0001659047-19-000007.txt : 20190814
0001659047-19-000007.hdr.sgml : 20190814
20190814102752
ACCESSION NUMBER: 0001659047-19-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
EFFECTIVENESS DATE: 20190814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Krilogy Financial LLC
CENTRAL INDEX KEY: 0001659047
IRS NUMBER: 263835498
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17049
FILM NUMBER: 191023638
BUSINESS ADDRESS:
STREET 1: 600 EMERSON ROAD
STREET 2: SUITE 110
CITY: ST. LOUIS
STATE: MO
ZIP: 63141
BUSINESS PHONE: (314)884-2800
MAIL ADDRESS:
STREET 1: 600 EMERSON ROAD
STREET 2: SUITE 110
CITY: ST. LOUIS
STATE: MO
ZIP: 63141
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001659047
XXXXXXXX
06-30-2019
06-30-2019
Krilogy Financial LLC
600 EMERSON ROAD
SUITE 110
ST. LOUIS
MO
63141
13F HOLDINGS REPORT
028-17049
N
Breonna Clemons
Investment Advisory Associate
3144803835
Breonna Clemons
St Louis
MO
08-14-2019
0
172
521647
false
INFORMATION TABLE
2
13F_Krilogy_Q22019.xml
ABB LTD
SPONSORED ADR
000375204
423
21137
SH
SOLE
0
0
21137
ALPS ETF TR
ALERIAN MLP
00162Q866
1820
184724
SH
SOLE
0
0
184724
AT&T INC
COM
00206R102
575
17151
SH
SOLE
0
0
17151
ABBVIE INC
COM
00287Y109
262
3596
SH
SOLE
0
0
3596
ADOBE INC
COM
00724F101
2595
8806
SH
SOLE
0
0
8806
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2864
16902
SH
SOLE
0
0
16902
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
239
19300
SH
SOLE
0
0
19300
ALPHABET INC
CAP STK CL C
02079K107
1020
944
SH
SOLE
0
0
944
ALPHABET INC
CAP STK CL A
02079K305
1686
1557
SH
SOLE
0
0
1557
ALTRIA GROUP INC
COM
02209S103
343
7235
SH
SOLE
0
0
7235
AMARIN CORP PLC
SPONS ADR NEW
023111206
346
17856
SH
SOLE
0
0
17856
AMAZON COM INC
COM
023135106
6385
3372
SH
SOLE
0
0
3372
AMEREN CORP
COM
023608102
983
13090
SH
SOLE
0
0
13090
AMGEN INC
COM
031162100
589
3195
SH
SOLE
0
0
3195
APPLE INC
COM
037833100
7793
39372
SH
SOLE
0
0
39372
AURORA CANNABIS INC
COM
05156X108
87
11098
SH
SOLE
0
0
11098
BANK AMER CORP
COM
060505104
599
20667
SH
SOLE
0
0
20667
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1606
7533
SH
SOLE
0
0
7533
BIODELIVERY SCIENCES INTL IN
COM
09060J106
725
155875
SH
SOLE
0
0
155875
BOEING CO
COM
097023105
2861
7860
SH
SOLE
0
0
7860
CMS ENERGY CORP
COM
125896100
290
5000
SH
SOLE
0
0
5000
CVS HEALTH CORP
COM
126650100
285
5227
SH
SOLE
0
0
5227
CANOPY GROWTH CORP
COM
138035100
207
5143
SH
SOLE
0
0
5143
CATERPILLAR INC DEL
COM
149123101
478
3508
SH
SOLE
0
0
3508
CHARLES RIV LABS INTL INC
COM
159864107
565
3985
SH
SOLE
0
0
3985
CHEVRON CORP NEW
COM
166764100
457
3672
SH
SOLE
0
0
3672
CISCO SYS INC
COM
17275R102
372
6804
SH
SOLE
0
0
6804
CITIGROUP INC
COM NEW
172967424
390
5570
SH
SOLE
0
0
5570
COMPASS MINERALS INTL INC
COM
20451N101
591
10764
SH
SOLE
0
0
10764
CONSOLIDATED EDISON INC
COM
209115104
719
8201
SH
SOLE
0
0
8201
COSTAR GROUP INC
COM
22160N109
3065
5532
SH
SOLE
0
0
5532
CTRIP COM INTL LTD
SPONSORED ADS
22943F100
599
16241
SH
SOLE
0
0
16241
DBX ETF TR
XTRACK MSCI EAFE
233051200
300
9490
SH
SOLE
0
0
9490
DISNEY WALT CO
COM DISNEY
254687106
2995
21449
SH
SOLE
0
0
21449
ETFIS SER TR I
INFRAC ACT MLP
26923G103
101
18060
SH
SOLE
0
0
18060
EMERSON ELEC CO
COM
291011104
463
6942
SH
SOLE
0
0
6942
ENCANA CORP
COM
292505104
125
24385
SH
SOLE
0
0
24385
ENTERGY CORP NEW
COM
29364G103
252
2445
SH
SOLE
0
0
2445
EVERSOURCE ENERGY
COM
30040W108
321
4235
SH
SOLE
0
0
4235
EXELON CORP
COM
30161N101
946
19727
SH
SOLE
0
0
19727
EXXON MOBIL CORP
COM
30231G102
580
7572
SH
SOLE
0
0
7572
FS KKR CAPITAL CORP
COM
302635107
2410
404309
SH
SOLE
0
0
404309
FACEBOOK INC
CL A
30303M102
1797
9311
SH
SOLE
0
0
9311
FACEBOOK INC
CL A
30303M102
39
200
SH
Call
SOLE
0
0
200
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
544
8169
SH
SOLE
0
0
8169
FIRST TR LRG CP GRWTH ALPHAD
COM SHS
33735K108
1341
19066
SH
SOLE
0
0
19066
FIRSTENERGY CORP
COM
337932107
493
11510
SH
SOLE
0
0
11510
GENERAL ELECTRIC CO
COM
369604103
256
24408
SH
SOLE
0
0
24408
GOLDMAN SACHS GROUP INC
COM
38141G104
1942
9491
SH
SOLE
0
0
9491
HEXCEL CORP NEW
COM
428291108
2723
33665
SH
SOLE
0
0
33665
HOME DEPOT INC
COM
437076102
1084
5211
SH
SOLE
0
0
5211
HONEYWELL INTL INC
COM
438516106
618
3540
SH
SOLE
0
0
3540
HUTTIG BLDG PRODS INC
COM
448451104
328
127000
SH
SOLE
0
0
127000
INTEL CORP
COM
458140100
433
9046
SH
SOLE
0
0
9046
INTERNATIONAL BUSINESS MACHS
COM
459200101
385
2795
SH
SOLE
0
0
2795
INTUIT
COM
461202103
2587
9899
SH
SOLE
0
0
9899
INVESCO EXCHNG TRADED FD TR
EMRNG MKT SVRG
46138E784
2729
93979
SH
SOLE
0
0
93979
IQVIA HLDGS INC
COM
46266C105
2740
17032
SH
SOLE
0
0
17032
ISHARES TR
CORE S&P500 ETF
464287200
2169
7359
SH
SOLE
0
0
7359
ISHARES TR
CORE US AGGBD ET
464287226
502
4505
SH
SOLE
0
0
4505
ISHARES TR
MSCI EMG MKT ETF
464287234
286
6670
SH
SOLE
0
0
6670
ISHARES TR
IBOXX INV CP ETF
464287242
392
3155
SH
SOLE
0
0
3155
ISHARES TR
S&P 500 GRWT ETF
464287309
242
1351
SH
SOLE
0
0
1351
ISHARES TR
S&P 500 VAL ETF
464287408
223
1914
SH
SOLE
0
0
1914
ISHARES TR
20 YR TR BD ETF
464287432
2836
21354
SH
SOLE
0
0
21354
ISHARES TR
BARCLAYS 7 10 YR
464287440
18057
164122
SH
SOLE
0
0
164122
ISHARES TR
1 3 YR TREAS BD
464287457
232
2740
SH
SOLE
0
0
2740
ISHARES TR
MSCI EAFE ETF
464287465
372
5660
SH
SOLE
0
0
5660
ISHARES TR
CORE S&P MCP ETF
464287507
214
1102
SH
SOLE
0
0
1102
ISHARES TR
NASDAQ BIOTECH
464287556
208
1906
SH
SOLE
0
0
1906
ISHARES TR
RUSSELL 2000 ETF
464287655
293
1883
SH
SOLE
0
0
1883
ISHARES TR
U.S. TECH ETF
464287721
1033
5218
SH
SOLE
0
0
5218
ISHARES TR
US HLTHCARE ETF
464287762
393
2011
SH
SOLE
0
0
2011
ISHARES TR
U.S. FINLS ETF
464287788
681
5421
SH
SOLE
0
0
5421
ISHARES TR
SH TR CRPORT ETF
464288646
261
4885
SH
SOLE
0
0
4885
ISHARES TR
10-20 YR TRS ETF
464288653
13007
90882
SH
SOLE
0
0
90882
ISHARES TR
3 7 YR TREAS BD
464288661
10349
82293
SH
SOLE
0
0
82293
ISHARES TR
CORE HIGH DV ETF
46429B663
1202
12724
SH
SOLE
0
0
12724
ISHARES TR
CORE MSCI EAFE
46432F842
410
6671
SH
SOLE
0
0
6671
ISHARES TR
IBONDS DEC20 ETF
46434VAQ3
2846
112304
SH
SOLE
0
0
112304
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
2952
116172
SH
SOLE
0
0
116172
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
2924
115876
SH
SOLE
0
0
115876
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
3037
118604
SH
SOLE
0
0
118604
ISHARES TR
IBONDS DEC24 ETF
46434VBG4
2999
117708
SH
SOLE
0
0
117708
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
2880
115506
SH
SOLE
0
0
115506
ISHARES TR
IBONDS DEC2026
46435GAA0
3052
121774
SH
SOLE
0
0
121774
ISHARES TR
IBONDS ETF
46435UAA9
3076
120683
SH
SOLE
0
0
120683
JPMORGAN CHASE & CO
COM
46625H100
1609
14396
SH
SOLE
0
0
14396
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
1876
37233
SH
SOLE
0
0
37233
JOHNSON & JOHNSON
COM
478160104
914
6566
SH
SOLE
0
0
6566
LAUDER ESTEE COS INC
CL A
518439104
2708
14787
SH
SOLE
0
0
14787
LENDINGTREE INC NEW
COM
52603B107
847
2016
SH
SOLE
0
0
2016
LOCKHEED MARTIN CORP
COM
539830109
1709
4702
SH
SOLE
0
0
4702
MCDONALDS CORP
COM
580135101
445
2145
SH
SOLE
0
0
2145
MERCK & CO INC
COM
58933Y105
247
2952
SH
SOLE
0
0
2952
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
123
26078
PRN
SOLE
0
0
26078
MICROSOFT CORP
COM
594918104
4172
31143
SH
SOLE
0
0
31143
NETFLIX INC
COM
64110L106
589
1604
SH
SOLE
0
0
1604
NIKE INC
CL B
654106103
646
7694
SH
SOLE
0
0
7694
NISOURCE INC
COM
65473P105
461
16000
SH
SOLE
0
0
16000
NVIDIA CORP
COM
67066G104
294
1790
SH
SOLE
0
0
1790
OLD REP INTL CORP
COM
680223104
259
11552
SH
SOLE
0
0
11552
PEPSICO INC
COM
713448108
238
1816
SH
SOLE
0
0
1816
PFIZER INC
COM
717081103
347
8013
SH
SOLE
0
0
8013
PHILIP MORRIS INTL INC
COM
718172109
225
2865
SH
SOLE
0
0
2865
PIMCO ETF TR
ACTIVE BD ETF
72201R775
8924
83026
SH
SOLE
0
0
83026
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
2932
28819
SH
SOLE
0
0
28819
PINNACLE WEST CAP CORP
COM
723484101
235
2500
SH
SOLE
0
0
2500
PREMIER INC
CL A
74051N102
1009
25797
SH
SOLE
0
0
25797
PROCTER AND GAMBLE CO
COM
742718109
548
4999
SH
SOLE
0
0
4999
ROCKWELL AUTOMATION INC
COM
773903109
524
3200
SH
SOLE
0
0
3200
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2639
9007
SH
SOLE
0
0
9007
SPDR S&P 500 ETF TR
TR UNIT
78462F103
469
1600
SH
Put
SOLE
0
0
1600
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
2562
69855
SH
SOLE
0
0
69855
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A201
11704
192145
SH
SOLE
0
0
192145
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
14862
244931
SH
SOLE
0
0
244931
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
951
17990
SH
SOLE
0
0
17990
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
404
3891
SH
SOLE
0
0
3891
SPDR SERIES TRUST
PORTFOLIO LN TSR
78464A664
15968
418457
SH
SOLE
0
0
418457
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
316
3133
SH
SOLE
0
0
3133
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
18052
332566
SH
SOLE
0
0
332566
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
21039
409556
SH
SOLE
0
0
409556
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
9844
200620
SH
SOLE
0
0
200620
SPDR SERIES TRUST
BLOMBERG BRC INV
78468R200
1114
36249
SH
SOLE
0
0
36249
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
2418
34278
SH
SOLE
0
0
34278
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
4245
60475
SH
SOLE
0
0
60475
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
48103
578089
SH
SOLE
0
0
578089
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
47466
845501
SH
SOLE
0
0
845501
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
4937
86470
SH
SOLE
0
0
86470
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
3060
42808
SH
SOLE
0
0
42808
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
16020
610530
SH
SOLE
0
0
610530
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
32236
1004556
SH
SOLE
0
0
1004556
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
15733
296851
SH
SOLE
0
0
296851
SCHWAB STRATEGIC TR
US REIT ETF
808524847
6107
137411
SH
SOLE
0
0
137411
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
4495
81790
SH
SOLE
0
0
81790
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
5948
117573
SH
SOLE
0
0
117573
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
1030
31553
SH
SOLE
0
0
31553
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
750
12818
SH
SOLE
0
0
12818
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
4604
49700
SH
SOLE
0
0
49700
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2073
35694
SH
SOLE
0
0
35694
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2860
23992
SH
SOLE
0
0
23992
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1764
27691
SH
SOLE
0
0
27691
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
4914
178051
SH
SOLE
0
0
178051
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2664
34416
SH
SOLE
0
0
34416
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
7225
92575
SH
SOLE
0
0
92575
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
2713
55114
SH
SOLE
0
0
55114
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
645
10816
SH
SOLE
0
0
10816
SOUTHWEST AIRLS CO
COM
844741108
367
7224
SH
SOLE
0
0
7224
THERMO FISHER SCIENTIFIC INC
COM
883556102
524
1783
SH
SOLE
0
0
1783
TORCHMARK CORP
COM
891027104
2277
25449
SH
SOLE
0
0
25449
UNION PACIFIC CORP
COM
907818108
338
1997
SH
SOLE
0
0
1997
UNITED PARCEL SERVICE INC
CL B
911312106
620
6004
SH
SOLE
0
0
6004
UNITED STS COMMODITY INDEX F
COMM IDX FND
911717106
295
7976
SH
SOLE
0
0
7976
UNITED TECHNOLOGIES CORP
COM
913017109
539
4142
SH
SOLE
0
0
4142
UNITEDHEALTH GROUP INC
COM
91324P102
230
944
SH
SOLE
0
0
944
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
251
4915
SH
SOLE
0
0
4915
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
539
12678
SH
SOLE
0
0
12678
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
665
9635
SH
SOLE
0
0
9635
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
340
3055
SH
SOLE
0
0
3055
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
3301
37769
SH
SOLE
0
0
37769
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
317
1703
SH
SOLE
0
0
1703
VANGUARD INDEX FDS
GROWTH ETF
922908736
1531
9368
SH
SOLE
0
0
9368
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
415
2764
SH
SOLE
0
0
2764
VERIZON COMMUNICATIONS INC
COM
92343V104
436
7635
SH
SOLE
0
0
7635
VISA INC
COM CL A
92826C839
665
3831
SH
SOLE
0
0
3831
WALMART INC
COM
931142103
299
2708
SH
SOLE
0
0
2708
WALGREENS BOOTS ALLIANCE INC
COM
931427108
233
4266
SH
SOLE
0
0
4266
YUM CHINA HLDGS INC
COM
98850P109
334
7221
SH
SOLE
0
0
7221
EATON CORP PLC
SHS
G29183103
264
3176
SH
SOLE
0
0
3176
SENSATA TECHNOLOGIES HLDNG P
SHS
G8060N102
2126
43395
SH
SOLE
0
0
43395
CHUBB LIMITED
COM
H1467J104
2218
15062
SH
SOLE
0
0
15062
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
1229
5910
SH
SOLE
0
0
5910