0001085146-19-000334.txt : 20190206 0001085146-19-000334.hdr.sgml : 20190206 20190205173519 ACCESSION NUMBER: 0001085146-19-000334 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190205 EFFECTIVENESS DATE: 20190206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Financial Group, LLC CENTRAL INDEX KEY: 0001665199 IRS NUMBER: 351984039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17091 FILM NUMBER: 19569041 BUSINESS ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 BUSINESS PHONE: 219-736-8902 MAIL ADDRESS: STREET 1: 101 E 90TH DRIVE CITY: MERRILLVILLE STATE: IN ZIP: 46410 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001665199 XXXXXXXX 12-31-2018 12-31-2018 false Strategic Financial Group, LLC

101 E 90TH DRIVE MERRILLVILLE IN 46410

13F HOLDINGS REPORT 028-17091 N Bradley J. Rathe 2197368902303 /s/ Bradley J. Rathe Merrillville IN 01-28-2019 1 191 291817 1 0000350894 028-16454 SEI INVESTMENTS CO INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 497 2611 SH SOLE 0 0 2611 ABBOTT LABS COM 002824100 7589 104921 SH SOLE 0 0 104921 ABBVIE INC COM 00287Y109 10019 108678 SH SOLE 0 0 108678 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 66 13175 PRN SOLE 0 0 13175 ADOBE INC COM 00724F101 410 1814 SH SOLE 0 0 1814 ALPS ETF TR SECTR DIV DOGS 00162Q858 269 6886 SH SOLE 0 0 6886 ALTRIA GROUP INC COM 02209S103 222 4495 SH SOLE 0 0 4495 APPLE INC COM 037833100 2353 14916 SH SOLE 0 0 14916 APPLE INC COM 037833100 2 14 SH SOLE 1 0 0 14 ARES CAP CORP COM 04010L103 169 10817 SH SOLE 0 0 10817 AT&T INC COM 00206R102 1050 36787 SH SOLE 0 0 36787 BANK AMER CORP COM 060505104 238 9657 SH SOLE 0 0 9657 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 398 1949 SH SOLE 0 0 1949 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14 70 SH SOLE 1 0 0 70 BLACKROCK ENERGY & RES TR COM 09250U101 279 26669 PRN SOLE 0 0 26669 BP PLC SPONSORED ADR 055622104 494 13028 SH SOLE 0 0 13028 CHEVRON CORP NEW COM 166764100 1021 9386 SH SOLE 0 0 9386 CISCO SYS INC COM 17275R102 257 5934 SH SOLE 0 0 5934 CME GROUP INC COM CL A 12572Q105 2183 11603 SH SOLE 0 0 11603 COCA COLA CO COM 191216100 205 4335 SH SOLE 0 0 4335 CVS HEALTH CORP COM 126650100 237 3612 SH SOLE 0 0 3612 CVS HEALTH CORP COM 126650100 3 50 SH SOLE 1 0 0 50 DANAHER CORP DEL COM 235851102 459 4455 SH SOLE 0 0 4455 DISNEY WALT CO COM DISNEY 254687106 349 3184 SH SOLE 0 0 3184 DUFF & PHELPS GLB UTL INC FD COM 26433C105 494 41700 PRN SOLE 0 0 41700 EXELON CORP COM 30161N101 218 4844 SH SOLE 0 0 4844 EXXON MOBIL CORP COM 30231G102 748 10973 SH SOLE 0 0 10973 FIRST MERCHANTS CORP COM 320817109 514 15000 SH SOLE 0 0 15000 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 1467 38928 SH SOLE 0 0 38928 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 815 19307 SH SOLE 0 0 19307 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 575 8349 SH SOLE 0 0 8349 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 200 9309 SH SOLE 0 0 9309 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 3547 197613 SH SOLE 0 0 197613 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 557 20430 SH SOLE 0 0 20430 FIRST TR VALUE LINE DIVID IN SHS 33734H106 780 26834 SH SOLE 0 0 26834 FS KKR CAPITAL CORP COM 302635107 500 96527 SH SOLE 0 0 96527 GENERAL ELECTRIC CO COM 369604103 102 13526 SH SOLE 0 0 13526 GLOBAL X FDS GLB X SUPERDIV 37950E549 787 46051 SH SOLE 0 0 46051 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 81 18500 PRN SOLE 0 0 18500 GREENBRIER COS INC COM 393657101 592 14981 SH SOLE 0 0 14981 HOME DEPOT INC COM 437076102 694 4037 SH SOLE 0 0 4037 INTEL CORP COM 458140100 207 4405 SH SOLE 0 0 4405 INTERNATIONAL BUSINESS MACHS COM 459200101 727 6395 SH SOLE 0 0 6395 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 1064 20398 SH SOLE 0 0 20398 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 1809 73234 SH SOLE 0 0 73234 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 402 25351 SH SOLE 0 0 25351 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 228 2496 SH SOLE 0 0 2496 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 3338 126360 SH SOLE 0 0 126360 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 953 38151 SH SOLE 0 0 38151 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 772 57293 SH SOLE 0 0 57293 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 228 5142 SH SOLE 0 0 5142 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 888 23245 SH SOLE 0 0 23245 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 339 7275 SH SOLE 0 0 7275 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 208 9528 SH SOLE 0 0 9528 INVESCO QQQ TR UNIT SER 1 46090E103 1560 10112 SH SOLE 0 0 10112 INVESCO QQQ TR UNIT SER 1 46090E103 15 100 SH SOLE 1 0 0 100 INVESCO SR INCOME TR COM 46131H107 47 11993 SH SOLE 0 0 11993 ISHARES INC CORE MSCI EMKT 46434G103 544 11529 SH SOLE 0 0 11529 ISHARES INC JP MRG EM CRP BD 464286251 2865 60352 SH SOLE 0 0 60352 ISHARES INC MIN VOL GBL ETF 464286525 472 5805 SH SOLE 0 0 5805 ISHARES INC MSCI GERMANY ETF 464286806 859 33896 SH SOLE 0 0 33896 ISHARES TR 0-5YR HI YL CP 46434V407 238 5339 SH SOLE 0 0 5339 ISHARES TR 3 7 YR TREAS BD 464288661 923 7604 SH SOLE 0 0 7604 ISHARES TR AGGRES ALLOC ETF 464289859 1146 23605 SH SOLE 0 0 23605 ISHARES TR CONSER ALLOC ETF 464289883 308 9415 SH SOLE 0 0 9415 ISHARES TR CORE 1 5 YR USD 46432F859 613 12486 SH SOLE 0 0 12486 ISHARES TR CORE DIV GRWTH 46434V621 508 15306 SH SOLE 0 0 15306 ISHARES TR CORE HIGH DV ETF 46429B663 947 11222 SH SOLE 0 0 11222 ISHARES TR CORE MSCI EAFE 46432F842 1295 23537 SH SOLE 0 0 23537 ISHARES TR CORE S&P MCP ETF 464287507 12173 73305 SH SOLE 0 0 73305 ISHARES TR CORE S&P SCP ETF 464287804 564 8141 SH SOLE 0 0 8141 ISHARES TR CORE S&P TTL STK 464287150 353 6211 SH SOLE 0 0 6211 ISHARES TR CORE S&P500 ETF 464287200 6018 23918 SH SOLE 0 0 23918 ISHARES TR CORE US AGGBD ET 464287226 513 4811 SH SOLE 0 0 4811 ISHARES TR FLTG RATE NT ETF 46429B655 1126 22350 SH SOLE 0 0 22350 ISHARES TR GRWT ALLOCAT ETF 464289867 1598 38682 SH SOLE 0 0 38682 ISHARES TR IBOXX INV CP ETF 464287242 3330 29513 SH SOLE 0 0 29513 ISHARES TR INTL SEL DIV ETF 464288448 4379 152532 SH SOLE 0 0 152532 ISHARES TR INTRM TR CRP ETF 464288638 1707 32561 SH SOLE 0 0 32561 ISHARES TR JPMORGAN USD EMG 464288281 246 2369 SH SOLE 0 0 2369 ISHARES TR MIN VOL USA ETF 46429B697 1419 27077 SH SOLE 0 0 27077 ISHARES TR MODERT ALLOC ETF 464289875 1008 28254 SH SOLE 0 0 28254 ISHARES TR MSCI ACWI ETF 464288257 851 13260 SH SOLE 0 0 13260 ISHARES TR MSCI EMG MKT ETF 464287234 224 5742 SH SOLE 0 0 5742 ISHARES TR NATIONAL MUN ETF 464288414 2064 18925 SH SOLE 0 0 18925 ISHARES TR RUS 1000 ETF 464287622 220 1586 SH SOLE 0 0 1586 ISHARES TR RUS 2000 GRW ETF 464287648 2664 15857 SH SOLE 0 0 15857 ISHARES TR RUS 2000 VAL ETF 464287630 2599 24171 SH SOLE 0 0 24171 ISHARES TR RUSSELL 2000 ETF 464287655 400 2985 SH SOLE 0 0 2985 ISHARES TR S&P SML 600 GWT 464287887 323 2003 SH SOLE 0 0 2003 ISHARES TR S&P US PFD STK 464288687 549 16049 SH SOLE 0 0 16049 ISHARES TR SELECT DIVID ETF 464287168 1180 13215 SH SOLE 0 0 13215 ISHARES TR SH TR CRPORT ETF 464288646 921 17838 SH SOLE 0 0 17838 ISHARES TR SP SMCP600VL ETF 464287879 574 4354 SH SOLE 0 0 4354 ISHARES TR TRANS AVG ETF 464287192 373 2260 SH SOLE 0 0 2260 ISHARES TR US AER DEF ETF 464288760 447 2584 SH SOLE 0 0 2584 ISHARES TR US TREAS BD ETF 46429B267 1935 78519 SH SOLE 0 0 78519 JOHNSON & JOHNSON COM 478160104 743 5754 SH SOLE 0 0 5754 JPMORGAN CHASE & CO COM 46625H100 587 6013 SH SOLE 0 0 6013 LILLY ELI & CO COM 532457108 425 3676 SH SOLE 0 0 3676 MCDONALDS CORP COM 580135101 984 5541 SH SOLE 0 0 5541 MERCK & CO INC COM 58933Y105 319 4174 SH SOLE 0 0 4174 MICROSOFT CORP COM 594918104 836 8235 SH SOLE 0 0 8235 NISOURCE INC COM 65473P105 267 10533 SH SOLE 0 0 10533 NISOURCE INC COM 65473P105 4 156 SH SOLE 1 0 0 156 NUVEEN ALL CAP ENE MLP OPPO COM 67075E108 154 28000 PRN SOLE 0 0 28000 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1170 95049 PRN SOLE 0 0 95049 PEPSICO INC COM 713448108 348 3154 SH SOLE 0 0 3154 PEPSICO INC COM 713448108 11 100 SH SOLE 1 0 0 100 PFIZER INC COM 717081103 252 5772 SH SOLE 0 0 5772 PFIZER INC COM 717081103 11 250 SH SOLE 1 0 0 250 PHILIP MORRIS INTL INC COM 718172109 286 4286 SH SOLE 0 0 4286 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 284 2986 SH SOLE 0 0 2986 PIMCO ETF TR INV GRD CRP BD 72201R817 255 2574 SH SOLE 0 0 2574 PIONEER MUN HIGH INCOME TR COM SHS 723763108 159 14500 SH SOLE 0 0 14500 PROCTER AND GAMBLE CO COM 742718109 255 2770 SH SOLE 0 0 2770 PROSHARES TR S&P 500 DV ARIST 74348A467 781 12893 SH SOLE 0 0 12893 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 538 22856 SH SOLE 0 0 22856 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 593 11722 SH SOLE 0 0 11722 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 243 4050 SH SOLE 0 0 4050 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 875 18631 SH SOLE 0 0 18631 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 548 9186 SH SOLE 0 0 9186 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 901 18788 SH SOLE 0 0 18788 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 446 4507 SH SOLE 0 0 4507 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 903 17786 SH SOLE 0 0 17786 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1588 18353 SH SOLE 0 0 18353 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 590 24774 SH SOLE 0 0 24774 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 224 3470 SH SOLE 0 0 3470 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1555 64430 SH SOLE 0 0 64430 SOUTHERN CO COM 842587107 817 18592 SH SOLE 0 0 18592 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1004 30663 SH SOLE 0 0 30663 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 8536 322704 SH SOLE 0 0 322704 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2740 84660 SH SOLE 0 0 84660 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2011 72035 SH SOLE 0 0 72035 SPDR S&P 500 ETF TR TR UNIT 78462F103 381 1524 SH SOLE 0 0 1524 SPDR S&P 500 ETF TR TR UNIT 78462F103 600 2400 SH Put SOLE 0 0 2400 SPDR SER TR BLOMBERG BRC INV 78468R200 6454 212512 SH SOLE 0 0 212512 SPDR SER TR BLOOMBERG SRT TR 78468R408 1642 63062 SH SOLE 0 0 63062 SPDR SER TR ICE BOFAML ETF 78468R606 6584 266681 SH SOLE 0 0 266681 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1195 24860 SH SOLE 0 0 24860 SPDR SER TR PORTFOLIO SM ETF 78468R853 3679 139582 SH SOLE 0 0 139582 SPDR SERIES TRUST AEROSPACE DEF 78464A631 847 10727 SH SOLE 0 0 10727 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 956 28456 SH SOLE 0 0 28456 SPDR SERIES TRUST DJ REIT ETF 78464A607 318 3697 SH SOLE 0 0 3697 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 11544 414490 SH SOLE 0 0 414490 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 7397 253249 SH SOLE 0 0 253249 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 6146 208894 SH SOLE 0 0 208894 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 3687 119284 SH SOLE 0 0 119284 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 240 4443 SH SOLE 0 0 4443 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1989 36965 SH SOLE 0 0 36965 SPDR SERIES TRUST S&P BK ETF 78464A797 1575 42172 SH SOLE 0 0 42172 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 410 12618 SH SOLE 0 0 12618 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1032 23078 SH SOLE 0 0 23078 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 478 28507 PRN SOLE 0 0 28507 TOMPKINS FINANCIAL CORPORATI COM 890110109 1846 24611 SH SOLE 0 0 24611 UNION PAC CORP COM 907818108 298 2155 SH SOLE 0 0 2155 UNITED PARCEL SERVICE INC CL B 911312106 2536 26000 SH Put SOLE 0 0 26000 UNITED PARCEL SERVICE INC CL B 911312106 7280 74648 SH SOLE 0 0 74648 UNITED TECHNOLOGIES CORP COM 913017109 210 1972 SH SOLE 0 0 1972 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 837 17633 SH SOLE 0 0 17633 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 583 9548 SH SOLE 0 0 9548 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2756 34796 SH SOLE 0 0 34796 VANGUARD GROUP DIV APP ETF 921908844 11329 115664 SH SOLE 0 0 115664 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 757 7942 SH SOLE 0 0 7942 VANGUARD INDEX FDS MID CAP ETF 922908629 562 4065 SH SOLE 0 0 4065 VANGUARD INDEX FDS SMALL CP ETF 922908751 760 5758 SH SOLE 0 0 5758 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3945 30914 SH SOLE 0 0 30914 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 10951 240261 SH SOLE 0 0 240261 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6079 159557 SH SOLE 0 0 159557 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 991 10471 SH SOLE 0 0 10471 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 4863 131082 SH SOLE 0 0 131082 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3678 47158 SH SOLE 0 0 47158 VERIZON COMMUNICATIONS INC COM 92343V104 390 6942 SH SOLE 0 0 6942 VISA INC COM CL A 92826C839 266 2013 SH SOLE 0 0 2013 WALGREENS BOOTS ALLIANCE INC COM 931427108 1080 15807 SH SOLE 0 0 15807 WALGREENS BOOTS ALLIANCE INC COM 931427108 38 563 SH SOLE 1 0 0 563 WALMART INC COM 931142103 201 2162 SH SOLE 0 0 2162 WALMART INC COM 931142103 9 100 SH SOLE 1 0 0 100 WESTERN ASSET INTM MUNI FD I COM 958435109 473 56622 SH SOLE 0 0 56622 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1855 46202 SH SOLE 0 0 46202 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 2809 49768 SH SOLE 0 0 49768 WISDOMTREE TR GBL SMLCP DIVI 97717X446 684 25089 SH SOLE 0 0 25089 WISDOMTREE TR GLB HIGH DIV FD 97717W877 1656 39670 SH SOLE 0 0 39670 WISDOMTREE TR INTL LRGCAP DV 97717W794 1464 34438 SH SOLE 0 0 34438 WISDOMTREE TR INTL SMCAP DIV 97717W760 2159 35790 SH SOLE 0 0 35790 WISDOMTREE TR US DIVID EX FNCL 97717W406 3465 45013 SH SOLE 0 0 45013 WISDOMTREE TR US HIGH DIVIDEND 97717W208 1093 16790 SH SOLE 0 0 16790 WISDOMTREE TR US MIDCAP DIVID 97717W505 1143 36149 SH SOLE 0 0 36149 WISDOMTREE TR US MIDCP EARNING 97717W570 1207 35205 SH SOLE 0 0 35205 WISDOMTREE TR US SMALLCAP DIVD 97717W604 790 32195 SH SOLE 0 0 32195 WISDOMTREE TR YIELD ENHANCD US 97717X511 6662 138152 SH SOLE 0 0 138152