0000899243-23-002055.txt : 20230118 0000899243-23-002055.hdr.sgml : 20230118 20230118170019 ACCESSION NUMBER: 0000899243-23-002055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230115 FILED AS OF DATE: 20230118 DATE AS OF CHANGE: 20230118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Sharelynn Faye CENTRAL INDEX KEY: 0001797225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 23535021 MAIL ADDRESS: STREET 1: 424 W. HIGH DRIVE CITY: SPOKANE STATE: WA ZIP: 99203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-15 0 0001664703 Bloom Energy Corp BE 0001797225 Moore Sharelynn Faye 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP, Chief Marketing Officer Class A Common Stock 2023-01-15 4 M 0 16470 0.00 A 59750 D Class A Common Stock 2023-01-15 4 M 0 50000 0.00 A 109750 D Class A Common Stock 2023-01-17 4 S 0 26833 23.21 D 82917 D Restricted Stock Units 2023-01-15 4 M 0 16470 0.00 D Class A Common Stock 16470 32942 D Restricted Stock Units 2023-01-15 4 M 0 50000 0.00 D Class A Common Stock 50000 0 D Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.00 to $23.44. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date. These RSUs vested in full on January 15, 2023. /s/ Shawn M. Soderberg, as attorney-in-fact 2023-01-18