0001085146-17-002070.txt : 20171017
0001085146-17-002070.hdr.sgml : 20171017
20171017133908
ACCESSION NUMBER: 0001085146-17-002070
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171017
DATE AS OF CHANGE: 20171017
EFFECTIVENESS DATE: 20171017
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cottage Street Advisors LLC
CENTRAL INDEX KEY: 0001665302
IRS NUMBER: 472187474
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17125
FILM NUMBER: 171140464
BUSINESS ADDRESS:
STREET 1: 9 COTTAGE STREET
STREET 2: PO BOX 249
CITY: MARION
STATE: MA
ZIP: 02738
BUSINESS PHONE: 5087480709
MAIL ADDRESS:
STREET 1: 9 COTTAGE STREET
STREET 2: PO BOX 249
CITY: MARION
STATE: MA
ZIP: 02738
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001665302
XXXXXXXX
09-30-2017
09-30-2017
false
Cottage Street Advisors LLC
9 COTTAGE STREET
PO BOX 249
MARION
MA
02738
13F HOLDINGS REPORT
028-17125
N
Jason Haviland
Senior Partner
508-748-0709
/s/ Jason Haviland
Marion
MA
10-17-2017
0
134
157511
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBVIE INC
COM
00287Y109
275
3100
SH
SOLE
3100
0
0
AES CORP
COM
00130H105
274
8450
SH
SOLE
8450
0
0
AFLAC INC
COM
001055102
33
400
SH
OTR
0
0
400
AFLAC INC
COM
001055102
654
8040
SH
SOLE
8040
0
0
AIR PRODS & CHEMS INC
COM
009158106
76
500
SH
OTR
0
0
500
AIR PRODS & CHEMS INC
COM
009158106
878
5808
SH
SOLE
5808
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
311
1800
SH
SOLE
1800
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
173
1000
SH
OTR
0
0
1000
ALPHABET INC
CAP STK CL A
02079K305
1681
1726
SH
SOLE
1726
0
0
ALPHABET INC
CAP STK CL A
02079K305
337
346
SH
OTR
0
0
346
ALPHABET INC
CAP STK CL C
02079K107
293
306
SH
OTR
0
0
306
ALPHABET INC
CAP STK CL C
02079K107
4378
4565
SH
SOLE
4565
0
0
AMAZON COM INC
COM
023135106
1448
1506
SH
SOLE
1506
0
0
AMERICAN EXPRESS CO
COM
025816109
308
3400
SH
SOLE
3400
0
0
AMGEN INC
COM
031162100
1726
9256
SH
SOLE
9256
0
0
AMGEN INC
COM
031162100
106
566
SH
OTR
0
0
566
APPLE INC
COM
037833100
5340
34650
SH
SOLE
34651
0
0
APPLE INC
COM
037833100
791
5132
SH
OTR
0
0
5132
APPLIED MATLS INC
COM
038222105
208
4000
SH
OTR
0
0
4000
APPLIED MATLS INC
COM
038222105
1451
27850
SH
SOLE
27851
0
0
ARES CAP CORP
COM
04010L103
3442
210000
SH
SOLE
210000
0
0
BANK AMER CORP
COM
060505104
880
34725
SH
SOLE
34725
0
0
BAXTER INTL INC
COM
071813109
300
4775
SH
SOLE
4775
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
159
14100
SH
SOLE
14100
0
0
BLACKROCK INC
COM
09247X101
156
350
SH
OTR
0
0
350
BLACKROCK INC
COM
09247X101
1770
3960
SH
SOLE
3960
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
200
6000
SH
OTR
0
0
6000
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
3097
92800
SH
SOLE
92800
0
0
BOEING CO
COM
097023105
153
600
SH
OTR
0
0
600
BOEING CO
COM
097023105
3264
12840
SH
SOLE
12840
0
0
BOFI HLDG INC
COM
05566U108
456
16000
SH
SOLE
16000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
871
13658
SH
SOLE
13658
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
98
1532
SH
OTR
0
0
1532
CADENCE DESIGN SYSTEM INC
COM
127387108
302
7662
SH
SOLE
7662
0
0
CATASYS INC
COM PAR
149049504
83
17000
SH
SOLE
17000
0
0
CITIGROUP INC
COM NEW
172967424
182
2500
SH
OTR
0
0
2500
CITIGROUP INC
COM NEW
172967424
2505
34434
SH
SOLE
34435
0
0
CLEARBRIDGE ENERGY MLP FD IN
COM
184692101
275
20473
SH
SOLE
20473
0
0
COCA COLA CO
COM
191216100
232
5160
SH
SOLE
5160
0
0
CORE LABORATORIES N V
COM
N22717107
355
3600
SH
SOLE
3600
0
0
CSX CORP
COM
126408103
247
4550
SH
OTR
0
0
4550
CSX CORP
COM
126408103
2200
40550
SH
SOLE
40550
0
0
CVS HEALTH CORP
COM
126650100
1905
24324
SH
SOLE
24325
0
0
CVS HEALTH CORP
COM
126650100
114
1400
SH
OTR
0
0
1400
DISNEY WALT CO
COM DISNEY
254687106
108
1100
SH
OTR
0
0
1100
DISNEY WALT CO
COM DISNEY
254687106
1132
11487
SH
SOLE
11488
0
0
DOWDUPONT INC
COM
26078J100
466
6732
SH
OTR
0
0
6732
DOWDUPONT INC
COM
26078J100
3607
52095
SH
SOLE
52095
0
0
DREYFUS MUN INCOME INC
COM
26201R102
537
58811
SH
SOLE
58811
0
0
DREYFUS MUN INCOME INC
COM
26201R102
213
23332
SH
OTR
0
0
23332
EXXON MOBIL CORP
COM
30231G102
1304
15902
SH
SOLE
15903
0
0
EXXON MOBIL CORP
COM
30231G102
132
1610
SH
OTR
0
0
1610
FACEBOOK INC
CL A
30303M102
239
1400
SH
OTR
0
0
1400
FACEBOOK INC
CL A
30303M102
3258
19070
SH
SOLE
19070
0
0
FEDEX CORP
COM
31428X106
135
600
SH
OTR
0
0
600
FEDEX CORP
COM
31428X106
1827
8100
SH
SOLE
8100
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
2700
25843
SH
SOLE
25843
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
160
1532
SH
OTR
0
0
1532
GENERAL ELECTRIC CO
COM
369604103
609
25191
SH
SOLE
25192
0
0
HOME DEPOT INC
COM
437076102
2834
17327
SH
SOLE
17328
0
0
HOME DEPOT INC
COM
437076102
188
1150
SH
OTR
0
0
1150
HONEYWELL INTL INC
COM
438516106
482
3400
SH
SOLE
3400
0
0
ILLUMINA INC
COM
452327109
3307
16600
SH
OTR
0
0
16600
INTEL CORP
COM
458140100
1212
31822
SH
SOLE
31823
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
414
32332
SH
OTR
0
0
32332
INVESCO QUALITY MUNI INC TRS
COM
46133G107
3479
271758
SH
SOLE
271758
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
218
3908
SH
SOLE
3908
0
0
ISHARES TR
1 3 YR CR BD ETF
464288646
279
2644
SH
OTR
0
0
2644
ISHARES TR
1 3 YR CR BD ETF
464288646
116
1100
SH
SOLE
1100
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
4610
25771
SH
SOLE
25771
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
399
2232
SH
OTR
0
0
2232
ISHARES TR
INTRMD CR BD ETF
464288638
220
2000
SH
SOLE
2000
0
0
ISHARES TR
S&P SML 600 GWT
464287887
367
2232
SH
OTR
0
0
2232
ISHARES TR
S&P SML 600 GWT
464287887
5242
31866
SH
SOLE
31867
0
0
ISHARES TR
S&P US PFD STK
464288687
1675
43166
SH
SOLE
43166
0
0
ISHARES TR
S&P US PFD STK
464288687
228
5882
SH
OTR
0
0
5882
ISHARES TR
SP SMCP600VL ETF
464287879
297
2000
SH
OTR
0
0
2000
ISHARES TR
SP SMCP600VL ETF
464287879
3617
24388
SH
SOLE
24388
0
0
ITT INC
COM
45073V108
828
18700
SH
SOLE
18700
0
0
JOHNSON & JOHNSON
COM
478160104
78
600
SH
OTR
0
0
600
JOHNSON & JOHNSON
COM
478160104
1722
13243
SH
SOLE
13243
0
0
JPMORGAN CHASE & CO
COM
46625H100
4181
43775
SH
SOLE
43776
0
0
JPMORGAN CHASE & CO
COM
46625H100
207
2166
SH
OTR
0
0
2166
JUNIPER NETWORKS INC
COM
48203R104
512
18400
SH
SOLE
18400
0
0
KIMBERLY CLARK CORP
COM
494368103
242
2060
SH
OTR
0
0
2060
KIMBERLY CLARK CORP
COM
494368103
98
830
SH
SOLE
830
0
0
KINDER MORGAN INC DEL
COM
49456B101
436
22720
SH
SOLE
22720
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
857
12066
SH
OTR
0
0
12066
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
7058
99325
SH
SOLE
99326
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
999
76100
SH
SOLE
76100
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
79
6000
SH
OTR
0
0
6000
MERCK & CO INC
COM
58933Y105
263
4100
SH
SOLE
4100
0
0
MICROSOFT CORP
COM
594918104
2601
34916
SH
SOLE
34917
0
0
MICROSOFT CORP
COM
594918104
199
2666
SH
OTR
0
0
2666
NETFLIX INC
COM
64110L106
381
2100
SH
SOLE
2100
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
188
12213
SH
OTR
0
0
12213
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
190
12339
SH
SOLE
12339
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
88
10332
SH
OTR
0
0
10332
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
376
44266
SH
SOLE
44266
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
1935
189000
SH
SOLE
189000
0
0
PEPSICO INC
COM
713448108
2197
19716
SH
SOLE
19716
0
0
PEPSICO INC
COM
713448108
89
800
SH
OTR
0
0
800
PFIZER INC
COM
717081103
229
6422
SH
SOLE
6422
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
1025
95832
SH
SOLE
95832
0
0
POWERSHARES ETF TR II
VAR RATE PFD POR
73937B597
78
3000
SH
OTR
0
0
3000
POWERSHARES ETF TR II
VAR RATE PFD POR
73937B597
6672
256135
SH
SOLE
256135
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
549
3771
SH
SOLE
3771
0
0
PROCTER AND GAMBLE CO
COM
742718109
130
1425
SH
OTR
0
0
1425
PROCTER AND GAMBLE CO
COM
742718109
493
5420
SH
SOLE
5420
0
0
ROCKWELL AUTOMATION INC
COM
773903109
285
1600
SH
SOLE
1600
0
0
ROCKWELL COLLINS INC
COM
774341101
274
2100
SH
SOLE
2100
0
0
SONY CORP
SPONSORED ADR
835699307
75
2000
SH
OTR
0
0
2000
SONY CORP
SPONSORED ADR
835699307
1047
28050
SH
SOLE
28050
0
0
SPDR SERIES TRUST
BLOMBERG BRC SRT
78464A474
10653
347354
SH
SOLE
347354
0
0
STARBUCKS CORP
COM
855244109
167
3100
SH
OTR
0
0
3100
STARBUCKS CORP
COM
855244109
2437
45382
SH
SOLE
45383
0
0
STRYKER CORP
COM
863667101
156
1100
SH
OTR
0
0
1100
STRYKER CORP
COM
863667101
1986
13987
SH
SOLE
13987
0
0
TEXAS INSTRS INC
COM
882508104
209
2332
SH
OTR
0
0
2332
TEXAS INSTRS INC
COM
882508104
1391
15516
SH
SOLE
15516
0
0
UNION PAC CORP
COM
907818108
23
200
SH
OTR
0
0
200
UNION PAC CORP
COM
907818108
1403
12100
SH
SOLE
12100
0
0
VISA INC
COM CL A
92826C839
330
3132
SH
OTR
0
0
3132
VISA INC
COM CL A
92826C839
2659
25266
SH
SOLE
25266
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
57
2000
SH
OTR
0
0
2000
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
270
9500
SH
SOLE
9500
0
0
WESTERN ASST MNGD MUN FD INC
COM
95766M105
196
14000
SH
SOLE
14000
0
0
WISDOMTREE TR
EUR DOMST ECO FD
97717X388
1071
34900
SH
SOLE
34900
0
0
WISDOMTREE TR
EUROPE SMCP DV
97717W869
146
2100
SH
OTR
0
0
2100
WISDOMTREE TR
EUROPE SMCP DV
97717W869
3954
56913
SH
SOLE
56914
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
122
4832
SH
OTR
0
0
4832
WISDOMTREE TR
INDIA ERNGS FD
97717W422
1292
51321
SH
SOLE
51322
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
230
2300
SH
OTR
0
0
2300
WISDOMTREE TR
US MIDCAP DIVID
97717W505
2500
25008
SH
SOLE
25009
0
0