Chief Operating Officer; Chief Compliance Officer

0001606587-16-000423.txt : 20160209 0001606587-16-000423.hdr.sgml : 20160209 20160208210622 ACCESSION NUMBER: 0001606587-16-000423 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160208 EFFECTIVENESS DATE: 20160209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Klingman & Associates, LLC CENTRAL INDEX KEY: 0001662449 IRS NUMBER: 061612508 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17124 FILM NUMBER: 161397074 BUSINESS ADDRESS: STREET 1: 1133 AVENUE OF THE AMERICAS STREET 2: SUITE 3110 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-867-7647 MAIL ADDRESS: STREET 1: 1133 AVENUE OF THE AMERICAS STREET 2: SUITE 3110 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001662449 XXXXXXXX 06-30-2015 06-30-2015 false Klingman & Associates, LLC

1133 Avenue of the Americas Suite 3110 New York NY 10036

13F HOLDINGS REPORT 028-17124 N Michael Paley Chief Operating Officer; Chief Compliance Officer 212-867-7647 Michael Paley New York NY 02-08-2016 0 411 254203 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 3 SH SOLE NONE 0 0 3 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 696 6879 SH SOLE NONE 0 0 6879 EVERSOURCE ENERGY COM 30040W108 3 76 SH SOLE NONE 0 0 76 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 89 738 SH SOLE NONE 0 0 738 ALLERGAN PLC SHS G0177J108 76 249 SH SOLE NONE 0 0 249 ZIMMER BIOMET HLDGS INC COM 98956P102 22 200 SH SOLE NONE 0 0 200 YAHOO INC COM 984332106 49 1250 SH SOLE NONE 0 0 1250 EXXON MOBIL CORP COM 30231G102 1273 15295 SH SOLE NONE 0 0 15295 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 127 3074 SH SOLE NONE 0 0 3074 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 178 7319 SH SOLE NONE 0 0 7319 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 4 100 SH SOLE NONE 0 0 100 XCEL ENERGY INC COM 98389B100 22 687 SH SOLE NONE 0 0 687 AQUA AMERICA INC COM 03836W103 4 156 SH SOLE NONE 0 0 156 WILLIS GROUP HOLDINGS PUBL SHS G96666105 5 100 SH SOLE NONE 0 0 100 WASHINGTON REAL ESTATE INV SH BEN INT 939653101 52 2000 SH SOLE NONE 0 0 2000 WESTAR ENERGY INC COM 95709T100 23 665 SH SOLE NONE 0 0 665 WAL-MART STORES INC COM 931142103 133 1870 SH SOLE NONE 0 0 1870 SPDR SERIES TRUST DB INT GVT ETF 78464A490 626 11400 SH SOLE NONE 0 0 11400 WELLS FARGO & CO NEW COM 949746101 73 1303 SH SOLE NONE 0 0 1303 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 16 250 SH SOLE NONE 0 0 250 WEC ENERGY GROUP INC COM 92939U106 4 85 SH SOLE NONE 0 0 85 WABCO HLDGS INC COM 92927K102 25 200 SH SOLE NONE 0 0 200 VERIZON COMMUNICATIONS INC COM 92343V104 214 4592 SH SOLE NONE 0 0 4592 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 533 7920 SH SOLE NONE 0 0 7920 VANGUARD STAR FD VG TL INTL STK F 921909768 12 230 SH SOLE NONE 0 0 230 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 299 3250 SH SOLE NONE 0 0 3250 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 1004 24553 SH SOLE NONE 0 0 24553 INVESCO SR INCOME TR COM 46131H107 587 131622 SH SOLE NONE 0 0 131622 INVESCO TR INVT GRADE NY M COM 46131T101 4 300 SH SOLE NONE 0 0 300 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 725 14900 SH SOLE NONE 0 0 14900 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2568 24000 SH SOLE NONE 0 0 24000 VANGUARD INTL EQUITY INDEX TT WRLD ST ETF 922042742 74 1195 SH SOLE NONE 0 0 1195 VANGUARD INTL EQUITY INDEX FTSE SMCAP ETF 922042718 637 6250 SH SOLE NONE 0 0 6250 VERITIV CORP COM 923454102 0 7 SH SOLE NONE 0 0 7 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 39 1600 SH SOLE NONE 0 0 1600 VANGUARD INTL EQUITY INDEX FTSE PACIFIC ETF 922042866 120 1960 SH SOLE NONE 0 0 1960 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 12 322 SH SOLE NONE 0 0 322 VANGUARD INDEX FDS MID CAP ETF 922908629 27 210 SH SOLE NONE 0 0 210 VANGUARD INTL EQUITY INDEX GLB EX US ETF 922042676 222 4000 SH SOLE NONE 0 0 4000 VANGUARD INDEX FDS REIT ETF 922908553 6328 84724 SH SOLE NONE 0 0 84724 VALERO ENERGY CORP NEW COM 91913Y100 38 600 SH SOLE NONE 0 0 600 VANGUARD SPECIALIZED PORTF DIV APP ETF 921908844 921 11718 SH SOLE NONE 0 0 11718 VIACOM INC NEW CL B 92553P201 15 236 SH SOLE NONE 0 0 236 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 117 837 SH SOLE NONE 0 0 837 VIRNETX HLDG CORP COM 92823T108 4 1000 SH SOLE NONE 0 0 1000 VANGUARD INTL EQUITY INDEX FTSE EUROPE ETF 922042874 233 4316 SH SOLE NONE 0 0 4316 VANGUARD INTL EQUITY INDEX ALLWRLD EX US 922042775 2531 52126 SH SOLE NONE 0 0 52126 VANGUARD INDEX FDS SMALL CP ETF 922908751 788 6489 SH SOLE NONE 0 0 6489 VISA INC COM CL A 92826C839 106 1572 SH SOLE NONE 0 0 1572 UNITED TECHNOLOGIES CORP COM 913017109 15 137 SH SOLE NONE 0 0 137 COHEN & STEERS INFRASTRUCT COM 19248A109 32 1500 SH SOLE NONE 0 0 1500 UNITED STATES OIL FUND LP UNITS 91232N108 24 1200 SH SOLE NONE 0 0 1200 ISHARES TR USA MIN VOL ETF 46429B697 1277 31661 SH SOLE NONE 0 0 31661 U S G CORP COM NEW 903293405 0 2 SH SOLE NONE 0 0 2 UNITED PARCEL SERVICE INC CL B 911312106 90 932 SH SOLE NONE 0 0 932 UNION PAC CORP COM 907818108 19 200 SH SOLE NONE 0 0 200 UNILEVER PLC SPON ADR NEW 904767704 55 1282 SH SOLE NONE 0 0 1282 UNDER ARMOUR INC CL A 904311107 75 904 SH SOLE NONE 0 0 904 TYCO INTL PLC SHS G91442106 12 312 SH SOLE NONE 0 0 312 TEXAS INSTRS INC COM 882508104 26 500 SH SOLE NONE 0 0 500 TIME WARNER CABLE INC COM 88732J207 4 25 SH SOLE NONE 0 0 25 TUPPERWARE BRANDS CORP COM 899896104 4 65 SH SOLE NONE 0 0 65 TRAVELERS COMPANIES INC COM 89417E109 9 94 SH SOLE NONE 0 0 94 PRICE T ROWE GROUP INC COM 74144T108 4 50 SH SOLE NONE 0 0 50 TRIMBLE NAVIGATION LTD COM 896239100 9 370 SH SOLE NONE 0 0 370 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 99 2000 SH SOLE NONE 0 0 2000 TOTAL S A SPONSORED ADR 89151E109 16 320 SH SOLE NONE 0 0 320 TOLL BROTHERS INC COM 889478103 3 87 SH SOLE NONE 0 0 87 THERMO FISHER SCIENTIFIC I COM 883556102 90 691 SH SOLE NONE 0 0 691 ISHARES TR 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16 226 SH SOLE NONE 0 0 226 SUBURBAN PROPANE PARTNERS UNIT LTD PARTN 864482104 12 300 SH SOLE NONE 0 0 300 ISHARES TR PHLX SEMICND ETF 464287523 405 4400 SH SOLE NONE 0 0 4400 SONOCO PRODS CO COM 835495102 9 211 SH SOLE NONE 0 0 211 SOUTHERN CO COM 842587107 59 1416 SH SOLE NONE 0 0 1416 SANOFI SPONSORED ADR 80105N105 23 464 SH SOLE NONE 0 0 464 SUMMIT MIDSTREAM PARTNERS COM UNIT LTD 866142102 8 250 SH SOLE NONE 0 0 250 SCHLUMBERGER LTD COM 806857108 41 477 SH SOLE NONE 0 0 477 SMUCKER J M CO COM NEW 832696405 7 69 SH SOLE NONE 0 0 69 SIRIUS XM HLDGS INC COM 82968B103 2 500 SH SOLE NONE 0 0 500 SINA CORP ORD G81477104 6 115 SH SOLE NONE 0 0 115 ISHARES TR 1-3 YR TR BD ETF 464287457 3 35 SH SOLE NONE 0 0 35 SPDR SERIES TRUST S&P DIVID ETF 78464A763 19699 258489 SH SOLE NONE 0 0 258489 ISHARES TR EAFE SML CP ETF 464288273 723 14177 SH SOLE NONE 0 0 14177 SERVICE CORP INTL COM 817565104 50 1703 SH SOLE NONE 0 0 1703 SCHWAB CHARLES CORP NEW COM 808513105 14 419 SH SOLE NONE 0 0 419 STARBUCKS CORP COM 855244109 36 670 SH SOLE NONE 0 0 670 SBA COMMUNICATIONS CORP COM 78388J106 27 239 SH SOLE NONE 0 0 239 BANCO SANTANDER SA ADR 05964H105 2 342 SH SOLE NONE 0 0 342 SPRINT CORP COM SER 1 85207U105 2 497 SH SOLE NONE 0 0 497 ROYAL BK CDA MONTREAL QUE COM 780087102 1619 26470 SH SOLE NONE 0 0 26470 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 735 17567 SH SOLE NONE 0 0 17567 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 531 6652 SH SOLE NONE 0 0 6652 ROPER TECHNOLOGIES INC COM 776696106 22 130 SH SOLE NONE 0 0 130 COHEN & STEERS REIT & PFD COM 19247X100 26 1500 SH SOLE NONE 0 0 1500 RIO TINTO PLC SPONSORED ADR 767204100 7 167 SH SOLE NONE 0 0 167 COHEN & STEERS TOTAL RETUR COM 19247R103 133 10930 SH SOLE NONE 0 0 10930 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 4 73 SH SOLE NONE 0 0 73 ROCK CREEK PHARMACEUTICALS COM NEW 772081204 1 829 SH SOLE NONE 0 0 829 QORVO INC COM 74736K101 30 375 SH SOLE NONE 0 0 375 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 141 1314 SH SOLE NONE 0 0 1314 QEP RES INC COM 74733V100 1 50 SH SOLE NONE 0 0 50 QUALCOMM INC COM 747525103 160 2556 SH SOLE NONE 0 0 2556 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 78 2625 SH SOLE NONE 0 0 2625 POWERSHARES GLOBAL ETF TRU DEV MKTS EX-US 73936T789 316 7765 SH SOLE NONE 0 0 7765 PRAXAIR INC COM 74005P104 3 25 SH SOLE NONE 0 0 25 PHILLIPS 66 COM 718546104 16 200 SH SOLE NONE 0 0 200 PRUDENTIAL FINL INC COM 744320102 15 175 SH SOLE NONE 0 0 175 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 26 255 SH SOLE NONE 0 0 255 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 14903 164346 SH SOLE NONE 0 0 164346 PENTAIR PLC SHS G7S00T104 7 103 SH SOLE NONE 0 0 103 PUTNAM MANAGED MUN INCOM T COM 746823103 11 1521 SH SOLE NONE 0 0 1521 PIMCO MUN INCOME FD II COM 72200W106 6 500 SH SOLE NONE 0 0 500 PHILIP MORRIS INTL INC COM 718172109 214 2672 SH SOLE NONE 0 0 2672 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1004 58740 SH SOLE NONE 0 0 58740 POWERSHARES GLOBAL ETF TRU AGG PFD PORT 73936T565 132 9102 SH SOLE NONE 0 0 9102 PROCTER & GAMBLE CO COM 742718109 266 3399 SH SOLE NONE 0 0 3399 ISHARES TR U.S. PFD STK ETF 464288687 1786 45596 SH SOLE NONE 0 0 45596 PFIZER INC COM 717081103 631 18807 SH SOLE NONE 0 0 18807 ELLIS PERRY INTL INC COM 288853104 0 19 SH SOLE NONE 0 0 19 PEPSICO INC COM 713448108 359 3841 SH SOLE NONE 0 0 3841 PACIFIC ETHANOL INC COM PAR $.001 69423U305 0 2 SH SOLE NONE 0 0 2 PUBLIC SVC ENTERPRISE GROU COM 744573106 34 864 SH SOLE NONE 0 0 864 POWERSHARES GLOBAL ETF TRU EX US SML PORT 73936T771 338 12000 SH SOLE NONE 0 0 12000 PRICELINE GRP INC COM NEW 741503403 25 22 SH SOLE NONE 0 0 22 PUTMAN HIGH INCOME SEC FUN SHS BEN INT 746779107 6 767 SH SOLE NONE 0 0 767 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 14 615 SH SOLE NONE 0 0 615 BANK OF THE OZARKS INC COM 063904106 3 60 SH SOLE NONE 0 0 60 ORACLE CORP COM 68389X105 138 3436 SH SOLE NONE 0 0 3436 OMNICOM GROUP INC COM 681919106 46 662 SH SOLE NONE 0 0 662 OMEGA HEALTHCARE INVS INC COM 681936100 5 150 SH SOLE NONE 0 0 150 ISHARES TR S&P 100 ETF 464287101 637 7010 SH SOLE NONE 0 0 7010 NUVEEN SELECT TAX FREE INC SH BEN INT 67063C106 5 398 SH SOLE NONE 0 0 398 NOVARTIS A G SPONSORED ADR 66987V109 27 279 SH SOLE NONE 0 0 279 NUVEEN MUN VALUE FD INC COM 670928100 11 1171 SH SOLE NONE 0 0 1171 NUVEEN OHIO QUALITY INCOME COM 670980101 8 559 SH SOLE NONE 0 0 559 NUCOR CORP COM 670346105 59 1332 SH SOLE NONE 0 0 1332 NETAPP INC COM 64110D104 9 290 SH SOLE NONE 0 0 290 NUVEEN SR INCOME FD COM 67067Y104 416 65048 SH SOLE NONE 0 0 65048 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 23 600 SH SOLE NONE 0 0 600 NORFOLK SOUTHERN CORP COM 655844108 25 285 SH SOLE NONE 0 0 285 NUVEEN NY AMT FREE MUN INC COM 670656107 71 5664 SH SOLE NONE 0 0 5664 NUVEEN QUALITY MUN FD INC COM 67062N103 8 600 SH SOLE NONE 0 0 600 SERVICENOW INC COM 81762P102 20 275 SH SOLE NONE 0 0 275 NATIONAL OILWELL VARCO INC COM 637071101 2 37 SH SOLE NONE 0 0 37 NOKIA CORP SPONSORED ADR 654902204 2 265 SH SOLE NONE 0 0 265 NUVEEN MUN 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200 SH SOLE NONE 0 0 200 MERCK & CO INC NEW COM 58933Y105 209 3674 SH SOLE NONE 0 0 3674 MONOLITHIC PWR SYS INC COM 609839105 30 599 SH SOLE NONE 0 0 599 MARATHON PETE CORP COM 56585A102 10 200 SH SOLE NONE 0 0 200 MONSANTO CO NEW COM 61166W101 5 49 SH SOLE NONE 0 0 49 ALTRIA GROUP INC COM 02209S103 177 3614 SH SOLE NONE 0 0 3614 MALLINCKRODT PUB LTD CO SHS G5785G107 6 54 SH SOLE NONE 0 0 54 3M CO COM 88579Y101 95 616 SH SOLE NONE 0 0 616 CREDIT SUISSE NASSAU BRH X LINK CUSH MLP 22542D852 16943 598257 SH SOLE NONE 0 0 598257 MARTIN MARIETTA MATLS INC COM 573284106 150 1060 SH SOLE NONE 0 0 1060 MEAD JOHNSON NUTRITION CO COM 582839106 62 685 SH SOLE NONE 0 0 685 BLACKROCK MUNIHLDGS NY QLT COM 09255C106 99 7285 SH SOLE NONE 0 0 7285 BLACKROCK MUNIYLD INVST QL COM 09254T100 13 1000 SH SOLE NONE 0 0 1000 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 12860 47072 SH SOLE NONE 0 0 47072 MEDTRONIC PLC SHS G5960L103 103 1387 SH SOLE NONE 0 0 1387 MONDELEZ INTL INC CL A 609207105 17 404 SH SOLE NONE 0 0 404 MADISON CVRED CALL & EQ ST COM 557437100 20 2556 SH SOLE NONE 0 0 2556 MCKESSON CORP COM 58155Q103 34 150 SH SOLE NONE 0 0 150 BABSON CAP CORPORATE INVS COM 05617K109 172 10703 SH SOLE NONE 0 0 10703 MCDONALDS CORP COM 580135101 73 765 SH SOLE NONE 0 0 765 ISHARES TR MBS ETF 464288588 20 185 SH SOLE NONE 0 0 185 LIGHTBRIDGE CORP COM 53224K104 4 3318 SH SOLE NONE 0 0 3318 ISHARES TR IBOXX INV CP ETF 464287242 49 420 SH SOLE NONE 0 0 420 LOWES COS INC COM 548661107 67 1000 SH SOLE NONE 0 0 1000 LINKEDIN CORP COM CL A 53578A108 17 80 SH SOLE NONE 0 0 80 LINNCO LLC COM SHS LTD INT 535782106 1 100 SH SOLE NONE 0 0 100 LOCKHEED MARTIN CORP COM 539830109 10 53 SH SOLE NONE 0 0 53 LIBERTY MEDIA CORP DELAWAR CL A 531229102 13 350 SH SOLE NONE 0 0 350 LILLY ELI & CO COM 532457108 39 462 SH SOLE NONE 0 0 462 LIBERTY BROADBAND CORP COM SER C 530307305 9 175 SH SOLE NONE 0 0 175 LIBERTY BROADBAND CORP COM SER A 530307107 4 87 SH SOLE NONE 0 0 87 KAYNE ANDERSON ENRGY TTL R COM 48660P104 11 500 SH SOLE NONE 0 0 500 COCA COLA CO COM 191216100 34 869 SH SOLE NONE 0 0 869 KINDER MORGAN INC DEL COM 49456B101 27 705 SH SOLE NONE 0 0 705 KIMBERLY CLARK CORP COM 494368103 85 799 SH SOLE NONE 0 0 799 KELLOGG CO COM 487836108 4 65 SH SOLE NONE 0 0 65 NUVEEN QUALITY PFD INCOME COM 67071S101 55 7000 SH SOLE NONE 0 0 7000 NUVEEN TAX ADVANTAGED DIV COM 67073G105 32 2039 SH SOLE NONE 0 0 2039 JPMORGAN CHASE & CO COM 46625H100 1528 22554 SH SOLE NONE 0 0 22554 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 531 13826 SH SOLE NONE 0 0 13826 JOHNSON & JOHNSON COM 478160104 418 4286 SH SOLE NONE 0 0 4286 ISHARES TR MRNING SM CP ETF 464288703 83 661 SH SOLE NONE 0 0 661 ISHARES TR MRGSTR SM CP GR 464288604 87 600 SH SOLE NONE 0 0 600 ISHARES TR MRNGSTR LG-CP VL 464288109 87 1032 SH SOLE NONE 0 0 1032 ISHARES TR MRNGSTR LG-CP ET 464287127 95 785 SH SOLE NONE 0 0 785 PENNEY J C INC COM 708160106 0 21 SH SOLE NONE 0 0 21 ISHARES TR RUS MID-CAP ETF 464287499 420 2466 SH SOLE NONE 0 0 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1617 ISHARES TR CORE S&P MCP ETF 464287507 4950 33003 SH SOLE NONE 0 0 33003 ISHARES INC CORE MSCI EMKT 46434G103 114 2380 SH SOLE NONE 0 0 2380 ISHARES TR 7-10 Y TR BD ETF 464287440 325 3099 SH SOLE NONE 0 0 3099 IDEXX LABS INC COM 45168D104 18 280 SH SOLE NONE 0 0 280 ISHARES TR INTL SEL DIV ETF 464288448 9833 304160 SH SOLE NONE 0 0 304160 ISHARES 16 AMT-FREE ETF 464289313 53 2000 SH SOLE NONE 0 0 2000 INTERNATIONAL BUSINESS MAC COM 459200101 162 994 SH SOLE NONE 0 0 994 IAC INTERACTIVECORP COM PAR $.001 44919P508 1 8 SH SOLE NONE 0 0 8 BLACKROCK CORPOR HI YLD FD COM 09255P107 21 1911 SH SOLE NONE 0 0 1911 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 36 359 SH SOLE NONE 0 0 359 HALYARD HEALTH INC COM 40650V100 1 29 SH SOLE NONE 0 0 29 ISHARES TR IBOXX HI YD ETF 464288513 260 2923 SH SOLE NONE 0 0 2923 HERSHEY CO COM 427866108 188 2118 SH SOLE NONE 0 0 2118 HARRIS CORP DEL COM 413875105 6 81 SH SOLE NONE 0 0 81 HONEYWELL INTL INC COM 438516106 333 3262 SH SOLE NONE 0 0 3262 HOME PROPERTIES INC COM 437306103 31 425 SH SOLE NONE 0 0 425 WESTERN ASSET HIGH INCM OP COM 95766K109 26 5062 SH SOLE NONE 0 0 5062 ISHARES TR CORE HIGH DV ETF 46429B663 2273 30895 SH SOLE NONE 0 0 30895 HOME DEPOT INC COM 437076102 263 2367 SH SOLE NONE 0 0 2367 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 29 700 SH SOLE NONE 0 0 700 GOLDMAN SACHS GROUP INC COM 38141G104 104 500 SH SOLE NONE 0 0 500 GENUINE PARTS CO COM 372460105 10 115 SH SOLE NONE 0 0 115 GENERAL MTRS CO COM 37045V100 1 36 SH SOLE NONE 0 0 36 CLOUGH GLOBAL OPPORTUNITIE SH BEN INT 18914E106 31 2538 SH SOLE NONE 0 0 2538 SPDR GOLD TRUST GOLD SHS 78463V107 119 1058 SH SOLE NONE 0 0 1058 GENERAL MLS INC COM 370334104 40 722 SH SOLE NONE 0 0 722 GILEAD SCIENCES INC COM 375558103 12 100 SH SOLE NONE 0 0 100 GREIF INC CL A 397624107 2 50 SH SOLE NONE 0 0 50 GENERAL ELECTRIC CO COM 369604103 800 30095 SH SOLE NONE 0 0 30095 GREENBRIER COS INC COM 393657101 9 200 SH SOLE NONE 0 0 200 GENERAL AMERN INVS INC COM 368802104 24 679 SH SOLE NONE 0 0 679 CEDAR FAIR L P DEPOSITRY UNIT 150185106 25 450 SH SOLE NONE 0 0 450 FRONTIER COMMUNICATIONS CO COM 35906A108 2 419 SH SOLE NONE 0 0 419 BLACKROCK FLOAT RATE OME S COM 09255X100 1273 94170 SH SOLE NONE 0 0 94170 COHEN & STEERS CLOSED END COM 19248P106 73 6000 SH SOLE NONE 0 0 6000 FLOWSERVE CORP COM 34354P105 95 1800 SH SOLE NONE 0 0 1800 ISHARES TR FLTG RATE BD ETF 46429B655 203 4000 SH SOLE NONE 0 0 4000 FIRST TR STRATEGIC HIGH IN COM SHS NEW 337353304 15 1125 SH SOLE NONE 0 0 1125 FIRSTENERGY CORP COM 337932107 11 333 SH SOLE NONE 0 0 333 FEDEX CORP COM 31428X106 74 437 SH SOLE NONE 0 0 437 FIRST TR SR FLG RTE INCM F COM 33733U108 1821 138362 SH SOLE NONE 0 0 138362 FACEBOOK INC CL A 30303M102 37 426 SH SOLE NONE 0 0 426 FIRST TR ABERDEEN GLBL OPP COM SHS 337319107 1 109 SH SOLE NONE 0 0 109 ISHARES MSCI EURZONE ETF 464286608 7 185 SH SOLE NONE 0 0 185 EATON VANCE TAX MNGD GBL D COM 27829F108 10 983 SH SOLE NONE 0 0 983 ISHARES MSCI TAIWAN ETF 464286731 3 185 SH SOLE NONE 0 0 185 ISHARES MSCI AUST ETF 464286103 4 200 SH SOLE NONE 0 0 200 EATON VANCE SH TM DR DIVR COM 27828V104 14 1000 SH SOLE NONE 0 0 1000 EATON VANCE TX MNG BY WRT COM 27828Y108 31 2100 SH SOLE NONE 0 0 2100 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 40 766 SH SOLE NONE 0 0 766 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 77 1200 SH SOLE NONE 0 0 1200 EXPRESS SCRIPTS HLDG CO COM 30219G108 39 434 SH SOLE NONE 0 0 434 WESTERN ASSET EMRG MKT DEB COM 95766A101 700 46782 SH SOLE NONE 0 0 46782 ERICSSON ADR B SEK 10 294821608 14 1363 SH SOLE NONE 0 0 1363 ENERPLUS CORP COM 292766102 4 500 SH SOLE NONE 0 0 500 EQUINIX INC COM PAR $0.001 29444U700 20 79 SH SOLE NONE 0 0 79 ENTERPRISE PRODS PARTNERS COM 293792107 37 1250 SH SOLE NONE 0 0 1250 ENDURANCE SPECIALTY HLDGS SHS G30397106 2656 40426 SH SOLE NONE 0 0 40426 ENBRIDGE INC COM 29250N105 5 100 SH SOLE NONE 0 0 100 WESTERN ASSET EMRG MKT INC COM 95766E103 122 11346 SH SOLE NONE 0 0 11346 E M C CORP MASS COM 268648102 3 112 SH SOLE NONE 0 0 112 ISHARES TR JP MOR EM MK ETF 464288281 396 3600 SH SOLE NONE 0 0 3600 WISDOMTREE TR EM LCL DEBT FD 97717X867 39 1000 SH SOLE NONE 0 0 1000 EDISON INTL COM 281020107 37 666 SH SOLE NONE 0 0 666 ISHARES TR EAFE MIN VOL ETF 46429B689 1906 29190 SH SOLE NONE 0 0 29190 ISHARES TR MSCI EAFE ETF 464287465 2003 31547 SH SOLE NONE 0 0 31547 ENBRIDGE ENERGY PARTNERS L COM 29250R106 17 500 SH SOLE NONE 0 0 500 ISHARES EM MK MINVOL ETF 464286533 120 2079 SH SOLE NONE 0 0 2079 ISHARES TR MSCI EMG MKT ETF 464287234 125 3150 SH SOLE NONE 0 0 3150 EURONET WORLDWIDE INC COM 298736109 123 2000 SH SOLE NONE 0 0 2000 CONSOLIDATED EDISON INC COM 209115104 74 1271 SH SOLE NONE 0 0 1271 ECHO THERAPEUTICS INC COM NEW 27876L206 0 25 SH SOLE NONE 0 0 25 WISDOMTREE TR JAPN HEDGE EQT 97717W851 94 1638 SH SOLE NONE 0 0 1638 ISHARES TR SELECT DIVID ETF 464287168 3614 48095 SH SOLE NONE 0 0 48095 DUKE ENERGY CORP NEW COM NEW 26441C204 22 311 SH SOLE NONE 0 0 311 DR PEPPER SNAPPLE GROUP IN COM 26138E109 30 410 SH SOLE NONE 0 0 410 DOW CHEM CO COM 260543103 1 18 SH SOLE NONE 0 0 18 NOW INC COM 67011P100 0 9 SH SOLE NONE 0 0 9 DELUXE CORP COM 248019101 0 8 SH SOLE NONE 0 0 8 WISDOMTREE TR INTL SMCAP DIV 97717W760 121 2000 SH SOLE NONE 0 0 2000 WISDOMTREE TR LARGECAP DIVID 97717W307 43 600 SH SOLE NONE 0 0 600 DISNEY WALT CO COM DISNEY 254687106 445 3898 SH SOLE NONE 0 0 3898 SPDR DOW JONES INDL AVRG E UT SER 1 78467X109 149 850 SH SOLE NONE 0 0 850 WISDOMTREE TR EMG MKTS SMCAP 97717W281 74 1698 SH SOLE NONE 0 0 1698 WISDOMTREE TR EUROPE SMCP DV 97717W869 36 622 SH SOLE NONE 0 0 622 WISDOMTREE TR EMERG MKTS ETF 97717W315 1305 30051 SH SOLE NONE 0 0 30051 DU PONT E I DE NEMOURS & C COM 263534109 6 100 SH SOLE NONE 0 0 100 DBX ETF TR XTRAK MSCI EMKT 233051101 314 14735 SH SOLE NONE 0 0 14735 DBX ETF TR XTRAK MSCI EAFE 233051200 1179 41189 SH SOLE NONE 0 0 41189 POWERSHARES DB CMDTY IDX T UNIT BEN INT 73935S105 2029 112726 SH SOLE NONE 0 0 112726 POWERSHS DB MULTI SECT COM PS DB AGRICUL FD 73936B408 23 1000 SH SOLE NONE 0 0 1000 DOMINION RES INC VA NEW COM 25746U109 120 1800 SH SOLE NONE 0 0 1800 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 86 1816 SH SOLE NONE 0 0 1816 CHEVRON CORP NEW COM 166764100 217 2245 SH SOLE NONE 0 0 2245 CVS HEALTH CORP COM 126650100 134 1275 SH SOLE NONE 0 0 1275 CENTURYLINK INC COM 156700106 19 630 SH SOLE NONE 0 0 630 CINTAS CORP COM 172908105 63 747 SH SOLE NONE 0 0 747 CISCO SYS INC COM 17275R102 144 5252 SH SOLE NONE 0 0 5252 CLIFTON BANCORP INC COM 186873105 15 1077 SH SOLE NONE 0 0 1077 SALESFORCE COM INC COM 79466L302 44 626 SH SOLE NONE 0 0 626 COSTCO WHSL CORP NEW COM 22160K105 145 1076 SH SOLE NONE 0 0 1076 CONOCOPHILLIPS COM 20825C104 65 1066 SH SOLE NONE 0 0 1066 COACH INC COM 189754104 103 2970 SH SOLE NONE 0 0 2970 CENTENE CORP DEL COM 15135B101 43 538 SH SOLE NONE 0 0 538 CHIPOTLE MEXICAN GRILL INC COM 169656105 14 23 SH SOLE NONE 0 0 23 COMCAST CORP NEW CL A 20030N101 167 2776 SH SOLE NONE 0 0 2776 COLGATE PALMOLIVE CO COM 194162103 184 2811 SH SOLE NONE 0 0 2811 CALAMOS CONV & HIGH INCOME COM SHS 12811P108 809 60848 SH SOLE NONE 0 0 60848 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 19 675 SH SOLE NONE 0 0 675 CITIZENS FINL GROUP INC COM 174610105 123 4500 SH SOLE NONE 0 0 4500 CERNER CORP COM 156782104 28 408 SH SOLE NONE 0 0 408 CLEARBRIDGE ENERGY MLP FD COM 184692101 5495 236241 SH SOLE NONE 0 0 236241 CELGENE CORP COM 151020104 24 208 SH SOLE NONE 0 0 208 CENTRAL FD CDA LTD CL A 153501101 19 1650 SH SOLE NONE 0 0 1650 CDK GLOBAL INC COM 12508E101 10 189 SH SOLE NONE 0 0 189 COMMUNITY BK SYS INC COM 203607106 8 200 SH SOLE NONE 0 0 200 CBS CORP NEW CL B 124857202 87 1564 SH SOLE NONE 0 0 1564 CHUBB CORP COM 171232101 2 25 SH SOLE NONE 0 0 25 CATERPILLAR INC DEL COM 149123101 34 400 SH SOLE NONE 0 0 400 CHEESECAKE FACTORY INC COM 163072101 5 93 SH SOLE NONE 0 0 93 CARDINAL HEALTH INC COM 14149Y108 77 918 SH SOLE NONE 0 0 918 CONAGRA FOODS INC COM 205887102 5 116 SH SOLE NONE 0 0 116 CITIGROUP INC COM NEW 172967424 320 5797 SH SOLE NONE 0 0 5797 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 14 127 SH SOLE NONE 0 0 127 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 15 186 SH SOLE NONE 0 0 186 CLAYMORE EXCHANGE TRD FD T GUG BULL2020 E 18383M514 106 5000 SH SOLE NONE 0 0 5000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 333 2450 SH SOLE NONE 0 0 2450 BP PLC SPONSORED ADR 055622104 1 20 SH SOLE NONE 0 0 20 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 25 230 SH SOLE NONE 0 0 230 BRISTOL MYERS SQUIBB CO COM 110122108 150 2261 SH SOLE NONE 0 0 2261 BEMIS INC COM 081437105 9 206 SH SOLE NONE 0 0 206 BIOMARIN PHARMACEUTICAL IN COM 09061G101 24 172 SH SOLE NONE 0 0 172 BLACKROCK HEALTH SCIENCES COM 09250W107 9 200 SH SOLE NONE 0 0 200 BLACKROCK INVT QUALITY MUN COM 09247D105 56 3823 SH SOLE NONE 0 0 3823 BANK NEW YORK MELLON CORP COM 064058100 41 965 SH SOLE NONE 0 0 965 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 219 2612 SH SOLE NONE 0 0 2612 BECTON DICKINSON & CO COM 075887109 4 25 SH SOLE NONE 0 0 25 BLACKROCK ENHANCED EQT DIV COM 09251A104 39 4919 SH SOLE NONE 0 0 4919 BCE INC COM NEW 05534B760 19 444 SH SOLE NONE 0 0 444 BB&T CORP COM 054937107 81 2000 SH SOLE NONE 0 0 2000 BBCN BANCORP INC COM 073295107 3 200 SH SOLE NONE 0 0 200 BAXTER INTL INC COM 071813109 41 589 SH SOLE NONE 0 0 589 BANK AMER CORP COM 060505104 86 5035 SH SOLE NONE 0 0 5035 AMERICAN WTR WKS CO INC NE COM 030420103 63 1288 SH SOLE NONE 0 0 1288 AVERY DENNISON CORP COM 053611109 5 87 SH SOLE NONE 0 0 87 ATHENAHEALTH INC COM 04685W103 15 131 SH SOLE NONE 0 0 131 ASCENA RETAIL GROUP INC COM 04351G101 27 1600 SH SOLE NONE 0 0 1600 ASHLAND INC NEW COM 044209104 2 18 SH SOLE NONE 0 0 18 ARM HLDGS PLC SPONSORED ADR 042068106 18 357 SH SOLE NONE 0 0 357 APACHE CORP COM 037411105 1 25 SH SOLE NONE 0 0 25 AMAZON COM INC COM 023135106 13 30 SH SOLE NONE 0 0 30 AMERICAN TOWER CORP NEW COM 03027X100 30 318 SH SOLE NONE 0 0 318 ALPS ETF TR ALERIAN MLP 00162Q866 8 500 SH SOLE NONE 0 0 500 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 19544 493537 SH SOLE NONE 0 0 493537 AMERICAN MIDSTREAM PARTNER COM UNITS 02752P100 6 400 SH SOLE NONE 0 0 400 ALCATEL-LUCENT SPONSORED ADR 013904305 4 976 SH SOLE NONE 0 0 976 ALBEMARLE CORP COM 012653101 1 12 SH SOLE NONE 0 0 12 AMERICAN INTL GROUP INC COM NEW 026874784 0 5 SH SOLE NONE 0 0 5 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 23 575 SH SOLE NONE 0 0 575 AFLAC INC COM 001055102 6 100 SH SOLE NONE 0 0 100 AMERICAN ELEC PWR INC COM 025537101 5 100 SH SOLE NONE 0 0 100 THE ADT CORPORATION COM 00101J106 7 216 SH SOLE NONE 0 0 216 AUTOMATIC DATA PROCESSING COM 053015103 168 2092 SH SOLE NONE 0 0 2092 ANALOG DEVICES INC COM 032654105 129 2010 SH SOLE NONE 0 0 2010 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 95 979 SH SOLE NONE 0 0 979 ALLIANCEBERNSTEIN INCOME F COM 01881E101 8 1016 SH SOLE NONE 0 0 1016 ACE LTD SHS H0023R105 61 596 SH SOLE NONE 0 0 596 ABBOTT LABS COM 002824100 133 2706 SH SOLE NONE 0 0 2706 ABBVIE INC COM 00287Y109 236 3518 SH SOLE NONE 0 0 3518 ABB LTD SPONSORED ADR 000375204 21 983 SH SOLE NONE 0 0 983 APPLE INC COM 037833100 396 3158 SH SOLE NONE 0 0 3158 AMERICAN AIRLS GROUP INC COM 02376R102 3 72 SH SOLE NONE 0 0 72 ROYAL BK SCOTLAND GROUP PL SP ADR PREF S 780097739 10 400 SH SOLE NONE 0 0 400 HSBC HLDGS PLC ADR A 1/40PF A 404280604 9 375 SH SOLE NONE 0 0 375