FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/30/2015 |
3. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ ETR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 13,799 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (Right to Buy) | (1) | 01/24/2018 | Common Stock | 5,000 | $108.2 | D | |
Stock Options (Right to Buy) | (1) | 01/29/2019 | Common Stock | 4,300 | $77.53 | D | |
Stock Options (Right to Buy) | (1) | 01/28/2020 | Common Stock | 7,500 | $77.1 | D | |
Stock Options (Right to Buy) | (1) | 01/27/2021 | Common Stock | 3,000 | $72.79 | D | |
Stock Options (Right to Buy) | (1) | 01/26/2022 | Common Stock | 10,000 | $71.3 | D | |
Stock Options (Right to Buy) | (2) | 01/31/2023 | Common Stock | 11,000 | $64.6 | D | |
Stock Options (Right to Buy) | (3) | 01/30/2024 | Common Stock | 7,600 | $63.17 | D | |
Stock Options (Right to Buy) | (4) | 01/29/2025 | Common Stock | 8,600 | $89.9 | D | |
Restricted Stock Units | 03/31/2016 | 03/31/2016 | Common Stock | 1,668(5) | $0 | D |
Explanation of Responses: |
1. The reporting person may exercise the options at any time. |
2. 7,333 of the options may be exercised by the reporting person at any time. The remaining 3,667 options will become exercisable on January 31, 2016. |
3. 2,533 of the options may be exercised by the reporting person at any time. The remaining 5,067 options will vest in two equal installments on January 30, 2016 and January 30, 2017. |
4. The options will become exercisable in three equal annual installments on January 29, 2016, 2017 and 2018. |
5. Each restricted stock unit represents a contingent right to receive for each vested unit the cash equivalent of a share of Entergy common stock. |
Remarks: |
Exhibit List - Exhibit 24 - Power of Attorney |
/s/ Daniel T. Falstad by power of attorney | 11/02/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |