0001085146-20-000364.txt : 20200203 0001085146-20-000364.hdr.sgml : 20200203 20200203130222 ACCESSION NUMBER: 0001085146-20-000364 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 EFFECTIVENESS DATE: 20200203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StrategIQ Financial Group, LLC CENTRAL INDEX KEY: 0001665199 IRS NUMBER: 351984039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17091 FILM NUMBER: 20567854 BUSINESS ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 BUSINESS PHONE: 219-736-8902 MAIL ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Financial Group, LLC DATE OF NAME CHANGE: 20160127 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001665199 XXXXXXXX 12-31-2019 12-31-2019 false StrategIQ Financial Group, LLC

101 E 90TH DRIVE MERRILLVILLE IN 46410

13F HOLDINGS REPORT 028-17091 N Bradley J. Rathe 2197368902303 /s/ Bradley J. Rathe Merrillville IN 01-31-2020 1 205 387650 1 0000350894 028-16454 SEI INVESTMENTS CO INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 468 2652 SH SOLE 0 0 2652 ABBOTT LABS COM 002824100 8615 99186 SH SOLE 0 0 99186 ABBVIE INC COM 00287Y109 9357 105677 SH SOLE 0 0 105677 ADOBE INC COM 00724F101 601 1822 SH SOLE 0 0 1822 ALPS ETF TR SECTR DIV DOGS 00162Q858 270 5763 SH SOLE 0 0 5763 ALTRIA GROUP INC COM 02209S103 221 4419 SH SOLE 0 0 4419 AMAZON COM INC COM 023135106 227 123 SH SOLE 0 0 123 APPLE INC COM 037833100 3874 13191 SH SOLE 0 0 13191 ARES CAP CORP COM 04010L103 223 11947 SH SOLE 0 0 11947 AT&T INC COM 00206R102 1546 39568 SH SOLE 0 0 39568 AUDIOEYE INC COM NEW 050734201 100 21233 SH SOLE 0 0 21233 BANK AMER CORP COM 060505104 328 9326 SH SOLE 0 0 9326 BARINGS BDC INC COM 06759L103 190 18450 SH SOLE 0 0 18450 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 467 2063 SH SOLE 0 0 2063 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16 70 SH SOLE 1 0 0 70 BLACKROCK ENERGY & RES TR COM 09250U101 255 21484 SH SOLE 0 0 21484 BP PLC SPONSORED ADR 055622104 416 11020 SH SOLE 0 0 11020 CATERPILLAR INC DEL COM 149123101 242 1637 SH SOLE 0 0 1637 CHEVRON CORP NEW COM 166764100 1056 8760 SH SOLE 0 0 8760 CISCO SYS INC COM 17275R102 701 14621 SH SOLE 0 0 14621 CME GROUP INC COM 12572Q105 2319 11551 SH SOLE 0 0 11551 COCA COLA CO COM 191216100 307 5552 SH SOLE 0 0 5552 CVS HEALTH CORP COM 126650100 222 2986 SH SOLE 0 0 2986 DANAHER CORPORATION COM 235851102 655 4269 SH SOLE 0 0 4269 DISNEY WALT CO COM DISNEY 254687106 417 2886 SH SOLE 0 0 2886 DUFF & PHELPS UTLITY AND INF COM 26433C105 438 28800 SH SOLE 0 0 28800 ENTERPRISE PRODS PARTNERS L COM 293792107 252 8947 SH SOLE 0 0 8947 EXELON CORP COM 30161N101 256 5607 SH SOLE 0 0 5607 EXXON MOBIL CORP COM 30231G102 729 10446 SH SOLE 0 0 10446 FACEBOOK INC CL A 30303M102 264 1287 SH SOLE 0 0 1287 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 828 18639 SH SOLE 0 0 18639 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 839 16773 SH SOLE 0 0 16773 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 313 29603 SH SOLE 0 0 29603 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 2061 24480 SH SOLE 0 0 24480 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 428 16784 SH SOLE 0 0 16784 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 3243 161585 SH SOLE 0 0 161585 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 387 11882 SH SOLE 0 0 11882 FIRST TR VALUE LINE DIVID IN SHS 33734H106 893 24796 SH SOLE 0 0 24796 FS KKR CAPITAL CORP COM 302635107 729 118921 SH SOLE 0 0 118921 GENERAL ELECTRIC CO COM 369604103 167 14962 SH SOLE 0 0 14962 GLOBAL X FDS GLB X SUPERDIV 37950E549 707 39964 SH SOLE 0 0 39964 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 69 16000 SH SOLE 0 0 16000 GREENBRIER COS INC COM 393657101 687 21176 SH SOLE 0 0 21176 HOME DEPOT INC COM 437076102 791 3621 SH SOLE 0 0 3621 HONEYWELL INTL INC COM 438516106 293 1656 SH SOLE 0 0 1656 INTERNATIONAL BUSINESS MACHS COM 459200101 814 6069 SH SOLE 0 0 6069 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 1174 17023 SH SOLE 0 0 17023 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 2052 66824 SH SOLE 0 0 66824 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 422 22233 SH SOLE 0 0 22233 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 450 3892 SH SOLE 0 0 3892 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 4208 142254 SH SOLE 0 0 142254 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 1584 59879 SH SOLE 0 0 59879 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 755 50317 SH SOLE 0 0 50317 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 299 5564 SH SOLE 0 0 5564 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 912 20710 SH SOLE 0 0 20710 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 310 5320 SH SOLE 0 0 5320 INVESCO QQQ TR UNIT SER 1 46090E103 2035 9571 SH SOLE 0 0 9571 INVESCO SR INCOME TR COM 46131H107 52 12145 SH SOLE 0 0 12145 ISHARES INC CORE MSCI EMKT 46434G103 626 11653 SH SOLE 0 0 11653 ISHARES INC JP MORGAN EM ETF 464286517 1340 30542 SH SOLE 0 0 30542 ISHARES INC JP MRG EM CRP BD 464286251 980 18924 SH SOLE 0 0 18924 ISHARES INC MIN VOL GBL ETF 464286525 1121 11702 SH SOLE 0 0 11702 ISHARES INC MSCI GERMANY ETF 464286806 534 18167 SH SOLE 0 0 18167 ISHARES TR 0-5YR HI YL CP 46434V407 252 5421 SH SOLE 0 0 5421 ISHARES TR 3 7 YR TREAS BD 464288661 767 6098 SH SOLE 0 0 6098 ISHARES TR AGGRES ALLOC ETF 464289859 1615 27837 SH SOLE 0 0 27837 ISHARES TR CONSER ALLOC ETF 464289883 327 9024 SH SOLE 0 0 9024 ISHARES TR CORE 1 5 YR USD 46432F859 917 18199 SH SOLE 0 0 18199 ISHARES TR CORE DIV GRWTH 46434V621 624 14830 SH SOLE 0 0 14830 ISHARES TR CORE HIGH DV ETF 46429B663 1108 11294 SH SOLE 0 0 11294 ISHARES TR CORE MSCI EAFE 46432F842 1431 21933 SH SOLE 0 0 21933 ISHARES TR CORE S&P MCP ETF 464287507 14290 69431 SH SOLE 0 0 69431 ISHARES TR CORE S&P SCP ETF 464287804 1113 13270 SH SOLE 0 0 13270 ISHARES TR CORE S&P TTL STK 464287150 831 11431 SH SOLE 0 0 11431 ISHARES TR CORE S&P500 ETF 464287200 8101 25061 SH SOLE 0 0 25061 ISHARES TR CORE US AGGBD ET 464287226 644 5731 SH SOLE 0 0 5731 ISHARES TR CRE U S REIT ETF 464288521 1317 24132 SH SOLE 0 0 24132 ISHARES TR EAFE SML CP ETF 464288273 559 8976 SH SOLE 0 0 8976 ISHARES TR EAFE VALUE ETF 464288877 971 19457 SH SOLE 0 0 19457 ISHARES TR FLTG RATE NT ETF 46429B655 1262 24791 SH SOLE 0 0 24791 ISHARES TR GRWT ALLOCAT ETF 464289867 2365 49432 SH SOLE 0 0 49432 ISHARES TR IBOXX INV CP ETF 464287242 340 2655 SH SOLE 0 0 2655 ISHARES TR INTL SEL DIV ETF 464288448 5113 152311 SH SOLE 0 0 152311 ISHARES TR INTRM TR CRP ETF 464288638 1362 23490 SH SOLE 0 0 23490 ISHARES TR JPMORGAN USD EMG 464288281 256 2232 SH SOLE 0 0 2232 ISHARES TR MODERT ALLOC ETF 464289875 1164 29008 SH SOLE 0 0 29008 ISHARES TR MSCI ACWI ETF 464288257 1147 14482 SH SOLE 0 0 14482 ISHARES TR MSCI EAFE ETF 464287465 375 5395 SH SOLE 0 0 5395 ISHARES TR MSCI EMG MKT ETF 464287234 217 4847 SH SOLE 0 0 4847 ISHARES TR MSCI MIN VOL ETF 46429B697 1433 21851 SH SOLE 0 0 21851 ISHARES TR NATIONAL MUN ETF 464288414 2999 26329 SH SOLE 0 0 26329 ISHARES TR PFD AND INCM SEC 464288687 562 14959 SH SOLE 0 0 14959 ISHARES TR RUS 1000 ETF 464287622 286 1601 SH SOLE 0 0 1601 ISHARES TR RUS 2000 GRW ETF 464287648 2397 11191 SH SOLE 0 0 11191 ISHARES TR RUS 2000 VAL ETF 464287630 2688 20909 SH SOLE 0 0 20909 ISHARES TR RUS MID CAP ETF 464287499 525 8808 SH SOLE 0 0 8808 ISHARES TR RUSSELL 2000 ETF 464287655 570 3443 SH SOLE 0 0 3443 ISHARES TR S&P 500 GRWT ETF 464287309 745 3846 SH SOLE 0 0 3846 ISHARES TR S&P SML 600 GWT 464287887 254 1313 SH SOLE 0 0 1313 ISHARES TR SELECT DIVID ETF 464287168 1126 10654 SH SOLE 0 0 10654 ISHARES TR SH TR CRPORT ETF 464288646 4489 83696 SH SOLE 0 0 83696 ISHARES TR SHRT NAT MUN ETF 464288158 240 2252 SH SOLE 0 0 2252 ISHARES TR SP SMCP600VL ETF 464287879 1126 7004 SH SOLE 0 0 7004 ISHARES TR TRANS AVG ETF 464287192 423 2161 SH SOLE 0 0 2161 ISHARES TR US AER DEF ETF 464288760 456 2054 SH SOLE 0 0 2054 ISHARES TR US TREAS BD ETF 46429B267 3142 121122 SH SOLE 0 0 121122 JOHNSON & JOHNSON COM 478160104 777 5325 SH SOLE 0 0 5325 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 10443 207074 SH SOLE 0 0 207074 JPMORGAN CHASE & CO COM 46625H100 3017 21644 SH SOLE 0 0 21644 LIBBEY INC COM 529898108 20 14000 SH SOLE 0 0 14000 LILLY ELI & CO COM 532457108 561 4265 SH SOLE 0 0 4265 MCDONALDS CORP COM 580135101 1234 6243 SH SOLE 0 0 6243 MERCK & CO INC COM 58933Y105 420 4616 SH SOLE 0 0 4616 MICROSOFT CORP COM 594918104 1147 7274 SH SOLE 0 0 7274 NISOURCE INC COM 65473P105 290 10414 SH SOLE 0 0 10414 NUVEEN ALL CAP ENE MLP OPPO COM 67075E108 121 23000 SH SOLE 0 0 23000 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1522 105861 SH SOLE 0 0 105861 PEPSICO INC COM 713448108 478 3500 SH SOLE 0 0 3500 PEPSICO INC COM 713448108 14 100 SH SOLE 1 0 0 100 PFIZER INC COM 717081103 243 6215 SH SOLE 0 0 6215 PHILIP MORRIS INTL INC COM 718172109 354 4162 SH SOLE 0 0 4162 PIONEER MUN HIGH INCOME TR COM SHS 723763108 193 16004 SH SOLE 0 0 16004 PROCTER & GAMBLE CO COM 742718109 452 3616 SH SOLE 0 0 3616 PROSHARES TR S&P 500 DV ARIST 74348A467 1034 13680 SH SOLE 0 0 13680 RIVERNORTH MARKETPLACE LENDI COM 76882B108 5124 281227 SH SOLE 0 0 281227 S&P GLOBAL INC COM 78409V104 239 874 SH SOLE 0 0 874 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 678 24777 SH SOLE 0 0 24777 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 681 12737 SH SOLE 0 0 12737 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 287 3731 SH SOLE 0 0 3731 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 984 16989 SH SOLE 0 0 16989 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1150 19123 SH SOLE 0 0 19123 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 859 11188 SH SOLE 0 0 11188 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1032 17157 SH SOLE 0 0 17157 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 320 4232 SH SOLE 0 0 4232 SELECT SECTOR SPDR TR ENERGY 81369Y506 280 4660 SH SOLE 0 0 4660 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 521 4157 SH SOLE 0 0 4157 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 945 15000 SH SOLE 0 0 15000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1837 18032 SH SOLE 0 0 18032 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 436 14164 SH SOLE 0 0 14164 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1726 64430 SH SOLE 0 0 64430 SOUTHERN CO COM 842587107 974 15286 SH SOLE 0 0 15286 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1151 44672 SH SOLE 0 0 44672 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 11972 381887 SH SOLE 0 0 381887 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4970 132217 SH SOLE 0 0 132217 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1168 36650 SH SOLE 0 0 36650 SPDR S&P 500 ETF TR TR UNIT 78462F103 391 1215 SH SOLE 0 0 1215 SPDR S&P 500 ETF TR TR UNIT 78462F103 676 2100 SH Put SOLE 0 0 2100 SPDR SERIES TRUST AEROSPACE DEF 78464A631 1261 11560 SH SOLE 0 0 11560 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 6353 206728 SH SOLE 0 0 206728 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 1721 63874 SH SOLE 0 0 63874 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 2472 50341 SH SOLE 0 0 50341 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 364 7196 SH SOLE 0 0 7196 SPDR SERIES TRUST PORTFLI HIGH YLD 78468R606 480 18204 SH SOLE 0 0 18204 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 15204 517501 SH SOLE 0 0 517501 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 4685 132687 SH SOLE 0 0 132687 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 10964 289910 SH SOLE 0 0 289910 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 8155 225100 SH SOLE 0 0 225100 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 9453 306522 SH SOLE 0 0 306522 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 5131 157242 SH SOLE 0 0 157242 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 5460 136970 SH SOLE 0 0 136970 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 1572 37516 SH SOLE 0 0 37516 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 601 15221 SH SOLE 0 0 15221 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 2449 70148 SH SOLE 0 0 70148 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 3935 59891 SH SOLE 0 0 59891 SPDR SERIES TRUST S&P BK ETF 78464A797 987 20865 SH SOLE 0 0 20865 SPDR SERIES TRUST S&P DIVID ETF 78464A763 653 6067 SH SOLE 0 0 6067 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 774 16624 SH SOLE 0 0 16624 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 343 18000 SH SOLE 0 0 18000 TOMPKINS FINANCIAL CORPORATI COM 890110109 1882 20571 SH SOLE 0 0 20571 UNION PACIFIC CORP COM 907818108 428 2367 SH SOLE 0 0 2367 UNITED PARCEL SERVICE INC CL B 911312106 9082 77588 SH SOLE 0 0 77588 UNITED PARCEL SERVICE INC CL B 911312106 3044 26000 SH Put SOLE 0 0 26000 UNITED TECHNOLOGIES CORP COM 913017109 316 2112 SH SOLE 0 0 2112 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 719 14319 SH SOLE 0 0 14319 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 1222 19080 SH SOLE 0 0 19080 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 253 8648 SH SOLE 0 0 8648 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3823 45590 SH SOLE 0 0 45590 VANGUARD GROUP DIV APP ETF 921908844 15491 124263 SH SOLE 0 0 124263 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 955 8012 SH SOLE 0 0 8012 VANGUARD INDEX FDS MID CAP ETF 922908629 618 3468 SH SOLE 0 0 3468 VANGUARD INDEX FDS SM CP VAL ETF 922908611 224 1635 SH SOLE 0 0 1635 VANGUARD INDEX FDS SMALL CP ETF 922908751 691 4172 SH SOLE 0 0 4172 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4908 29998 SH SOLE 0 0 29998 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11417 212410 SH SOLE 0 0 212410 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7659 172235 SH SOLE 0 0 172235 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 987 8888 SH SOLE 0 0 8888 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6546 148560 SH SOLE 0 0 148560 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5064 54044 SH SOLE 0 0 54044 VERIZON COMMUNICATIONS INC COM 92343V104 445 7241 SH SOLE 0 0 7241 VISA INC COM CL A 92826C839 367 1951 SH SOLE 0 0 1951 WALGREENS BOOTS ALLIANCE INC COM 931427108 958 16249 SH SOLE 0 0 16249 WALMART INC COM 931142103 299 2515 SH SOLE 0 0 2515 WALMART INC COM 931142103 12 100 SH SOLE 1 0 0 100 WESTERN ASSET INTM MUNI FD I COM 958435109 873 96107 SH SOLE 0 0 96107 WISDOMTREE TR EMER MKT HIGH FD 97717W315 3548 77516 SH SOLE 0 0 77516 WISDOMTREE TR GLB HIGH DIV FD 97717W877 613 12673 SH SOLE 0 0 12673 WISDOMTREE TR INTL LRGCAP DV 97717W794 3134 63978 SH SOLE 0 0 63978 WISDOMTREE TR INTL SMCAP DIV 97717W760 4616 64917 SH SOLE 0 0 64917 WISDOMTREE TR US DIVID EX FNCL 97717W406 3351 36227 SH SOLE 0 0 36227 WISDOMTREE TR US HIGH DIVIDEND 97717W208 1149 14959 SH SOLE 0 0 14959 WISDOMTREE TR US MIDCAP DIVID 97717W505 1086 28555 SH SOLE 0 0 28555 WISDOMTREE TR US MIDCAP FUND 97717W570 1213 28807 SH SOLE 0 0 28807 WISDOMTREE TR US SMALLCAP DIVD 97717W604 807 28154 SH SOLE 0 0 28154 WISDOMTREE TR YIELD ENHANCD US 97717X511 6818 130488 SH SOLE 0 0 130488 ZEBRA TECHNOLOGIES CORP CL A 989207105 230 900 SH SOLE 0 0 900