SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

LOZUK ROBERT

(Last)

(First)

(Middle)

3595 JOHN HOPKINS COURT

(Street)

SAN DIEGO

92121

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2016

3. Issuer Name and Ticker or Trading Symbol
SEQUENOM INC [ SQNM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, Commercial Ops

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	23,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Incentive Stock Option (right to buy)	⁽¹⁾	01/31/2024	Common Stock	19,000	$2.27	D
Incentive Stock Option (right to buy)	⁽²⁾	06/16/2025	Common Stock	29,000	$3.2	D
Incentive Stock Option (right to buy)	⁽³⁾	02/09/2025	Common Stock	20,000	$3.47	D
Non-Qualified Stock Option	⁽⁴⁾	11/12/2022	Common Stock	125,000	$3.99	D
Restricted Stock Unit	⁽⁵⁾	⁽⁵⁾	Common Stock	9,000	⁽⁶⁾	D
Restricted Stock Unit	⁽⁷⁾	⁽⁷⁾	Common Stock	16,000	⁽⁸⁾	D
Restricted Stock Unit	⁽⁹⁾	⁽⁹⁾	Common Stock	23,000	⁽¹⁰⁾	D

Explanation of Responses:

1. The shares subject to the options vest in 48 equal monthly installments commencing on 02/01/14, such that the shares subject to the option are fully vested on 02/01/18.

2. The shares subject to the options shall vest in 48 equal monthly installments commencing on 06/17/15, such that the shares subject to the option are fully vested on 06/17/19.

3. The shares subject to the options shall vest in 48 equal monthly installments commencing on 02/10/15, such that the shares subject to the option are fully vested on 02/10/19.

4. The shares subject to the options vested 25% on 11/13/12, with the remainder vesting monthly over the next 36 months such that the option is fully vested on 11/13/16.

5. The shares subject to the restricted stock unit shall vest in 4 equal annual installments commencing on 02/01/14, with annual vesting dates on 02/10/15, 02/10/16, 02/10/17, and 02/10/18 such that the shares subject to the restricted stock units are fully vested on 02/10/18.

6. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

7. The shares subject to the restricted stock unit shall vest in 4 equal annual installments commencing on 02/10/15, with annual vesting dates on 02/10/16, 02/10/17, 02/10/18, and 02/10/19 such that the shares subject to the restricted stock units are fully vested on 02/10/19.

8. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

9. The shares subject to the restricted stock unit shall vest in 4 equal annual installments commencing on 06/17/15, with annual vesting dates on 08/10/16, 08/10/17, 08/10/18, and 08/10/19 such that the shares subject to the restricted stock units are fully vested on 08/10/19.

10. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

	Jeffrey D. Linton for Robert Lozuk	01/05/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.