SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kelligrew James B

(Last) (First) (Middle)
800 NICOLLET MALL

(Street)
MINNEAPOLIS MN 55402

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
US BANCORP \DE\ [ USB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice Chair
3. Date of Earliest Transaction (Month/Day/Year)
11/18/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Series B Preferred Stock Depositary Shares 11/18/2016 P(1) 105 A $22.75 105 I By Trust
Series F Preferred Stock Depositary Shares 11/18/2016 P(1) 111 A $28.19 111 I By Trust
Series G Preferred Stock Depositary Shares 11/18/2016 P(1) 26 A $25.6 26 I By Trust
Series H Preferred Stock Depositary Shares 11/18/2016 P(1) 81 A $24.509 81 I By Trust
Series F Preferred Stock Depositary Shares 03/16/2017 P(1) 10 A $29.06 121 I By Trust
Common Stock, $0.01 par value 03/24/2017 P(1) 3 A $52.639 684 I By Trust
Common Stock, $0.01 par value 03/28/2017 P(1) 55 A $52.769 739 I By Trust
Series B Preferred Stock Depositary Shares 03/28/2017 P(1) 8 A $23.06 113 I By Trust
Series F Preferred Stock Depositary Shares 03/28/2017 P(1) 10 A $29.04 131 I By Trust
Series H Preferred Stock Depositary Shares 03/28/2017 P(1) 6 A $25.88 87 I By Trust
Series G Preferred Stock Depositary Shares 04/17/2017 J(1) 26(2) D $25 0.0000 I By Trust
Common Stock, $0.01 par value 10/17/2017 S(1) 11 D $53.881 728 I By Trust
Series B Preferred Stock Depositary Shares 10/17/2017 S(1) 3 D $23.06 110 I By Trust
Series F Preferred Stock Depositary Shares 10/17/2017 S(1) 3 D $23.06 128 I By Trust
Series H Preferred Stock Depositary Shares 10/17/2017 S(1) 2 D $25.44 85 I By Trust
Common Stock, $0.01 par value 03/22/2018 S(1) 16 D $50.982 712 I By Trust
Series B Preferred Stock Depositary Shares 03/22/2018 S(1) 3 D $23.13 107 I By Trust
Series F Preferred Stock Depositary Shares 03/22/2018 S(1) 3 D $28.07 125 I By Trust
Series H Preferred Stock Depositary Shares 03/22/2018 S(1) 2 D $25.367 83 I By Trust
Series B Preferred Stock Depositary Shares 04/16/2018 S(1) 1 D $22.975 106 I By Trust
Series F Preferred Stock Depositary Shares 04/16/2018 S(1) 1 D $27.66 124 I By Trust
Series H Preferred Stock Depositary Shares 04/16/2018 S(1) 1 D $25.155 82 I By Trust
Series H Preferred Stock Depositary Shares 06/13/2018 S(1) 17 D $25.643 65 I By Trust
Common Stock, $0.01 par value 09/17/2018 G(1) 356 D $0.0000 356 I By Trust
Series B Preferred Stock Depositary Shares 09/17/2018 G(1) 53 D $0.0000 53 I By Trust
Series F Preferred Stock Depositary Shares 09/17/2018 G(1) 62 D $0.0000 62 I By Trust
Series H Preferred Stock Depositary Shares 09/17/2018 G(1) 33 D $0.0000 32 I By Trust
Common Stock, $0.01 par value 09/18/2018 G(1) 356 D $0.0000 0.0000 I By Trust
Series B Preferred Stock Depositary Shares 09/18/2018 G(1) 53 D $0.0000 0.0000 I By Trust
Series F Preferred Stock Depositary Shares 09/18/2018 G(1) 62 D $0.0000 0.0000 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.
2. The reported securities were called for redemption by the issuer at a price equal to their liquidation value.
Remarks:
Multiple Forms Submitted
James L. Chosy by power of attorney for James B. Kelligrew 10/20/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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