0001085146-19-002704.txt : 20191101 0001085146-19-002704.hdr.sgml : 20191101 20191101171620 ACCESSION NUMBER: 0001085146-19-002704 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191101 DATE AS OF CHANGE: 20191101 EFFECTIVENESS DATE: 20191101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Financial Group, LLC CENTRAL INDEX KEY: 0001665199 IRS NUMBER: 351984039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17091 FILM NUMBER: 191187621 BUSINESS ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 BUSINESS PHONE: 219-736-8902 MAIL ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001665199 XXXXXXXX 09-30-2019 09-30-2019 false Strategic Financial Group, LLC

101 E 90TH DRIVE MERRILLVILLE IN 46410

13F HOLDINGS REPORT 028-17091 N Bradley J. Rathe 2197368902303 /s/ Bradley J. Rathe Merrillville IN 11-01-2019 1 201 354314 1 0000350894 028-16454 SEI INVESTMENTS CO INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 436 2650 SH SOLE 0 0 2650 ABBOTT LABS COM 002824100 8338 99658 SH SOLE 0 0 99658 ABBVIE INC COM 00287Y109 8165 107828 SH SOLE 0 0 107828 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 70 11228 SH SOLE 0 0 11228 ADOBE INC COM 00724F101 501 1814 SH SOLE 0 0 1814 ALPS ETF TR SECTR DIV DOGS 00162Q858 252 5756 SH SOLE 0 0 5756 APPLE INC COM 037833100 3 14 SH SOLE 1 0 0 14 APPLE INC COM 037833100 2940 13128 SH SOLE 0 0 13128 ARES CAP CORP COM 04010L103 241 12947 SH SOLE 0 0 12947 AT&T INC COM 00206R102 1507 39823 SH SOLE 0 0 39823 BANK AMER CORP COM 060505104 264 9057 SH SOLE 0 0 9057 BARINGS BDC INC COM 06759L103 187 18450 SH SOLE 0 0 18450 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 405 1949 SH SOLE 0 0 1949 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15 70 SH SOLE 1 0 0 70 BLACKROCK ENERGY & RES TR COM 09250U101 268 23901 SH SOLE 0 0 23901 BP PLC SPONSORED ADR 055622104 399 10497 SH SOLE 0 0 10497 CATERPILLAR INC DEL COM 149123101 202 1597 SH SOLE 0 0 1597 CHEVRON CORP NEW COM 166764100 1026 8652 SH SOLE 0 0 8652 CISCO SYS INC COM 17275R102 273 5535 SH SOLE 0 0 5535 CME GROUP INC COM 12572Q105 2431 11501 SH SOLE 0 0 11501 COCA COLA CO COM 191216100 279 5130 SH SOLE 0 0 5130 DANAHER CORPORATION COM 235851102 629 4355 SH SOLE 0 0 4355 DISNEY WALT CO COM DISNEY 254687106 380 2916 SH SOLE 0 0 2916 DUFF & PHELPS GLB UTL INC FD COM 26433C105 532 33500 SH SOLE 0 0 33500 ENTERPRISE PRODS PARTNERS L COM 293792107 225 7886 SH SOLE 0 0 7886 EXELON CORP COM 30161N101 266 5508 SH SOLE 0 0 5508 EXXON MOBIL CORP COM 30231G102 688 9744 SH SOLE 0 0 9744 FACEBOOK INC CL A 30303M102 212 1191 SH SOLE 0 0 1191 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 1015 25429 SH SOLE 0 0 25429 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 887 18352 SH SOLE 0 0 18352 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 302 30781 SH SOLE 0 0 30781 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1811 24464 SH SOLE 0 0 24464 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 237 9269 SH SOLE 0 0 9269 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 3036 153878 SH SOLE 0 0 153878 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 411 13232 SH SOLE 0 0 13232 FIRST TR VALUE LINE DIVID IN SHS 33734H106 864 24786 SH SOLE 0 0 24786 FS KKR CAPITAL CORP COM 302635107 593 101633 SH SOLE 0 0 101633 GENERAL ELECTRIC CO COM 369604103 148 16553 SH SOLE 0 0 16553 GLOBAL X FDS GLB X SUPERDIV 37950E549 777 45802 SH SOLE 0 0 45802 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 77 16000 SH SOLE 0 0 16000 GREENBRIER COS INC COM 393657101 498 16547 SH SOLE 0 0 16547 HOME DEPOT INC COM 437076102 815 3511 SH SOLE 0 0 3511 INTERNATIONAL BUSINESS MACHS COM 459200101 873 6005 SH SOLE 0 0 6005 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 1130 18065 SH SOLE 0 0 18065 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 1997 67561 SH SOLE 0 0 67561 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 421 23013 SH SOLE 0 0 23013 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 271 2503 SH SOLE 0 0 2503 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 3788 129942 SH SOLE 0 0 129942 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 1403 52871 SH SOLE 0 0 52871 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 791 52644 SH SOLE 0 0 52644 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 273 5194 SH SOLE 0 0 5194 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 956 22422 SH SOLE 0 0 22422 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 334 5770 SH SOLE 0 0 5770 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 201 8915 SH SOLE 0 0 8915 INVESCO QQQ TR UNIT SER 1 46090E103 1744 9236 SH SOLE 0 0 9236 INVESCO QQQ TR UNIT SER 1 46090E103 19 100 SH SOLE 1 0 0 100 INVESCO SR INCOME TR COM 46131H107 69 16340 SH SOLE 0 0 16340 ISHARES INC CORE MSCI EMKT 46434G103 573 11686 SH SOLE 0 0 11686 ISHARES INC JP MORGAN EM ETF 464286517 1637 37023 SH SOLE 0 0 37023 ISHARES INC JP MRG EM CRP BD 464286251 1142 22313 SH SOLE 0 0 22313 ISHARES INC MIN VOL GBL ETF 464286525 961 10145 SH SOLE 0 0 10145 ISHARES INC MSCI GERMANY ETF 464286806 494 18367 SH SOLE 0 0 18367 ISHARES TR 0-5YR HI YL CP 46434V407 500 10748 SH SOLE 0 0 10748 ISHARES TR 3 7 YR TREAS BD 464288661 882 6958 SH SOLE 0 0 6958 ISHARES TR AGGRES ALLOC ETF 464289859 1420 25860 SH SOLE 0 0 25860 ISHARES TR CONSER ALLOC ETF 464289883 320 8986 SH SOLE 0 0 8986 ISHARES TR CORE 1 5 YR USD 46432F859 1090 21583 SH SOLE 0 0 21583 ISHARES TR CORE DIV GRWTH 46434V621 703 17965 SH SOLE 0 0 17965 ISHARES TR CORE HIGH DV ETF 46429B663 1062 11277 SH SOLE 0 0 11277 ISHARES TR CORE MSCI EAFE 46432F842 1366 22369 SH SOLE 0 0 22369 ISHARES TR CORE S&P MCP ETF 464287507 13140 68000 SH SOLE 0 0 68000 ISHARES TR CORE S&P SCP ETF 464287804 744 9557 SH SOLE 0 0 9557 ISHARES TR CORE S&P TTL STK 464287150 629 9375 SH SOLE 0 0 9375 ISHARES TR CORE S&P500 ETF 464287200 7281 24390 SH SOLE 0 0 24390 ISHARES TR CORE US AGGBD ET 464287226 629 5557 SH SOLE 0 0 5557 ISHARES TR CRE U S REIT ETF 464288521 605 10882 SH SOLE 0 0 10882 ISHARES TR FLTG RATE NT ETF 46429B655 1238 24296 SH SOLE 0 0 24296 ISHARES TR GRWT ALLOCAT ETF 464289867 2069 44913 SH SOLE 0 0 44913 ISHARES TR IBOXX INV CP ETF 464287242 380 2979 SH SOLE 0 0 2979 ISHARES TR INTL SEL DIV ETF 464288448 4770 155186 SH SOLE 0 0 155186 ISHARES TR INTRM TR CRP ETF 464288638 1445 24944 SH SOLE 0 0 24944 ISHARES TR JPMORGAN USD EMG 464288281 262 2312 SH SOLE 0 0 2312 ISHARES TR MODERT ALLOC ETF 464289875 1142 29067 SH SOLE 0 0 29067 ISHARES TR MSCI ACWI ETF 464288257 1031 13979 SH SOLE 0 0 13979 ISHARES TR MSCI EAFE ETF 464287465 5 70 SH SOLE 1 0 0 70 ISHARES TR MSCI EAFE ETF 464287465 352 5393 SH SOLE 0 0 5393 ISHARES TR MSCI EMG MKT ETF 464287234 202 4945 SH SOLE 0 0 4945 ISHARES TR MSCI MIN VOL ETF 46429B697 1566 24437 SH SOLE 0 0 24437 ISHARES TR NATIONAL MUN ETF 464288414 2677 23460 SH SOLE 0 0 23460 ISHARES TR PFD AND INCM SEC 464288687 580 15456 SH SOLE 0 0 15456 ISHARES TR RUS 1000 ETF 464287622 263 1597 SH SOLE 0 0 1597 ISHARES TR RUS 2000 GRW ETF 464287648 2235 11597 SH SOLE 0 0 11597 ISHARES TR RUS 2000 VAL ETF 464287630 2531 21197 SH SOLE 0 0 21197 ISHARES TR RUS MID CAP ETF 464287499 493 8808 SH SOLE 0 0 8808 ISHARES TR RUSSELL 2000 ETF 464287655 598 3948 SH SOLE 0 0 3948 ISHARES TR S&P 500 GRWT ETF 464287309 650 3608 SH SOLE 0 0 3608 ISHARES TR S&P SML 600 GWT 464287887 252 1411 SH SOLE 0 0 1411 ISHARES TR SELECT DIVID ETF 464287168 1095 10741 SH SOLE 0 0 10741 ISHARES TR SH TR CRPORT ETF 464288646 2630 48996 SH SOLE 0 0 48996 ISHARES TR SHRT NAT MUN ETF 464288158 220 2069 SH SOLE 0 0 2069 ISHARES TR SP SMCP600VL ETF 464287879 864 5752 SH SOLE 0 0 5752 ISHARES TR TRANS AVG ETF 464287192 421 2260 SH SOLE 0 0 2260 ISHARES TR US AER DEF ETF 464288760 537 2389 SH SOLE 0 0 2389 ISHARES TR US TREAS BD ETF 46429B267 3656 138888 SH SOLE 0 0 138888 JOHNSON & JOHNSON COM 478160104 709 5480 SH SOLE 0 0 5480 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 8081 160262 SH SOLE 0 0 160262 JPMORGAN CHASE & CO COM 46625H100 812 6900 SH SOLE 0 0 6900 LILLY ELI & CO COM 532457108 419 3746 SH SOLE 0 0 3746 MCDONALDS CORP COM 580135101 1227 5716 SH SOLE 0 0 5716 MERCK & CO INC COM 58933Y105 368 4374 SH SOLE 0 0 4374 MICROSOFT CORP COM 594918104 999 7183 SH SOLE 0 0 7183 NISOURCE INC COM 65473P105 312 10414 SH SOLE 0 0 10414 NUVEEN ALL CAP ENE MLP OPPO COM 67075E108 134 23500 SH SOLE 0 0 23500 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1279 89390 SH SOLE 0 0 89390 PEPSICO INC COM 713448108 431 3142 SH SOLE 0 0 3142 PEPSICO INC COM 713448108 14 100 SH SOLE 1 0 0 100 PFIZER INC COM 717081103 217 6044 SH SOLE 0 0 6044 PHILIP MORRIS INTL INC COM 718172109 308 4058 SH SOLE 0 0 4058 PIONEER MUN HIGH INCOME TR COM SHS 723763108 168 13500 SH SOLE 0 0 13500 PROCTER & GAMBLE CO COM 742718109 411 3307 SH SOLE 0 0 3307 PROSHARES TR S&P 500 DV ARIST 74348A467 979 13672 SH SOLE 0 0 13672 RIVERNORTH MARKETPLACE LENDI COM 76882B108 5666 296946 SH SOLE 0 0 296946 S&P GLOBAL INC COM 78409V104 235 960 SH SOLE 0 0 960 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 608 24200 SH SOLE 0 0 24200 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 686 12736 SH SOLE 0 0 12736 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 276 3882 SH SOLE 0 0 3882 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 946 17261 SH SOLE 0 0 17261 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 796 14034 SH SOLE 0 0 14034 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 794 11188 SH SOLE 0 0 11188 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 970 17157 SH SOLE 0 0 17157 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 295 4232 SH SOLE 0 0 4232 SELECT SECTOR SPDR TR ENERGY 81369Y506 289 4883 SH SOLE 0 0 4883 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 526 4357 SH SOLE 0 0 4357 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 968 15762 SH SOLE 0 0 15762 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1665 18476 SH SOLE 0 0 18476 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 359 12831 SH SOLE 0 0 12831 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1604 64430 SH SOLE 0 0 64430 SOUTHERN CO COM 842587107 936 15149 SH SOLE 0 0 15149 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1067 44372 SH SOLE 0 0 44372 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 10835 369032 SH SOLE 0 0 369032 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3507 102306 SH SOLE 0 0 102306 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2507 85305 SH SOLE 0 0 85305 SPDR S&P 500 ETF TR TR UNIT 78462F103 360 1215 SH SOLE 0 0 1215 SPDR S&P 500 ETF TR TR UNIT 78462F103 712 2400 SH Put SOLE 0 0 2400 SPDR SERIES TRUST AEROSPACE DEF 78464A631 1308 12244 SH SOLE 0 0 12244 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 6331 205811 SH SOLE 0 0 205811 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 3173 117463 SH SOLE 0 0 117463 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 1823 37213 SH SOLE 0 0 37213 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 260 5132 SH SOLE 0 0 5132 SPDR SERIES TRUST PORTFLI HIGH YLD 78468R606 1122 42865 SH SOLE 0 0 42865 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 14694 495737 SH SOLE 0 0 495737 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 3814 108102 SH SOLE 0 0 108102 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 10152 291300 SH SOLE 0 0 291300 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 7527 222092 SH SOLE 0 0 222092 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 4948 160399 SH SOLE 0 0 160399 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 4602 153410 SH SOLE 0 0 153410 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 4895 133237 SH SOLE 0 0 133237 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 803 20651 SH SOLE 0 0 20651 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 556 14646 SH SOLE 0 0 14646 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 1699 53156 SH SOLE 0 0 53156 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 2877 46965 SH SOLE 0 0 46965 SPDR SERIES TRUST S&P BK ETF 78464A797 1009 23375 SH SOLE 0 0 23375 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 256 5813 SH SOLE 0 0 5813 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 988 21334 SH SOLE 0 0 21334 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 478 27400 SH SOLE 0 0 27400 TOMPKINS FINANCIAL CORPORATI COM 890110109 1831 22571 SH SOLE 0 0 22571 UNION PACIFIC CORP COM 907818108 381 2353 SH SOLE 0 0 2353 UNITED PARCEL SERVICE INC CL B 911312106 9613 80229 SH SOLE 0 0 80229 UNITED PARCEL SERVICE INC CL B 911312106 3115 26000 SH Put SOLE 0 0 26000 UNITED TECHNOLOGIES CORP COM 913017109 285 2091 SH SOLE 0 0 2091 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 875 17392 SH SOLE 0 0 17392 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 819 12707 SH SOLE 0 0 12707 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3503 41486 SH SOLE 0 0 41486 VANGUARD GROUP DIV APP ETF 921908844 13767 115126 SH SOLE 0 0 115126 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 584 5166 SH SOLE 0 0 5166 VANGUARD INDEX FDS MID CAP ETF 922908629 583 3478 SH SOLE 0 0 3478 VANGUARD INDEX FDS SM CP VAL ETF 922908611 213 1654 SH SOLE 0 0 1654 VANGUARD INDEX FDS SMALL CP ETF 922908751 694 4511 SH SOLE 0 0 4511 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4554 30159 SH SOLE 0 0 30159 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11072 221892 SH SOLE 0 0 221892 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6834 169749 SH SOLE 0 0 169749 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 984 9648 SH SOLE 0 0 9648 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 5971 145342 SH SOLE 0 0 145342 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4513 50866 SH SOLE 0 0 50866 VERIZON COMMUNICATIONS INC COM 92343V104 403 6683 SH SOLE 0 0 6683 VISA INC COM CL A 92826C839 320 1863 SH SOLE 0 0 1863 WALGREENS BOOTS ALLIANCE INC COM 931427108 867 15667 SH SOLE 0 0 15667 WALGREENS BOOTS ALLIANCE INC COM 931427108 28 513 SH SOLE 1 0 0 513 WALMART INC COM 931142103 318 2678 SH SOLE 0 0 2678 WALMART INC COM 931142103 12 100 SH SOLE 1 0 0 100 WESTERN ASSET INTM MUNI FD I COM 958435109 890 96973 SH SOLE 0 0 96973 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2836 68642 SH SOLE 0 0 68642 WISDOMTREE TR GLB HIGH DIV FD 97717W877 1364 29656 SH SOLE 0 0 29656 WISDOMTREE TR INTL LRGCAP DV 97717W794 2932 63816 SH SOLE 0 0 63816 WISDOMTREE TR INTL SMCAP DIV 97717W760 3853 60656 SH SOLE 0 0 60656 WISDOMTREE TR US DIVID EX FNCL 97717W406 5128 58646 SH SOLE 0 0 58646 WISDOMTREE TR US HIGH DIVIDEND 97717W208 1154 15494 SH SOLE 0 0 15494 WISDOMTREE TR US MIDCAP DIVID 97717W505 1057 29097 SH SOLE 0 0 29097 WISDOMTREE TR US MIDCAP FUND 97717W570 1204 30520 SH SOLE 0 0 30520 WISDOMTREE TR US SMALLCAP DIVD 97717W604 814 29734 SH SOLE 0 0 29734 WISDOMTREE TR YIELD ENHANCD US 97717X511 7936 151792 SH SOLE 0 0 151792