Chief Compliance Officer

0001656537-21-000004.txt : 20210412 0001656537-21-000004.hdr.sgml : 20210412 20210409184711 ACCESSION NUMBER: 0001656537-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210412 DATE AS OF CHANGE: 20210409 EFFECTIVENESS DATE: 20210412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Wealth Group, Inc. CENTRAL INDEX KEY: 0001656537 IRS NUMBER: 061763159 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18113 FILM NUMBER: 21819012 BUSINESS ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 562-799-1929 MAIL ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001656537 XXXXXXXX 03-31-2021 03-31-2021 Regal Wealth Group, Inc.

12501 SEAL BEACH BOULEVARD SUITE 280 SEAL BEACH CA 90740

13F HOLDINGS REPORT 028-18113 N William Beeler Chief Compliance Officer (800) 381-7431 William Beeler Seal Beach CA 04-09-2021 0 265 170179 false INFORMATION TABLE 2 regal1q21.xml AES CORP COM 00130H105 4 140 SH SOLE 0 0 140 AMC ENTMT HLDGS INC CL A COM 00165C104 15 1457 SH SOLE 0 0 1457 AT&T INC COM 00206R102 158 5210 SH SOLE 0 0 5210 ARK ETF TR INNOVATION ETF 00214Q104 1 10 SH SOLE 0 0 10 ARK ETF TR GENOMIC REV ETF 00214Q302 0 1 SH SOLE 0 0 1 ARK ETF TR NEXT GNRTN INTER 00214Q401 0 1 SH SOLE 0 0 1 ARK ETF TR FINTECH INNOVA 00214Q708 0 1 SH SOLE 0 0 1 ARK ETF TR ARK SPACE EXPL 00214Q807 21 1000 SH SOLE 0 0 1000 ABBVIE INC COM 00287Y109 2 15 SH SOLE 0 0 15 ADVANCED MICRO DEVICES INC COM 007903107 45 570 SH SOLE 0 0 570 AIR PRODS & CHEMS INC COM 009158106 49 175 SH SOLE 0 0 175 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 157 694 SH SOLE 0 0 694 ALPHABET INC CAP STK CL C 02079K107 46 22 SH SOLE 0 0 22 ALPHABET INC CAP STK CL A 02079K305 66 32 SH SOLE 0 0 32 ALTERYX INC COM CL A 02156B103 33 400 SH SOLE 0 0 400 ALTRIA GROUP INC COM 02209S103 4 70 SH SOLE 0 0 70 AMAZON COM INC COM 023135106 17 6 SH SOLE 0 0 6 AMERICAN AIRLS GROUP INC COM 02376R102 65 2723 SH SOLE 0 0 2723 AMERICAN ELEC PWR CO INC COM 025537101 19 223 SH SOLE 0 0 223 AMERICAN EXPRESS CO COM 025816109 27 191 SH SOLE 0 0 191 AMERICAN TOWER CORP NEW COM 03027X100 30 124 SH SOLE 0 0 124 APPLE INC COM 037833100 1196 9794 SH SOLE 0 0 9794 ARLO TECHNOLOGIES INC COM 04206A101 0 29 SH SOLE 0 0 29 ASTRAZENECA PLC SPONSORED ADR 046353108 15 300 SH SOLE 0 0 300 ATMOS ENERGY CORP COM 049560105 67 683 SH SOLE 0 0 683 ATOMERA INC COM 04965B100 12 500 SH SOLE 0 0 500 BP PLC SPONSORED ADR 055622104 1 39 SH SOLE 0 0 39 BK OF AMERICA CORP COM 060505104 138 3558 SH SOLE 0 0 3558 BANK NEW YORK MELLON CORP COM 064058100 4 89 SH SOLE 0 0 89 BARRICK GOLD CORP COM 067901108 13 670 SH SOLE 0 0 670 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 152 595 SH SOLE 0 0 595 BLACK HILLS CORP COM 092113109 36 541 SH SOLE 0 0 541 BOEING CO COM 097023105 5955 23379 SH SOLE 0 0 23379 BOOKING HOLDINGS INC COM 09857L108 14 6 SH SOLE 0 0 6 BOSTON SCIENTIFIC CORP COM 101137107 0 10 SH SOLE 0 0 10 CIGNA CORP NEW COM 125523100 44 182 SH SOLE 0 0 182 CMS ENERGY CORP COM 125896100 35 568 SH SOLE 0 0 568 CAMECO CORP COM 13321L108 73 4390 SH SOLE 0 0 4390 CARRIER GLOBAL CORPORATION COM 14448C104 279 6599 SH SOLE 0 0 6599 CATERPILLAR INC COM 149123101 5 21 SH SOLE 0 0 21 CATHAY GEN BANCORP COM 149150104 104 2544 SH SOLE 0 0 2544 CHESAPEAKE UTILS CORP COM 165303108 8 71 SH SOLE 0 0 71 CHEVRON CORP NEW COM 166764100 147 1400 SH SOLE 0 0 1400 CHURCHILL CAPITAL CORP IV CL A 171439102 0 14 SH SOLE 0 0 14 CIENA CORP COM NEW 171779309 55 1000 SH SOLE 0 0 1000 CISCO SYS INC COM 17275R102 7 127 SH SOLE 0 0 127 CITIGROUP INC COM NEW 172967424 3 35 SH SOLE 0 0 35 CLEAN ENERGY FUELS CORP COM 184499101 14 1039 SH SOLE 0 0 1039 CLOUDFLARE INC CL A COM 18915M107 42 600 SH SOLE 0 0 600 COCA COLA CO COM 191216100 6 112 SH SOLE 0 0 112 COMCAST CORP NEW CL A 20030N101 51 946 SH SOLE 0 0 946 CONOCOPHILLIPS COM 20825C104 1 20 SH SOLE 0 0 20 CORELOGIC INC COM 21871D103 40 500 SH SOLE 0 0 500 CORTEVA INC COM 22052L104 6 136 SH SOLE 0 0 136 COSTCO WHSL CORP NEW COM 22160K105 126 359 SH SOLE 0 0 359 CREE INC COM 225447101 11 100 SH SOLE 0 0 100 DIAMONDBACK ENERGY INC COM 25278X109 2 33 SH SOLE 0 0 33 DIREXION SHS ETF TR DLY AEROSPC 3X 25460E661 1 45 SH SOLE 0 0 45 DIREXION SHS ETF TR OIL GAS BL 2X SH 25460G500 1 10 SH SOLE 0 0 10 DISNEY WALT CO COM 254687106 360 1953 SH SOLE 0 0 1953 DOCUSIGN INC COM 256163106 101 500 SH SOLE 0 0 500 DOW INC COM 260557103 10 149 SH SOLE 0 0 149 DRAFTKINGS INC COM CL A 26142R104 2 35 SH SOLE 0 0 35 DUKE ENERGY CORP NEW COM NEW 26441C204 31 320 SH SOLE 0 0 320 DUPONT DE NEMOURS INC COM 26614N102 11 137 SH SOLE 0 0 137 EBAY INC. 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