Chief Compliance Officer

0001656537-20-000004.txt : 20200709 0001656537-20-000004.hdr.sgml : 20200709 20200708173500 ACCESSION NUMBER: 0001656537-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200709 DATE AS OF CHANGE: 20200708 EFFECTIVENESS DATE: 20200709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Wealth Group, Inc. CENTRAL INDEX KEY: 0001656537 IRS NUMBER: 061763159 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18113 FILM NUMBER: 201019041 BUSINESS ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 562-799-1929 MAIL ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001656537 XXXXXXXX 06-30-2020 06-30-2020 Regal Wealth Group, Inc.

12501 SEAL BEACH BOULEVARD SUITE 280 SEAL BEACH CA 90740

13F HOLDINGS REPORT 028-18113 N Bill Beeler Chief Compliance Officer (800) 381-7431 Bill Beeler Seal Beach CA 07-08-2020 0 215 121170 false INFORMATION TABLE 2 regal2q20.xml 3M CO COM 88579Y101 5 34 SH SOLE 0 0 34 AES CORP COM 00130H105 2 137 SH SOLE 0 0 137 AIR PRODS & CHEMS INC COM 009158106 42 175 SH SOLE 0 0 175 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 72 334 SH SOLE 0 0 334 ALLSTATE CORP COM 020002101 180 1860 SH SOLE 0 0 1860 ALPHABET INC CAP STK CL C 02079K107 27 19 SH SOLE 0 0 19 ALPHABET INC CAP STK CL A 02079K305 41 29 SH SOLE 0 0 29 ALTRIA GROUP INC COM 02209S103 8 202 SH SOLE 0 0 202 AMAZON COM INC COM 023135106 11 4 SH SOLE 0 0 4 AMERICAN AIRLS GROUP INC COM 02376R102 33 2503 SH SOLE 0 0 2503 AMERICAN ELEC PWR CO INC COM 025537101 17 217 SH SOLE 0 0 217 AMERICAN EXPRESS CO COM 025816109 18 191 SH SOLE 0 0 191 AMERICAN TOWER CORP NEW COM 03027X100 32 124 SH SOLE 0 0 124 APPLE INC COM 037833100 877 2403 SH SOLE 0 0 2403 ARLO TECHNOLOGIES INC COM 04206A101 0 29 SH SOLE 0 0 29 AT&T INC COM 00206R102 167 5537 SH SOLE 0 0 5537 BARRICK GOLD CORPORATION COM 067901108 29 1082 SH SOLE 0 0 1082 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 101 567 SH SOLE 0 0 567 BK OF AMERICA CORP COM 060505104 78 3263 SH SOLE 0 0 3263 BLACK HILLS CORP COM 092113109 30 526 SH SOLE 0 0 526 BOEING CO COM 097023105 4787 26113 SH SOLE 0 0 26113 BOOKING HOLDINGS INC COM 09857L108 10 6 SH SOLE 0 0 6 BOSTON SCIENTIFIC CORP COM 101137107 0 10 SH SOLE 0 0 10 CALLON PETE CO DEL COM 13123X102 0 38 SH SOLE 0 0 38 CAMECO CORP COM 13321L108 25 2420 SH SOLE 0 0 2420 CARRIER GLOBAL CORPORATION COM 14448C104 210 9445 SH SOLE 0 0 9445 CATERPILLAR INC DEL COM 149123101 3 21 SH SOLE 0 0 21 CATHAY GEN BANCORP COM 149150104 73 2784 SH SOLE 0 0 2784 CENTURYLINK INC COM 156700106 1 149 SH SOLE 0 0 149 CHEVRON CORP NEW COM 166764100 56 623 SH SOLE 0 0 623 CIGNA CORP NEW COM 125523100 34 182 SH SOLE 0 0 182 CISCO SYS INC COM 17275R102 6 124 SH SOLE 0 0 124 CITIGROUP INC COM NEW 172967424 3 63 SH SOLE 0 0 63 CLEAN ENERGY FUELS CORP COM 184499101 3 1500 SH SOLE 0 0 1500 COCA COLA CO COM 191216100 5 112 SH SOLE 0 0 112 COMCAST CORP NEW CL A 20030N101 19 498 SH SOLE 0 0 498 CORECIVIC INC COM 21871N101 0 52 SH SOLE 0 0 52 CORELOGIC INC COM 21871D103 34 500 SH SOLE 0 0 500 CORTEVA INC COM 22052L104 4 134 SH SOLE 0 0 134 COSTCO WHSL CORP NEW COM 22160K105 114 375 SH SOLE 0 0 375 CREE INC COM 225447101 6 100 SH SOLE 0 0 100 DIREXION SHS ETF TR DAILY FINL BEAR 25460E133 57 3219 SH SOLE 0 0 3219 DIREXION SHS ETF TR DLY AEROSPC 3X 25460E661 1 65 SH SOLE 0 0 65 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 0 22 SH SOLE 0 0 22 DISCOVER FINL SVCS COM 254709108 39 784 SH SOLE 0 0 784 DISNEY WALT CO COM DISNEY 254687106 208 1866 SH SOLE 0 0 1866 DOCUSIGN INC COM 256163106 86 500 SH SOLE 0 0 500 DOW INC COM 260557103 6 143 SH SOLE 0 0 143 DRAFTKINGS INC COM CL A 26142R104 2 55 SH SOLE 0 0 55 DUKE ENERGY CORP NEW COM NEW 26441C204 25 316 SH SOLE 0 0 316 DUPONT DE NEMOURS INC COM 26614N102 7 135 SH SOLE 0 0 135 EBAY INC. COM 278642103 44 838 SH SOLE 0 0 838 EDISON INTL COM 281020107 337 6196 SH SOLE 0 0 6196 EMBRAER S.A. SPONSORED ADS 29082A107 1 200 SH SOLE 0 0 200 ENBRIDGE INC COM 29250N105 3 108 SH SOLE 0 0 108 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 1 205 SH SOLE 0 0 205 ESCO TECHNOLOGIES INC COM 296315104 133 1577 SH SOLE 0 0 1577 ETF SER SOLUTIONS US GLB JETS 26922A842 2 103 SH SOLE 0 0 103 EVERSOURCE ENERGY COM 30040W108 126 1511 SH SOLE 0 0 1511 EXELON CORP COM 30161N101 254 7006 SH SOLE 0 0 7006 EXXON MOBIL CORP COM 30231G102 16 351 SH SOLE 0 0 351 FACEBOOK INC CL A 30303M102 269 1186 SH SOLE 0 0 1186 FIDELITY COVINGTON TR QLTY FCTOR ETF 316092790 181 4967 SH SOLE 0 0 4967 FORD MTR CO DEL COM 345370860 31 5111 SH SOLE 0 0 5111 FRANCO NEV CORP COM 351858105 27 190 SH SOLE 0 0 190 GENERAL ELECTRIC CO COM 369604103 44 6371 SH SOLE 0 0 6371 GILEAD SCIENCES INC COM 375558103 38 500 SH SOLE 0 0 500 GOLDMAN SACHS GROUP INC COM 38141G104 5 24 SH SOLE 0 0 24 GOPRO INC CL A 38268T103 0 50 SH SOLE 0 0 50 HAWAIIAN ELEC INDUSTRIES COM 419870100 66 1823 SH SOLE 0 0 1823 HOME DEPOT INC COM 437076102 16 65 SH SOLE 0 0 65 HONEYWELL INTL INC COM 438516106 273 1891 SH SOLE 0 0 1891 HOST HOTELS & RESORTS INC COM 44107P104 8 704 SH SOLE 0 0 704 INTEL CORP COM 458140100 411 6868 SH SOLE 0 0 6868 INTERNATIONAL BUSINESS MACHS COM 459200101 9 76 SH SOLE 0 0 76 INTUITIVE SURGICAL INC COM NEW 46120E602 52 92 SH SOLE 0 0 92 INVESCO EXCH TRADED FD TR II S&P SMLCP ENGY 46138E164 0 70 SH SOLE 0 0 70 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 412 4044 SH SOLE 0 0 4044 INVESCO QQQ TR UNIT SER 1 46090E103 24 98 SH SOLE 0 0 98 ISHARES INC MIN VOL GBL ETF 464286525 111 1264 SH SOLE 0 0 1264 ISHARES INC MSCI EQUAL WEITE 464286681 248 4332 SH SOLE 0 0 4332 ISHARES SILVER TR ISHARES 46428Q109 5 311 SH SOLE 0 0 311 ISHARES TR CORE S&P TTL STK 464287150 24 348 SH SOLE 0 0 348 ISHARES TR SELECT DIVID ETF 464287168 46 572 SH SOLE 0 0 572 ISHARES TR CORE S&P500 ETF 464287200 10275 33177 SH SOLE 0 0 33177 ISHARES TR CORE US AGGBD ET 464287226 6352 53737 SH SOLE 0 0 53737 ISHARES TR IBOXX INV CP ETF 464287242 7062 52507 SH SOLE 0 0 52507 ISHARES TR S&P 500 GRWT ETF 464287309 1743 8402 SH SOLE 0 0 8402 ISHARES TR S&P 500 VAL ETF 464287408 1338 12360 SH SOLE 0 0 12360 ISHARES TR MSCI EAFE ETF 464287465 41 670 SH SOLE 0 0 670 ISHARES TR RUS MD CP GR ETF 464287481 0 3 SH SOLE 0 0 3 ISHARES TR RUS MID CAP ETF 464287499 57 1069 SH SOLE 0 0 1069 ISHARES TR CORE S&P MCP ETF 464287507 86 484 SH SOLE 0 0 484 ISHARES TR RUS 1000 VAL ETF 464287598 14366 127564 SH SOLE 0 0 127564 ISHARES TR RUS 1000 GRW ETF 464287614 18206 94847 SH SOLE 0 0 94847 ISHARES TR RUS 1000 ETF 464287622 1863 10849 SH SOLE 0 0 10849 ISHARES TR RUS 2000 VAL ETF 464287630 2732 28034 SH SOLE 0 0 28034 ISHARES TR RUS 2000 GRW ETF 464287648 3146 15206 SH SOLE 0 0 15206 ISHARES TR RUSSELL 2000 ETF 464287655 1476 10311 SH SOLE 0 0 10311 ISHARES TR US HLTHCARE ETF 464287762 3 13 SH SOLE 0 0 13 ISHARES TR CORE S&P SCP ETF 464287804 244 3579 SH SOLE 0 0 3579 ISHARES TR SP SMCP600VL ETF 464287879 22 179 SH SOLE 0 0 179 ISHARES TR MSCI ACWI EX US 464288240 134 3106 SH SOLE 0 0 3106 ISHARES TR IBOXX HI YD ETF 464288513 3682 45115 SH SOLE 0 0 45115 ISHARES TR CORE HIGH DV ETF 46429B663 8 95 SH SOLE 0 0 95 ISHARES TR MIN VOL EAFE ETF 46429B689 91 1380 SH SOLE 0 0 1380 ISHARES TR MSCI MIN VOL ETF 46429B697 8766 144582 SH SOLE 0 0 144582 ISHARES TR USA SIZE FACTOR 46432F370 6 70 SH SOLE 0 0 70 ISHARES TR USA MOMENTUM FCT 46432F396 5715 43625 SH SOLE 0 0 43625 ISHARES TR 0-5YR INVT GR CP 46434V100 29 558 SH SOLE 0 0 558 ISHARES TR EXPONENTIAL TECH 46434V381 1 30 SH SOLE 0 0 30 ISHARES TR 0-5YR HI YL CP 46434V407 2451 57147 SH SOLE 0 0 57147 ISHARES TR CORE DIV GRWTH 46434V621 49 1300 SH SOLE 0 0 1300 ISHARES TR ESG AWRE USD ETF 46435G193 6 220 SH SOLE 0 0 220 ISHARES TR ESG AWRE 1 5 YR 46435G243 12 456 SH SOLE 0 0 456 ISHARES TR ESG MSCI USA ETF 46435G425 63 906 SH SOLE 0 0 906 ISHARES TR ESG MSCI EAFE 46435G516 11 181 SH SOLE 0 0 181 ISHARES TR CORE INTL AGGR 46435G672 27 477 SH SOLE 0 0 477 ISHARES TR CYBERSECURITY 46435U135 1 26 SH SOLE 0 0 26 ISHARES TR GENOMICS IMMUN 46435U192 2 40 SH SOLE 0 0 40 ISHARES TR ESG AWR US AGRGT 46435U549 17 299 SH SOLE 0 0 299 ISHARES TR ESG MSCI USA SML 46435U663 11 431 SH SOLE 0 0 431 JD.COM INC SPON ADR CL A 47215P106 18 300 SH SOLE 0 0 300 JOHNSON & JOHNSON COM 478160104 19 136 SH SOLE 0 0 136 JPMORGAN CHASE & CO COM 46625H100 27 287 SH SOLE 0 0 287 KRAFT HEINZ CO COM 500754106 12 372 SH SOLE 0 0 372 LINDE PLC SHS G5494J103 139 655 SH SOLE 0 0 655 LOCKHEED MARTIN CORP COM 539830109 112 308 SH SOLE 0 0 308 LOWES COS INC COM 548661107 42 308 SH SOLE 0 0 308 MARRIOTT INTL INC NEW CL A 571903202 146 1700 SH SOLE 0 0 1700 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 14 168 SH SOLE 0 0 168 MASTERCARD INCORPORATED CL A 57636Q104 1 4 SH SOLE 0 0 4 MCDONALDS CORP COM 580135101 391 2117 SH SOLE 0 0 2117 MEDTRONIC PLC SHS G5960L103 1 10 SH SOLE 0 0 10 MERCK & CO. INC COM 58933Y105 425 5490 SH SOLE 0 0 5490 MERITOR INC COM 59001K100 54 2737 SH SOLE 0 0 2737 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 0 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 2063 10137 SH SOLE 0 0 10137 MODERNA INC COM 60770K107 21 325 SH SOLE 0 0 325 MONDELEZ INTL INC CL A 609207105 4 81 SH SOLE 0 0 81 MONSTER BEVERAGE CORP NEW COM 61174X109 42 600 SH SOLE 0 0 600 MORGAN STANLEY COM NEW 617446448 76 1568 SH SOLE 0 0 1568 NETFLIX INC COM 64110L106 52 114 SH SOLE 0 0 114 NETGEAR INC COM 64111Q104 0 10 SH SOLE 0 0 10 NIKE INC CL B 654106103 39 400 SH SOLE 0 0 400 NOKIA CORP SPONSORED ADR 654902204 4 1019 SH SOLE 0 0 1019 NORTHROP GRUMMAN CORP COM 666807102 93 303 SH SOLE 0 0 303 NUTANIX INC CL A 67059N108 12 500 SH SOLE 0 0 500 OCCIDENTAL PETE CORP COM 674599105 68 3700 SH SOLE 0 0 3700 ORACLE CORP COM 68389X105 130 2358 SH SOLE 0 0 2358 OTIS WORLDWIDE CORP COM 68902V107 269 4726 SH SOLE 0 0 4726 OTTER TAIL CORP COM 689648103 23 604 SH SOLE 0 0 604 PALO ALTO NETWORKS INC COM 697435105 30 130 SH SOLE 0 0 130 PAN AMERN SILVER CORP COM 697900108 16 530 SH SOLE 0 0 530 PAYPAL HLDGS INC COM 70450Y103 103 589 SH SOLE 0 0 589 PEPSICO INC COM 713448108 24 179 SH SOLE 0 0 179 PHILIP MORRIS INTL INC COM 718172109 8 120 SH SOLE 0 0 120 PROCTER AND GAMBLE CO COM 742718109 263 2203 SH SOLE 0 0 2203 PROSHARES TR II ULTA BLMBG 2017 74347Y888 2 80 SH SOLE 0 0 80 PRUDENTIAL FINL INC COM 744320102 12 192 SH SOLE 0 0 192 QUALCOMM INC COM 747525103 36 389 SH SOLE 0 0 389 RAYTHEON TECHNOLOGIES CORP COM 75513E101 591 9588 SH SOLE 0 0 9588 REMARK HLDGS INC COM 75955K102 0 200 SH SOLE 0 0 200 ROCKWELL AUTOMATION INC COM 773903109 6413 30106 SH SOLE 0 0 30106 ROKU INC COM CL A 77543R102 13 110 SH SOLE 0 0 110 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2 16 SH SOLE 0 0 16 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2 31 SH SOLE 0 0 31 SEMPRA ENERGY COM 816851109 54 457 SH SOLE 0 0 457 SKYWORKS SOLUTIONS INC COM 83088M102 1954 15283 SH SOLE 0 0 15283 SMUCKER J M CO COM NEW 832696405 66 623 SH SOLE 0 0 623 SOUTHERN CO COM 842587107 12 241 SH SOLE 0 0 241 SOUTHWEST AIRLS CO COM 844741108 1 25 SH SOLE 0 0 25 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 7 27 SH SOLE 0 0 27 SPDR GOLD TR GOLD SHS 78463V107 48 284 SH SOLE 0 0 284 SPDR S&P 500 ETF TR TR UNIT 78462F103 285 923 SH SOLE 0 0 923 SPDR SER TR S&P DIVID ETF 78464A763 1 15 SH SOLE 0 0 15 SPIRIT AIRLS INC COM 848577102 4 250 SH SOLE 0 0 250 SPLUNK INC COM 848637104 73 368 SH SOLE 0 0 368 SQUARE INC CL A 852234103 12 112 SH SOLE 0 0 112 STARBUCKS CORP COM 855244109 15 198 SH SOLE 0 0 198 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 59 1040 SH SOLE 0 0 1040 TC ENERGY CORP COM 87807B107 6 140 SH SOLE 0 0 140 TELLURIAN INC NEW COM 87968A104 6 5000 SH SOLE 0 0 5000 TESLA INC COM 88160R101 171 158 SH SOLE 0 0 158 THERMO FISHER SCIENTIFIC INC COM 883556102 49 134 SH SOLE 0 0 134 TRAVELERS COMPANIES INC COM 89417E109 16 140 SH SOLE 0 0 140 TWITTER INC COM 90184L102 15 500 SH SOLE 0 0 500 UBER TECHNOLOGIES INC COM 90353T100 22 700 SH SOLE 0 0 700 UNION PAC CORP COM 907818108 6 36 SH SOLE 0 0 36 UNITEDHEALTH GROUP INC COM 91324P102 241 817 SH SOLE 0 0 817 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 21 72 SH SOLE 0 0 72 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1 11 SH SOLE 0 0 11 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1 9 SH SOLE 0 0 9 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 347 4416 SH SOLE 0 0 4416 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3 13 SH SOLE 0 0 13 VANGUARD INDEX FDS MID CAP ETF 922908629 1721 10500 SH SOLE 0 0 10500 VANGUARD INDEX FDS GROWTH ETF 922908736 2 11 SH SOLE 0 0 11 VANGUARD INDEX FDS SMALL CP ETF 922908751 919 6308 SH SOLE 0 0 6308 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1680 10734 SH SOLE 0 0 10734 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 4 31 SH SOLE 0 0 31 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 5 24 SH SOLE 0 0 24 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1 12 SH SOLE 0 0 12 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 8 53 SH SOLE 0 0 53 VERIZON COMMUNICATIONS INC COM 92343V104 332 6014 SH SOLE 0 0 6014 VISA INC COM CL A 92826C839 86 445 SH SOLE 0 0 445 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 56 3541 SH SOLE 0 0 3541 WABTEC COM 929740108 2 30 SH SOLE 0 0 30 WALMART INC COM 931142103 24 199 SH SOLE 0 0 199 WASTE MGMT INC DEL COM 94106L109 5 50 SH SOLE 0 0 50 WEC ENERGY GROUP INC COM 92939U106 80 909 SH SOLE 0 0 909 WELLTOWER INC COM 95040Q104 3 50 SH SOLE 0 0 50 XCEL ENERGY INC COM 98389B100 10 165 SH SOLE 0 0 165 YUM BRANDS INC COM 988498101 12 140 SH SOLE 0 0 140 YUM CHINA HLDGS INC COM 98850P109 6 133 SH SOLE 0 0 133 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1 10 SH SOLE 0 0 10