Chief Operating Officer; Chief Compliance Officer

0001606587-16-000789.txt : 20161019 0001606587-16-000789.hdr.sgml : 20161019 20161019155506 ACCESSION NUMBER: 0001606587-16-000789 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161019 DATE AS OF CHANGE: 20161019 EFFECTIVENESS DATE: 20161019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Klingman & Associates, LLC CENTRAL INDEX KEY: 0001662449 IRS NUMBER: 061612508 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17124 FILM NUMBER: 161942607 BUSINESS ADDRESS: STREET 1: 1133 AVENUE OF THE AMERICAS STREET 2: SUITE 3110 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-867-7647 MAIL ADDRESS: STREET 1: 1133 AVENUE OF THE AMERICAS STREET 2: SUITE 3110 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001662449 XXXXXXXX 09-30-2016 09-30-2016 false Klingman & Associates, LLC

1133 Avenue of the Americas Suite 3110 New York NY 10036

13F HOLDINGS REPORT 028-17124 N Michael Paley Chief Operating Officer; Chief Compliance Officer 212-867-7647 Michael Paley New York NY 10-19-2016 0 377 331981 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE UNDER ARMOUR INC CL C 904311206 29 859 SH SOLE NONE 0 0 859 GENERAL MTRS CO *W EXP 07/10/201 37045V126 1 47 SH SOLE NONE 0 0 47 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 459 3178 SH SOLE NONE 0 0 3178 TWILIO INC CL A 90138F102 4 57 SH SOLE NONE 0 0 57 STERLING BANCORP DEL COM 85917A100 64 3653 SH SOLE NONE 0 0 3653 ISTAR INC COM 45031U101 23 2171 SH SOLE NONE 0 0 2171 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1286 12679 SH SOLE NONE 0 0 12679 LIBERTY MEDIA CORP DELAWARE COM A MEDIA GRP 531229870 0 12 SH SOLE NONE 0 0 12 JOHNSON CTLS INTL PLC SHS G51502105 14 297 SH SOLE NONE 0 0 297 CHARTER COMMUNICATIONS INC CL A 16119P108 32 120 SH SOLE NONE 0 0 120 CHUBB LIMITED COM H1467J104 49 389 SH SOLE NONE 0 0 389 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 156 1187 SH SOLE NONE 0 0 1187 ALLERGAN PLC SHS G0177J108 60 262 SH SOLE NONE 0 0 262 NUVEEN ENHANCED AMT FREE MU COM 67071L106 22 1376 PRN SOLE NONE 0 0 1376 NUVEEN ENERGY MLP TOTL RTRN COM 67074U103 144 10973 PRN SOLE NONE 0 0 10973 WESTERN ASSET GLOBAL CP DEF COM 95790C107 63 3584 PRN SOLE NONE 0 0 3584 BLACKROCK CORE BD TR SHS BEN INT 09249E101 142 9994 PRN SOLE NONE 0 0 9994 ISHARES TR CORE MSCI EAFE 46432F842 9 163 SH SOLE NONE 0 0 163 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 26 491 SH SOLE NONE 0 0 491 ZOETIS INC CL A 98978V103 46 875 SH SOLE NONE 0 0 875 ZIMMER BIOMET HLDGS INC COM 98956P102 26 200 SH SOLE NONE 0 0 200 YAHOO INC COM 984332106 54 1250 SH SOLE NONE 0 0 1250 EXXON MOBIL CORP COM 30231G102 1501 17197 SH SOLE NONE 0 0 17197 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1 19 SH SOLE NONE 0 0 19 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 102 2130 SH SOLE NONE 0 0 2130 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3 142 SH SOLE NONE 0 0 142 XCEL ENERGY INC COM 98389B100 28 687 SH SOLE NONE 0 0 687 AQUA AMERICA INC COM 03836W103 35 1156 SH SOLE NONE 0 0 1156 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 62 2000 SH SOLE NONE 0 0 2000 WESTAR ENERGY INC COM 95709T100 38 665 SH SOLE NONE 0 0 665 WAL-MART STORES INC COM 931142103 135 1870 SH SOLE NONE 0 0 1870 WILLIS TOWERS WATSON PUB LT SHS G96629103 5 37 SH SOLE NONE 0 0 37 SPDR SERIES TRUST CITI INT GVT ETF 78464A490 364 6400 SH SOLE NONE 0 0 6400 WELLS FARGO & CO NEW COM 949746101 58 1303 SH SOLE NONE 0 0 1303 WABCO HLDGS INC COM 92927K102 23 200 SH SOLE NONE 0 0 200 VERIZON COMMUNICATIONS INC COM 92343V104 239 4607 SH SOLE NONE 0 0 4607 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 416 5767 SH SOLE NONE 0 0 5767 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 297 3250 SH SOLE NONE 0 0 3250 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 1381 36713 SH SOLE NONE 0 0 36713 INVESCO SR INCOME TR COM 46131H107 557 128572 SH SOLE NONE 0 0 128572 VENTAS INC COM 92276F100 27 379 SH SOLE NONE 0 0 379 INVESCO TR INVT GRADE NY MU COM 46131T101 5 300 SH SOLE NONE 0 0 300 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3540 71301 SH SOLE NONE 0 0 71301 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2672 24000 SH SOLE NONE 0 0 24000 VANGUARD INTL EQUITY INDEX TT WRLD ST ETF 922042742 73 1195 SH SOLE NONE 0 0 1195 VANGUARD INTL EQUITY INDEX FTSE SMCAP ETF 922042718 564 5665 SH SOLE NONE 0 0 5665 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 2132 83591 SH SOLE NONE 0 0 83591 VANGUARD INDEX FDS MID CAP ETF 922908629 359 2770 SH SOLE NONE 0 0 2770 VANGUARD INTL EQUITY INDEX GLB EX US ETF 922042676 225 4000 SH SOLE NONE 0 0 4000 VANGUARD INDEX FDS REIT ETF 922908553 5847 67412 SH SOLE NONE 0 0 67412 VALERO ENERGY CORP NEW COM 91913Y100 32 600 SH SOLE NONE 0 0 600 VANGUARD SPECIALIZED PORTFO DIV APP ETF 921908844 791 9426 SH SOLE NONE 0 0 9426 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 111 837 SH SOLE NONE 0 0 837 VANGUARD INTL EQUITY INDEX FTSE EUROPE ETF 922042874 17 350 SH SOLE NONE 0 0 350 VANGUARD INTL EQUITY INDEX ALLWRLD EX US 922042775 1696 37328 SH SOLE NONE 0 0 37328 VANGUARD TAX MANAGED INTL F FTSE DEV MKT ETF 921943858 938 25078 SH SOLE NONE 0 0 25078 VANGUARD INDEX FDS SMALL CP ETF 922908751 595 4867 SH SOLE NONE 0 0 4867 VISA INC COM CL A 92826C839 95 1152 SH SOLE NONE 0 0 1152 UNITED TECHNOLOGIES CORP COM 913017109 14 137 SH SOLE NONE 0 0 137 COHEN & STEERS INFRASTRUCTU COM 19248A109 32 1500 SH SOLE NONE 0 0 1500 UNITED STATES OIL FUND LP UNITS 91232N108 13 1200 SH SOLE NONE 0 0 1200 ISHARES TR MIN VOL USA ETF 46429B697 4583 100885 SH SOLE NONE 0 0 100885 U S G CORP COM NEW 903293405 0 2 SH SOLE NONE 0 0 2 UNITED PARCEL SERVICE INC CL B 911312106 93 854 SH SOLE NONE 0 0 854 UNION PAC CORP COM 907818108 20 200 SH SOLE NONE 0 0 200 UNITEDHEALTH GROUP INC COM 91324P102 26 185 SH SOLE NONE 0 0 185 UNILEVER PLC SPON ADR NEW 904767704 22 463 SH SOLE NONE 0 0 463 UNDER ARMOUR INC CL A 904311107 33 854 SH SOLE NONE 0 0 854 TRI CONTL CORP COM 895436103 21 1000 SH SOLE NONE 0 0 1000 TEXAS INSTRS INC COM 882508104 35 500 SH SOLE NONE 0 0 500 PRICE T ROWE GROUP INC COM 74144T108 3 50 SH SOLE NONE 0 0 50 TRIMBLE NAVIGATION LTD COM 896239100 11 370 SH SOLE NONE 0 0 370 TARGA RES CORP COM 87612G101 7 144 SH SOLE NONE 0 0 144 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 191 3800 SH SOLE NONE 0 0 3800 TONIX PHARMACEUTICALS HLDG COM NEW 890260201 7 10000 SH SOLE NONE 0 0 10000 T MOBILE US INC COM 872590104 32 675 SH SOLE NONE 0 0 675 THERMO FISHER SCIENTIFIC IN COM 883556102 110 691 SH SOLE NONE 0 0 691 ISHARES TR TIPS BD ETF 464287176 16325 140142 SH SOLE NONE 0 0 140142 TARGET CORP COM 87612E106 45 650 SH SOLE NONE 0 0 650 TE CONNECTIVITY LTD REG SHS H84989104 28 434 SH SOLE NONE 0 0 434 TELEFONICA S A SPONSORED ADR 879382208 8 781 SH SOLE NONE 0 0 781 TORONTO DOMINION BK ONT COM NEW 891160509 36 802 SH SOLE NONE 0 0 802 AT&T INC COM 00206R102 82 2024 SH SOLE NONE 0 0 2024 SUNCOR ENERGY INC NEW COM 867224107 28 1000 SH SOLE NONE 0 0 1000 PIMCO ETF TR 1-5 US TIP IDX 72201R205 119 2250 SH SOLE NONE 0 0 2250 STONEMOR PARTNERS L P COM UNITS 86183Q100 5 200 SH SOLE NONE 0 0 200 CUSHING ENERGY INCOME COM SH BEN INT 23162T102 1 106 SH SOLE NONE 0 0 106 SPDR S&P 500 ETF TR TR UNIT 78462F103 33507 154909 SH SOLE NONE 0 0 154909 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 4716 113657 SH SOLE NONE 0 0 113657 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 10 300 SH SOLE NONE 0 0 300 ISHARES TR PHLX SEMICND ETF 464287523 497 4400 SH SOLE NONE 0 0 4400 SOUTHERN CO COM 842587107 64 1242 SH SOLE NONE 0 0 1242 SCHLUMBERGER LTD COM 806857108 38 477 SH SOLE NONE 0 0 477 SMUCKER J M CO COM NEW 832696405 9 68 SH SOLE NONE 0 0 68 SIRIUS XM HLDGS INC COM 82968B103 2 500 SH SOLE NONE 0 0 500 SINA CORP ORD G81477104 8 115 SH SOLE NONE 0 0 115 ISHARES TR 0-5YR HI YL CP 46434V407 70 1488 SH SOLE NONE 0 0 1488 ISHARES TR 1-3 YR TR BD ETF 464287457 3 35 SH SOLE NONE 0 0 35 SHAKE SHACK INC CL A 819047101 3 84 SH SOLE NONE 0 0 84 SPECTRA ENERGY CORP COM 847560109 58 1357 SH SOLE NONE 0 0 1357 SPDR SERIES TRUST S&P DIVID ETF 78464A763 21270 252131 SH SOLE NONE 0 0 252131 ISHARES TR EAFE SML CP ETF 464288273 693 13229 SH SOLE NONE 0 0 13229 SERVICE CORP INTL COM 817565104 65 2453 SH SOLE NONE 0 0 2453 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 303 13152 SH SOLE NONE 0 0 13152 LMP CAP & INCOME FD INC COM 50208A102 158 11600 SH SOLE NONE 0 0 11600 STARBUCKS CORP COM 855244109 32 599 SH SOLE NONE 0 0 599 BANCO SANTANDER SA ADR 05964H105 2 345 SH SOLE NONE 0 0 345 SPRINT CORP COM SER 1 85207U105 4 627 SH SOLE NONE 0 0 627 ROYAL BK CDA MONTREAL QUE COM 780087102 889 14355 SH SOLE NONE 0 0 14355 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 729 17487 SH SOLE NONE 0 0 17487 OPPENHEIMER REV WEIGHTED ET LARGE CAP REV ET 68386C104 5012 119972 SH SOLE NONE 0 0 119972 OPPENHEIMER REV WEIGHTED ET MID CAP REV ETF 68386C203 840 16664 SH SOLE NONE 0 0 16664 OPPENHEIMER REV WEIGHTED ET SMALL CAP REV ET 68386C302 673 11296 SH SOLE NONE 0 0 11296 OPPENHEIMER REV WEIGHTED ET ADR REV ETF 68386C500 132 4070 SH SOLE NONE 0 0 4070 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 556 6652 SH SOLE NONE 0 0 6652 ROPER TECHNOLOGIES INC COM 776696106 24 130 SH SOLE NONE 0 0 130 COHEN & STEERS REIT & PFD I COM 19247X100 30 1500 SH SOLE NONE 0 0 1500 COHEN & STEERS TOTAL RETURN COM 19247R103 144 10930 SH SOLE NONE 0 0 10930 QORVO INC COM 74736K101 21 375 SH SOLE NONE 0 0 375 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 156 1314 SH SOLE NONE 0 0 1314 QUALCOMM INC COM 747525103 134 1958 SH SOLE NONE 0 0 1958 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 156 5340 SH SOLE NONE 0 0 5340 PAYPAL HLDGS INC COM 70450Y103 26 625 SH SOLE NONE 0 0 625 POWERSHARES ETF TR II DEV MKTS EX-US 73936T789 236 6410 SH SOLE NONE 0 0 6410 PRAXAIR INC COM 74005P104 8 70 SH SOLE NONE 0 0 70 PHILLIPS 66 COM 718546104 48 600 SH SOLE NONE 0 0 600 PRUDENTIAL FINL INC COM 744320102 14 175 SH SOLE NONE 0 0 175 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 46 435 SH SOLE NONE 0 0 435 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 17638 188443 SH SOLE NONE 0 0 188443 PPL CORP COM 69351T106 33 945 SH SOLE NONE 0 0 945 PENTAIR PLC SHS G7S00T104 7 103 SH SOLE NONE 0 0 103 PUTNAM MANAGED MUN INCOM TR COM 746823103 12 1521 SH SOLE NONE 0 0 1521 PIMCO MUN INCOME FD II COM 72200W106 7 500 SH SOLE NONE 0 0 500 PHILIP MORRIS INTL INC COM 718172109 235 2416 SH SOLE NONE 0 0 2416 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 52 2000 SH SOLE NONE 0 0 2000 PJT PARTNERS INC COM CL A 69343T107 4363 160000 SH SOLE NONE 0 0 160000 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 54 2840 SH SOLE NONE 0 0 2840 PROCTER AND GAMBLE CO COM 742718109 324 3607 SH SOLE NONE 0 0 3607 PFIZER INC COM 717081103 639 18860 SH SOLE NONE 0 0 18860 ELLIS PERRY INTL INC COM 288853104 0 19 SH SOLE NONE 0 0 19 PEPSICO INC COM 713448108 391 3595 SH SOLE NONE 0 0 3595 PACIFIC ETHANOL INC COM PAR $.001 69423U305 0 2 SH SOLE NONE 0 0 2 PUBLIC SVC ENTERPRISE GROUP COM 744573106 20 484 SH SOLE NONE 0 0 484 POWERSHARES ETF TR II EX US SML PORT 73936T771 334 12000 SH SOLE NONE 0 0 12000 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 5 176 SH SOLE NONE 0 0 176 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 6 767 SH SOLE NONE 0 0 767 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 14 615 SH SOLE NONE 0 0 615 BANK OF THE OZARKS INC COM 063904106 2 60 SH SOLE NONE 0 0 60 ORACLE CORP COM 68389X105 59 1500 SH SOLE NONE 0 0 1500 OMNICOM GROUP INC COM 681919106 45 527 SH SOLE NONE 0 0 527 ISHARES TR S&P 100 ETF 464287101 665 6929 SH SOLE NONE 0 0 6929 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 6 398 SH SOLE NONE 0 0 398 NUVEEN MUN VALUE FD INC COM 670928100 12 1171 SH SOLE NONE 0 0 1171 NUVEEN OHIO QUALITY INCOME COM 670980101 9 559 SH SOLE NONE 0 0 559 NUCOR CORP COM 670346105 66 1332 SH SOLE NONE 0 0 1332 NETAPP INC COM 64110D104 10 290 SH SOLE NONE 0 0 290 NUVEEN SR INCOME FD COM 67067Y104 380 58048 SH SOLE NONE 0 0 58048 NORFOLK SOUTHERN CORP COM 655844108 28 285 SH SOLE NONE 0 0 285 NUVEEN NY AMT FREE MUN INCO COM 670656107 80 5664 SH SOLE NONE 0 0 5664 NOKIA CORP SPONSORED ADR 654902204 5 801 SH SOLE NONE 0 0 801 ANNALY CAP MGMT INC COM 035710409 32 3079 SH SOLE NONE 0 0 3079 NIKE INC CL B 654106103 57 1088 SH SOLE NONE 0 0 1088 ALLIANZGI NFJ DIVID INT & P COM 01883A107 18 1400 SH SOLE NONE 0 0 1400 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 4284 85351 SH SOLE NONE 0 0 85351 NBT BANCORP INC COM 628778102 93 2838 SH SOLE NONE 0 0 2838 NAVIGATORS GROUP INC COM 638904102 5 50 SH SOLE NONE 0 0 50 ISHARES TR NATIONAL MUN ETF 464288414 236 2097 SH SOLE NONE 0 0 2097 MICROSOFT CORP COM 594918104 506 8782 SH SOLE NONE 0 0 8782 MORGAN STANLEY COM NEW 617446448 54 1694 SH SOLE NONE 0 0 1694 MARATHON OIL CORP COM 565849106 3 200 SH SOLE NONE 0 0 200 MERCK & CO INC COM 58933Y105 250 4011 SH SOLE NONE 0 0 4011 MONOLITHIC PWR SYS INC COM 609839105 48 599 SH SOLE NONE 0 0 599 MARATHON PETE CORP COM 56585A102 8 200 SH SOLE NONE 0 0 200 ALTRIA GROUP INC COM 02209S103 228 3614 SH SOLE NONE 0 0 3614 MALLINCKRODT PUB LTD CO SHS G5785G107 4 54 SH SOLE NONE 0 0 54 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 18 3000 SH SOLE NONE 0 0 3000 3M CO COM 88579Y101 109 616 SH SOLE NONE 0 0 616 GLOBAL X FDS GLB X MLP ENRG I 37950E226 1947 128151 SH SOLE NONE 0 0 128151 CREDIT SUISSE NASSAU BRH X LINK CUSH MLP 22542D852 15777 729764 SH SOLE NONE 0 0 729764 MEAD JOHNSON NUTRITION CO COM 582839106 40 511 SH SOLE NONE 0 0 511 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 108 7285 SH SOLE NONE 0 0 7285 BLACKROCK MUNIYLD INVST QLT COM 09254T100 15 1000 SH SOLE NONE 0 0 1000 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 15835 56098 SH SOLE NONE 0 0 56098 MEDTRONIC PLC SHS G5960L103 118 1362 SH SOLE NONE 0 0 1362 MONDELEZ INTL INC CL A 609207105 18 404 SH SOLE NONE 0 0 404 MADISON CVRED CALL & EQ STR COM 557437100 20 2556 SH SOLE NONE 0 0 2556 MCKESSON CORP COM 58155Q103 25 150 SH SOLE NONE 0 0 150 BARINGS CORPORATE INVS COM 06759X107 184 10703 SH SOLE NONE 0 0 10703 MCDONALDS CORP COM 580135101 88 765 SH SOLE NONE 0 0 765 MASTERCARD INCORPORATED CL A 57636Q104 41 400 SH SOLE NONE 0 0 400 LIGHTBRIDGE CORP COM NEW 53224K203 1 663 SH SOLE NONE 0 0 663 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 2 50 SH SOLE NONE 0 0 50 ISHARES TR IBOXX INV CP ETF 464287242 89 720 SH SOLE NONE 0 0 720 LOWES COS INC COM 548661107 72 1000 SH SOLE NONE 0 0 1000 CHENIERE ENERGY INC COM NEW 16411R208 35 800 SH SOLE NONE 0 0 800 LOCKHEED MARTIN CORP COM 539830109 63 261 SH SOLE NONE 0 0 261 LILLY ELI & CO COM 532457108 37 462 SH SOLE NONE 0 0 462 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 6 500 SH SOLE NONE 0 0 500 COCA COLA CO COM 191216100 37 869 SH SOLE NONE 0 0 869 KINDER MORGAN INC DEL COM 49456B101 16 705 SH SOLE NONE 0 0 705 KIMBERLY CLARK CORP COM 494368103 101 799 SH SOLE NONE 0 0 799 KRAFT HEINZ CO COM 500754106 61 681 SH SOLE NONE 0 0 681 NUVEEN TAX ADVANTAGED DIV G COM 67073G105 30 2039 SH SOLE NONE 0 0 2039 JPMORGAN CHASE & CO COM 46625H100 1490 22378 SH SOLE NONE 0 0 22378 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 150 4087 SH SOLE NONE 0 0 4087 JOHNSON & JOHNSON COM 478160104 454 3846 SH SOLE NONE 0 0 3846 ISHARES TR MRNING SM CP ETF 464288703 27 209 SH SOLE NONE 0 0 209 ISHARES TR MRGSTR SM CP GR 464288604 86 600 SH SOLE NONE 0 0 600 ISHARES TR MRNGSTR LG-CP VL 464288109 97 1102 SH SOLE NONE 0 0 1102 ISHARES TR MRNGSTR LG-CP GR 464287119 51 415 SH SOLE NONE 0 0 415 PENNEY J C INC COM 708160106 0 21 SH SOLE NONE 0 0 21 ISHARES TR RUS MID-CAP ETF 464287499 436 2501 SH SOLE NONE 0 0 2501 ISHARES TR RUSSELL 2000 ETF 464287655 4853 39072 SH SOLE NONE 0 0 39072 ISHARES TR RUS 1000 GRW ETF 464287614 477 4581 SH SOLE NONE 0 0 4581 ISHARES TR RUS 1000 VAL ETF 464287598 331 3138 SH SOLE NONE 0 0 3138 ISHARES TR RUS 1000 ETF 464287622 2567 21313 SH SOLE NONE 0 0 21313 ISHARES TR CORE S&P500 ETF 464287200 37110 170572 SH SOLE NONE 0 0 170572 ISHARES TR US HOME CONS ETF 464288752 6 200 SH SOLE NONE 0 0 200 INTL PAPER CO COM 460146103 30 622 SH SOLE NONE 0 0 622 INTEL CORP COM 458140100 116 3060 SH SOLE NONE 0 0 3060 ING GROEP N V SPONSORED ADR 456837103 7 583 SH SOLE NONE 0 0 583 COHEN & STEERS GLOBAL INC B COM 19248M103 436 49095 SH SOLE NONE 0 0 49095 ISHARES TR SP SMCP600GR ETF 464287887 135 983 SH SOLE NONE 0 0 983 ISHARES TR SP SMCP600VL ETF 464287879 116 926 SH SOLE NONE 0 0 926 ISHARES TR CORE S&P SCP ETF 464287804 8487 68362 SH SOLE NONE 0 0 68362 ISHARES TR S&P MC 400GR ETF 464287606 180 1030 SH SOLE NONE 0 0 1030 ISHARES TR S&P MC 400VL ETF 464287705 215 1617 SH SOLE NONE 0 0 1617 ISHARES TR CORE S&P MCP ETF 464287507 16172 104534 SH SOLE NONE 0 0 104534 ISHARES INC CORE MSCI EMKT 46434G103 7 152 SH SOLE NONE 0 0 152 ISHARES TR 7-10 Y TR BD ETF 464287440 281 2513 SH SOLE NONE 0 0 2513 ISHARES TR INTL SEL DIV ETF 464288448 8492 283259 SH SOLE NONE 0 0 283259 POWERSHARES ETF TR II INTL DEV LOWVL 73937B688 693 22600 SH SOLE NONE 0 0 22600 INTERCONTINENTAL EXCHANGE I COM 45866F104 24 90 SH SOLE NONE 0 0 90 INTERNATIONAL BUSINESS MACH COM 459200101 148 932 SH SOLE NONE 0 0 932 IAC INTERACTIVECORP COM 44919P508 0 8 SH SOLE NONE 0 0 8 BLACKROCK CORPOR HI YLD FD COM 09255P107 21 1911 SH SOLE NONE 0 0 1911 HALYARD HEALTH INC COM 40650V100 1 29 SH SOLE NONE 0 0 29 ISHARES TR IBOXX HI YD ETF 464288513 177 2031 SH SOLE NONE 0 0 2031 HERSHEY CO COM 427866108 306 3200 SH SOLE NONE 0 0 3200 HONEYWELL INTL INC COM 438516106 391 3356 SH SOLE NONE 0 0 3356 WESTERN ASSET HIGH INCM OPP COM 95766K109 26 5062 SH SOLE NONE 0 0 5062 ISHARES TR CORE HIGH DV ETF 46429B663 1761 21667 SH SOLE NONE 0 0 21667 HOME DEPOT INC COM 437076102 305 2367 SH SOLE NONE 0 0 2367 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 4 100 SH SOLE NONE 0 0 100 GOLDMAN SACHS GROUP INC COM 38141G104 30 185 SH SOLE NONE 0 0 185 ALPHABET INC CAP STK CL A 02079K305 75 93 SH SOLE NONE 0 0 93 ALPHABET INC CAP STK CL C 02079K107 143 184 SH SOLE NONE 0 0 184 GENERAL MTRS CO COM 37045V100 3 98 SH SOLE NONE 0 0 98 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 25 2538 SH SOLE NONE 0 0 2538 SPDR GOLD TRUST GOLD SHS 78463V107 0 1 SH SOLE NONE 0 0 1 GENERAL MLS INC COM 370334104 46 722 SH SOLE NONE 0 0 722 GILEAD SCIENCES INC COM 375558103 8 100 SH SOLE NONE 0 0 100 GENERAL ELECTRIC CO COM 369604103 991 33444 SH SOLE NONE 0 0 33444 GENERAL AMERN INVS INC COM 368802104 22 679 SH SOLE NONE 0 0 679 FRONTIER COMMUNICATIONS COR COM 35906A108 2 419 SH SOLE NONE 0 0 419 BLACKROCK FLOAT RATE OME ST COM 09255X100 1196 86307 SH SOLE NONE 0 0 86307 COHEN & STEERS CLOSED END O COM 19248P106 74 6000 SH SOLE NONE 0 0 6000 FLOWSERVE CORP COM 34354P105 87 1800 SH SOLE NONE 0 0 1800 ISHARES TR FLTG RATE BD ETF 46429B655 203 4000 SH SOLE NONE 0 0 4000 FIRST TR STRATEGIC HIGH INC COM SHS NEW 337353304 14 1125 SH SOLE NONE 0 0 1125 FORM HLDGS CORP COM 34634E102 0 100 SH SOLE NONE 0 0 100 FIRSTENERGY CORP COM 337932107 11 333 SH SOLE NONE 0 0 333 FEDEX CORP COM 31428X106 111 637 SH SOLE NONE 0 0 637 FIRST TR SR FLG RTE INCM FD COM 33733U108 1899 138937 SH SOLE NONE 0 0 138937 FACEBOOK INC CL A 30303M102 59 462 SH SOLE NONE 0 0 462 FIRST TR ABERDEEN GLBL OPP COM SHS 337319107 1 109 SH SOLE NONE 0 0 109 EATON VANCE TAX MNGD GBL DV COM 27829F108 9 983 SH SOLE NONE 0 0 983 ISHARES MSCI TAIWAN ETF 464286731 3 185 SH SOLE NONE 0 0 185 EATON VANCE SH TM DR DIVR I COM 27828V104 14 1000 SH SOLE NONE 0 0 1000 EATON VANCE TX MNG BY WRT O COM 27828Y108 27 1800 SH SOLE NONE 0 0 1800 EXPRESS SCRIPTS HLDG CO COM 30219G108 31 434 SH SOLE NONE 0 0 434 WESTERN ASSET EMRG MKT DEBT COM 95766A101 736 45282 SH SOLE NONE 0 0 45282 EQUITY RESIDENTIAL SH BEN INT 29476L107 30 460 SH SOLE NONE 0 0 460 ENBRIDGE INC COM 29250N105 31 700 SH SOLE NONE 0 0 700 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 347 13696 SH SOLE NONE 0 0 13696 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 4 195 SH SOLE NONE 0 0 195 WESTERN ASSET EMRG MKT INCM COM 95766E103 131 11346 SH SOLE NONE 0 0 11346 ISHARES TR JP MOR EM MK ETF 464288281 422 3600 SH SOLE NONE 0 0 3600 EDISON INTL COM 281020107 48 666 SH SOLE NONE 0 0 666 ISHARES TR MIN VOL EAFE ETF 46429B689 1851 27370 SH SOLE NONE 0 0 27370 ISHARES TR MSCI EAFE ETF 464287465 2771 46870 SH SOLE NONE 0 0 46870 ISHARES MIN VOL EMRG MKT 464286533 112 2079 SH SOLE NONE 0 0 2079 ISHARES TR MSCI EMG MKT ETF 464287234 15 394 SH SOLE NONE 0 0 394 EURONET WORLDWIDE INC COM 298736109 164 2000 SH SOLE NONE 0 0 2000 CONSOLIDATED EDISON INC COM 209115104 39 520 SH SOLE NONE 0 0 520 ISHARES TR SELECT DIVID ETF 464287168 4085 47671 SH SOLE NONE 0 0 47671 DELL TECHNOLOGIES INC COM CL V 24703L103 1 12 SH SOLE NONE 0 0 12 DUKE ENERGY CORP NEW COM NEW 26441C204 25 311 SH SOLE NONE 0 0 311 DR PEPPER SNAPPLE GROUP INC COM 26138E109 25 278 SH SOLE NONE 0 0 278 DOW CHEM CO COM 260543103 16 315 SH SOLE NONE 0 0 315 DELUXE CORP COM 248019101 1 8 SH SOLE NONE 0 0 8 WISDOMTREE TR INTL SMCAP DIV 97717W760 123 2000 SH SOLE NONE 0 0 2000 DIGITAL RLTY TR INC COM 253868103 60 615 SH SOLE NONE 0 0 615 WISDOMTREE TR LARGECAP DIVID 97717W307 46 600 SH SOLE NONE 0 0 600 DISNEY WALT CO COM DISNEY 254687106 374 4031 SH SOLE NONE 0 0 4031 SPDR DOW JONES INDL AVRG ET UT SER 1 78467X109 6 33 SH SOLE NONE 0 0 33 WISDOMTREE TR EUROPE SMCP DV 97717W869 34 622 SH SOLE NONE 0 0 622 WISDOMTREE TR EMER MKT HIGH FD 97717W315 872 23205 SH SOLE NONE 0 0 23205 DU PONT E I DE NEMOURS & CO COM 263534109 7 100 SH SOLE NONE 0 0 100 DBX ETF TR XTRAK MSCI EAFE 233051200 268 10144 SH SOLE NONE 0 0 10144 DELTA AIR LINES INC DEL COM NEW 247361702 13 340 SH SOLE NONE 0 0 340 DOMINION RES INC VA NEW COM 25746U109 11 152 SH SOLE NONE 0 0 152 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 44 943 SH SOLE NONE 0 0 943 CHEVRON CORP NEW COM 166764100 227 2207 SH SOLE NONE 0 0 2207 CVS HEALTH CORP COM 126650100 145 1625 SH SOLE NONE 0 0 1625 CENTURYLINK INC COM 156700106 4 164 SH SOLE NONE 0 0 164 CINTAS CORP COM 172908105 84 747 SH SOLE NONE 0 0 747 CISCO SYS INC COM 17275R102 128 4040 SH SOLE NONE 0 0 4040 CLIFTON BANCORP INC COM 186873105 16 1077 SH SOLE NONE 0 0 1077 SALESFORCE COM INC COM 79466L302 6 80 SH SOLE NONE 0 0 80 COSTCO WHSL CORP NEW COM 22160K105 186 1218 SH SOLE NONE 0 0 1218 CONOCOPHILLIPS COM 20825C104 46 1066 SH SOLE NONE 0 0 1066 COACH INC COM 189754104 109 2970 SH SOLE NONE 0 0 2970 CENTENE CORP DEL COM 15135B101 28 419 SH SOLE NONE 0 0 419 COMCAST CORP NEW CL A 20030N101 217 3276 SH SOLE NONE 0 0 3276 COLONY CAP INC CL A 19624R106 22 1230 SH SOLE NONE 0 0 1230 COLGATE PALMOLIVE CO COM 194162103 124 1670 SH SOLE NONE 0 0 1670 CALAMOS CONV & HIGH INCOME COM SHS 12811P108 571 51871 SH SOLE NONE 0 0 51871 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 1 72 SH SOLE NONE 0 0 72 CITIZENS FINL GROUP INC COM 174610105 2088 84500 SH SOLE NONE 0 0 84500 CLEARBRIDGE ENERGY MLP FD I COM 184692101 4852 298048 SH SOLE NONE 0 0 298048 CELGENE CORP COM 151020104 31 300 SH SOLE NONE 0 0 300 CENTRAL FD CDA LTD CL A 153501101 0 4 SH SOLE NONE 0 0 4 CDK GLOBAL INC COM 12508E101 11 189 SH SOLE NONE 0 0 189 CHEMOURS CO COM 163851108 0 20 SH SOLE NONE 0 0 20 CBS CORP NEW CL B 124857202 86 1564 SH SOLE NONE 0 0 1564 CATERPILLAR INC DEL COM 149123101 36 400 SH SOLE NONE 0 0 400 CHEESECAKE FACTORY INC COM 163072101 5 93 SH SOLE NONE 0 0 93 CARDINAL HEALTH INC COM 14149Y108 71 918 SH SOLE NONE 0 0 918 CONAGRA FOODS INC COM 205887102 5 116 SH SOLE NONE 0 0 116 CITIGROUP INC COM NEW 172967424 274 5792 SH SOLE NONE 0 0 5792 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 13 500 SH SOLE NONE 0 0 500 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 13 468 SH SOLE NONE 0 0 468 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 15 186 SH SOLE NONE 0 0 186 CLAYMORE EXCHANGE TRD FD TR 2024 CORP BOND 18383M233 81 3810 SH SOLE NONE 0 0 3810 CLAYMORE EXCHANGE TRD FD TR 2023 CORP BOND 18383M241 105 4890 SH SOLE NONE 0 0 4890 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2022 18383M258 183 8460 SH SOLE NONE 0 0 8460 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 180 8350 SH SOLE NONE 0 0 8350 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 109 5000 SH SOLE NONE 0 0 5000 BRISTOW GROUP INC COM 110394103 1 36 SH SOLE NONE 0 0 36 BP PLC SPONSORED ADR 055622104 1 20 SH SOLE NONE 0 0 20 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 25 230 SH SOLE NONE 0 0 230 BRISTOL MYERS SQUIBB CO COM 110122108 104 1933 SH SOLE NONE 0 0 1933 BLACKROCK HEALTH SCIENCES T COM 09250W107 7 200 SH SOLE NONE 0 0 200 BLACKROCK INC COM 09247X101 36 100 SH SOLE NONE 0 0 100 BLACKROCK INVT QUALITY MUN COM 09247D105 40 2323 SH SOLE NONE 0 0 2323 BANK NEW YORK MELLON CORP COM 064058100 38 965 SH SOLE NONE 0 0 965 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 188 2147 SH SOLE NONE 0 0 2147 BECTON DICKINSON & CO COM 075887109 4 25 SH SOLE NONE 0 0 25 BLACKROCK ENHANCED EQT DIV COM 09251A104 39 4919 SH SOLE NONE 0 0 4919 BCE INC COM NEW 05534B760 8 183 SH SOLE NONE 0 0 183 BB&T CORP COM 054937107 75 2000 SH SOLE NONE 0 0 2000 BAXTER INTL INC COM 071813109 28 589 SH SOLE NONE 0 0 589 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 0 5 SH SOLE NONE 0 0 5 BANK AMER CORP COM 060505104 73 4682 SH SOLE NONE 0 0 4682 AMERICAN WTR WKS CO INC NEW COM 030420103 96 1288 SH SOLE NONE 0 0 1288 AMERICA FIRST MULTIFAMILY I BEN UNIT CTF 02364V107 6 1000 SH SOLE NONE 0 0 1000 ASCENA RETAIL GROUP INC COM 04351G101 9 1600 SH SOLE NONE 0 0 1600 ASHLAND GLOBAL HLDGS INC COM 044186104 2 18 SH SOLE NONE 0 0 18 AMAZON COM INC COM 023135106 63 75 SH SOLE NONE 0 0 75 AMERICAN TOWER CORP NEW COM 03027X100 37 325 SH SOLE NONE 0 0 325 ALPS ETF TR ALERIAN MLP 00162Q866 6 500 SH SOLE NONE 0 0 500 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 28205 895391 SH SOLE NONE 0 0 895391 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 3 SH SOLE NONE 0 0 3 AMERICAN INTL GROUP INC COM NEW 026874784 0 5 SH SOLE NONE 0 0 5 AFLAC INC COM 001055102 7 100 SH SOLE NONE 0 0 100 AMERICAN ELEC PWR INC COM 025537101 6 100 SH SOLE NONE 0 0 100 AUTOMATIC DATA PROCESSING I COM 053015103 185 2092 SH SOLE NONE 0 0 2092 ANALOG DEVICES INC COM 032654105 130 2010 SH SOLE NONE 0 0 2010 ADOBE SYS INC COM 00724F101 24 225 SH SOLE NONE 0 0 225 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 84 686 SH SOLE NONE 0 0 686 ABBOTT LABS COM 002824100 87 2056 SH SOLE NONE 0 0 2056 ABBVIE INC COM 00287Y109 255 4039 SH SOLE NONE 0 0 4039 APPLE INC COM 037833100 346 3063 SH SOLE NONE 0 0 3063 AMERICAN AIRLS GROUP INC COM 02376R102 3 72 SH SOLE NONE 0 0 72 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 10 400 SH SOLE NONE 0 0 400 HSBC HLDGS PLC ADR A 1/40PF A 404280604 10 375 SH SOLE NONE 0 0 375