0001162044-15-001159.txt : 20151110 0001162044-15-001159.hdr.sgml : 20151110 20151106145639 ACCESSION NUMBER: 0001162044-15-001159 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Inverness Investment Group, LLC CENTRAL INDEX KEY: 0001657660 IRS NUMBER: 412071875 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17014 FILM NUMBER: 151204658 BUSINESS ADDRESS: STREET 1: 2000 AUBURN DRIVE, STE. 440 CITY: BEACHWOOD STATE: OH ZIP: 44122 BUSINESS PHONE: 216-839-5130 MAIL ADDRESS: STREET 1: 2000 AUBURN DRIVE, STE. 440 CITY: BEACHWOOD STATE: OH ZIP: 44122 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001657660 XXXXXXXX 09-30-2015 09-30-2015 false Inverness Investment Group, LLC

2000 Auburn Drive, Ste. 440 Beachwood OH 44122

13F HOLDINGS REPORT 028-17014 N Robert Renner 216-839-5130 Robert R Renner Beachwood OH 11-06-2015 0 198 239992 INFORMATION TABLE 2 infotable.xml AT&T INC COM 00206R102 2653 81424 SH SOLE 81424 0 0 ABBOTT LABS COM 002824100 1446 35951 SH SOLE 35951 0 0 ABBVIE INC COM 00287Y109 1423 26150 SH SOLE 26150 0 0 ADAM NAT RES FD INC COM 00548F105 2462 135568 SH SOLE 135568 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 486 38034 SH SOLE 38034 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 886 158773 SH SOLE 158773 0 0 ALTRIA GROUP INC COM 02209S103 825 15166 SH SOLE 15166 0 0 AMAZON COM INC COM 023135106 738 1442 SH SOLE 1442 0 0 AMERICAN ELEC PWR INC COM 025537101 357 6272 SH SOLE 6272 0 0 ANDERSONS INC COM 034164103 378 11090 SH SOLE 11090 0 0 ANNALY CAP MGMT INC COM 035710409 119 12050 SH SOLE 12050 0 0 APACHE CORP COM 037411105 1831 46766 SH SOLE 46766 0 0 APPLE INC COM 037833100 6088 55197 SH SOLE 55197 0 0 ARES CAP CORP COM 04010L103 1645 113620 SH SOLE 113620 0 0 ATHERSYS INC COM 04744L106 29 26000 SH SOLE 26000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 767 9545 SH SOLE 9545 0 0 BP PLC SPONSORED ADR 055622104 1619 52969 SH SOLE 52969 0 0 BANK AMER CORP COM 060505104 352 22596 SH SOLE 22596 0 0 BARD C R INC COM 067383109 200 1075 SH SOLE 1075 0 0 BAXALTA INC COM 07177M103 264 8382 SH SOLE 8382 0 0 BAXTER INTL INC COM 071813109 759 23099 SH SOLE 23099 0 0 BECTON DICKINSON & CO COM 075887109 950 7158 SH SOLE 7158 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3590 27532 SH SOLE 27532 0 0 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 164 13547 SH SOLE 13547 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1433 45248 SH SOLE 45248 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 606 81404 SH SOLE 81404 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 450 7595 SH SOLE 7595 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1467 46665 SH SOLE 46665 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1872 31588 SH SOLE 31588 0 0 CSX CORP COM 126408103 2239 83223 SH SOLE 83223 0 0 CVS HEALTH CORP COM 126650100 1687 17485 SH SOLE 17485 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 215 6637 SH SOLE 6637 0 0 CATERPILLAR INC DEL COM 149123101 430 6575 SH SOLE 6575 0 0 CENTRAL FED CORP COM NEW 15346Q202 933 696350 SH SOLE 696350 0 0 CHEVRON CORP NEW COM 166764100 4231 53641 SH SOLE 53641 0 0 CINCINNATI FINL CORP COM 172062101 628 11679 SH SOLE 11679 0 0 CISCO SYS INC COM 17275R102 1097 41784 SH SOLE 41784 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 238 10670 SH SOLE 10670 0 0 COCA COLA CO COM 191216100 493 12282 SH SOLE 12282 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 881 14075 SH SOLE 14075 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 851 44630 SH SOLE 44630 0 0 COLGATE PALMOLIVE CO COM 194162103 488 7692 SH SOLE 7692 0 0 COMCAST CORP NEW CL A 20030N101 817 14360 SH SOLE 14360 0 0 CONOCOPHILLIPS COM 20825C104 2937 61249 SH SOLE 61249 0 0 CORNING INC COM 219350105 968 56527 SH SOLE 56527 0 0 COSTCO WHSL CORP NEW COM 22160K105 960 6642 SH SOLE 6642 0 0 DEERE & CO COM 244199105 1019 13773 SH SOLE 13773 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1592 14767 SH SOLE 14767 0 0 DISNEY WALT CO COM DISNEY 254687106 2358 23077 SH SOLE 23077 0 0 DOMINION RES INC VA NEW COM 25746U109 1106 15710 SH SOLE 15710 0 0 DOW CHEM CO COM 260543103 1320 31130 SH SOLE 31130 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1138 23613 SH SOLE 23613 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 357 4968 SH SOLE 4968 0 0 E M C CORP MASS COM 268648102 262 10857 SH SOLE 10857 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 760 91561 SH SOLE 91561 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 1049 109222 SH SOLE 109222 0 0 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 1126 54363 SH SOLE 54363 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 519 24930 SH SOLE 24930 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2249 90312 SH SOLE 90312 0 0 EXPEDITORS INTL WASH INC COM 302130109 2090 44426 SH SOLE 44426 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 3741 46212 SH SOLE 46212 0 0 EXXON MOBIL CORP COM 30231G102 5025 67592 SH SOLE 67592 0 0 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1019 46035 SH SOLE 46035 0 0 FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 263 6465 SH SOLE 6465 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1507 36044 SH SOLE 36044 0 0 FLUOR CORP NEW COM 343412102 1571 37097 SH SOLE 37097 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 226 40650 SH SOLE 40650 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 697 14680 SH SOLE 14680 0 0 FREEPORT-MCMORAN INC CL B 35671D857 158 16294 SH SOLE 16294 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 301 31018 SH SOLE 31018 0 0 GENERAL DYNAMICS CORP COM 369550108 619 4490 SH SOLE 4490 0 0 GENERAL ELECTRIC CO COM 369604103 449 17797 SH SOLE 17797 0 0 GENWORTH FINL INC COM CL A 37247D106 114 24750 SH SOLE 24750 0 0 GILEAD SCIENCES INC COM 375558103 1061 10801 SH SOLE 10801 0 0 GRAINGER W W INC COM 384802104 1195 5559 SH SOLE 5559 0 0 HOME DEPOT INC COM 437076102 250 2163 SH SOLE 2163 0 0 HONEYWELL INTL INC COM 438516106 1825 19271 SH SOLE 19271 0 0 HOWARD HUGHES CORP COM 44267D107 275 2400 SH SOLE 2400 0 0 ILLINOIS TOOL WKS INC COM 452308109 204 2476 SH SOLE 2476 0 0 INTEL CORP COM 458140100 644 21379 SH SOLE 21379 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1937 13360 SH SOLE 13360 0 0 ISHARES TR CORE US AGGBD ET 464287226 226 2066 SH SOLE 2066 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 275 8397 SH SOLE 8397 0 0 ISHARES TR MSCI EAFE ETF 464287465 213 3724 SH SOLE 3724 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 244 3635 SH SOLE 3635 0 0 ISHARES TR RUS MID-CAP ETF 464287499 203 1308 SH SOLE 1308 0 0 ISHARES TR CORE S&P MCP ETF 464287507 814 5961 SH SOLE 5961 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 218 719 SH SOLE 719 0 0 ISHARES TR CORE S&P SCP ETF 464287804 604 5671 SH SOLE 5671 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 221 1774 SH SOLE 1774 0 0 ISHARES TR U.S. PFD STK ETF 464288687 203 5261 SH SOLE 5261 0 0 JPMORGAN CHASE & CO COM 46625H100 1252 20531 SH SOLE 20531 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 593 58327 SH SOLE 58327 0 0 JOHNSON & JOHNSON COM 478160104 2901 31082 SH SOLE 31082 0 0 KKR & CO L P DEL COM UNITS 48248M102 341 20297 SH SOLE 20297 0 0 KINDER MORGAN INC DEL COM 49456B101 415 14992 SH SOLE 14992 0 0 KOHLS CORP COM 500255104 442 9537 SH SOLE 9537 0 0 LEUCADIA NATL CORP COM 527288104 1814 89533 SH SOLE 89533 0 0 LIBBEY INC COM 529898108 512 15708 SH SOLE 15708 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 294 8530 SH SOLE 8530 0 0 LOWES COS INC COM 548661107 656 9515 SH SOLE 9515 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 374 6225 SH SOLE 6225 0 0 MASTERCARD INC CL A 57636Q104 3019 33501 SH SOLE 33501 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 659 19725 SH SOLE 19725 0 0 MCDONALDS CORP COM 580135101 502 5097 SH SOLE 5097 0 0 MERCK & CO INC NEW COM 58933Y105 311 6287 SH SOLE 6287 0 0 MICROSOFT CORP COM 594918104 1220 27553 SH SOLE 27553 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 362 8403 SH SOLE 8403 0 0 MICRON TECHNOLOGY INC COM 595112103 391 26101 SH SOLE 26101 0 0 MIDDLEFIELD BANC CORP COM NEW 596304204 383 12500 SH SOLE 12500 0 0 MONDELEZ INTL INC CL A 609207105 274 6538 SH SOLE 6538 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 109 11200 SH SOLE 11200 0 0 MONOGRAM RESIDENTIAL TR INC COM 60979P105 202 21748 SH SOLE 21748 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 275 4024 SH SOLE 4024 0 0 MUELLER WTR PRODS INC COM SER A 624758108 161 21000 SH SOLE 21000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1312 34839 SH SOLE 34839 0 0 NEW GERMANY FD INC COM 644465106 1284 89108 SH SOLE 89108 0 0 NIKE INC CL B 654106103 1784 14505 SH SOLE 14505 0 0 NORFOLK SOUTHERN CORP COM 655844108 786 10287 SH SOLE 10287 0 0 NOVARTIS A G SPONSORED ADR 66987V109 253 2756 SH SOLE 2756 0 0 NOVO-NORDISK A S ADR 670100205 213 3925 SH SOLE 3925 0 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 247 18185 SH SOLE 18185 0 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 152 11110 SH SOLE 11110 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 155 19397 SH SOLE 19397 0 0 OCATA THERAPEUTICS INC COM 67457L100 75 17850 SH SOLE 17850 0 0 ORACLE CORP COM 68389X105 3330 92181 SH SOLE 92181 0 0 PNC FINL SVCS GROUP INC COM 693475105 649 7274 SH SOLE 7274 0 0 PARKER HANNIFIN CORP COM 701094104 1248 12830 SH SOLE 12830 0 0 PEPSICO INC COM 713448108 5080 53871 SH SOLE 53871 0 0 PFIZER INC COM 717081103 1075 34215 SH SOLE 34215 0 0 PHILIP MORRIS INTL INC COM 718172109 452 5695 SH SOLE 5695 0 0 PHILLIPS 66 COM 718546104 2750 35785 SH SOLE 35785 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 238 2360 SH SOLE 2360 0 0 PLUM CREEK TIMBER CO INC COM 729251108 206 5220 SH SOLE 5220 0 0 PRAXAIR INC COM 74005P104 533 5235 SH SOLE 5235 0 0 PRICELINE GRP INC COM NEW 741503403 2157 1744 SH SOLE 1744 0 0 PROCTER & GAMBLE CO COM 742718109 4012 55771 SH SOLE 55771 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 715 11000 SH SOLE 11000 0 0 QUALCOMM INC COM 747525103 2302 42846 SH SOLE 42846 0 0 RPM INTL INC COM 749685103 997 23805 SH SOLE 23805 0 0 REPUBLIC SVCS INC COM 760759100 2047 49689 SH SOLE 49689 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 707 3687 SH SOLE 3687 0 0 SCHLUMBERGER LTD COM 806857108 3092 44825 SH SOLE 44825 0 0 SCHWAB CHARLES CORP NEW COM 808513105 841 29439 SH SOLE 29439 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 213 4582 SH SOLE 4582 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 5337 116636 SH SOLE 116636 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 628 31047 SH SOLE 31047 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 260 7244 SH SOLE 7244 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 4314 157600 SH SOLE 157600 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 11067 212249 SH SOLE 212249 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 329 14520 SH SOLE 14520 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 456 9150 SH SOLE 9150 0 0 SHERWIN WILLIAMS CO COM 824348106 370 1659 SH SOLE 1659 0 0 SIGMA ALDRICH CORP COM 826552101 393 2831 SH SOLE 2831 0 0 SMUCKER J M CO COM NEW 832696405 15435 135290 SH SOLE 135290 0 0 SOUTHERN CO COM 842587107 510 11408 SH SOLE 11408 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 495 35183 SH SOLE 35183 0 0 STARZ COM SER A 85571Q102 232 6210 SH SOLE 6210 0 0 TFS FINL CORP COM 87240R107 238 13800 SH SOLE 13800 0 0 TJX COS INC NEW COM 872540109 736 10299 SH SOLE 10299 0 0 TARGET CORP COM 87612E106 363 4612 SH SOLE 4612 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 328 33900 SH SOLE 33900 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 371 6575 SH SOLE 6575 0 0 3M CO COM 88579Y101 2807 19803 SH SOLE 19803 0 0 TIME WARNER INC COM NEW 887317303 602 8763 SH SOLE 8763 0 0 TRAVELERS COMPANIES INC COM 89417E109 959 9639 SH SOLE 9639 0 0 TYSON FOODS INC UNIT 99/99/9999 902494301 1786 34845 SH SOLE 34845 0 0 US BANCORP DEL COM NEW 902973304 1318 32129 SH SOLE 32129 0 0 UNILEVER PLC SPON ADR NEW 904767704 1190 29182 SH SOLE 29182 0 0 UNION PAC CORP COM 907818108 1864 21081 SH SOLE 21081 0 0 UNITED PARCEL SERVICE INC CL B 911312106 579 5866 SH SOLE 5866 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3479 39093 SH SOLE 39093 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2366 20393 SH SOLE 20393 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 271 3195 SH SOLE 3195 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 203 3233 SH SOLE 3233 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 205 6208 SH SOLE 6208 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 787 6420 SH SOLE 6420 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 497 4968 SH SOLE 4968 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 918 11511 SH SOLE 11511 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2348 13363 SH SOLE 13363 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 362 3100 SH SOLE 3100 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1001 12261 SH SOLE 12261 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1777 40834 SH SOLE 40834 0 0 VISA INC COM CL A 92826C839 903 12967 SH SOLE 12967 0 0 W P CAREY INC COM 92936U109 1431 24757 SH SOLE 24757 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 364 4382 SH SOLE 4382 0 0 WEBMD HEALTH CORP COM 94770V102 219 5500 SH SOLE 5500 0 0 WELLS FARGO & CO NEW COM 949746101 2584 50317 SH SOLE 50317 0 0 WELLTOWER INC COM 95040Q104 2887 42638 SH SOLE 42638 0 0 WESTERN ASSET MUN HI INCM FD COM 95766N103 115 15864 SH SOLE 15864 0 0 WEYERHAEUSER CO COM 962166104 699 25570 SH SOLE 25570 0 0 WEYERHAEUSER CO PREF CONV SER A 962166872 737 15443 SH SOLE 15443 0 0 ZOETIS INC CL A 98978V103 1519 36877 SH SOLE 36877 0 0 ZWEIG FD COM NEW 989834205 334 26027 SH SOLE 26027 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1794 18259 SH SOLE 18259 0 0 EATON CORP PLC SHS G29183103 2765 53906 SH SOLE 53906 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 95 11250 SH SOLE 11250 0 0 SIGNET JEWELERS LIMITED SHS G81276100 799 5867 SH SOLE 5867 0 0