0001221073-20-000084.txt : 20200505 0001221073-20-000084.hdr.sgml : 20200505 20200505170808 ACCESSION NUMBER: 0001221073-20-000084 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 EFFECTIVENESS DATE: 20200505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StrategIQ Financial Group, LLC CENTRAL INDEX KEY: 0001665199 IRS NUMBER: 351984039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17091 FILM NUMBER: 20849900 BUSINESS ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 BUSINESS PHONE: 219-736-8902 MAIL ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Financial Group, LLC DATE OF NAME CHANGE: 20160127 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001665199 XXXXXXXX 03-31-2020 03-31-2020 false StrategIQ Financial Group, LLC

101 E 90TH DRIVE MERRILLVILLE IN 46410

13F HOLDINGS REPORT 028-17091 N Bradley J. Rathe 2197368902303 /s/ Bradley J. Rathe Merrillville IN 05-04-2020 1 187 322713 1 0000350894 028-16454 SEI INVESTMENTS CO INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 390 2857 SH SOLE 0 0 2857 ABBOTT LABS COM 002824100 7844 99403 SH SOLE 0 0 99403 ABBVIE INC COM 00287Y109 8040 105520 SH SOLE 0 0 105520 ADOBE INC COM 00724F101 581 1827 SH SOLE 0 0 1827 AMAZON COM INC COM 023135106 402 206 SH SOLE 0 0 206 APPLE INC COM 037833100 3515 13823 SH SOLE 0 0 13823 ARES CAPITAL CORP COM 04010L103 401 37228 SH SOLE 0 0 37228 AT&T INC COM 00206R102 1169 40110 SH SOLE 0 0 40110 AUDIOEYE INC COM NEW 050734201 78 17631 SH SOLE 0 0 17631 BARINGS BDC INC COM 06759L103 193 25798 SH SOLE 0 0 25798 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 381 2082 SH SOLE 0 0 2082 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 13 70 SH SOLE 1 0 0 70 BK OF AMERICA CORP COM 060505104 201 9480 SH SOLE 0 0 9480 BLACKROCK ENERGY & RES TR COM 09250U101 135 21484 SH SOLE 0 0 21484 BP PLC SPONSORED ADR 055622104 217 8916 SH SOLE 0 0 8916 CHEVRON CORP NEW COM 166764100 658 9081 SH SOLE 0 0 9081 CISCO SYS INC COM 17275R102 574 14605 SH SOLE 0 0 14605 CME GROUP INC COM 12572Q105 1998 11556 SH SOLE 0 0 11556 COCA COLA CO COM 191216100 262 5924 SH SOLE 0 0 5924 DANAHER CORPORATION COM 235851102 592 4277 SH SOLE 0 0 4277 DISNEY WALT CO COM DISNEY 254687106 298 3080 SH SOLE 0 0 3080 DUFF & PHELPS UTLITY AND INF COM 26433C105 272 28800 SH SOLE 0 0 28800 EXELON CORP COM 30161N101 207 5631 SH SOLE 0 0 5631 EXXON MOBIL CORP COM 30231G102 422 11114 SH SOLE 0 0 11114 FACEBOOK INC CL A 30303M102 229 1370 SH SOLE 0 0 1370 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 3059 186535 SH SOLE 0 0 186535 FIRST TR EXCHANGE TRADED ALP GERMANY ALPHA 33737J190 507 16195 SH SOLE 0 0 16195 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 611 15292 SH SOLE 0 0 15292 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 73 18431 SH SOLE 0 0 18431 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1957 26460 SH SOLE 0 0 26460 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 218 3700 SH SOLE 0 0 3700 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 326 18305 SH SOLE 0 0 18305 FIRST TR MORNINGSTAR DIVID L SHS 336917109 263 11789 SH SOLE 0 0 11789 FIRST TR VALUE LINE DIVID IN SHS 33734H106 659 23808 SH SOLE 0 0 23808 FS KKR CAPITAL CORP COM 302635107 429 142902 SH SOLE 0 0 142902 GENERAL ELECTRIC CO COM 369604103 115 14471 SH SOLE 0 0 14471 GLOBAL X FDS GLB X SUPERDIV 37950E549 323 34680 SH SOLE 0 0 34680 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 11 16000 SH SOLE 0 0 16000 GREENBRIER COS INC COM 393657101 299 16875 SH SOLE 0 0 16875 HOME DEPOT INC COM 437076102 680 3642 SH SOLE 0 0 3642 HONEYWELL INTL INC COM 438516106 224 1673 SH SOLE 0 0 1673 INTERNATIONAL BUSINESS MACHS COM 459200101 488 4403 SH SOLE 0 0 4403 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 727 15000 SH SOLE 0 0 15000 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 1644 66693 SH SOLE 0 0 66693 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 263 20315 SH SOLE 0 0 20315 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 327 3892 SH SOLE 0 0 3892 INVESCO EXCHANGE-TRADED FD T EMRNG MKT SVRG 46138E784 3508 146737 SH SOLE 0 0 146737 INVESCO EXCHANGE-TRADED FD T NATL AMT MUNI 46138E537 1505 58346 SH SOLE 0 0 58346 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 663 50360 SH SOLE 0 0 50360 INVESCO EXCHANGE-TRADED FD T S&P500 HDL VOL 46138E362 559 18616 SH SOLE 0 0 18616 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 243 5170 SH SOLE 0 0 5170 INVESCO QQQ TR UNIT SER 1 46090E103 2685 14104 SH SOLE 0 0 14104 INVESCO SR INCOME TR COM 46131H107 33 10138 SH SOLE 0 0 10138 ISHARES INC CORE MSCI EMKT 46434G103 414 10222 SH SOLE 0 0 10222 ISHARES INC JP MORGAN EM ETF 464286517 964 25760 SH SOLE 0 0 25760 ISHARES INC JP MRG EM CRP BD 464286251 904 20105 SH SOLE 0 0 20105 ISHARES INC MIN VOL GBL ETF 464286525 897 11167 SH SOLE 0 0 11167 ISHARES INC MSCI GERMANY ETF 464286806 323 15046 SH SOLE 0 0 15046 ISHARES TR AGGRES ALLOC ETF 464289859 1446 30469 SH SOLE 0 0 30469 ISHARES TR CONSER ALLOC ETF 464289883 312 9224 SH SOLE 0 0 9224 ISHARES TR CORE 1 5 YR USD 46432F859 850 16837 SH SOLE 0 0 16837 ISHARES TR CORE DIV GRWTH 46434V621 492 15088 SH SOLE 0 0 15088 ISHARES TR CORE HIGH DV ETF 46429B663 774 10821 SH SOLE 0 0 10821 ISHARES TR CORE MSCI EAFE 46432F842 1095 21941 SH SOLE 0 0 21941 ISHARES TR CORE S&P MCP ETF 464287507 10327 71785 SH SOLE 0 0 71785 ISHARES TR CORE S&P SCP ETF 464287804 727 12949 SH SOLE 0 0 12949 ISHARES TR CORE S&P TTL STK 464287150 805 14071 SH SOLE 0 0 14071 ISHARES TR CORE S&P500 ETF 464287200 7086 27423 SH SOLE 0 0 27423 ISHARES TR CORE US AGGBD ET 464287226 586 5082 SH SOLE 0 0 5082 ISHARES TR CRE U S REIT ETF 464288521 2051 52350 SH SOLE 0 0 52350 ISHARES TR EAFE SML CP ETF 464288273 310 6926 SH SOLE 0 0 6926 ISHARES TR EAFE VALUE ETF 464288877 2900 81259 SH SOLE 0 0 81259 ISHARES TR FLTG RATE NT ETF 46429B655 1258 25801 SH SOLE 0 0 25801 ISHARES TR GRWT ALLOCAT ETF 464289867 2031 49083 SH SOLE 0 0 49083 ISHARES TR INTL SEL DIV ETF 464288448 3210 142055 SH SOLE 0 0 142055 ISHARES TR INTRM TR CRP ETF 464288638 1201 21870 SH SOLE 0 0 21870 ISHARES TR JPMORGAN USD EMG 464288281 216 2233 SH SOLE 0 0 2233 ISHARES TR MODERT ALLOC ETF 464289875 1082 29446 SH SOLE 0 0 29446 ISHARES TR MSCI ACWI ETF 464288257 1075 17184 SH SOLE 0 0 17184 ISHARES TR MSCI MIN VOL ETF 46429B697 1454 26914 SH SOLE 0 0 26914 ISHARES TR NATIONAL MUN ETF 464288414 3395 30045 SH SOLE 0 0 30045 ISHARES TR PFD AND INCM SEC 464288687 491 15424 SH SOLE 0 0 15424 ISHARES TR RUS 1000 ETF 464287622 227 1605 SH SOLE 0 0 1605 ISHARES TR RUS 2000 GRW ETF 464287648 1620 10241 SH SOLE 0 0 10241 ISHARES TR RUS 2000 VAL ETF 464287630 1675 20413 SH SOLE 0 0 20413 ISHARES TR RUS MID CAP ETF 464287499 369 8540 SH SOLE 0 0 8540 ISHARES TR RUSSELL 2000 ETF 464287655 389 3395 SH SOLE 0 0 3395 ISHARES TR S&P 500 GRWT ETF 464287309 597 3617 SH SOLE 0 0 3617 ISHARES TR S&P MC 400GR ETF 464287606 648 3632 SH SOLE 0 0 3632 ISHARES TR SELECT DIVID ETF 464287168 820 11155 SH SOLE 0 0 11155 ISHARES TR SH TR CRPORT ETF 464288646 6233 119043 SH SOLE 0 0 119043 ISHARES TR SHRT NAT MUN ETF 464288158 201 1894 SH SOLE 0 0 1894 ISHARES TR SP SMCP600VL ETF 464287879 915 9160 SH SOLE 0 0 9160 ISHARES TR TRANS AVG ETF 464287192 313 2264 SH SOLE 0 0 2264 ISHARES TR US AER DEF ETF 464288760 310 2158 SH SOLE 0 0 2158 ISHARES TR US TREAS BD ETF 46429B267 364 13000 SH SOLE 0 0 13000 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 11668 234913 SH SOLE 0 0 234913 JOHNSON & JOHNSON COM 478160104 711 5420 SH SOLE 0 0 5420 JPMORGAN CHASE & CO COM 46625H100 1992 22121 SH SOLE 0 0 22121 LIBBEY INC COM 529898108 7 14000 SH SOLE 0 0 14000 LILLY ELI & CO COM 532457108 552 3980 SH SOLE 0 0 3980 MCDONALDS CORP COM 580135101 1038 6280 SH SOLE 0 0 6280 MERCK & CO. INC COM 58933Y105 384 4988 SH SOLE 0 0 4988 MICROSOFT CORP COM 594918104 1234 7826 SH SOLE 0 0 7826 NISOURCE INC COM 65473P105 260 10414 SH SOLE 0 0 10414 NUVEEN ALL CAP ENE MLP OPPO COM 67075E108 26 23000 SH SOLE 0 0 23000 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1440 106350 SH SOLE 0 0 106350 PEPSICO INC COM 713448108 431 3586 SH SOLE 0 0 3586 PFIZER INC COM 717081103 201 6155 SH SOLE 0 0 6155 PHILIP MORRIS INTL INC COM 718172109 308 4216 SH SOLE 0 0 4216 PIONEER MUN HIGH INCOME TR COM SHS 723763108 244 21526 SH SOLE 0 0 21526 PROCTER & GAMBLE CO COM 742718109 402 3653 SH SOLE 0 0 3653 PROSHARES TR S&P 500 DV ARIST 74348A467 778 13489 SH SOLE 0 0 13489 RIVERNORTH MARKETPLACE LENDI COM 76882B108 4394 271926 SH SOLE 0 0 271926 S&P GLOBAL INC COM 78409V104 207 844 SH SOLE 0 0 844 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 436 21050 SH SOLE 0 0 21050 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 582 10723 SH SOLE 0 0 10723 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 485 8032 SH SOLE 0 0 8032 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 717 15939 SH SOLE 0 0 15939 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1122 25335 SH SOLE 0 0 25335 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 604 9867 SH SOLE 0 0 9867 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 720 17082 SH SOLE 0 0 17082 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 427 4357 SH SOLE 0 0 4357 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 787 14449 SH SOLE 0 0 14449 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2520 28445 SH SOLE 0 0 28445 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1186 64430 SH SOLE 0 0 64430 SOUTHERN CO COM 842587107 828 15303 SH SOLE 0 0 15303 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 769 38981 SH SOLE 0 0 38981 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 8981 375136 SH SOLE 0 0 375136 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2977 104598 SH SOLE 0 0 104598 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 597 26235 SH SOLE 0 0 26235 SPDR S&P 500 ETF TR TR UNIT 78462F103 324 1256 SH SOLE 0 0 1256 SPDR S&P 500 ETF TR TR UNIT 78462F103 541 2100 SH Put SOLE 0 0 2100 SPDR SER TR AEROSPACE DEF 78464A631 885 11627 SH SOLE 0 0 11627 SPDR SER TR BLOMBERG BRC INV 78468R200 6248 212525 SH SOLE 0 0 212525 SPDR SER TR BLOOMBERG SRT TR 78468R408 763 32365 SH SOLE 0 0 32365 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2986 61057 SH SOLE 0 0 61057 SPDR SER TR NUVEEN BRC MUNIC 78468R721 308 6156 SH SOLE 0 0 6156 SPDR SER TR PORTFLI HIGH YLD 78468R606 252 11155 SH SOLE 0 0 11155 SPDR SER TR PORTFOLI S&P1500 78464A805 4500 143098 SH SOLE 0 0 143098 SPDR SER TR PORTFOLIO AGRGTE 78464A649 14062 465336 SH SOLE 0 0 465336 SPDR SER TR PORTFOLIO INTRMD 78464A375 5240 154069 SH SOLE 0 0 154069 SPDR SER TR PORTFOLIO S&P400 78464A847 5433 214497 SH SOLE 0 0 214497 SPDR SER TR PORTFOLIO S&P500 78464A854 8526 281837 SH SOLE 0 0 281837 SPDR SER TR PORTFOLIO S&P600 78468R853 3138 143690 SH SOLE 0 0 143690 SPDR SER TR PORTFOLIO SHORT 78464A474 12802 423178 SH SOLE 0 0 423178 SPDR SER TR PRTFLO S&P500 GW 78464A409 3150 88123 SH SOLE 0 0 88123 SPDR SER TR PRTFLO S&P500 HI 78468R788 374 15221 SH SOLE 0 0 15221 SPDR SER TR PRTFLO S&P500 VL 78464A508 2594 100397 SH SOLE 0 0 100397 SPDR SER TR S&P 600 SMCP VAL 78464A300 4073 99687 SH SOLE 0 0 99687 SPDR SER TR S&P BK ETF 78464A797 535 19851 SH SOLE 0 0 19851 SPDR SER TR S&P DIVID ETF 78464A763 1033 12936 SH SOLE 0 0 12936 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 650 16254 SH SOLE 0 0 16254 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 238 15500 SH SOLE 0 0 15500 TOMPKINS FINANCIAL CORPORATI COM 890110109 1477 20571 SH SOLE 0 0 20571 UNION PAC CORP COM 907818108 336 2383 SH SOLE 0 0 2383 UNITED PARCEL SERVICE INC CL B 911312106 7234 77431 SH SOLE 0 0 77431 UNITED TECHNOLOGIES CORP COM 913017109 200 2125 SH SOLE 0 0 2125 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 728 14819 SH SOLE 0 0 14819 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1374 59657 SH SOLE 0 0 59657 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 1423 27225 SH SOLE 0 0 27225 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 3557 41676 SH SOLE 0 0 41676 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 788 9693 SH SOLE 0 0 9693 VANGUARD INDEX FDS MID CAP ETF 922908629 405 3079 SH SOLE 0 0 3079 VANGUARD INDEX FDS SMALL CP ETF 922908751 448 3882 SH SOLE 0 0 3882 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3768 29231 SH SOLE 0 0 29231 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 8187 199587 SH SOLE 0 0 199587 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4222 125838 SH SOLE 0 0 125838 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 362 4631 SH SOLE 0 0 4631 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 14098 136359 SH SOLE 0 0 136359 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 4942 148237 SH SOLE 0 0 148237 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4127 58333 SH SOLE 0 0 58333 VERIZON COMMUNICATIONS INC COM 92343V104 491 9134 SH SOLE 0 0 9134 VISA INC COM CL A 92826C839 339 2105 SH SOLE 0 0 2105 WALGREENS BOOTS ALLIANCE INC COM 931427108 748 16343 SH SOLE 0 0 16343 WALMART INC COM 931142103 361 3178 SH SOLE 0 0 3178 WESTERN ASSET INTER MUNI FD COM 958435109 760 90211 SH SOLE 0 0 90211 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2686 83275 SH SOLE 0 0 83275 WISDOMTREE TR GLB HIGH DIV FD 97717W877 376 11003 SH SOLE 0 0 11003 WISDOMTREE TR INTL LRGCAP DV 97717W794 2306 62445 SH SOLE 0 0 62445 WISDOMTREE TR INTL SMCAP DIV 97717W760 3025 62943 SH SOLE 0 0 62943 WISDOMTREE TR US DIVID EX FNCL 97717W406 1701 26338 SH SOLE 0 0 26338 WISDOMTREE TR US HIGH DIVIDEND 97717W208 799 14123 SH SOLE 0 0 14123 WISDOMTREE TR US MIDCAP DIVID 97717W505 682 28248 SH SOLE 0 0 28248 WISDOMTREE TR US MIDCAP FUND 97717W570 759 28728 SH SOLE 0 0 28728 WISDOMTREE TR US SMALLCAP DIVD 97717W604 507 28161 SH SOLE 0 0 28161 WISDOMTREE TR YIELD ENHANCD US 97717X511 5999 116156 SH SOLE 0 0 116156