Chief Compliance Officer

0001664214-17-000002.txt : 20170214 0001664214-17-000002.hdr.sgml : 20170214 20170214134611 ACCESSION NUMBER: 0001664214-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clarius Group, LLC CENTRAL INDEX KEY: 0001664214 IRS NUMBER: 471887414 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17249 FILM NUMBER: 17606625 BUSINESS ADDRESS: STREET 1: 999 THIRD AVENUE, SUITE 3050 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206 462-7400 MAIL ADDRESS: STREET 1: 999 THIRD AVENUE, SUITE 3050 CITY: SEATTLE STATE: WA ZIP: 98104 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001664214 XXXXXXXX 12-31-2016 12-31-2016 true 1 RESTATEMENT Clarius Group, LLC

999 THIRD AVENUE, SUITE 3050 SEATTLE WA 98104

13F COMBINATION REPORT 028-17249 0001364615 028-11964 Aperio Group, LLC N Keith Vernon Chief Compliance Officer 206 462-7400 Keith Vernon Seattle WA 02-14-2017 1 149 236432 false 1 0001364615 028-11964 Aperio Group, LLC INFORMATION TABLE 2 13FTCG12312016A.xml 3M COMPANY COM 88579Y101 213 1192 SH DFND 1 0 0 1192 3M COMPANY COM 88579Y101 36 200 SH SOLE 0 0 200 ACXIOM CORP COM 005125109 2222 82927 SH SOLE 0 0 82927 AGIOS PHARMACEUTICALS COM 00847X104 4558 109230 SH SOLE 0 0 109230 AKAMAI TECHNOLOGIES COM 00971T101 62 926 SH DFND 1 0 0 926 AKAMAI TECHNOLOGIES COM 00971T101 280 4196 SH SOLE 0 0 4196 ALPHABET INC CAP STK CL A 02079K305 405 511 SH DFND 1 0 0 511 ALPHABET INC CAP STK CL C 02079K107 282 366 SH DFND 1 0 0 366 ALPHABET INC CAP STK CL C 02079K107 1806 2340 SH SOLE 0 0 2340 ALPHABET INC CAP STK CL A 02079K305 1850 2335 SH SOLE 0 0 2335 AMAZON.COM COM 023135106 454 605 SH DFND 1 0 0 605 AMAZON.COM COM 023135106 25748 34336 SH SOLE 0 0 34336 AMGEN INC COM 031162100 149 1016 SH DFND 1 0 0 1016 AMGEN INC COM 031162100 184 1258 SH SOLE 0 0 1258 APPLE INC COM 037833100 1049 9055 SH DFND 1 0 0 9055 APPLE INC COM 037833100 1453 12544 SH SOLE 1244 0 0 APPLE INC COM 037833100 1678 14487 SH SOLE 0 0 14487 AT&T COM 00206R102 430 10104 SH DFND 1 0 0 10104 AT&T COM 00206R102 53 1256 SH SOLE 1256 0 0 AT&T COM 00206R102 292 6856 SH SOLE 0 0 6856 BANK OF AMERICA CORP COM 060505104 348 15727 SH DFND 1 0 0 15727 BANK OF AMERICA CORP COM 060505104 350 15846 SH SOLE 0 0 15846 BERKSHIRE HATHAWAY DEL CL A 084990175 1465 600 SH SOLE 0 0 600 BERKSHIRE HATHAWAY DEL CL B 084670702 374 2294 SH DFND 1 0 0 2294 BERKSHIRE HATHAWAY DEL CL B 084670702 166 1016 SH SOLE 0 0 1016 BLUE BIRD BIO COM 09609G100 486 7881 SH SOLE 0 0 7881 BOEING CO COM 097023105 172 1108 SH DFND 1 0 0 1108 BOEING CO COM 097023105 178 1145 SH SOLE 1145 0 0 BOEING CO COM 097023105 20 130 SH SOLE 0 0 130 BRISTOL MYERS SQUIBB COM 110122108 199 3413 SH DFND 1 0 0 3413 BRISTOL MYERS SQUIBB COM 110122108 58 1000 SH SOLE 0 0 1000 CHEVRON CORPORATION COM 166764100 353 2996 SH DFND 1 0 0 2996 CHEVRON CORPORATION COM 166764100 47 400 SH SOLE 0 0 400 CISCO SYSTEMS INC COM 17275R102 265 8763 SH DFND 1 0 0 8763 CISCO SYSTEMS INC COM 17275R102 7 231 SH SOLE 231 0 0 CISCO SYSTEMS INC COM 17275R102 12 382 SH SOLE 0 0 382 CITIGROUP INC COM 172967424 235 3952 SH DFND 1 0 0 3952 CME GROUP INC CL A 12572Q105 53 456 SH DFND 1 0 0 456 CME GROUP INC CL A 12572Q105 1104 9570 SH SOLE 0 0 9570 CMS ENERGY CORP COM 125896100 17 401 SH DFND 1 0 0 401 CMS ENERGY CORP COM 125896100 202 4849 SH SOLE 0 0 4849 COCA COLA COMPANY COM 191216100 175 4219 SH DFND 1 0 0 4219 COCA COLA COMPANY COM 191216100 315 7600 SH SOLE 0 0 7600 COMCAST CORP CL A 20030N101 267 3862 SH DFND 1 0 0 3862 COMCAST CORP CL A 20030N101 11 158 SH SOLE 0 0 158 COSTCO CORP COM 22160K105 88 552 SH DFND 1 0 0 552 COSTCO CORP COM 22160K105 820 5121 SH SOLE 0 0 5121 DISNEY WALT CO COM DISNEY 254687106 312 2993 SH DFND 1 0 0 2993 DISNEY WALT CO COM DISNEY 254687106 214 2050 SH SOLE 0 0 2050 EDITAS MEDICINE INC COM 28106W103 1416 87231 SH SOLE 0 0 87231 F5 NETWORKS COM 315616102 10 70 SH DFND 1 0 0 70 F5 NETWORKS COM 315616102 262 1811 SH SOLE 0 0 1811 FACEBOOK CL A 30303M102 369 3206 SH DFND 1 0 0 3206 FACEBOOK CL A 30303M102 1731 15049 SH SOLE 0 0 15049 GENERAL ELECTRIC COMPANY COM 369604103 446 14109 SH DFND 1 0 0 14109 GENERAL ELECTRIC COMPANY COM 369604103 572 18104 SH SOLE 0 0 18104 GOLDMAN SACHS GROUP INC COM 38141G104 192 801 SH DFND 1 0 0 801 GOLDMAN SACHS GROUP INC COM 38141G104 48 200 SH SOLE 200 0 0 HOME DEPOT INC COM 437076102 312 2328 SH DFND 1 0 0 2328 IMPINJ INC COM 453204109 1262 35714 SH SOLE 0 0 35714 INTEL CORP COM 458140100 205 5646 SH DFND 1 0 0 5646 INTEL CORP COM 458140100 52 1432 SH SOLE 0 0 1432 INTERNATIONAL BUSINESS MACHS COM 459200101 199 1201 SH DFND 1 0 0 1201 INTERNATIONAL BUSINESS MACHS COM 459200101 105 633 SH SOLE 0 0 633 ISHARES TR CORE US AGGBD ET 464287226 365 3381 SH SOLE 3381 0 0 ISHARES TR CORE MSCI EMERGING MARKETS ETF 46434G103 166 3900 SH SOLE 3900 0 0 ISHARES TR CORE MSCI EMERGING MARKETS ETF 46434G103 3013 70974 SH SOLE 0 0 70974 ISHARES TR CORE MSCI TOTAL 46432F834 15 293 SH SOLE 0 0 293 ISHARES TR CORE MSCI TOTAL 46432F834 1516 30031 SH SOLE 0 0 30031 ISHARES TR MSCI ACWI ETF 464288257 2345 39640 SH SOLE 0 0 39640 ISHARES TR MSCI EAFE GROWTH ETF 464288885 25 390 SH SOLE 390 0 0 ISHARES TR MSCI EAFE GROWTH ETF 464288885 1402 22011 SH SOLE 0 0 22011 ISHARES TR NATIONAL MUNICIPAL ETF 464288414 351 3242 SH SOLE 3242 0 0 ISHARES TR NATIONAL MUNICIPAL ETF 464288414 1823 16855 SH SOLE 0 0 16885 ISHARES TR RUSSELL 1000 ETF 464287622 4905 39408 SH SOLE 0 0 39408 ISHARES TR RUSSELL 1000 Growth ETF 464287614 1414 13483 SH SOLE 0 0 13483 ISHARES TR RUSSELL 1000 Value ETF 464287598 3914 34940 SH SOLE 0 0 34940 ISHARES TR RUSSELL Mid Cap ETF 464287499 164 918 SH SOLE 0 0 918 ISHARES TR S&P MIDCAP 400 ETF 464287705 240 1656 SH SOLE 0 0 1656 ISHARES TR S&P SMALL CAP 600 ETF 464287804 406 2949 SH SOLE 0 0 2949 ISHARES TR SHRT NAT MUN ETF 464288158 9455 89981 SH SOLE 0 0 89981 ISHARES TR SHRT NAT MUN ETF 464288158 6336 60301 SH SOLE 0 0 60301 JOHNSON & JOHNSON COM 478160104 454 3938 SH DFND 1 0 0 3938 JOHNSON & JOHNSON COM 478160104 35 300 SH SOLE 300 0 0 JOHNSON & JOHNSON COM 478160104 37 318 SH SOLE 0 0 318 JPMORGAN CHASE & CO COM 46625H100 458 5306 SH DFND 1 0 0 5306 JUNO THERAPUTICS COM 48205A109 2222 117896 SH SOLE 0 0 117896 MAXPOINT INTERACTIVE COM 57777M201 385 64146 SH SOLE 0 0 64146 MCDONALDS CORP COM 580135101 185 1516 SH DFND 1 0 0 1516 MCDONALDS CORP COM 580135101 176 1446 SH SOLE 0 0 1446 MERCK & CO COM 58933Y105 307 5218 SH DFND 1 0 0 5218 MERCK & CO COM 58933Y105 35 588 SH SOLE 588 0 0 MICROSOFT COM 594918104 713 11480 SH DFND 1 0 0 11480 MICROSOFT COM 594918104 59 950 SH SOLE 950 0 0 MICROSOFT COM 594918104 1542 24822 SH SOLE 0 0 24822 NETFLIX INC COM 64110L106 65 527 SH DFND 1 0 0 527 NETFLIX INC COM 64110L106 637 5142 SH SOLE 0 0 5142 NIKE INC CL B 654106103 111 2185 SH DFND 1 0 0 2185 NOVARTIS AG ADR COM 66987V109 114 1562 SH DFND 1 0 0 1562 NOVARTIS AG ADR COM 66987V109 106 1461 SH SOLE 0 0 1461 ORACLE CORPORATION COM 68389X105 221 5742 SH DFND 1 0 0 5742 ORACLE CORPORATION COM 68389X105 91 800 SH SOLE 0 0 800 PACCAR INC COM 693718108 38 598 SH DFND 1 0 0 5997 PACCAR INC COM 693718108 80209 1255225 SH SOLE 0 0 1255226 PEPSICO INCORPORATED COM 713448108 259 2472 SH DFND 1 0 0 2472 PEPSICO INCORPORATED COM 713448108 24 230 SH SOLE 230 0 0 PEPSICO INCORPORATED COM 713448108 21 200 SH SOLE 0 0 200 PFIZER INCORPORATED COM 717081103 432 13289 SH DFND 1 0 0 13289 PHILIP MORRIS INTERNATIONAL INC COM 718172109 231 2524 SH DFND 1 0 0 2524 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 469 4070 SH SOLE 0 0 4070 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 246 2075 SH SOLE 0 0 2075 PROCTER & GAMBLE COM 742718109 254 3018 SH DFND 1 0 0 3018 PROCTER & GAMBLE COM 742718109 18 212 SH SOLE 0 0 212 PUBLIC STORAGE COM 74460D109 79 353 SH DFND 1 0 0 353 PUBLIC STORAGE COM 74460D109 231 1035 SH SOLE 1035 0 0 SAGE THERAPEUTICS COM 78667J108 7911 149068 SH SOLE 0 0 149068 SPDR SER TR BLOOMBERG SRT TR 78468R408 1841 66500 SH SOLE 0 0 66500 SPDR S&P 500 ETF TR UNIT 78462F103 882 3947 SH SOLE 0 0 3947 STARBUCKS COM 855244109 229 4127 SH DFND 1 0 0 4127 STARBUCKS COM 855244109 902 16238 SH SOLE 16238 0 0 STARBUCKS COM 855244109 2553 45992 SH SOLE 0 0 45992 TESLA MOTORS COM 88160R101 34 160 SH DFND 1 0 0 160 TESLA MOTORS COM 88160R101 951 4449 SH SOLE 0 0 4449 UNION PACIFIC CORP COM 907818108 214 2063 SH DFND 1 0 0 2063 UNITEDHEALTH GROUP INC COM 91324P102 340 2126 SH DFND 1 0 0 2126 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 612 7189 SH SOLE 0 0 7189 VANGUARD INTL EQUITY INDEX F ALL WRLD EX US 922042775 1605 36321 SH SOLE 0 0 36321 VANGUARD INTL EQUITY INDEX F ALL WRLD EX US 922042775 693 15677 SH SOLE 0 0 15677 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 242 6619 SH SOLE 6619 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1229 33632 SH SOLE 0 0 33632 VANGUARD INDEX FDS LARGE CAP ETF 922908637 463 4519 SH SOLE 0 0 4519 VANGUARD INDEX FDS GROWTH ETF 922908736 14910 133745 SH SOLE 0 0 133745 VANGUARD INDEX FDS VALUE ETF 922908744 5268 56641 SH SOLE 0 0 56641 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 223 2298 SH SOLE 0 0 2298 VANGUARD INDEX FDS REIT ETF 922908553 729 8829 SH SOLE 0 0 8823 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 662 6772 SH SOLE 0 0 6772 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1361 6627 SH SOLE 0 0 6627 VANGUARD INDEX FDS SM CP VAL ETF 922908611 237 1959 SH SOLE 1959 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1359 11232 SH SOLE 0 0 11232 VANGUARD INDEX FDS SM CP VAL ETF 922908611 592 4896 SH SOLE 0 0 4896 VANGUARD STAR FD VG TL INTL STK F 921909768 617 13457 SH SOLE 13457 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 551 12003 SH SOLE 0 0 12003 VANGUARD STAR FD VG TL INTL STK F 921909768 11 250 SH SOLE 0 0 250 VANGUARD INDEX FDS TOTAL STK MKT 922908769 753 6530 SH SOLE 0 0 6530 VERIZON COMMUNICATIONS COM 92343V104 267 4993 SH DFND 1 0 0 4993 VISA INC CL A 92826C839 236 3023 SH DFND 1 0 0 3023 WELLS FARGO & CO COM 949746101 341 6193 SH DFND 1 0 0 6193 WELLS FARGO & CO COM 949746101 320 5798 SH SOLE 0 0 5798 YUME INC COM 98872B104 277 77244 SH SOLE 0 0 77244