Chief Compliance Officer

0001606587-21-000331.txt : 20210216 0001606587-21-000331.hdr.sgml : 20210216 20210216115951 ACCESSION NUMBER: 0001606587-21-000331 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Darwin Advisors, LLC CENTRAL INDEX KEY: 0001663224 IRS NUMBER: 461558828 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17491 FILM NUMBER: 21634673 BUSINESS ADDRESS: STREET 1: 1940 EAST BAY DRIVE CITY: LARGO STATE: FL ZIP: 33771 BUSINESS PHONE: 727-524-1427 MAIL ADDRESS: STREET 1: 4601 W. NORTH A STREET CITY: TAMPA STATE: FL ZIP: 33609 FORMER COMPANY: FORMER CONFORMED NAME: Harwood Advisory Group, LLC DATE OF NAME CHANGE: 20160108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001663224 XXXXXXXX 12-31-2020 12-31-2020 false Darwin Advisors, LLC

4601 W. North A Street Tampa FL 33609

13F HOLDINGS REPORT 028-17491 N Michael Sorrentino Chief Compliance Officer 427-524-1427 Michael Sorrentino Largo FL 02-12-2021 0 162 532605 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 344 1971 SH SOLE NONE 0 0 1971 ABERDEEN STANDARD GOLD ETF PHYSCL GOLD SHS 00326A104 10442 571239 SH SOLE NONE 0 0 571239 ACCENTURE PLC SHS CLASS A G1151C101 438 1680 SH SOLE NONE 0 0 1680 ADOBE INC COM 00724F101 5438 10874 SH SOLE NONE 0 0 10874 ADVANCED MICRO DEVICES INC COM 007903107 200 2185 SH SOLE NONE 0 0 2185 AGILENT TECHNOLOGIES INC COM 00846U101 3321 28032 SH SOLE NONE 0 0 28032 ALIGN TECHNOLOGY INC COM 016255101 870 1629 SH SOLE NONE 0 0 1629 ALLSTATE CORP COM 020002101 367 3346 SH SOLE NONE 0 0 3346 ALPHABET INC CAP STK CL C 02079K107 1412 806 SH SOLE NONE 0 0 806 ALPHABET INC CAP STK CL A 02079K305 623 356 SH SOLE NONE 0 0 356 AMAZON.COM INC COM 023135106 6743 2070 SH SOLE NONE 0 0 2070 AMERICAN WATER WORKS CO INC COM 030420103 689 4492 SH SOLE NONE 0 0 4492 ANFIELD UNIVERSAL FIXED INCOME ETF ANFIELD UNVL ETF 90214Q766 10100 1032352 SH SOLE NONE 0 0 1032352 APPLE INC COM 037833100 19626 147915 SH SOLE NONE 0 0 147915 AT&T INC COM 00206R102 1014 35288 SH SOLE NONE 0 0 35288 AUTOMATIC DATA PROCESSING INC COM 053015103 2478 14069 SH SOLE NONE 0 0 14069 BALL CORP COM 058498106 1096 11770 SH SOLE NONE 0 0 11770 BERKSHIRE HATHAWAY INC CL A 084670108 695 2 SH SOLE NONE 0 0 2 BERKSHIRE HATHAWAY INC CL B NEW 084670702 805 3474 SH SOLE NONE 0 0 3474 BOEING CO COM 097023105 291 1360 SH SOLE NONE 0 0 1360 CISCO SYSTEMS INC COM 17275R102 361 8088 SH SOLE NONE 0 0 8088 CLOROX CO COM 189054109 855 4236 SH SOLE NONE 0 0 4236 COCA-COLA CO COM 191216100 288 5252 SH SOLE NONE 0 0 5252 COMCAST CORP CL A 20030N101 4299 82052 SH SOLE NONE 0 0 82052 COSTCO WHOLESALE CORP COM 22160K105 2927 7769 SH SOLE NONE 0 0 7769 CVS HEALTH CORP COM 126650100 227 3336 SH SOLE NONE 0 0 3336 DANAHER CORP COM 235851102 8030 36152 SH SOLE NONE 0 0 36152 DUKE ENERGY CORP COM NEW 26441C204 503 5503 SH SOLE NONE 0 0 5503 EATON CORP PLC SHS G29183103 769 6408 SH SOLE NONE 0 0 6408 EXPEDIA GROUP INC COM NEW 30212P303 247 1870 SH SOLE NONE 0 0 1870 EXXON MOBIL CORP COM 30231G102 394 9564 SH SOLE NONE 0 0 9564 FACEBOOK INC CL A 30303M102 5246 19206 SH SOLE NONE 0 0 19206 FEDEX CORP COM 31428X106 2810 10824 SH SOLE NONE 0 0 10824 FIDELITY LOW VOLATILITY FACTOR ETF LOW VOLITY ETF 316092824 640 14985 SH SOLE NONE 0 0 14985 FIDELITY MOMENTUM FACTOR ETF MOMENTUM FACTR 316092816 460 10426 SH SOLE NONE 0 0 10426 FIDELITY QUALITY FACTOR ETF QLTY FCTOR ETF 316092790 323 7520 SH SOLE NONE 0 0 7520 FIDELITY TOTAL BOND ETF TOTAL BD ETF 316188309 317 5848 SH SOLE NONE 0 0 5848 FIRST TRUST BICK ETF COM SHS 33733H107 1667 44334 SH SOLE NONE 0 0 44334 FIRST TRUST CAPITAL STRENGTH ETF CAP STRENGTH ETF 33733E104 13152 194852 SH SOLE NONE 0 0 194852 FIRST TRUST DOW JONES INTERNET ETF DJ INTERNT IDX 33733E302 345 1626 SH SOLE NONE 0 0 1626 FIRST TRUST ENHANCED SHORT MATURITY ETF FIRST TR ENH NEW 33739Q408 2725 45390 SH SOLE NONE 0 0 45390 FIRST TRUST LOW DURATION OPPOS ETF FST LOW OPPT EFT 33739Q200 12669 246155 SH SOLE NONE 0 0 246155 FIRST TRUST NASDAQ-100-TECH SECTOR ETF SHS 337345102 284 2061 SH SOLE NONE 0 0 2061 FIRST TRUST TACTICAL HIGH YIELD ETF FIRST TR TA HIYL 33738D408 7810 160323 SH SOLE NONE 0 0 160323 FIRST TRUST TCW UNCONSTRAINED PLS BD ETF TCW UNCONSTRAI 33740F888 18043 676300 SH SOLE NONE 0 0 676300 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF TCW OPPORTUNIS 33740F805 37330 682084 SH SOLE NONE 0 0 682084 FRANKLIN RESOURCES INC COM 354613101 395 15812 SH SOLE NONE 0 0 15812 FREEPORT-MCMORAN INC CL B 35671D857 4097 157489 SH SOLE NONE 0 0 157489 GENERAL MILLS INC COM 370334104 800 13616 SH SOLE NONE 0 0 13616 GLOBAL X NASDAQ 100 COVERED CALL ETF NASDAQ 100 COVER 37954Y483 221 9721 SH SOLE NONE 0 0 9721 HONEYWELL INTERNATIONAL INC COM 438516106 1866 8775 SH SOLE NONE 0 0 8775 HUMANA INC COM 444859102 205 500 SH SOLE NONE 0 0 500 IDEXX LABORATORIES INC COM 45168D104 3323 6648 SH SOLE NONE 0 0 6648 ILLINOIS TOOL WORKS INC COM 452308109 901 4421 SH SOLE NONE 0 0 4421 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 1485 11803 SH SOLE NONE 0 0 11803 INVESCO FUNDAMENTAL HI YLD CORP BD ETF FNDMNTL HY CRP 46138E719 415 21359 SH SOLE NONE 0 0 21359 INVESCO MOD CNSRV MULTI-ASST ALLC ETF MDRTLY CNSRTIV 46090A507 310 21380 SH SOLE NONE 0 0 21380 INVESCO NASDAQ INTERNET ETF NASDAQ INTERNT 46137V530 7084 31044 SH SOLE NONE 0 0 31044 INVESCO QQQ TRUST UNIT SER 1 46090E103 33329 106233 SH SOLE NONE 0 0 106233 INVESCO S&P 500 LOW VOLATILITY ETF S&P500 LOW VOL 46138E354 1314 23380 SH SOLE NONE 0 0 23380 ISHARES 1 3 YR TREAS BD 464287457 2858 33094 SH SOLE NONE 0 0 33094 ISHARES BARCLAYS 7 10 YR 464287440 229 1915 SH SOLE NONE 0 0 1915 ISHARES CORE CONSERVATIVE ALLOCATION ETF CONSER ALLOC ETF 464289883 4922 127035 SH SOLE NONE 0 0 127035 ISHARES CORE DIVIDEND GROWTH ETF CORE DIV GRWTH 46434V621 244 5455 SH SOLE NONE 0 0 5455 ISHARES CORE MODERATE ALLOCATION ETF MODERT ALLOC ETF 464289875 1252 29001 SH SOLE NONE 0 0 29001 ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 464287804 4327 47094 SH SOLE NONE 0 0 47094 ISHARES CORE US AGGREGATE BOND ETF CORE US AGGBD ET 464287226 1810 15321 SH SOLE NONE 0 0 15321 ISHARES EDGE MSCI USA MOMENTUM FCTR ETF MSCI USA MMENTM 46432F396 1153 7150 SH SOLE NONE 0 0 7150 ISHARES MSCI GLOBAL MULTIFACTOR ETF MSCI GBL MULTIFC 46434V316 2963 88030 SH SOLE NONE 0 0 88030 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 325 1350 SH SOLE NONE 0 0 1350 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 332 2428 SH SOLE NONE 0 0 2428 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 282 1439 SH SOLE NONE 0 0 1439 ISHARES RUSSELL 2000 GROWTH ETF RUS 2000 GRW ETF 464287648 1003 3499 SH SOLE NONE 0 0 3499 ISHARES RUSSELL MID-CAP GROWTH ETF RUS MD CP GR ETF 464287481 3186 31047 SH SOLE NONE 0 0 31047 ISHARES S&P 100 ETF S&P 100 ETF 464287101 5167 30109 SH SOLE NONE 0 0 30109 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 438 6868 SH SOLE NONE 0 0 6868 ISHARES S&P 500 VALUE ETF S&P 500 VAL ETF 464287408 508 3970 SH SOLE NONE 0 0 3970 ISHARES US HEALTHCARE ETF US HLTHCARE ETF 464287762 253 1031 SH SOLE NONE 0 0 1031 ISHARES YIELD OPTIMIZED BOND ETF YLD OPTIM BD 46434V787 12460 482033 SH SOLE NONE 0 0 482033 JOHNSON & JOHNSON COM 478160104 1509 9593 SH SOLE NONE 0 0 9593 JPMORGAN CHASE & CO COM 46625H100 733 5770 SH SOLE NONE 0 0 5770 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 1153 22720 SH SOLE NONE 0 0 22720 L3HARRIS TECHNOLOGIES INC COM 502431109 402 2130 SH SOLE NONE 0 0 2130 LOCKHEED MARTIN CORP COM 539830109 1026 2892 SH SOLE NONE 0 0 2892 LOWE'S COMPANIES INC COM 548661107 404 2521 SH SOLE NONE 0 0 2521 MARRIOTT INTERNATIONAL INC CL A 571903202 275 2086 SH SOLE NONE 0 0 2086 MCDONALD'S CORP COM 580135101 412 1922 SH SOLE NONE 0 0 1922 MCEWEN MINING INC COM 58039P107 35 35560 SH SOLE NONE 0 0 35560 MERCK & CO INC COM 58933Y105 221 2706 SH SOLE NONE 0 0 2706 METTLER TOLEDO INTERNATIONAL INC COM 592688105 3201 2809 SH SOLE NONE 0 0 2809 MICROSOFT CORP COM 594918104 2198 9884 SH SOLE NONE 0 0 9884 MSCI INC COM 55354G100 5660 12675 SH SOLE NONE 0 0 12675 NETFLIX INC COM 64110L106 8258 15272 SH SOLE NONE 0 0 15272 NEXTERA ENERGY INC COM 65339F101 201 2614 SH SOLE NONE 0 0 2614 NUVEEN AMT FREE MUNICIPAL INCOME FUND COM 670657105 215 14300 SH SOLE NONE 0 0 14300 NUVEEN TAX ADVANTAGED DIVIDEND GR FUND COM 67073G105 198 13978 SH SOLE NONE 0 0 13978 NVIDIA CORP COM 67066G104 4741 9079 SH SOLE NONE 0 0 9079 O'REILLY AUTOMOTIVE INC COM 67103H107 4793 10592 SH SOLE NONE 0 0 10592 PAYPAL HOLDINGS INC COM 70450Y103 5815 24832 SH SOLE NONE 0 0 24832 PEPSICO INC COM 713448108 250 1690 SH SOLE NONE 0 0 1690 PFIZER INC COM 717081103 425 11550 SH SOLE NONE 0 0 11550 PROCTER & GAMBLE CO COM 742718109 3879 27878 SH SOLE NONE 0 0 27878 PROGRESSIVE CORP COM 743315103 552 5584 SH SOLE NONE 0 0 5584 PROSHARES S&P 500 DIVIDEND ARISTOCRATS S&P 500 DV ARIST 74348A467 2874 35988 SH SOLE NONE 0 0 35988 QUALCOMM INC COM 747525103 3204 21032 SH SOLE NONE 0 0 21032 RINGCENTRAL INC CL A 76680R206 296 783 SH SOLE NONE 0 0 783 ROYAL CARIBBEAN GROUP COM V7780T103 425 5693 SH SOLE NONE 0 0 5693 S&P GLOBAL INC COM 78409V104 3241 9862 SH SOLE NONE 0 0 9862 SCHWAB SHORT TERM US TREASURY ETF SHT TM US TRES 808524862 502 9786 SH SOLE NONE 0 0 9786 SCHWAB US TIPS ETF US TIPS ETF 808524870 6317 101756 SH SOLE NONE 0 0 101756 SERVICENOW INC COM 81762P102 381 693 SH SOLE NONE 0 0 693 SOUTHERN COPPER CORP COM 84265V105 3466 53225 SH SOLE NONE 0 0 53225 SPDR BLMBG BARCLAYS SPDR BLOOMBERG 78468R663 1771 19358 SH SOLE NONE 0 0 19358 SPDR GOLD SHARES GOLD SHS 78463V107 3648 20454 SH SOLE NONE 0 0 20454 SPDR PORTFOLIO AGGREGATE BOND ETF PORTFOLIO AGRGTE 78464A649 1918 62323 SH SOLE NONE 0 0 62323 SPDR PORTFOLIO PORTFOLIO S&P500 78464A854 371 8442 SH SOLE NONE 0 0 8442 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 650 1738 SH SOLE NONE 0 0 1738 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SSGA US LRG ETF 78468R804 2795 23308 SH SOLE NONE 0 0 23308 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 862 57131 SH SOLE NONE 0 0 57131 SQUARE INC CL A 852234103 2291 10530 SH SOLE NONE 0 0 10530 STARBUCKS CORP COM 855244109 589 5508 SH SOLE NONE 0 0 5508 TARGET CORP COM 87612E106 210 1190 SH SOLE NONE 0 0 1190 TECHNOLOGY SELECT SECTOR SPDR ETF TECHNOLOGY 81369Y803 12946 99575 SH SOLE NONE 0 0 99575 TESLA INC COM 88160R101 4980 7058 SH SOLE NONE 0 0 7058 THE HOME DEPOT INC COM 437076102 2917 10985 SH SOLE NONE 0 0 10985 THE WALT DISNEY CO COM 254687106 796 4395 SH SOLE NONE 0 0 4395 THERMO FISHER SCIENTIFIC INC COM 883556102 3043 6534 SH SOLE NONE 0 0 6534 T-MOBILE US INC COM 872590104 218 1620 SH SOLE NONE 0 0 1620 TWILIO INC CL A 90138F102 3805 11242 SH SOLE NONE 0 0 11242 UNION PACIFIC CORP COM 907818108 276 1326 SH SOLE NONE 0 0 1326 UNITED PARCEL SERVICE INC CL B 911312106 805 4781 SH SOLE NONE 0 0 4781 UNITEDHEALTH GROUP INC COM 91324P102 640 1825 SH SOLE NONE 0 0 1825 US GLOBAL JETS ETF US GLB JETS 26922A842 266 11920 SH SOLE NONE 0 0 11920 VALLEY NATIONAL BANCORP COM 919794107 102 10562 SH SOLE NONE 0 0 10562 VANECK VECTORS AMT-FREE INTERM MUNI ETF INTRMDT MUNI ETF 92189H201 382 7348 SH SOLE NONE 0 0 7348 VANGUARD DIVIDEND APPRECIATION ETF DIV APP ETF 921908844 2323 16459 SH SOLE NONE 0 0 16459 VANGUARD EXTENDED DURATION TRS ETF EXTENDED DUR 921910709 457 3007 SH SOLE NONE 0 0 3007 VANGUARD HIGH DIVIDEND YIELD ETF HIGH DIV YLD 921946406 1036 11332 SH SOLE NONE 0 0 11332 VANGUARD LONG-TERM BOND ETF LONG TERM BOND 921937793 6553 59773 SH SOLE NONE 0 0 59773 VANGUARD MEGA CAP GROWTH ETF MEGA GRWTH IND 921910816 57446 281944 SH SOLE NONE 0 0 281944 VANGUARD MORTGAGE-BACKED SECS ETF MORTG-BACK SEC 92206C771 281 5200 SH SOLE NONE 0 0 5200 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 751 8844 SH SOLE NONE 0 0 8844 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 769 2238 SH SOLE NONE 0 0 2238 VANGUARD SHORT-TERM CORPORATE BOND ETF SHRT TRM CORP BD 92206C409 2364 28403 SH SOLE NONE 0 0 28403 VANGUARD TOTAL BOND MARKET ETF TOTAL BND MRKT 921937835 2322 26337 SH SOLE NONE 0 0 26337 VANGUARD TOTAL STOCK MARKET ETF TOTAL STK MKT 922908769 1261 6482 SH SOLE NONE 0 0 6482 VERIZON COMMUNICATIONS INC COM 92343V104 829 14121 SH SOLE NONE 0 0 14121 VISA INC COM CL A 92826C839 617 2822 SH SOLE NONE 0 0 2822 WALMART INC COM 931142103 268 1860 SH SOLE NONE 0 0 1860 WISDOMTREE YIELD ENHANCED US AGGT BD ETF YIELD ENHANCD US 97717X511 2312 43072 SH SOLE NONE 0 0 43072 ZOETIS INC CL A 98978V103 5054 30541 SH SOLE NONE 0 0 30541 INVESCO ULTRA SHORT DURATION ETF ULTRA SHRT DUR 46090A887 315 6243 SH SOLE NONE 0 0 6243 ISHARES 20 YEAR TREASURY BOND ETF 20 YR TR BD ETF 464287432 8332 52828 SH SOLE NONE 0 0 52828 ISHARES IBOXX HI YD ETF 464288513 6333 72547 SH SOLE NONE 0 0 72547 ISHARE IBOXX INV CP ETF 464287242 10679 77315 SH SOLE NONE 0 0 77315 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 492 3859 SH SOLE NONE 0 0 3859 SPDR BLMBG BARCLAYS HIGH YIELD BD ETF BLOOMBERG BRCLYS 78468R622 3573 32806 SH SOLE NONE 0 0 32806 ALIBABA GROUP HOLDING LTD ADR SPONSORED SPONSORED ADS 01609W102 2340 10057 SH SOLE NONE 0 0 10057 BEIGENE LTD ADR SPONSORED SPONSORED ADR 07725L102 3428 33912 SH SOLE NONE 0 0 33912 INFOSYS LTD ADR SPONSORED SPONSORED ADR 456788108 3418 201674 SH SOLE NONE 0 0 201674 SONY CORP ADR SPONSORED SPONSORED ADR 835699307 3675 33706 SH SOLE NONE 0 0 33706 TAIWAN SEMICONDUCTOR MANUFACTU ADR SPONSORED SPONSORED ADS 874039100 2664 10310 SH SOLE NONE 0 0 10310