0001628280-21-010692.txt : 20210519 0001628280-21-010692.hdr.sgml : 20210519 20210519161736 ACCESSION NUMBER: 0001628280-21-010692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210517 FILED AS OF DATE: 20210519 DATE AS OF CHANGE: 20210519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Manlunas Eric CENTRAL INDEX KEY: 0001796571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 21940495 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD. STREET 2: SUITE 230-S CITY: AUSTIN STATE: TX ZIP: 78757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_162145543791687.xml FORM 4 X0306 4 2021-05-17 0 0001665300 Phunware, Inc. PHUN 0001796571 Manlunas Eric C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD S230 AUSTIN TX 78757 1 0 0 0 Common Stock 2021-05-17 4 S 0 30000 1.3206 D 213060 D Common Stock 2021-05-17 4 S 0 50000 1.2748 D 163060 D Common Stock 2021-05-18 4 S 0 3700 1.38 D 159360 D Common Stock 2021-05-18 4 S 0 30000 1.3514 D 129360 D Common Stock 184296 I By Wavemaker Phunware Partners LP Common Stock 555007 I By Wavemaker Partners II LP (f/k/a Siemer Ventures II LP) Common Stock 164386 I By Wavemaker Partners III LP Common Stock 329037 I By Kmeleon International Limited The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.32 to $1.335. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.27 to $1.285. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.35 to $1.365. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. The Reporting Person is the managing partner of the referenced entity and accordingly is deemed the beneficial owner of the shares held by this organization. /s/ Matt Aune, Attorney-in-Fact 2021-05-19