Chief Compliance Officer

0001656537-20-000003.txt : 20200423 0001656537-20-000003.hdr.sgml : 20200423 20200423135701 ACCESSION NUMBER: 0001656537-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200423 EFFECTIVENESS DATE: 20200423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Wealth Group, Inc. CENTRAL INDEX KEY: 0001656537 IRS NUMBER: 061763159 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18113 FILM NUMBER: 20810453 BUSINESS ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 562-799-1929 MAIL ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001656537 XXXXXXXX 03-31-2020 03-31-2020 Regal Wealth Group, Inc.

12501 SEAL BEACH BOULEVARD SUITE 280 SEAL BEACH CA 90740

13F HOLDINGS REPORT 028-18113 N Bill Beeler Chief Compliance Officer (800) 381-7431 Bill Beeler Seal Beach CA 04-23-2020 0 188 102128 false INFORMATION TABLE 2 regal1q20.xml AT&T INC COM 00206R102 125 4296 SH SOLE 0 0 4296 AIR PRODS & CHEMS INC COM 009158106 35 175 SH SOLE 0 0 175 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 65 334 SH SOLE 0 0 334 ALLSTATE CORP COM 020002101 171 1860 SH SOLE 0 0 1860 ALPHABET INC CAP STK CL C 02079K107 22 19 SH SOLE 0 0 19 ALPHABET INC CAP STK CL A 02079K305 34 29 SH SOLE 0 0 29 ALTRIA GROUP INC COM 02209S103 8 202 SH SOLE 0 0 202 AMAZON COM INC COM 023135106 8 4 SH SOLE 0 0 4 AMERICAN AIRLS GROUP INC COM 02376R102 31 2503 SH SOLE 0 0 2503 AMERICAN EXPRESS CO COM 025816109 16 191 SH SOLE 0 0 191 AMERICAN TOWER CORP NEW COM 03027X100 27 124 SH SOLE 0 0 124 APPLE INC COM 037833100 637 2503 SH SOLE 0 0 2503 ARLO TECHNOLOGIES INC COM 04206A101 0 29 SH SOLE 0 0 29 BK OF AMERICA CORP COM 060505104 69 3262 SH SOLE 0 0 3262 BARRICK GOLD CORPORATION COM 067901108 20 1080 SH SOLE 0 0 1080 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 140 767 SH SOLE 0 0 767 BOEING CO COM 097023105 3783 25367 SH SOLE 0 0 25367 BOOKING HLDGS INC COM 09857L108 8 6 SH SOLE 0 0 6 BOSTON SCIENTIFIC CORP COM 101137107 0 10 SH SOLE 0 0 10 CIGNA CORP NEW COM 125523100 32 182 SH SOLE 0 0 182 CALLON PETE CO DEL COM 13123X102 0 38 SH SOLE 0 0 38 CAMECO CORP COM 13321L108 18 2420 SH SOLE 0 0 2420 CATERPILLAR INC DEL COM 149123101 2 21 SH SOLE 0 0 21 CATHAY GEN BANCORP COM 149150104 64 2784 SH SOLE 0 0 2784 CENTURYLINK INC COM 156700106 1 146 SH SOLE 0 0 146 CHEVRON CORP NEW COM 166764100 45 616 SH SOLE 0 0 616 CISCO SYS INC COM 17275R102 5 123 SH SOLE 0 0 123 CITIGROUP INC COM NEW 172967424 3 63 SH SOLE 0 0 63 CLEAN ENERGY FUELS CORP COM 184499101 3 1500 SH SOLE 0 0 1500 COCA COLA CO COM 191216100 5 112 SH SOLE 0 0 112 COMCAST CORP NEW CL A 20030N101 17 496 SH SOLE 0 0 496 CORELOGIC INC COM 21871D103 15 500 SH SOLE 0 0 500 CORECIVIC INC COM 21871N101 1 51 SH SOLE 0 0 51 CORTEVA INC COM 22052L104 3 134 SH SOLE 0 0 134 COSTCO WHSL CORP NEW COM 22160K105 107 375 SH SOLE 0 0 375 CREE INC COM 225447101 21 600 SH SOLE 0 0 600 DISNEY WALT CO COM DISNEY 254687106 180 1867 SH SOLE 0 0 1867 DISCOVER FINL SVCS COM 254709108 28 784 SH SOLE 0 0 784 DOCUSIGN INC COM 256163106 46 500 SH SOLE 0 0 500 DOW INC COM 260557103 4 141 SH SOLE 0 0 141 DUKE ENERGY CORP NEW COM NEW 26441C204 16 193 SH SOLE 0 0 193 DUPONT DE NEMOURS INC COM 26614N102 5 134 SH SOLE 0 0 134 ETF SER SOLUTIONS US GLB JETS 26922A842 2 103 SH SOLE 0 0 103 EBAY INC COM 278642103 25 835 SH SOLE 0 0 835 EDISON INTL COM 281020107 298 5447 SH SOLE 0 0 5447 EMBRAER S.A. 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INC COM 58933Y105 421 5475 SH SOLE 0 0 5475 MERITOR INC COM 59001K100 38 2850 SH SOLE 0 0 2850 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 0 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 1599 10137 SH SOLE 0 0 10137 MONDELEZ INTL INC CL A 609207105 4 82 SH SOLE 0 0 82 MONSTER BEVERAGE CORP NEW COM 61174X109 34 600 SH SOLE 0 0 600 MORGAN STANLEY COM NEW 617446448 53 1568 SH SOLE 0 0 1568 NETFLIX INC COM 64110L106 43 114 SH SOLE 0 0 114 NETGEAR INC COM 64111Q104 0 10 SH SOLE 0 0 10 NIKE INC CL B 654106103 33 400 SH SOLE 0 0 400 NOKIA CORP SPONSORED ADR 654902204 3 1019 SH SOLE 0 0 1019 NORTHROP GRUMMAN CORP COM 666807102 91 302 SH SOLE 0 0 302 NUTANIX INC CL A 67059N108 8 500 SH SOLE 0 0 500 OCCIDENTAL PETE CORP COM 674599105 2 200 SH SOLE 0 0 200 ORACLE CORP COM 68389X105 114 2359 SH SOLE 0 0 2359 PALO ALTO NETWORKS INC COM 697435105 21 130 SH SOLE 0 0 130 PAN AMERN SILVER CORP COM 697900108 8 530 SH SOLE 0 0 530 PAYPAL HLDGS INC COM 70450Y103 78 819 SH SOLE 0 0 819 PEPSICO INC COM 713448108 14 113 SH SOLE 0 0 113 PHILIP MORRIS INTL INC COM 718172109 9 120 SH SOLE 0 0 120 PROCTER & GAMBLE CO COM 742718109 242 2203 SH SOLE 0 0 2203 PROSHARES TR PSHS ULDOW30 NEW 74347B276 74 2579 SH SOLE 0 0 2579 PRUDENTIAL FINL INC COM 744320102 10 191 SH SOLE 0 0 191 QUALCOMM INC COM 747525103 40 591 SH SOLE 0 0 591 ROCKWELL AUTOMATION INC COM 773903109 4538 30069 SH SOLE 0 0 30069 ROKU INC COM CL A 77543R102 10 110 SH SOLE 0 0 110 SPDR S&P 500 ETF TR TR UNIT 78462F103 237 919 SH SOLE 0 0 919 SPDR GOLD TRUST GOLD SHS 78463V107 73 490 SH SOLE 0 0 490 SPDR SER TR S&P DIVID ETF 78464A763 1 15 SH SOLE 0 0 15 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 6 27 SH SOLE 0 0 27 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1 16 SH SOLE 0 0 16 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2 31 SH SOLE 0 0 31 SKYWORKS SOLUTIONS INC COM 83088M102 1340 14988 SH SOLE 0 0 14988 SMUCKER J M CO COM NEW 832696405 69 624 SH SOLE 0 0 624 SNAP INC CL A 83304A106 2 200 SH SOLE 0 0 200 SPIRIT AIRLS INC COM 848577102 4 300 SH SOLE 0 0 300 SPLUNK INC COM 848637104 46 368 SH SOLE 0 0 368 SPRINT CORPORATION COM 85207U105 0 9 SH SOLE 0 0 9 SQUARE INC CL A 852234103 16 312 SH SOLE 0 0 312 STARBUCKS CORP COM 855244109 13 198 SH SOLE 0 0 198 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 49 1034 SH SOLE 0 0 1034 TC ENERGY CORP COM 87807B107 6 139 SH SOLE 0 0 139 TELLURIAN INC NEW COM 87968A104 5 5000 SH SOLE 0 0 5000 TESLA INC COM 88160R101 83 158 SH SOLE 0 0 158 THERMO FISHER SCIENTIFIC INC COM 883556102 38 134 SH SOLE 0 0 134 3M CO COM 88579Y101 5 34 SH SOLE 0 0 34 TRAVELERS COMPANIES INC COM 89417E109 14 140 SH SOLE 0 0 140 TWITTER INC COM 90184L102 12 500 SH SOLE 0 0 500 UBER TECHNOLOGIES INC COM 90353T100 20 700 SH SOLE 0 0 700 UNION PAC CORP COM 907818108 5 36 SH SOLE 0 0 36 UNITEDHEALTH GROUP INC COM 91324P102 203 814 SH SOLE 0 0 814 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1 11 SH SOLE 0 0 11 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1 9 SH SOLE 0 0 9 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 323 4625 SH SOLE 0 0 4625 VANGUARD INDEX FDS MID CAP ETF 922908629 1382 10500 SH SOLE 0 0 10500 VANGUARD INDEX FDS SMALL CP ETF 922908751 728 6308 SH SOLE 0 0 6308 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1341 10400 SH SOLE 0 0 10400 VERIZON COMMUNICATIONS INC COM 92343V104 248 4613 SH SOLE 0 0 4613 VISA INC COM CL A 92826C839 70 435 SH SOLE 0 0 435 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 49 3542 SH SOLE 0 0 3542 WABTEC COM 929740108 1 30 SH SOLE 0 0 30 WALMART INC COM 931142103 23 200 SH SOLE 0 0 200 WASTE MGMT INC DEL COM 94106L109 5 51 SH SOLE 0 0 51 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1 10 SH SOLE 0 0 10 LINDE PLC SHS G5494J103 113 656 SH SOLE 0 0 656 MEDTRONIC PLC SHS G5960L103 1 10 SH SOLE 0 0 10