0001085146-19-001992.txt : 20190729 0001085146-19-001992.hdr.sgml : 20190729 20190729164047 ACCESSION NUMBER: 0001085146-19-001992 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190729 DATE AS OF CHANGE: 20190729 EFFECTIVENESS DATE: 20190729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Financial Group, LLC CENTRAL INDEX KEY: 0001665199 IRS NUMBER: 351984039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17091 FILM NUMBER: 19981663 BUSINESS ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 BUSINESS PHONE: 219-736-8902 MAIL ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001665199 XXXXXXXX 06-30-2019 06-30-2019 false Strategic Financial Group, LLC

101 E 90TH DRIVE MERRILLVILLE IN 46410

13F HOLDINGS REPORT 028-17091 N Bradley J. Rathe 2197368902303 /s/ Bradley J. Rathe Merrillville IN 07-26-2019 1 200 345338 1 0000350894 028-16454 SEI INVESTMENTS CO INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 459 2650 SH SOLE 0 0 2650 ABBOTT LABS COM 002824100 8415 100058 SH SOLE 0 0 100058 ABBVIE INC COM 00287Y109 7977 109698 SH SOLE 0 0 109698 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 73 11728 PRN SOLE 0 0 11728 ADOBE INC COM 00724F101 534 1814 SH SOLE 0 0 1814 ALPS ETF TR SECTR DIV DOGS 00162Q858 285 6549 SH SOLE 0 0 6549 APPLE INC COM 037833100 2607 13174 SH SOLE 0 0 13174 APPLE INC COM 037833100 3 14 SH SOLE 1 0 0 14 ARES CAP CORP COM 04010L103 218 12147 SH SOLE 0 0 12147 AT&T INC COM 00206R102 1146 34208 SH SOLE 0 0 34208 BANK AMER CORP COM 060505104 263 9057 SH SOLE 0 0 9057 BARINGS BDC INC COM 06759L103 192 19550 SH SOLE 0 0 19550 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15 70 SH SOLE 1 0 0 70 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 415 1949 SH SOLE 0 0 1949 BLACKROCK ENERGY & RES TR COM 09250U101 285 23901 PRN SOLE 0 0 23901 BP PLC SPONSORED ADR 055622104 441 10586 SH SOLE 0 0 10586 CHEVRON CORP NEW COM 166764100 1104 8869 SH SOLE 0 0 8869 CISCO SYS INC COM 17275R102 319 5832 SH SOLE 0 0 5832 CME GROUP INC COM 12572Q105 2232 11501 SH SOLE 0 0 11501 COCA COLA CO COM 191216100 266 5230 SH SOLE 0 0 5230 DANAHER CORPORATION COM 235851102 637 4455 SH SOLE 0 0 4455 DISNEY WALT CO COM DISNEY 254687106 407 2912 SH SOLE 0 0 2912 DUFF & PHELPS GLB UTL INC FD COM 26433C105 513 33500 PRN SOLE 0 0 33500 ENTERPRISE PRODS PARTNERS L COM 293792107 216 7475 PRN SOLE 0 0 7475 EXELON CORP COM 30161N101 264 5508 SH SOLE 0 0 5508 EXXON MOBIL CORP COM 30231G102 765 9978 SH SOLE 0 0 9978 FACEBOOK INC CL A 30303M102 249 1291 SH SOLE 0 0 1291 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 1149 27463 SH SOLE 0 0 27463 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 837 18337 SH SOLE 0 0 18337 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1476 19064 SH SOLE 0 0 19064 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 233 9269 SH SOLE 0 0 9269 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 2929 151063 SH SOLE 0 0 151063 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 404 13169 SH SOLE 0 0 13169 FIRST TR VALUE LINE DIVID IN SHS 33734H106 823 24401 SH SOLE 0 0 24401 FS KKR CAPITAL CORP COM 302635107 557 93524 SH SOLE 0 0 93524 GENERAL ELECTRIC CO COM 369604103 178 16910 SH SOLE 0 0 16910 GLOBAL X FDS GLB X SUPERDIV 37950E549 790 45883 SH SOLE 0 0 45883 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 84 16000 PRN SOLE 0 0 16000 GREENBRIER COS INC COM 393657101 622 20447 SH SOLE 0 0 20447 HOME DEPOT INC COM 437076102 761 3660 SH SOLE 0 0 3660 INTERNATIONAL BUSINESS MACHS COM 459200101 841 6102 SH SOLE 0 0 6102 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 1151 18388 SH SOLE 0 0 18388 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 1965 68506 SH SOLE 0 0 68506 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 416 22956 SH SOLE 0 0 22956 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 270 2500 SH SOLE 0 0 2500 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 3831 131929 SH SOLE 0 0 131929 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 1246 47684 SH SOLE 0 0 47684 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 769 52595 SH SOLE 0 0 52595 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 269 5243 SH SOLE 0 0 5243 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 941 22337 SH SOLE 0 0 22337 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 346 6294 SH SOLE 0 0 6294 INVESCO QQQ TR UNIT SER 1 46090E103 19 100 SH SOLE 1 0 0 100 INVESCO QQQ TR UNIT SER 1 46090E103 1766 9458 SH SOLE 0 0 9458 INVESCO SR INCOME TR COM 46131H107 62 14315 SH SOLE 0 0 14315 ISHARES INC CORE MSCI EMKT 46434G103 601 11689 SH SOLE 0 0 11689 ISHARES INC EM MKTS DIV ETF 464286319 207 5084 SH SOLE 0 0 5084 ISHARES INC JP MORGAN EM ETF 464286517 1731 37438 SH SOLE 0 0 37438 ISHARES INC JP MRG EM CRP BD 464286251 1303 25598 SH SOLE 0 0 25598 ISHARES INC MIN VOL GBL ETF 464286525 921 9995 SH SOLE 0 0 9995 ISHARES INC MSCI GERMANY ETF 464286806 569 20292 SH SOLE 0 0 20292 ISHARES TR 0-5YR HI YL CP 46434V407 742 15896 SH SOLE 0 0 15896 ISHARES TR 3 7 YR TREAS BD 464288661 893 7104 SH SOLE 0 0 7104 ISHARES TR AGGRES ALLOC ETF 464289859 1418 25707 SH SOLE 0 0 25707 ISHARES TR CONSER ALLOC ETF 464289883 318 8986 SH SOLE 0 0 8986 ISHARES TR CORE 1 5 YR USD 46432F859 958 19004 SH SOLE 0 0 19004 ISHARES TR CORE DIV GRWTH 46434V621 585 15321 SH SOLE 0 0 15321 ISHARES TR CORE HIGH DV ETF 46429B663 1064 11257 SH SOLE 0 0 11257 ISHARES TR CORE MSCI EAFE 46432F842 1428 23262 SH SOLE 0 0 23262 ISHARES TR CORE S&P MCP ETF 464287507 13123 67556 SH SOLE 0 0 67556 ISHARES TR CORE S&P SCP ETF 464287804 695 8877 SH SOLE 0 0 8877 ISHARES TR CORE S&P TTL STK 464287150 551 8263 SH SOLE 0 0 8263 ISHARES TR CORE S&P500 ETF 464287200 7204 24440 SH SOLE 0 0 24440 ISHARES TR CORE US AGGBD ET 464287226 595 5348 SH SOLE 0 0 5348 ISHARES TR FLTG RATE NT ETF 46429B655 1194 23447 SH SOLE 0 0 23447 ISHARES TR GRWT ALLOCAT ETF 464289867 1932 41971 SH SOLE 0 0 41971 ISHARES TR IBOXX INV CP ETF 464287242 3144 25283 SH SOLE 0 0 25283 ISHARES TR INTL SEL DIV ETF 464288448 4800 156260 SH SOLE 0 0 156260 ISHARES TR INTRM TR CRP ETF 464288638 1632 28661 SH SOLE 0 0 28661 ISHARES TR JPMORGAN USD EMG 464288281 263 2323 SH SOLE 0 0 2323 ISHARES TR MIN VOL USA ETF 46429B697 1547 25068 SH SOLE 0 0 25068 ISHARES TR MODERT ALLOC ETF 464289875 1113 28519 SH SOLE 0 0 28519 ISHARES TR MSCI ACWI ETF 464288257 1020 13840 PRN SOLE 0 0 13840 ISHARES TR MSCI EAFE ETF 464287465 356 5421 SH SOLE 0 0 5421 ISHARES TR MSCI EAFE ETF 464287465 5 70 SH SOLE 1 0 0 70 ISHARES TR MSCI EMG MKT ETF 464287234 239 5564 SH SOLE 0 0 5564 ISHARES TR NATIONAL MUN ETF 464288414 2554 22581 SH SOLE 0 0 22581 ISHARES TR PFD AND INCM SEC 464288687 566 15364 SH SOLE 0 0 15364 ISHARES TR RUS 1000 ETF 464287622 259 1593 SH SOLE 0 0 1593 ISHARES TR RUS 2000 GRW ETF 464287648 2396 11928 SH SOLE 0 0 11928 ISHARES TR RUS 2000 VAL ETF 464287630 2604 21611 SH SOLE 0 0 21611 ISHARES TR RUS MID CAP ETF 464287499 492 8808 SH SOLE 0 0 8808 ISHARES TR RUSSELL 2000 ETF 464287655 629 4044 SH SOLE 0 0 4044 ISHARES TR S&P SML 600 GWT 464287887 269 1472 SH SOLE 0 0 1472 ISHARES TR SELECT DIVID ETF 464287168 1136 11409 SH SOLE 0 0 11409 ISHARES TR SH TR CRPORT ETF 464288646 893 16706 SH SOLE 0 0 16706 ISHARES TR SP SMCP600VL ETF 464287879 765 5147 SH SOLE 0 0 5147 ISHARES TR TRANS AVG ETF 464287192 426 2265 SH SOLE 0 0 2265 ISHARES TR US AER DEF ETF 464288760 533 2489 SH SOLE 0 0 2489 ISHARES TR US TREAS BD ETF 46429B267 3597 139343 SH SOLE 0 0 139343 JOHNSON & JOHNSON COM 478160104 763 5475 SH SOLE 0 0 5475 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 5464 108430 SH SOLE 0 0 108430 JPMORGAN CHASE & CO COM 46625H100 760 6800 SH SOLE 0 0 6800 LILLY ELI & CO COM 532457108 385 3476 SH SOLE 0 0 3476 MCDONALDS CORP COM 580135101 1187 5716 SH SOLE 0 0 5716 MERCK & CO INC COM 58933Y105 367 4374 SH SOLE 0 0 4374 MICROSOFT CORP COM 594918104 1010 7540 SH SOLE 0 0 7540 NISOURCE INC COM 65473P105 300 10414 SH SOLE 0 0 10414 NUVEEN ALL CAP ENE MLP OPPO COM 67075E108 145 23500 PRN SOLE 0 0 23500 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1299 94050 PRN SOLE 0 0 94050 PEPSICO INC COM 713448108 13 100 SH SOLE 1 0 0 100 PEPSICO INC COM 713448108 412 3142 SH SOLE 0 0 3142 PFIZER INC COM 717081103 281 6480 SH SOLE 0 0 6480 PHILIP MORRIS INTL INC COM 718172109 319 4058 SH SOLE 0 0 4058 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 305 3036 SH SOLE 0 0 3036 PIMCO ETF TR INV GRD CRP BD 72201R817 214 1995 SH SOLE 0 0 1995 PIONEER MUN HIGH INCOME TR COM SHS 723763108 223 18300 SH SOLE 0 0 18300 PROCTER AND GAMBLE CO COM 742718109 363 3307 SH SOLE 0 0 3307 PROSHARES TR S&P 500 DV ARIST 74348A467 916 13209 SH SOLE 0 0 13209 RIVERNORTH MARKETPLACE LENDI COM 76882B108 6103 299164 SH SOLE 0 0 299164 S&P GLOBAL INC COM 78409V104 219 960 SH SOLE 0 0 960 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 600 22856 SH SOLE 0 0 22856 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 212 3859 SH SOLE 0 0 3859 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 621 11722 SH SOLE 0 0 11722 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 276 3914 SH SOLE 0 0 3914 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 930 17525 SH SOLE 0 0 17525 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 294 5241 SH SOLE 0 0 5241 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 725 10326 SH SOLE 0 0 10326 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 981 17184 SH SOLE 0 0 17184 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 276 3868 SH SOLE 0 0 3868 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 496 4157 SH SOLE 0 0 4157 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 937 16143 SH SOLE 0 0 16143 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1709 18448 SH SOLE 0 0 18448 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 493 17872 SH SOLE 0 0 17872 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 216 2786 SH SOLE 0 0 2786 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1499 64430 SH SOLE 0 0 64430 SOUTHERN CO COM 842587107 846 15297 SH SOLE 0 0 15297 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1037 28268 SH SOLE 0 0 28268 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 10910 368713 SH SOLE 0 0 368713 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3717 103859 SH SOLE 0 0 103859 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2508 83731 SH SOLE 0 0 83731 SPDR S&P 500 ETF TR TR UNIT 78462F103 356 1214 SH SOLE 0 0 1214 SPDR S&P 500 ETF TR TR UNIT 78462F103 703 2400 SH Put SOLE 0 0 2400 SPDR SERIES TRUST AEROSPACE DEF 78464A631 1276 12278 SH SOLE 0 0 12278 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 6094 198319 SH SOLE 0 0 198319 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 831 7632 SH SOLE 0 0 7632 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 3842 141090 SH SOLE 0 0 141090 SPDR SERIES TRUST ICE BOFAML BHYB 78468R606 1287 49214 SH SOLE 0 0 49214 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 1525 31173 SH SOLE 0 0 31173 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 14034 481106 SH SOLE 0 0 481106 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 3444 98602 SH SOLE 0 0 98602 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 9956 288255 SH SOLE 0 0 288255 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 7324 214956 SH SOLE 0 0 214956 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1585 51484 SH SOLE 0 0 51484 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 4691 153101 SH SOLE 0 0 153101 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 4541 124544 SH SOLE 0 0 124544 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 481 12636 SH SOLE 0 0 12636 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 613 19590 SH SOLE 0 0 19590 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 2486 40965 SH SOLE 0 0 40965 SPDR SERIES TRUST S&P BK ETF 78464A797 1518 35015 SH SOLE 0 0 35015 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 242 5812 SH SOLE 0 0 5812 SPDR SERIES TRUST S&P REGL BKG 78464A698 218 4084 SH SOLE 0 0 4084 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1023 22131 SH SOLE 0 0 22131 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 488 27400 PRN SOLE 0 0 27400 TOMPKINS FINANCIAL CORPORATI COM 890110109 1845 22611 SH SOLE 0 0 22611 UNION PACIFIC CORP COM 907818108 398 2353 SH SOLE 0 0 2353 UNITED PARCEL SERVICE INC CL B 911312106 8853 85729 SH SOLE 0 0 85729 UNITED PARCEL SERVICE INC CL B 911312106 2685 26000 SH Put SOLE 0 0 26000 UNITED TECHNOLOGIES CORP COM 913017109 272 2091 SH SOLE 0 0 2091 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 865 17389 SH SOLE 0 0 17389 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1822 71285 SH SOLE 0 0 71285 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 756 11847 SH SOLE 0 0 11847 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3331 40095 SH SOLE 0 0 40095 VANGUARD GROUP DIV APP ETF 921908844 13264 115180 SH SOLE 0 0 115180 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 574 5159 SH SOLE 0 0 5159 VANGUARD INDEX FDS MID CAP ETF 922908629 576 3443 SH SOLE 0 0 3443 VANGUARD INDEX FDS SM CP VAL ETF 922908611 218 1670 SH SOLE 0 0 1670 VANGUARD INDEX FDS SMALL CP ETF 922908751 706 4506 SH SOLE 0 0 4506 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4546 30291 SH SOLE 0 0 30291 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11684 229136 SH SOLE 0 0 229136 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7079 166450 SH SOLE 0 0 166450 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1048 9959 SH SOLE 0 0 9959 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6049 145033 SH SOLE 0 0 145033 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4342 49688 SH SOLE 0 0 49688 VERIZON COMMUNICATIONS INC COM 92343V104 393 6883 SH SOLE 0 0 6883 VISA INC COM CL A 92826C839 375 2163 SH SOLE 0 0 2163 WALGREENS BOOTS ALLIANCE INC COM 931427108 879 16077 SH SOLE 0 0 16077 WALGREENS BOOTS ALLIANCE INC COM 931427108 28 513 SH SOLE 1 0 0 513 WALMART INC COM 931142103 296 2675 SH SOLE 0 0 2675 WALMART INC COM 931142103 11 100 SH SOLE 1 0 0 100 WESTERN ASSET INTM MUNI FD I COM 958435109 875 97891 SH SOLE 0 0 97891 WISDOMTREE TR EMER MKT HIGH FD 97717W315 3001 67193 SH SOLE 0 0 67193 WISDOMTREE TR GLB HIGH DIV FD 97717W877 1497 32300 SH SOLE 0 0 32300 WISDOMTREE TR INTL LRGCAP DV 97717W794 2756 58507 SH SOLE 0 0 58507 WISDOMTREE TR INTL SMCAP DIV 97717W760 3672 56479 SH SOLE 0 0 56479 WISDOMTREE TR US DIVID EX FNCL 97717W406 4911 57255 SH SOLE 0 0 57255 WISDOMTREE TR US HIGH DIVIDEND 97717W208 1082 14873 SH SOLE 0 0 14873 WISDOMTREE TR US MIDCAP DIVID 97717W505 1061 29301 SH SOLE 0 0 29301 WISDOMTREE TR US MIDCAP FUND 97717W570 1220 30503 SH SOLE 0 0 30503 WISDOMTREE TR US SMALLCAP DIVD 97717W604 821 30267 SH SOLE 0 0 30267 WISDOMTREE TR YIELD ENHANCD US 97717X511 8353 163018 SH SOLE 0 0 163018