0001606587-16-000421.txt : 20160209 0001606587-16-000421.hdr.sgml : 20160209 20160208210219 ACCESSION NUMBER: 0001606587-16-000421 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160208 EFFECTIVENESS DATE: 20160209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Klingman & Associates, LLC CENTRAL INDEX KEY: 0001662449 IRS NUMBER: 061612508 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17124 FILM NUMBER: 161397073 BUSINESS ADDRESS: STREET 1: 1133 AVENUE OF THE AMERICAS STREET 2: SUITE 3110 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-867-7647 MAIL ADDRESS: STREET 1: 1133 AVENUE OF THE AMERICAS STREET 2: SUITE 3110 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001662449 XXXXXXXX 03-31-2015 03-31-2015 false Klingman & Associates, LLC

1133 Avenue of the Americas Suite 3110 New York NY 10036

13F HOLDINGS REPORT 028-17124 N Michael Paley 212-867-7647 Michael Paley New York NY 02-08-2016 0 376 243220 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE PIMCO ETF TR ENHAN SHRT MA AC 72201R833 696 6879 SH SOLE NONE 0 0 6879 EVERSOURCE ENERGY COM 30040W108 4 76 SH SOLE NONE 0 0 76 ZIMMER BIOMET HLDGS INC COM 98956P102 24 200 SH SOLE NONE 0 0 200 YAHOO INC COM 984332106 56 1250 SH SOLE NONE 0 0 1250 EXXON MOBIL CORP COM 30231G102 1301 15305 SH SOLE NONE 0 0 15305 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 4 100 SH SOLE NONE 0 0 100 XCEL ENERGY INC COM 98389B100 24 687 SH SOLE NONE 0 0 687 AQUA AMERICA INC COM 03836W103 4 156 SH SOLE NONE 0 0 156 WILLIS GROUP HOLDINGS PUBL SHS G96666105 5 100 SH SOLE NONE 0 0 100 WASHINGTON REAL ESTATE INV SH BEN INT 939653101 55 2000 SH SOLE NONE 0 0 2000 WESTAR ENERGY INC COM 95709T100 26 665 SH SOLE NONE 0 0 665 WAL-MART STORES INC COM 931142103 154 1870 SH SOLE NONE 0 0 1870 SPDR SERIES TRUST DB INT GVT ETF 78464A490 622 11400 SH SOLE NONE 0 0 11400 WELLS FARGO & CO NEW COM 949746101 71 1303 SH SOLE NONE 0 0 1303 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 16 250 SH SOLE NONE 0 0 250 WABCO HLDGS INC COM 92927K102 25 200 SH SOLE NONE 0 0 200 VERIZON COMMUNICATIONS INC COM 92343V104 223 4592 SH SOLE NONE 0 0 4592 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 497 7281 SH SOLE NONE 0 0 7281 VANGUARD STAR FD VG TL INTL STK F 921909768 12 230 SH SOLE NONE 0 0 230 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 301 3250 SH SOLE NONE 0 0 3250 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 1030 25191 SH SOLE NONE 0 0 25191 INVESCO SR INCOME TR COM 46131H107 624 131622 SH SOLE NONE 0 0 131622 INVESCO TR INVT GRADE NY M COM 46131T101 4 300 SH SOLE NONE 0 0 300 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 625 12900 SH SOLE NONE 0 0 12900 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2574 24000 SH SOLE NONE 0 0 24000 VANGUARD INTL EQUITY INDEX TT WRLD ST ETF 922042742 74 1195 SH SOLE NONE 0 0 1195 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922908751 778 6351 SH SOLE NONE 0 0 6351 VISA INC COM CL A 92826C839 75 1152 SH SOLE NONE 0 0 1152 UNITED TECHNOLOGIES CORP COM 913017109 16 137 SH SOLE NONE 0 0 137 COHEN & STEERS INFRASTRUCT COM 19248A109 34 1500 SH SOLE NONE 0 0 1500 UNITED STATES OIL FUND LP UNITS 91232N108 20 1200 SH SOLE NONE 0 0 1200 ISHARES TR USA MIN VOL ETF 46429B697 1306 31661 SH SOLE NONE 0 0 31661 U S G CORP COM NEW 903293405 0 2 SH SOLE NONE 0 0 2 UNITED PARCEL SERVICE INC CL B 911312106 85 873 SH SOLE NONE 0 0 873 UNION PAC CORP COM 907818108 22 200 SH SOLE NONE 0 0 200 UNILEVER PLC SPON ADR NEW 904767704 19 463 SH SOLE NONE 0 0 463 UNDER ARMOUR INC CL A 904311107 65 800 SH SOLE NONE 0 0 800 TYCO INTL PLC SHS G91442106 13 312 SH SOLE NONE 0 0 312 TEXAS INSTRS INC COM 882508104 29 500 SH SOLE NONE 0 0 500 TIME WARNER CABLE INC COM 88732J207 4 25 SH SOLE NONE 0 0 25 PRICE T ROWE GROUP INC COM 74144T108 4 50 SH SOLE NONE 0 0 50 TRIMBLE NAVIGATION LTD COM 896239100 9 370 SH SOLE NONE 0 0 370 TOTAL S A SPONSORED ADR 89151E109 5 100 SH SOLE NONE 0 0 100 TOLL BROTHERS INC COM 889478103 3 87 SH SOLE NONE 0 0 87 THERMO FISHER SCIENTIFIC I COM 883556102 93 691 SH SOLE NONE 0 0 691 ISHARES TR TIPS BD ETF 464287176 1288 11342 SH SOLE NONE 0 0 11342 TARGET CORP COM 87612E106 110 1336 SH SOLE NONE 0 0 1336 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 14 375 SH SOLE NONE 0 0 375 TE CONNECTIVITY LTD REG SHS H84989104 31 434 SH SOLE NONE 0 0 434 TELEFONICA S A SPONSORED ADR 879382208 11 759 SH SOLE NONE 0 0 759 TC PIPELINES LP UT COM LTD PRT 87233Q108 20 309 SH SOLE NONE 0 0 309 AT&T INC COM 00206R102 58 1788 SH SOLE NONE 0 0 1788 SOUTHCROSS ENERGY PARTNERS COM UNIT LTDPT 84130C100 4 300 SH SOLE NONE 0 0 300 SUNCOR ENERGY INC NEW COM 867224107 39 1000 SH SOLE NONE 0 0 1000 STARZ COM SER A 85571Q102 12 350 SH SOLE NONE 0 0 350 PIMCO ETF TR 1-5 US TIP IDX 72201R205 117 2250 SH SOLE NONE 0 0 2250 STONEMOR PARTNERS L P COM UNITS 86183Q100 6 200 SH SOLE NONE 0 0 200 SPDR S&P 500 ETF TR TR UNIT 78462F103 34718 168184 SH SOLE NONE 0 0 168184 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 5155 135917 SH SOLE NONE 0 0 135917 SUBURBAN PROPANE PARTNERS UNIT LTD PARTN 864482104 40 925 SH SOLE NONE 0 0 925 ISHARES TR PHLX SEMICND ETF 464287523 414 4400 SH SOLE NONE 0 0 4400 SOUTHERN CO COM 842587107 63 1416 SH SOLE NONE 0 0 1416 SUMMIT MIDSTREAM PARTNERS COM UNIT LTD 866142102 8 250 SH SOLE NONE 0 0 250 SCHLUMBERGER LTD COM 806857108 40 477 SH SOLE NONE 0 0 477 SMUCKER J M CO COM NEW 832696405 8 69 SH SOLE NONE 0 0 69 SIRIUS XM HLDGS INC COM 82968B103 2 500 SH SOLE NONE 0 0 500 SINA CORP ORD G81477104 4 115 SH SOLE NONE 0 0 115 ISHARES TR 1-3 YR TR BD ETF 464287457 3 35 SH SOLE NONE 0 0 35 SPDR SERIES TRUST S&P DIVID ETF 78464A763 20320 259849 SH SOLE NONE 0 0 259849 ISHARES TR EAFE SML CP ETF 464288273 703 14217 SH SOLE NONE 0 0 14217 SERVICE CORP INTL COM 817565104 44 1703 SH SOLE NONE 0 0 1703 STARBUCKS CORP COM 855244109 4 37 SH SOLE NONE 0 0 37 SBA COMMUNICATIONS CORP COM 78388J106 28 239 SH SOLE NONE 0 0 239 SANMINA CORPORATION COM 801056102 26 1076 SH SOLE NONE 0 0 1076 BANCO SANTANDER SA ADR 05964H105 3 335 SH SOLE NONE 0 0 335 SPRINT CORP COM SER 1 85207U105 4 497 SH SOLE NONE 0 0 497 ROYAL BK CDA MONTREAL QUE COM 780087102 1597 26550 SH SOLE NONE 0 0 26550 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 761 17563 SH SOLE NONE 0 0 17563 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 543 6702 SH SOLE NONE 0 0 6702 ROPER TECHNOLOGIES INC COM 776696106 22 130 SH SOLE NONE 0 0 130 COHEN & STEERS REIT & PFD COM 19247X100 29 1500 SH SOLE NONE 0 0 1500 COHEN & STEERS TOTAL RETUR COM 19247R103 150 10930 SH SOLE NONE 0 0 10930 QORVO INC COM 74736K101 30 375 SH SOLE NONE 0 0 375 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 139 1314 SH SOLE NONE 0 0 1314 QEP RES INC COM 74733V100 1 50 SH SOLE NONE 0 0 50 QUALCOMM INC COM 747525103 136 1958 SH SOLE NONE 0 0 1958 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 79 2625 SH SOLE NONE 0 0 2625 POWERSHARES GLOBAL ETF TRU DEV MKTS EX-US 73936T789 318 7765 SH SOLE NONE 0 0 7765 PRAXAIR INC COM 74005P104 3 25 SH SOLE NONE 0 0 25 PHILLIPS 66 COM 718546104 20 256 SH SOLE NONE 0 0 256 PRUDENTIAL FINL INC COM 744320102 14 175 SH SOLE NONE 0 0 175 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 141 1355 SH SOLE NONE 0 0 1355 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 13775 150862 SH SOLE NONE 0 0 150862 PENTAIR PLC SHS G7S00T104 6 103 SH SOLE NONE 0 0 103 PUTNAM MANAGED MUN INCOM T COM 746823103 11 1521 SH SOLE NONE 0 0 1521 PIMCO MUN INCOME FD II COM 72200W106 6 500 SH SOLE NONE 0 0 500 PHILIP MORRIS INTL INC COM 718172109 201 2672 SH SOLE NONE 0 0 2672 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1024 58740 SH SOLE NONE 0 0 58740 POWERSHARES GLOBAL ETF TRU AGG PFD PORT 73936T565 135 9054 SH SOLE NONE 0 0 9054 PROCTER & GAMBLE CO COM 742718109 274 3340 SH SOLE NONE 0 0 3340 ISHARES TR U.S. PFD STK ETF 464288687 1863 46436 SH SOLE NONE 0 0 46436 PFIZER INC COM 717081103 650 18671 SH SOLE NONE 0 0 18671 ELLIS PERRY INTL INC COM 288853104 0 19 SH SOLE NONE 0 0 19 PEPSICO INC COM 713448108 363 3795 SH SOLE NONE 0 0 3795 PACIFIC ETHANOL INC COM PAR $.001 69423U305 0 2 SH SOLE NONE 0 0 2 PUBLIC SVC ENTERPRISE GROU COM 744573106 36 864 SH SOLE NONE 0 0 864 POWERSHARES GLOBAL ETF TRU EX US SML PORT 73936T771 271 10000 SH SOLE NONE 0 0 10000 PUTMAN HIGH INCOME SEC FUN SHS BEN INT 746779107 6 767 SH SOLE NONE 0 0 767 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 15 615 SH SOLE NONE 0 0 615 BANK OF THE OZARKS INC COM 063904106 2 60 SH SOLE NONE 0 0 60 ORACLE CORP COM 68389X105 148 3436 SH SOLE NONE 0 0 3436 OMNICOM GROUP INC COM 681919106 52 662 SH SOLE NONE 0 0 662 OMEGA HEALTHCARE INVS INC COM 681936100 6 150 SH SOLE NONE 0 0 150 ISHARES TR S&P 100 ETF 464287101 633 7010 SH SOLE NONE 0 0 7010 OAKTREE CAP GROUP LLC UNIT CL A 674001201 5 100 SH SOLE NONE 0 0 100 NUVEEN SELECT TAX FREE INC SH BEN INT 67063C106 6 398 SH SOLE NONE 0 0 398 NUVEEN MUN VALUE FD INC COM 670928100 12 1171 SH SOLE NONE 0 0 1171 NUVEEN OHIO QUALITY INCOME COM 670980101 8 559 SH SOLE NONE 0 0 559 NUCOR CORP COM 670346105 63 1332 SH SOLE NONE 0 0 1332 NETAPP INC COM 64110D104 10 290 SH SOLE NONE 0 0 290 NUVEEN SR INCOME FD COM 67067Y104 433 65048 SH SOLE NONE 0 0 65048 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 21 600 SH SOLE NONE 0 0 600 NORFOLK SOUTHERN CORP COM 655844108 29 285 SH SOLE NONE 0 0 285 NUVEEN NY AMT FREE MUN INC COM 670656107 22 1648 SH SOLE NONE 0 0 1648 NUVEEN QUALITY MUN FD INC COM 67062N103 8 600 SH SOLE NONE 0 0 600 NATIONAL OILWELL VARCO INC COM 637071101 2 37 SH SOLE NONE 0 0 37 NOKIA CORP SPONSORED ADR 654902204 2 265 SH SOLE NONE 0 0 265 NUVEEN MUN ADVANTAGE FD IN COM 67062H106 0 1 SH SOLE NONE 0 0 1 ANNALY CAP MGMT INC COM 035710409 32 3079 SH SOLE NONE 0 0 3079 NIKE INC CL B 654106103 55 544 SH SOLE NONE 0 0 544 NUVEEN MUN OPPORTUNITY FD COM 670984103 12 847 SH SOLE NONE 0 0 847 TARGA RESOURCES PARTNERS L COM UNIT 87611X105 10 233 SH SOLE NONE 0 0 233 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 16 625 SH SOLE NONE 0 0 625 ALLIANZGI NFJ DIVID INT & COM 01883A107 23 1400 SH SOLE NONE 0 0 1400 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 100 1990 SH SOLE NONE 0 0 1990 NBT BANCORP INC COM 628778102 50 2000 SH SOLE NONE 0 0 2000 NAVIGATORS GROUP INC COM 638904102 4 50 SH SOLE NONE 0 0 50 MYLAN N V SHS EURO N59465109 33 557 SH SOLE NONE 0 0 557 ISHARES TR NAT AMT FREE BD 464288414 398 3597 SH SOLE NONE 0 0 3597 MOTOROLA SOLUTIONS INC COM NEW 620076307 2 28 SH SOLE NONE 0 0 28 MICROSOFT CORP COM 594918104 337 8277 SH SOLE NONE 0 0 8277 MORGAN STANLEY COM NEW 617446448 60 1694 SH SOLE NONE 0 0 1694 MARATHON OIL CORP COM 565849106 5 200 SH SOLE NONE 0 0 200 MERCK & CO INC NEW COM 58933Y105 211 3674 SH SOLE NONE 0 0 3674 MONOLITHIC PWR SYS INC COM 609839105 32 599 SH SOLE NONE 0 0 599 MARATHON PETE CORP COM 56585A102 10 100 SH SOLE NONE 0 0 100 MONSANTO CO NEW COM 61166W101 6 49 SH SOLE NONE 0 0 49 ALTRIA GROUP INC COM 02209S103 168 3355 SH SOLE NONE 0 0 3355 MALLINCKRODT PUB LTD CO SHS G5785G107 7 54 SH SOLE NONE 0 0 54 3M CO COM 88579Y101 102 616 SH SOLE NONE 0 0 616 CREDIT SUISSE NASSAU BRH EQL WGT MLP LKD 22542D852 17588 578947 SH SOLE NONE 0 0 578947 MARTIN MARIETTA MATLS INC COM 573284106 148 1060 SH SOLE NONE 0 0 1060 MEAD JOHNSON NUTRITION CO COM 582839106 51 511 SH SOLE NONE 0 0 511 BLACKROCK MUNIHLDGS NY QLT COM 09255C106 102 7285 SH SOLE NONE 0 0 7285 BLACKROCK MUNIYLD INVST QL COM 09254T100 14 1000 SH SOLE NONE 0 0 1000 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13121 47329 SH SOLE NONE 0 0 47329 MEDTRONIC PLC SHS G5960L103 108 1387 SH SOLE NONE 0 0 1387 MONDELEZ INTL INC CL A 609207105 15 404 SH SOLE NONE 0 0 404 MADISON CVRED CALL & EQ ST COM 557437100 21 2556 SH SOLE NONE 0 0 2556 MCKESSON CORP COM 58155Q103 34 150 SH SOLE NONE 0 0 150 BABSON CAP CORPORATE INVS COM 05617K109 166 10703 SH SOLE NONE 0 0 10703 MCDONALDS CORP COM 580135101 75 765 SH SOLE NONE 0 0 765 ISHARES TR MBS ETF 464288588 20 185 SH SOLE NONE 0 0 185 LIGHTBRIDGE CORP COM 53224K104 4 3318 SH SOLE NONE 0 0 3318 ISHARES TR IBOXX INV CP ETF 464287242 51 420 SH SOLE NONE 0 0 420 LOWES COS INC COM 548661107 74 1000 SH SOLE NONE 0 0 1000 LINNCO LLC COMSHS LTD INT 535782106 1 100 SH SOLE NONE 0 0 100 LOCKHEED MARTIN CORP COM 539830109 6 30 SH SOLE NONE 0 0 30 LIBERTY MEDIA CORP DELAWAR CL A 531229102 13 350 SH SOLE NONE 0 0 350 LILLY ELI & CO COM 532457108 7 100 SH SOLE NONE 0 0 100 LIBERTY BROADBAND CORP COM SER C 530307305 10 175 SH SOLE NONE 0 0 175 LIBERTY BROADBAND CORP COM SER A 530307107 5 87 SH SOLE NONE 0 0 87 KAYNE ANDERSON ENRGY TTL R COM 48660P104 12 500 SH SOLE NONE 0 0 500 COCA COLA CO COM 191216100 40 989 SH SOLE NONE 0 0 989 KINDER MORGAN INC DEL COM 49456B101 30 705 SH SOLE NONE 0 0 705 KIMBERLY CLARK CORP COM 494368103 86 799 SH SOLE NONE 0 0 799 NUVEEN QUALITY PFD INCOME COM 67071S101 60 7000 SH SOLE NONE 0 0 7000 NUVEEN TAX ADVANTAGED DIV COM 67073G105 33 2039 SH SOLE NONE 0 0 2039 JPMORGAN CHASE & CO COM 46625H100 1359 22428 SH SOLE NONE 0 0 22428 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 333 8495 SH SOLE NONE 0 0 8495 JOHNSON & JOHNSON COM 478160104 394 3921 SH SOLE NONE 0 0 3921 ISHARES TR MRNING SM CP ETF 464288703 87 661 SH SOLE NONE 0 0 661 ISHARES TR MRGSTR SM CP GR 464288604 115 800 SH SOLE NONE 0 0 800 ISHARES TR MRNGSTR LG-CP VL 464288109 86 1024 SH SOLE NONE 0 0 1024 ISHARES TR MRNGSTR LG-CP ET 464287127 95 781 SH SOLE NONE 0 0 781 PENNEY J C INC COM 708160106 0 21 SH SOLE NONE 0 0 21 ISHARES TR RUS MDCP VAL ETF 464287473 4 59 SH SOLE NONE 0 0 59 ISHARES TR RUS MID-CAP ETF 464287499 44 254 SH SOLE NONE 0 0 254 ISHARES TR RUS MD CP GR ETF 464287481 5 51 SH SOLE NONE 0 0 51 ISHARES TR RUSSELL 2000 ETF 464287655 2584 20775 SH SOLE NONE 0 0 20775 ISHARES TR RUS 1000 GRW ETF 464287614 505 5107 SH SOLE NONE 0 0 5107 ISHARES TR RUS 1000 VAL ETF 464287598 365 3541 SH SOLE NONE 0 0 3541 ISHARES TR CORE S&P500 ETF 464287200 16668 80199 SH SOLE NONE 0 0 80199 ISHARES TR US HOME CONS ETF 464288752 6 200 SH SOLE NONE 0 0 200 INTL PAPER CO COM 460146103 22 400 SH SOLE NONE 0 0 400 INTEL CORP COM 458140100 105 3360 SH SOLE NONE 0 0 3360 COHEN & STEERS GLOBAL INC COM 19248M103 576 48095 SH SOLE NONE 0 0 48095 ISHARES TR SP SMCP600GR ETF 464287887 128 983 SH SOLE NONE 0 0 983 ISHARES TR SP SMCP600VL ETF 464287879 104 874 SH SOLE NONE 0 0 874 ISHARES TR CORE S&P SCP ETF 464287804 2675 22664 SH SOLE NONE 0 0 22664 ISHARES TR S&P MC 400GR ETF 464287606 177 1030 SH SOLE NONE 0 0 1030 ISHARES TR S&P MC 400VL ETF 464287705 212 1617 SH SOLE NONE 0 0 1617 ISHARES TR CORE S&P MCP ETF 464287507 3891 25600 SH SOLE NONE 0 0 25600 ISHARES INC CORE MSCI EMKT 46434G103 15 310 SH SOLE NONE 0 0 310 ISHARES TR 7-10 Y TR BD ETF 464287440 336 3099 SH SOLE NONE 0 0 3099 IDEXX LABS INC COM 45168D104 22 140 SH SOLE NONE 0 0 140 ISHARES TR INTL SEL DIV ETF 464288448 10117 300751 SH SOLE NONE 0 0 300751 ISHARES 16 AMT-FREE ETF 464289313 53 1000 SH SOLE NONE 0 0 1000 INTERNATIONAL BUSINESS MAC COM 459200101 161 1003 SH SOLE NONE 0 0 1003 IAC INTERACTIVECORP COM PAR $.001 44919P508 1 8 SH SOLE NONE 0 0 8 BLACKROCK CORPOR HI YLD FD COM 09255P107 21 1911 SH SOLE NONE 0 0 1911 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 36 359 SH SOLE NONE 0 0 359 HALYARD HEALTH INC COM 40650V100 3 62 SH SOLE NONE 0 0 62 ISHARES TR IBOXX HI YD ETF 464288513 265 2923 SH SOLE NONE 0 0 2923 HERSHEY CO COM 427866108 202 2000 SH SOLE NONE 0 0 2000 HONEYWELL INTL INC COM 438516106 340 3262 SH SOLE NONE 0 0 3262 HOME PROPERTIES INC COM 437306103 26 425 SH SOLE NONE 0 0 425 WESTERN ASSET HIGH INCM OP COM 95766K109 27 5062 SH SOLE NONE 0 0 5062 ISHARES TR CORE HIGH DV ETF 46429B663 2384 31795 SH SOLE NONE 0 0 31795 HOME DEPOT INC COM 437076102 269 2367 SH SOLE NONE 0 0 2367 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 32 700 SH SOLE NONE 0 0 700 GOLDMAN SACHS GROUP INC COM 38141G104 94 500 SH SOLE NONE 0 0 500 GENERAL MTRS CO COM 37045V100 1 36 SH SOLE NONE 0 0 36 CLOUGH GLOBAL OPPORTUNITIE SH BEN INT 18914E106 32 2538 SH SOLE NONE 0 0 2538 SPDR GOLD TRUST GOLD SHS 78463V107 130 1145 SH SOLE NONE 0 0 1145 GENERAL MLS INC COM 370334104 41 722 SH SOLE NONE 0 0 722 GILEAD SCIENCES INC COM 375558103 10 100 SH SOLE NONE 0 0 100 GREIF INC CL A 397624107 2 50 SH SOLE NONE 0 0 50 GENERAL ELECTRIC CO COM 369604103 712 28683 SH SOLE NONE 0 0 28683 GREENBRIER COS INC COM 393657101 12 200 SH SOLE NONE 0 0 200 GENERAL AMERN INVS INC COM 368802104 24 679 SH SOLE NONE 0 0 679 CEDAR FAIR L P DEPOSITRY UNIT 150185106 26 450 SH SOLE NONE 0 0 450 FRONTIER COMMUNICATIONS CO COM 35906A108 3 419 SH SOLE NONE 0 0 419 BLACKROCK FLOAT RATE OME S COM 09255X100 1309 94170 SH SOLE NONE 0 0 94170 COHEN & STEERS CLOSED END COM 19248P106 77 6000 SH SOLE NONE 0 0 6000 FLOWSERVE CORP COM 34354P105 102 1800 SH SOLE NONE 0 0 1800 FIRST TR STRATEGIC HIGH IN COM SHS NEW 337353304 16 1125 SH SOLE NONE 0 0 1125 FIRSTENERGY CORP COM 337932107 12 333 SH SOLE NONE 0 0 333 FEDEX CORP COM 31428X106 72 437 SH SOLE NONE 0 0 437 FIRST TR SR FLG RTE INCM F COM 33733U108 1911 138362 SH SOLE NONE 0 0 138362 FACEBOOK INC CL A 30303M102 3 37 SH SOLE NONE 0 0 37 FIRST TR ABERDEEN GLBL OPP COM SHS 337319107 1 109 SH SOLE NONE 0 0 109 ISHARES EMU ETF 464286608 7 185 SH SOLE NONE 0 0 185 EATON VANCE TAX MNGD GBL D COM 27829F108 10 983 SH SOLE NONE 0 0 983 ISHARES MSCI TAIWAN ETF 464286731 3 185 SH SOLE NONE 0 0 185 ISHARES MSCI AUST ETF 464286103 5 200 SH SOLE NONE 0 0 200 EATON VANCE SH TM DR DIVR COM 27828V104 14 1000 SH SOLE NONE 0 0 1000 EATON VANCE TX MNG BY WRT COM 27828Y108 31 2100 SH SOLE NONE 0 0 2100 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 76 1200 SH SOLE NONE 0 0 1200 EXPRESS SCRIPTS HLDG CO COM 30219G108 38 434 SH SOLE NONE 0 0 434 WESTERN ASSET EMRG MKT DEB COM 95766A101 737 46782 SH SOLE NONE 0 0 46782 ENERPLUS CORP COM 292766102 5 500 SH SOLE NONE 0 0 500 ENTERPRISE PRODS PARTNERS COM 293792107 41 1250 SH SOLE NONE 0 0 1250 ENDURANCE SPECIALTY HLDGS SHS G30397106 2472 40426 SH SOLE NONE 0 0 40426 ENBRIDGE INC COM 29250N105 5 100 SH SOLE NONE 0 0 100 WESTERN ASSET EMRG MKT INC COM 95766E103 126 11346 SH SOLE NONE 0 0 11346 E M C CORP MASS COM 268648102 3 112 SH SOLE NONE 0 0 112 ISHARES TR JP MOR EM MK ETF 464288281 426 3800 SH SOLE NONE 0 0 3800 WISDOMTREE TR EM LCL DEBT FD 97717X867 831 20899 SH SOLE NONE 0 0 20899 EDISON INTL COM 281020107 42 666 SH SOLE NONE 0 0 666 ISHARES TR EAFE MIN VOL ETF 46429B689 1152 17490 SH SOLE NONE 0 0 17490 ISHARES TR MSCI EAFE ETF 464287465 2030 31637 SH SOLE NONE 0 0 31637 ENBRIDGE ENERGY PARTNERS L COM 29250R106 18 500 SH SOLE NONE 0 0 500 ISHARES EM MK MINVOL ETF 464286533 123 2079 SH SOLE NONE 0 0 2079 ISHARES TR MSCI EMG MKT ETF 464287234 126 3150 SH SOLE NONE 0 0 3150 EURONET WORLDWIDE INC COM 298736109 118 2000 SH SOLE NONE 0 0 2000 CONSOLIDATED EDISON INC COM 209115104 78 1271 SH SOLE NONE 0 0 1271 ECHO THERAPEUTICS INC COM NEW 27876L206 0 25 SH SOLE NONE 0 0 25 WISDOMTREE TR JAPN HEDGE EQT 97717W851 90 1638 SH SOLE NONE 0 0 1638 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 88 2108 SH SOLE NONE 0 0 2108 ISHARES TR SELECT DIVID ETF 464287168 3749 48095 SH SOLE NONE 0 0 48095 DUKE ENERGY CORP NEW COM NEW 26441C204 24 311 SH SOLE NONE 0 0 311 DR PEPPER SNAPPLE GROUP IN COM 26138E109 22 278 SH SOLE NONE 0 0 278 DOW CHEM CO COM 260543103 1 18 SH SOLE NONE 0 0 18 NOW INC COM 67011P100 0 9 SH SOLE NONE 0 0 9 DELUXE CORP COM 248019101 1 8 SH SOLE NONE 0 0 8 WISDOMTREE TR INTL SMCAP DIV 97717W760 119 2000 SH SOLE NONE 0 0 2000 WISDOMTREE TR LARGECAP DIVID 97717W307 44 600 SH SOLE NONE 0 0 600 DISNEY WALT CO COM DISNEY 254687106 390 3717 SH SOLE NONE 0 0 3717 SPDR DOW JONES INDL AVRG E UT SER 1 78467X109 151 850 SH SOLE NONE 0 0 850 DANAHER CORP DEL COM 235851102 16 190 SH SOLE NONE 0 0 190 WISDOMTREE TR EMG MKTS SMCAP 97717W281 75 1698 SH SOLE NONE 0 0 1698 WISDOMTREE TR EUROPE SMCP DV 97717W869 35 622 SH SOLE NONE 0 0 622 WISDOMTREE TR EMERG MKTS ETF 97717W315 1239 29161 SH SOLE NONE 0 0 29161 DU PONT E I DE NEMOURS & C COM 263534109 7 100 SH SOLE NONE 0 0 100 DBX ETF TR XTRAK MSCI EMKT 233051101 352 15900 SH SOLE NONE 0 0 15900 DBX ETF TR XTRAK MSCI EAFE 233051200 1142 38101 SH SOLE NONE 0 0 38101 POWERSHARES DB CMDTY IDX T UNIT BEN INT 73935S105 1972 115553 SH SOLE NONE 0 0 115553 POWERSHS DB MULTI SECT COM PS DB AGRICUL FD 73936B408 22 1000 SH SOLE NONE 0 0 1000 DOMINION RES INC VA NEW COM 25746U109 128 1800 SH SOLE NONE 0 0 1800 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 87 1816 SH SOLE NONE 0 0 1816 CHEVRON CORP NEW COM 166764100 232 2207 SH SOLE NONE 0 0 2207 CVS HEALTH CORP COM 126650100 152 1475 SH SOLE NONE 0 0 1475 CENTURYLINK INC COM 156700106 22 630 SH SOLE NONE 0 0 630 CINTAS CORP COM 172908105 61 747 SH SOLE NONE 0 0 747 CISCO SYS INC COM 17275R102 119 4340 SH SOLE NONE 0 0 4340 CLIFTON BANCORP INC COM 186873105 15 1077 SH SOLE NONE 0 0 1077 SALESFORCE COM INC COM 79466L302 5 80 SH SOLE NONE 0 0 80 COSTCO WHSL CORP NEW COM 22160K105 147 968 SH SOLE NONE 0 0 968 CONOCOPHILLIPS COM 20825C104 66 1066 SH SOLE NONE 0 0 1066 COACH INC COM 189754104 123 2970 SH SOLE NONE 0 0 2970 CENTENE CORP DEL COM 15135B101 38 538 SH SOLE NONE 0 0 538 COMCAST CORP NEW CL A 20030N101 140 2482 SH SOLE NONE 0 0 2482 COLGATE PALMOLIVE CO COM 194162103 195 2811 SH SOLE NONE 0 0 2811 CALAMOS CONV & HIGH INCOME COM SHS 12811P108 862 60848 SH SOLE NONE 0 0 60848 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 18 675 SH SOLE NONE 0 0 675 CITIZENS FINL GROUP INC COM 174610105 109 4500 SH SOLE NONE 0 0 4500 CLEARBRIDGE ENERGY MLP FD COM 184692101 5123 205246 SH SOLE NONE 0 0 205246 CENTRAL FD CDA LTD CL A 153501101 20 1650 SH SOLE NONE 0 0 1650 CDK GLOBAL INC COM 12508E101 9 189 SH SOLE NONE 0 0 189 COMMUNITY BK SYS INC COM 203607106 16 448 SH SOLE NONE 0 0 448 CBS CORP NEW CL B 124857202 95 1564 SH SOLE NONE 0 0 1564 CHUBB CORP COM 171232101 3 25 SH SOLE NONE 0 0 25 CATERPILLAR INC DEL COM 149123101 42 400 SH SOLE NONE 0 0 400 CHEESECAKE FACTORY INC COM 163072101 5 93 SH SOLE NONE 0 0 93 CARDINAL HEALTH INC COM 14149Y108 83 918 SH SOLE NONE 0 0 918 CITIGROUP INC COM NEW 172967424 299 5797 SH SOLE NONE 0 0 5797 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 15 186 SH SOLE NONE 0 0 186 CLAYMORE EXCHANGE TRD FD T GUG BULL2020 E 18383M514 108 5000 SH SOLE NONE 0 0 5000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 354 2450 SH SOLE NONE 0 0 2450 BP PLC SPONSORED ADR 055622104 1 20 SH SOLE NONE 0 0 20 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 25 230 SH SOLE NONE 0 0 230 BRISTOL MYERS SQUIBB CO COM 110122108 146 2261 SH SOLE NONE 0 0 2261 BEMIS INC COM 081437105 1 25 SH SOLE NONE 0 0 25 BLACKROCK HEALTH SCIENCES COM 09250W107 9 200 SH SOLE NONE 0 0 200 BANK NEW YORK MELLON CORP COM 064058100 39 965 SH SOLE NONE 0 0 965 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 225 2612 SH SOLE NONE 0 0 2612 BECTON DICKINSON & CO COM 075887109 4 25 SH SOLE NONE 0 0 25 BLACKROCK ENHANCED EQT DIV COM 09251A104 40 4919 SH SOLE NONE 0 0 4919 BCE INC COM NEW 05534B760 19 444 SH SOLE NONE 0 0 444 BB&T CORP COM 054937107 78 2000 SH SOLE NONE 0 0 2000 BBCN BANCORP INC COM 073295107 3 200 SH SOLE NONE 0 0 200 BAXTER INTL INC COM 071813109 40 589 SH SOLE NONE 0 0 589 BANK AMER CORP COM 060505104 77 5035 SH SOLE NONE 0 0 5035 AMERICAN WTR WKS CO INC NE COM 030420103 70 1288 SH SOLE NONE 0 0 1288 ASCENA RETAIL GROUP INC COM 04351G101 23 1600 SH SOLE NONE 0 0 1600 ASHLAND INC NEW COM 044209104 2 18 SH SOLE NONE 0 0 18 APACHE CORP COM 037411105 2 25 SH SOLE NONE 0 0 25 AMERICAN TOWER CORP NEW COM 03027X100 2 25 SH SOLE NONE 0 0 25 ALPS ETF TR ALERIAN MLP 00162Q866 8 500 SH SOLE NONE 0 0 500 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 21013 490948 SH SOLE NONE 0 0 490948 AMERICAN MIDSTREAM PARTNER COM UNITS 02752P100 7 400 SH SOLE NONE 0 0 400 ALCATEL-LUCENT SPONSORED ADR 013904305 4 976 SH SOLE NONE 0 0 976 ALBEMARLE CORP COM 012653101 1 12 SH SOLE NONE 0 0 12 AMERICAN INTL GROUP INC COM NEW 026874784 0 5 SH SOLE NONE 0 0 5 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 30 575 SH SOLE NONE 0 0 575 ISHARES TR CORE US AGGBD ET 464287226 50 446 SH SOLE NONE 0 0 446 AFLAC INC COM 001055102 6 100 SH SOLE NONE 0 0 100 AMERICAN ELEC PWR INC COM 025537101 6 100 SH SOLE NONE 0 0 100 THE ADT CORPORATION COM 00101J106 9 216 SH SOLE NONE 0 0 216 AUTOMATIC DATA PROCESSING COM 053015103 179 2092 SH SOLE NONE 0 0 2092 ANALOG DEVICES INC COM 032654105 127 2010 SH SOLE NONE 0 0 2010 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 64 686 SH SOLE NONE 0 0 686 ALLIANCEBERNSTEIN INCOME F COM 01881E101 8 1016 SH SOLE NONE 0 0 1016 ACE LTD SHS H0023R105 43 389 SH SOLE NONE 0 0 389 ABBOTT LABS COM 002824100 121 2612 SH SOLE NONE 0 0 2612 ABBVIE INC COM 00287Y109 195 3334 SH SOLE NONE 0 0 3334 ABB LTD SPONSORED ADR 000375204 21 983 SH SOLE NONE 0 0 983 APPLE INC COM 037833100 375 3010 SH SOLE NONE 0 0 3010 AMERICAN AIRLS GROUP INC COM 02376R102 4 72 SH SOLE NONE 0 0 72 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 9 333 SH SOLE NONE 0 0 333 ROYAL BK SCOTLAND GROUP PL SP ADR PREF S 780097739 10 400 SH SOLE NONE 0 0 400 HSBC HLDGS PLC ADR A 1/40PF A 404280604 10 375 SH SOLE NONE 0 0 375