549 SH SOLE 0 3549 0 0 DEERE & CO COM COMMON STOCK 244199105 327 2610 SH SOLE 0 530 0 2080 DELTA AIR LINES INC DEL COM NEW COMMON STOCK 247361702 303 6301 SH SOLE 0 6301 0 0 DIAGEO PLC ADR 25243Q205 1424 10784 SH SOLE 0 10784 0 0 DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES ETF 25459Y207 929 22453 SH SOLE 0 22453 0 0 DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 2531 25681 SH SOLE 0 25220 0 461 DISNEY WALT CO COM DISNEY CALL 254687106 19 200 SH SOLE 0 200 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 9 100 SH SOLE 0 100 0 0 DISNEY WALT CO COM DISNEY CALL 254687106 19 200 SH SOLE 0 200 0 0 DISNEY WALT CO COM DISNEY PUT 254687106 9 100 SH SOLE 0 100 0 0 DOUBLELINE OPPORTUNISTIC CR FD COM CEF 258623107 250 10413 SH SOLE 0 10413 0 0 DREYFUS STRATEGIC MUN BD FD COM CEF 26202F107 385 45570 SH SOLE 0 45570 0 0 DUKE ENERGY CORP NEW COM NEW COMMON STOCK 26441C204 1047 12488 SH SOLE 0 12488 0 0 EATON VANCE TAX ADVT DIV INCM COM CEF 27828G107 533 24110 SH SOLE 0 24110 0 0 EATON VANCE TX MNG BY WRT OPP CVOM CEF 27828Y108 468 30552 SH SOLE 0 30552 0 0 EATON VANCE TXMGD DL BUYWR OPP COM CEF 27829C105 490 41450 SH SOLE 0 41450 0 0 EDISON INTL COM COMMON STOCK 281020107 483 6270 SH SOLE 0 6270 0 0 EMERSON ELEC CO COM COMMON STOCK 291011104 879 13988 SH SOLE 0 13988 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN COMMON STOCK 29273V100 542 31237 SH SOLE 0 31237 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PRT INT COMMON STOCK 29278N103 190 10411 SH SOLE 0 10411 0 0 ENTERPRISE PRODS PARTNERS L P COM COMMON STOCK 293792107 557 21387 SH SOLE 0 21387 0 0 EPR PPTYS PFD C CNV 5.75% 26884U208 376 13600 SH SOLE 0 13600 0 0 EXPRESS SCRIPTS HLDG CO COM COMMON STOCK 30219G108 598 9457 SH SOLE 0 9457 0 0 EXPRESS SCRIPTS HLDG CO COMM PUT 30219G108 6 100 SH SOLE 0 100 0 0 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 3448 42065 SH SOLE 0 41861 0 204 FACEBOOK INC CL A COMMON STOCK 30303M102 3139 18372 SH SOLE 0 18148 0 224 FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM COMMON STOCK 31620R303 231 4879 SH SOLE 0 4879 0 0 FIDELITY NATL INFORMATION SVCS COM COMMON STOCK 31620M106 304 3260 SH SOLE 0 3260 0 0 FIFTH THIRD BANCORP COM COMMON STOCK 316773100 321 11500 SH SOLE 0 0 0 11500 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 211 8177 SH SOLE 0 8177 0 0 FIRST TRUST DOW JONES STOXX EUROPEAN SELECT ETF 33735T109 140 10300 SH SOLE 0 10300 0 0 FIRST TRUST EMERGING MARKETS ALPHADEX FUND ETF 33737J182 273 9992 SH SOLE 0 9992 0 0 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 1133 18885 SH SOLE 0 18885 0 0 FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 302 10204 SH SOLE 0 10204 0 0 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 833 15178 SH SOLE 0 15178 0 0 FIRST TRUST MORNINGSTAR DIVIDEND LEADERS ETF 336917109 281 9709 SH SOLE 0 9709 0 0 FIRST TRUST NASDAQ ABA COMMUNITY BANK INDEX FUND ETF 33736Q104 258 4900 SH SOLE 0 4900 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 332 16534 SH SOLE 0 16534 0 0 FIRST TRUST SENIOR LOAN FUND ETF 33738D309 216 4502 SH SOLE 0 4502 0 0 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 360 6109 SH SOLE 0 6109 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 594 19971 SH SOLE 0 19971 0 0 FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 846 70757 SH SOLE 0 70757 0 0 GALECTIN THERAPEUTICS INC COM COMMON STOCK 363225202 34 16000 SH SOLE 0 16000 0 0 GENERAL DYNAMICS CORP COM COMMON STOCK 369550108 185 902 SH SOLE 0 902 0 0 GENERAL DYNAMICS CORP COM CALL 369550108 20 100 SH SOLE 0 100 0 0 GENERAL ELECTRIC CO COM COMMON STOCK 369604103 4426 183063 SH SOLE 0 176414 0 6649 GENUINE PARTS CO COM COMMON STOCK 372460105 201 2109 SH SOLE 0 2109 0 0 GILEAD SCIENCES INC COM COMMON STOCK 375558103 643 7946 SH SOLE 0 5195 0 2751 GILEAD SCIENCES INC COM CALL 375558103 32 400 SH SOLE 0 400 0 0 GILEAD SCIENCES INC COM CALL 375558103 16 200 SH SOLE 0 200 0 0 GILEAD SCIENCES INC COM CALL 375558103 8 100 SH SOLE 0 100 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 1175 28951 SH SOLE 0 28951 0 0 GLOBAL X SUPERDIVIDEND ETF ETF 37950E549 224 10200 SH SOLE 0 10200 0 0 GLOBALSTAR INC COM COMMON STOCK 378973408 17 10700 SH SOLE 0 10700 0 0 GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF 381430107 226 7798 SH SOLE 0 7798 0 0 GOLDMAN SACHS ACTIVEBETA U.S. ETF 381430503 1332 26697 SH SOLE 0 26697 0 0 GOLDMAN SACHS GROUP INC COM COMMON STOCK 38141G104 233 985 SH SOLE 0 985 0 0 HANCOCK JOHN TAX-ADV DIC INCM COM CEF 41013V100 252 9760 SH SOLE 0 9760 0 0 HCP INC COM REIT 40414L109 573 20589 SH SOLE 0 20589 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 394 4829 SH SOLE 0 4829 0 0 HOME DEPOT INC COM COMMON STOCK 437076102 1395 8532 SH SOLE 0 8498 0 34 HOME DEPOT INC COM CALL 437076102 65 400 SH SOLE 0 400 0 0 HONEYWELL INTL INC COM COMMON STOCK 438516106 304 2150 SH SOLE 0 2125 0 25 HORMEL FOODS CORP COM COMMON STOCK 440452100 1194 37176 SH SOLE 0 37176 0 0 ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 541 3659 SH SOLE 0 3659 0 0 INTEL CORP COM COMMON STOCK 458140100 794 20859 SH SOLE 0 19659 0 1200 INTL BUSINESS MACHINES COMMON STOCK 459200101 1571 10834 SH SOLE 0 10684 0 150 INTL BUSINESS MACHINES CALL 459200101 0 242610 SH SOLE 0 0 0 0 INTL PAPER CO COM COMMON STOCK 460146103 342 6032 SH SOLE 0 6032 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 398 32337 SH SOLE 0 32071 0 266 ISHARES CORE S&P 500 ETF ETF 464287200 4338 17154 SH SOLE 0 17154 0 0 ISHARES GLOBAL INFRASTRUCTURE ETF ETF 464288372 248 5500 SH SOLE 0 5500 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 464287242 491 4057 SH SOLE 0 4057 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 464288281 738 6340 SH SOLE 0 6340 0 0 ISHARES MSCI EAFE ETF ETF 464287465 936 13678 SH SOLE 0 13357 0 321 ISHARES MSCI EAFE VALUE ETF ETF 464288877 444 8140 SH SOLE 0 8140 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 248 5999 SH SOLE 0 5999 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 1234 11138 SH SOLE 0 11138 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 228 1928 SH SOLE 0 1866 0 62 ISHARES RUSSELL 2000 ETF ETF 464287655 1649 11135 SH SOLE 0 11135 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 586 4727 SH SOLE 0 4727 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 293 2047 SH SOLE 0 2047 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 655 6071 SH SOLE 0 6071 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 524 3435 SH SOLE 0 3435 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 1451 8112 SH SOLE 0 8112 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 219 2342 SH SOLE 0 2342 0 0 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 273 10917 SH SOLE 0 1536 0 0 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 272 1660 SH SOLE 0 1660 0 0 ISHARES U.S. HEALTHCARE ETF ETF 464287762 301 1754 SH SOLE 0 1754 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 546 14075 SH SOLE 0 14075 0 0 JOHNSON & JOHNSON COM COMMON STOCK 478160104 6551 50388 SH SOLE 0 50338 0 50 JOHNNSON & JOHNSON COM CALL 478160104 26 200 SH SOLE 0 200 0 0 JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 2179 22816 SH SOLE 0 22816 0 0 JPMORGAN DIVERSIFIED RETURN U.S. EQUITY ETF ETF 46641Q407 366 5452 SH SOLE 0 5452 0 0 KB HOME COM COMMON STOCK 48666K109 702 29109 SH SOLE 0 29109 0 0 KELLOGG CO COMMON STOCK 487836108 266 4276 SH SOLE 0 4276 0 0 KEYCORP NEW COMMON STOCK 493267108 900 47870 SH SOLE 0 47870 0 0 KIMBERLY CLARK CORP COM COMMON STOCK 494368103 1836 15609 SH SOLE 0 15609 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 668 34873 SH SOLE 0 26680 0 8193 KINGSTONE COS INC COM COMMON STOCK 496719105 1416 86900 SH SOLE 0 86900 0 0 KLONDEX MNS LTD COM COMMON STOCK 498696103 40 11000 SH SOLE 0 11000 0 0 KRAFT HEINZ CO COM COMMON STOCK 500754106 1412 18213 SH SOLE 0 18080 0 133 KRAFT HEINZ CO COM PUT 500754106 15 200 SH SOLE 0 200 0 0 LASALLE HOTEL PPTYS COM SH BEN INT REIT 517942108 901 31050 SH SOLE 0 31050 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT CEF 530158104 116 19244 SH SOLE 0 19244 0 0 LIBERTY ALL-STAR GROWTH FD INC COM CEF 529900102 121 23165 SH SOLE 0 23165 0 0 LILLY ELI & CO COM COMMON STOCK 532457108 406 4756 SH SOLE 0 4711 0 45 LILLY ELI & CO COM CALL 532457108 17 200 SH SOLE 0 200 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 513 1656 SH SOLE 0 1656 0 0 LOWES COS INC COM COMMON STOCK 548661107 284 3559 SH SOLE 0 3559 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 1593 22425 SH SOLE 0 22425 0 0 MAGNA INTL INC COM COMMON STOCK 559222401 289 5415 SH SOLE 0 5415 0 0 MANULIFE FINL CORP COM COMMON STOCK 56501R106 304 15000 SH SOLE 0 15000 0 0 MCDONALD'S CORP COMMON STOCK 580135101 2302 14694 SH SOLE 0 14694 0 0 MERCK & CO INC COMMON STOCK 58933Y105 1540 24060 SH SOLE 0 20502 0 3558 MERCK & CO INC CALL 58933Y105 19 300 SH SOLE 0 300 0 0 MGM RESORTS INTERNATIONAL COM COMMON STOCK 552953101 244 7500 SH SOLE 0 7500 0 0 MICRON TECHNOLOGY INC COM COMMON STOCK 595112103 232 5899 SH SOLE 0 5770 0 129 MICROSOFT CORP COMMON STOCK 594918104 5599 75172 SH SOLE 0 73943 0 0 MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR ADR 606822104 145 22658 SH SOLE 0 22658 0 0 MONDELEZ INTL INC CL A COMMON STOCK 609207105 592 14576 SH SOLE 0 14105 0 471 MONMOUTH REAL ESTATE INVT CORP CL A REIT 609720107 1514 93558 SH SOLE 0 93558 0 0 MONSANTO CO NEW COM COMMON STOCK 61166W101 499 4166 SH SOLE 0 4166 0 0 MONSTER BEVERAGE CORP NEW COM COMMON STOCK 61174X109 253 4594 SH SOLE 0 4594 0 0 NATIONAL GRID PLC SPON ADR NEW ADR 636274409 344 5493 SH SOLE 0 5493 0 0 NAVIGATOR HOLDINGS LTD SHS COMMON STOCK Y62132108 128 11607 SH SOLE 0 200 0 11407 NETFLIX INC COM COMMON STOCK 64110L106 633 3492 SH SOLE 0 3492 0 0 NEW YORK REIT INC COM REIT 64976L109 102 13100 SH SOLE 0 13100 0 0 NEXTERA ENERGY INC COM COMMON STOCK 65339F101 298 2035 SH SOLE 0 1628 0 407 NIKE INC CL B COMMON STOCK 654106103 215 4152 SH SOLE 0 4152 0 0 NORWEGIAN CRUISE LINE HLDGS LT SHS COMMON STOCK G66721104 284 5260 SH SOLE 0 5260 0 0 NOVARTIS AG ADR ADR 66987V109 1620 18876 SH SOLE 0 18876 0 0 NU SKIN ENTERPRISES INC CL A COMMON STOCK 67018T105 307 5000 SH SOLE 0 5000 0 0 NUVECTRA CORP COM COMMON STOCK 67075N108 942 71095 SH SOLE 0 71095 0 0 NUVEEN AMT FREE QLTY MUN INCME COM CEF 670657105 227 16398 SH SOLE 0 16398 0 0 NUVEEN CA QUALTY MUN INCOME FD COM CEF 67066Y105 458 30712 SH SOLE 0 30712 0 0 NUVEEN CALIF MUN VALUE FD COM CEF 67062C107 280 26657 SH SOLE 0 26657 0 0 NUVEEN S&P 500 BUY-WRITE INC COM CEF 6706ER101 223 16000 SH SOLE 0 16000 0 0 NVIDIA CORP COM COMMON STOCK 67066G104 487 2729 SH SOLE 0 2729 0 0 NVIDIA CORP COM CALL 67066G104 178 1000 SH SOLE 0 1000 0 0 OCCIDENTAL PETE CORP DEL COM COMMON STOCK 674599105 289 4507 SH SOLE 0 4507 0 0 OCEANEERING INTL INC COM COMMON STOCK 675232102 225 8568 SH SOLE 0 2751 0 5817 ONEOK INC NEW COM COMMON STOCK 682680103 209 3786 SH SOLE 0 3786 0 0 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF ETF 68386C401 669 19200 SH SOLE 0 19200 0 0 PARKER DRILLING CO COM COMMON STOCK 701081101 11 10000 SH SOLE 0 10000 0 0 PAYCHEX INC COMMON STOCK 704326107 378 6309 SH SOLE 0 6309 0 0 PAYPAL HLDGS INC COM COMMON STOCK 704Y10350 299 4681 SH SOLE 0 4681 0 0 PEPSICO INC COM COMMON STOCK 713448108 2289 20551 SH SOLE 0 20551 0 0 PFIZER INC COM COMMON STOCK 717081103 2025 56738 SH SOLE 0 51345 0 5393 PG&E CORP COM COMMON STOCK 69331C108 223 3276 SH SOLE 0 3276 0 0 PHILIP MORRIS INTL INC COMMON STOCK 718172109 1859 16748 SH SOLE 0 16701 0 47 PHILLIPS 66 COMMON STOCK 718546104 1740 19001 SH SOLE 0 17423 0 1578 PINNACLE WEST CAP CORP COM COMMON STOCK 723484101 478 5661 SH SOLE 0 5661 0 0 POTLATCH CORP NEW COM REIT 737630103 1082 21219 SH SOLE 0 21219 0 0 POWERSHARES FTSE RAFI US 1000 PORTFOLIO ETF 73935X583 363 3395 SH SOLE 0 3395 0 0 POWERSHARES QQQ ETF ETF 73935A104 2020 13888 SH SOLE 0 13888 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 538 13125 SH SOLE 0 13125 0 0 POWERSHARES S&P 500 LOW VOLATILITY PORTFOLIO ETF 73937B779 380 8305 SH SOLE 0 8305 0 0 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 73937B407 282 9283 SH SOLE 0 9283 0 0 PPL CORP COM COMMON STOCK 69351T106 806 21240 SH SOLE 0 21240 0 0 PRAXAIR INC COMMON STOCK 74005P104 471 3371 SH SOLE 0 3398 0 0 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 5294 58192 SH SOLE 0 58092 0 100 PUBLIC STORAGE COM REIT 74460D109 1301 6081 SH SOLE 0 6081 0 0 PUBLIC SVC ENTERPRISE GROUP COM COMMON STOCK 744573106 294 6364 SH SOLE 0 6364 0 0 QUALCOMM INC COM COMMON STOCK 747525103 3153 60829 SH SOLE 0 60829 0 0 QUALCOMM INC COMMON STOCK 747525103 518 10000 SH SOLE 0 0 0 0 QUALCOMM INC COM CALL 747525103 518 10000 SH SOLE 0 0 0 0 QUALCOMM INC COM CALL 747525103 518 10000 SH SOLE 0 0 0 0 QUALCOMM INC COM CALL 747525103 518 10000 SH SOLE 0 0 0 0 QUALCOMM INC COM CALL 747525103 129 2500 SH SOLE 0 2500 0 0 QUALCOMM INC COM PUT 747525103 207 4000 SH SOLE 0 0 0 0 QUALCOMM INC COM PUT 747525103 155 3000 SH SOLE 0 0 0 0 QUALCOMM INC COM PUT 747525103 207 4000 SH SOLE 0 0 0 0 QUALCOMM INC COM PUT 747525103 207 4000 SH SOLE 0 0 0 0 RAYTHEON CO COM NEW COMMON STOCK 755111507 250 1342 SH SOLE 0 1342 0 0 REALTY INCOME CORP COM REIT 756109104 2085 36461 SH SOLE 0 36461 0 0 ROYAL CARIBBEAN CRUISES LTD COM COMMON STOCK V7780T103 1199 10115 SH SOLE 0 10115 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 575 9195 SH SOLE 0 9195 0 0 SALESFORCE COM INC COM COMMON STOCK 79466L302 107 1146 SH SOLE 0 1113 0 33 SALESFORCE COM INC COM CALL 79466L302 93 1000 SH SOLE 0 1000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 238 3943 SH SOLE 0 3943 0 0 SCHLUMBERGER LTD COM COMMON STOCK 806857108 535 7682 SH SOLE 0 2812 0 4870 SCHWAB CHARLES CORP NEW COM COMMON STOCK 808513105 343 7859 SH SOLE 0 2731 0 5128 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 316 9463 SH SOLE 0 9463 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 1378 27353 SH SOLE 0 27353 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 283 4657 SH SOLE 0 4657 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 415 6912 SH SOLE 0 6912 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 299 4526 SH SOLE 0 4526 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 276 5340 SH SOLE 0 5340 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 215 4112 SH SOLE 0 4112 0 0 SEMPRA ENERGY COM COMMON STOCK 816851109 1608 14090 SH SOLE 0 14090 0 0 SOCIEDAD QUIMICA MINERA DE CH SPON ADR SER B ADR 833635105 1325 23821 SH SOLE 0 23821 0 0 SOPHIRIS BIO INC COM NEW COMMON STOCK 83578Q209 21 10000 SH SOLE 0 10000 0 0 SOTHERLY HOTELS INC COM REIT 83600C103 798 135800 SH SOLE 0 135600 0 0 SOUTHERN CO COM COMMON STOCK 842587107 1403 28555 SH SOLE 0 28555 0 0 SPDR GOLD SHARES ETF 78463V107 274 2254 SH SOLE 0 2054 0 200 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF ETF 78467V889 840 11169 SH SOLE 0 11169 0 0 SPDR S&P 500 ETF ETF 78462F103 1648 6562 SH SOLE 0 6562 0 0 SPDR S&P 500 VALUE ETF ETF 78464A508 248 2188 SH SOLE 0 2188 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 1951 22547 SH SOLE 0 22547 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 1490 16322 SH SOLE 0 16322 0 0 SPECTRA ENERGY PARTNERS LP COM MLP 84756N109 1285 28965 SH SOLE 0 28965 0 0 STARBUCKS CORP COM COMMON STOCK 855244109 834 15542 SH SOLE 0 15542 0 0 STATOIL ASA SPONSORED ADR ADR 85771P102 339 16885 SH SOLE 0 16885 0 0 SUNCOR ENERGY INC NEW COM COMMON STOCK 867224107 244 6979 SH SOLE 0 936 0 6030 SYSCO CORP COM COMMON STOCK 871829107 555 10300 SH SOLE 0 10300 0 0 TAIWAN SEMICONDUCTOR MGF LTD SPONSORED ADR ADR 874039100 454 12098 SH SOLE 0 12098 0 0 TARGET CORP COM COMMON STOCK 87612E106 387 6565 SH SOLE 0 6565 0 0 TARGET CORP COM CALL 87612E106 23 400 SH SOLE 0 400 0 0 TC PIPELINES LP UT COM LTD PRT MLP 87233Q108 696 13313 SH SOLE 0 13313 0 0 TEKLA HEALTHCARE INVS SH BEN INT CEF 87911J103 209 8316 SH SOLE 0 8316 0 0 TELEFONICA S A SPONSORED ADR ADR 879382208 123 11439 SH SOLE 0 11439 0 0 TESLA INC COM COMMON STOCK 88160R101 411 1207 SH SOLE 0 1207 0 0 TEXAS INSTRS INC COM COMMON STOCK 882508104 335 3745 SH SOLE 0 3745 0 0 THERMO FISHER SCIENTIFIC INC COM COMMON STOCK 883556102 214 1135 SH SOLE 0 1135 0 0 THOMSON REUTERS CORP COM COMMON STOCK 884903105 229 5000 SH SOLE 0 5000 0 0 TORONTO DOMINION BK ONT COM NEW COMMON STOCK 891160509 573 10200 SH SOLE 0 10220 0 0 TOWN SPORTS INTL HLDGS INC COM COMMON STOCK 89214A102 136 19500 SH SOLE 0 19500 0 0 TRANSCANADA CORP COM COMMON STOCK 89353D107 358 7250 SH SOLE 0 7250 0 0 TRAVELERS COMPANIES INC COM COMMON STOCK 89417E109 259 2115 SH SOLE 0 2115 0 0 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 2312 19255 SH SOLE 0 19255 0 0 UNITED PARCEL SERVICE INC CL B CALL 911312106 24 200 SH SOLE 0 200 0 0 UNITED PARCEL SERVICE INC CL B CALL 911312106 24 200 SH SOLE 0 200 0 0 UNITED TECHNOLOGIES CORP COM. COMMON STOCK 913017109 835 7197 SH SOLE 0 7151 0 46 UNITEDHEALTH GROUP INC COM COMMON STOCK 91324P102 477 2440 SH SOLE 0 2407 0 33 US BANCORP DEL COM NEW COMMON STOCK 902973304 517 9651 SH SOLE 0 9583 0 68 UTILITIES SELECT SECTOR SPDR ETF ETF 81369Y886 1315 24789 SH SOLE 0 24789 0 0 V F CORP COM COMMON STOCK 918204108 313 4925 SH SOLE 0 4925 0 0 VALIDUS HOLDINGS LTD COM SHS COMMON STOCK G9319H102 464 9430 SH SOLE 0 9430 0 0 VANECK VECTORS HIGH-YIELD MUNICIPAL INDEX ETF ETF 92189F361 524 16748 SH SOLE 0 16748 0 0 VANECK VECTORS INVESTMENT GRADE FLOATING ETF 92189F486 587 23232 SH SOLE 0 23232 0 0 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF ETF 92189F643 280 6950 SH SOLE 0 6950 0 0 VANGUARD CONSUMER STAPLES FUND ETF 92204A207 395 2854 SH SOLE 0 2854 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 428 4522 SH SOLE 0 4485 0 37 VANGUARD EXTENDED MARKET INDEX FUND ETF 922908652 293 2735 SH SOLE 0 2735 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 642 12192 SH SOLE 0 12192 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 512 11801 SH SOLE 0 11801 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 326 7489 SH SOLE 0 7489 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 1268 15649 SH SOLE 0 15649 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 443 2919 SH SOLE 0 2919 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 272 1855 SH SOLE 0 1809 0 46 VANGUARD REIT ETF ETF 922908553 1055 12707 SH SOLE 0 12707 0 0 VANGUARD S&P 500 ETF ETF 922908363 2126 9215 SH SOLE 0 9215 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 211 2645 SH SOLE 0 2645 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 593 4198 SH SOLE 0 4198 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 1258 15356 SH SOLE 0 15356 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 236 4341 SH SOLE 0 4341 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 4335 33473 SH SOLE 0 33473 0 0 VECTRUS INC COM COMMON STOCK 92242T101 567 18392 SH SOLE 0 19419 0 0 VENTAS INC COM REIT 92276F100 477 7335 SH SOLE 0 7335 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 4350 87910 SH SOLE 0 87910 0 0 VIRNETX HLDG CORP COM COMMON STOCK 92823T108 215 55200 SH SOLE 0 55200 0 0 VISA INC COM CL A COMMON STOCK 92826C839 589 5599 SH SOLE 0 5567 0 32 VMWARE INC CL A COM COMMON STOCK 928563402 421 4574 SH SOLE 0 4574 0 0 WP CAREY INC COM REIT 92936U109 551 8189 SH SOLE 0 8189 0 0 WAL-MART STORES INC COM COMMON STOCK 931142103 753 9648 SH SOLE 0 9648 0 0 WEATHERFORD INTL PLC ORD SHS COMMON STOCK G48833100 56 12308 SH SOLE 0 12308 0 0 WEC ENERGY GROUP INC COM COMMON STOCK 92939U106 468 7465 SH SOLE 0 7465 0 0 WELLS FARGO & CO NEW COM COMMON STOCK 949746101 2478 44945 SH SOLE 0 44945 0 0 WELLS FARGO & CO NEW COM CALL 949746101 27 500 SH SOLE 0 500 0 0 WELLTOWER INC COM REIT 95040Q104 1356 19308 SH SOLE 0 19308 0 0 WESTAR ENERGY INC COM COMMON STOCK 95709T100 221 4460 SH SOLE 0 4460 0 0 WESTROCK CO COM COMMON STOCK 96145D105 655 11550 SH SOLE 0 11550 0 0 WEYERHAEUSER CO COM REIT 962166104 1402 41206 SH SOLE 0 41206 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 2187 33806 SH SOLE 0 33806 0 0 X-TRACKERS MSCI EUROPE HEDGED EQUITY ETF ETF 233051853 234 8283 SH SOLE 0 8283 0 0 ZEDGE INC CL B COMMON STOCK 98923T104 463 241215 SH SOLE 0 241215 0 0