Chief Compliance Officer

0001656537-19-000005.txt : 20191022 0001656537-19-000005.hdr.sgml : 20191022 20191022145120 ACCESSION NUMBER: 0001656537-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191022 DATE AS OF CHANGE: 20191022 EFFECTIVENESS DATE: 20191022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Wealth Group, Inc. CENTRAL INDEX KEY: 0001656537 IRS NUMBER: 061763159 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18113 FILM NUMBER: 191161469 BUSINESS ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 562-799-1929 MAIL ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001656537 XXXXXXXX 09-30-2019 09-30-2019 Regal Wealth Group, Inc.

12501 SEAL BEACH BOULEVARD SUITE 280 SEAL BEACH CA 90740

13F HOLDINGS REPORT 028-18113 N Bill Beeler Chief Compliance Officer (800) 381-7431 Bill Beeler Seal Beach CA 10-22-2019 0 169 109685 false INFORMATION TABLE 2 regal3q19.xml AT&T INC COM 00206R102 43 1495 SH SOLE 0 0 1495 ADVANSIX INC COM 00773T101 0 7 SH SOLE 0 0 7 AIR PRODS & CHEMS INC COM 009158106 53 331 SH SOLE 0 0 331 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 261 1902 SH SOLE 0 0 1902 ALLSTATE CORP COM 020002101 154 1860 SH SOLE 0 0 1860 ALPHABET INC CAP STK CL C 02079K107 20 19 SH SOLE 0 0 19 ALPHABET INC CAP STK CL A 02079K305 29 28 SH SOLE 0 0 28 ALTABA INC COM 021346101 29 500 SH SOLE 0 0 500 ALTRIA GROUP INC COM 02209S103 10 202 SH SOLE 0 0 202 AMAZON COM INC COM 023135106 3 2 SH SOLE 0 0 2 AMERICAN EXPRESS CO COM 025816109 18 191 SH SOLE 0 0 191 AMERICAN FIN TR INC COM CLASS A 02607T109 12 865 SH SOLE 0 0 865 AMERICAN TOWER CORP NEW COM 03027X100 20 124 SH SOLE 0 0 124 APPLE INC COM 037833100 387 2450 SH SOLE 0 0 2450 ARLO TECHNOLOGIES INC COM 04206A101 0 10 SH SOLE 0 0 10 BAIDU INC SPON ADR REP A 056752108 32 200 SH SOLE 0 0 200 BAKER HUGHES A GE CO CL A 05722G100 9 432 SH SOLE 0 0 432 BANK AMER CORP COM 060505104 88 3556 SH SOLE 0 0 3556 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 159 781 SH SOLE 0 0 781 BEST BUY INC COM 086516101 3 50 SH SOLE 0 0 50 BOEING CO COM 097023105 8503 26366 SH SOLE 0 0 26366 BOOKING HLDGS INC COM 09857L108 10 6 SH SOLE 0 0 6 BOSTON SCIENTIFIC CORP COM 101137107 0 10 SH SOLE 0 0 10 CIGNA CORP NEW COM 125523100 35 182 SH SOLE 0 0 182 CARRIZO OIL & GAS INC COM 144577103 0 22 SH SOLE 0 0 22 CATERPILLAR INC DEL COM 149123101 3 21 SH SOLE 0 0 21 CATHAY GEN BANCORP COM 149150104 93 2784 SH SOLE 0 0 2784 CENTURYLINK INC COM 156700106 2 116 SH SOLE 0 0 116 CHEVRON CORP NEW COM 166764100 66 602 SH SOLE 0 0 602 CISCO SYS INC COM 17275R102 5 104 SH SOLE 0 0 104 CITIGROUP INC COM NEW 172967424 3 63 SH SOLE 0 0 63 CLEAN ENERGY FUELS CORP COM 184499101 3 1500 SH SOLE 0 0 1500 COMCAST CORP NEW CL A 20030N101 7 208 SH SOLE 0 0 208 CORELOGIC INC COM 21871D103 17 500 SH SOLE 0 0 500 CORECIVIC INC COM 21871N101 1 45 SH SOLE 0 0 45 COSTCO WHSL CORP NEW COM 22160K105 97 477 SH SOLE 0 0 477 DXC TECHNOLOGY CO COM 23355L106 4 73 SH SOLE 0 0 73 DISNEY WALT CO COM DISNEY 254687106 91 825 SH SOLE 0 0 825 DISCOVER FINL SVCS COM 254709108 46 784 SH SOLE 0 0 784 DOWDUPONT INC COM 26078J100 21 397 SH SOLE 0 0 397 DUKE ENERGY CORP NEW COM NEW 26441C204 17 193 SH SOLE 0 0 193 ETF SER SOLUTIONS US GLB JETS 26922A842 3 101 SH SOLE 0 0 101 EBAY INC COM 278642103 23 819 SH SOLE 0 0 819 EDISON INTL COM 281020107 309 5446 SH SOLE 0 0 5446 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 2 175 SH SOLE 0 0 175 ESCO TECHNOLOGIES INC COM 296315104 157 2387 SH SOLE 0 0 2387 EVERSOURCE ENERGY COM 30040W108 94 1450 SH SOLE 0 0 1450 EXELON CORP COM 30161N101 302 6697 SH SOLE 0 0 6697 EXXON MOBIL CORP COM 30231G102 9 126 SH SOLE 0 0 126 FACEBOOK INC CL A 30303M102 179 1365 SH SOLE 0 0 1365 FIDELITY QLTY FCTOR ETF 316092790 212 7078 SH SOLE 0 0 7078 FORD MTR CO DEL COM PAR USD0.01 345370860 36 4668 SH SOLE 0 0 4668 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 28 SH SOLE 0 0 28 GARRETT MOTION INC COM 366505105 0 17 SH SOLE 0 0 17 GENERAL ELECTRIC CO COM 369604103 52 6853 SH SOLE 0 0 6853 GENERAL MLS INC COM 370334104 6 144 SH SOLE 0 0 144 GOLDMAN SACHS GROUP INC COM 38141G104 4 24 SH SOLE 0 0 24 GOPRO INC CL A 38268T103 0 50 SH SOLE 0 0 50 HP INC COM 40434L105 18 861 SH SOLE 0 0 861 HAWAIIAN ELEC INDUSTRIES COM 419870100 37 1012 SH SOLE 0 0 1012 HEWLETT PACKARD ENTERPRISE C COM 42824C109 11 867 SH SOLE 0 0 867 HOME DEPOT INC COM 437076102 7 43 SH SOLE 0 0 43 HONEYWELL INTL INC COM 438516106 23 175 SH SOLE 0 0 175 HOST HOTELS & RESORTS INC COM 44107P104 11 651 SH SOLE 0 0 651 HUNTINGTON INGALLS INDS INC COM 446413106 9 46 SH SOLE 0 0 46 INTEL CORP COM 458140100 340 7235 SH SOLE 0 0 7235 INTERNATIONAL BUSINESS MACHS COM 459200101 20 176 SH SOLE 0 0 176 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 4879 53384 SH SOLE 0 0 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RUS 1000 GRW ETF 464287614 2720 20777 SH SOLE 0 0 20777 ISHARES TR RUS 1000 ETF 464287622 1502 10830 SH SOLE 0 0 10830 ISHARES TR RUS 2000 VAL ETF 464287630 390 3622 SH SOLE 0 0 3622 ISHARES TR RUS 2000 GRW ETF 464287648 423 2517 SH SOLE 0 0 2517 ISHARES TR RUSSELL 2000 ETF 464287655 1380 10302 SH SOLE 0 0 10302 ISHARES TR US HLTHCARE ETF 464287762 2 13 SH SOLE 0 0 13 ISHARES TR CORE S&P SCP ETF 464287804 2269 32731 SH SOLE 0 0 32731 ISHARES TR MSCI ACWI EX US 464288240 125 2970 SH SOLE 0 0 2970 ISHARES TR IBOXX HI YD ETF 464288513 4432 54653 SH SOLE 0 0 54653 ISHARES TR INDIA 50 ETF 464289529 36 1030 SH SOLE 0 0 1030 ISHARES SILVER TRUST ISHARES 46428Q109 5 311 SH SOLE 0 0 311 ISHARES TR CORE HIGH DV ETF 46429B663 8 89 SH SOLE 0 0 89 ISHARES TR MIN VOL EAFE ETF 46429B689 140 2094 SH SOLE 0 0 2094 ISHARES TR MIN VOL USA ETF 46429B697 5569 106282 SH SOLE 0 0 106282 ISHARES TR USA MOMENTUM FCT 46432F396 4312 43018 SH SOLE 0 0 43018 ISHARES TR CORE MSCI EAFE 46432F842 6 105 SH SOLE 0 0 105 ISHARES TR 0-5YR INVT GR CP 46434V100 45 913 SH SOLE 0 0 913 ISHARES TR 0-5YR HI YL CP 46434V407 3016 67691 SH SOLE 0 0 67691 ISHARES TR CORE INTL AGGR 46435G672 43 824 SH SOLE 0 0 824 JPMORGAN CHASE & CO COM 46625H100 25 252 SH SOLE 0 0 252 JD COM INC SPON ADR CL A 47215P106 6 300 SH SOLE 0 0 300 JOHNSON & JOHNSON COM 478160104 18 136 SH SOLE 0 0 136 KRAFT HEINZ CO COM 500754106 16 372 SH SOLE 0 0 372 LANDS END INC NEW COM 51509F105 1 95 SH SOLE 0 0 95 LOCKHEED MARTIN CORP COM 539830109 81 308 SH SOLE 0 0 308 LOWES COS INC COM 548661107 28 308 SH SOLE 0 0 308 MAGNEGAS APPLIED TECHNLGY SO COM 55939M101 0 242 SH SOLE 0 0 242 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 12 163 SH SOLE 0 0 163 MARRIOTT INTL INC NEW CL A 571903202 181 1666 SH SOLE 0 0 1666 MCDONALDS CORP COM 580135101 389 2192 SH SOLE 0 0 2192 MERCK & CO INC COM 58933Y105 418 5472 SH SOLE 0 0 5472 MERITOR INC COM 59001K100 60 3525 SH SOLE 0 0 3525 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837304 2 118 SH SOLE 0 0 118 MICROSOFT CORP COM 594918104 981 9659 SH SOLE 0 0 9659 MONDELEZ INTL INC CL A 609207105 3 81 SH SOLE 0 0 81 MONSTER BEVERAGE CORP NEW COM 61174X109 30 600 SH SOLE 0 0 600 MORGAN STANLEY COM NEW 617446448 62 1568 SH SOLE 0 0 1568 NETFLIX INC COM 64110L106 31 114 SH SOLE 0 0 114 NETGEAR INC COM 64111Q104 1 10 SH SOLE 0 0 10 NIKE INC CL B 654106103 30 400 SH SOLE 0 0 400 NORTHROP GRUMMAN CORP COM 666807102 73 296 SH SOLE 0 0 296 NUTANIX INC CL A 67059N108 21 500 SH SOLE 0 0 500 OCCIDENTAL PETE CORP DEL COM 674599105 17 277 SH SOLE 0 0 277 ORACLE CORP COM 68389X105 92 2038 SH SOLE 0 0 2038 PAYPAL HLDGS INC COM 70450Y103 69 819 SH SOLE 0 0 819 PEPSICO INC COM 713448108 12 113 SH SOLE 0 0 113 PERSPECTA INC COM 715347100 1 36 SH SOLE 0 0 36 PHILIP MORRIS INTL INC COM 718172109 8 120 SH SOLE 0 0 120 PROCTER AND GAMBLE CO COM 742718109 203 2203 SH SOLE 0 0 2203 PRUDENTIAL FINL INC COM 744320102 15 189 SH SOLE 0 0 189 QUALCOMM INC COM 747525103 22 389 SH SOLE 0 0 389 RESIDEO TECHNOLOGIES INC COM 76118Y104 1 29 SH SOLE 0 0 29 ROCKWELL AUTOMATION INC COM 773903109 4629 30759 SH SOLE 0 0 30759 ROKU INC COM CL A 77543R102 3 110 SH SOLE 0 0 110 SPDR S&P 500 ETF TR TR UNIT 78462F103 218 872 SH SOLE 0 0 872 SPDR GOLD TRUST GOLD SHS 78463V107 16 135 SH SOLE 0 0 135 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2 31 SH SOLE 0 0 31 SKYWORKS SOLUTIONS INC COM 83088M102 935 13949 SH SOLE 0 0 13949 SMUCKER J M CO COM NEW 832696405 58 623 SH SOLE 0 0 623 SNAP INC CL A 83304A106 1 200 SH SOLE 0 0 200 SPIRIT AIRLS INC COM 848577102 17 300 SH SOLE 0 0 300 SPRINT CORP COM SER 1 85207U105 0 9 SH SOLE 0 0 9 SQUARE INC CL A 852234103 6 100 SH SOLE 0 0 100 STARBUCKS CORP COM 855244109 6 89 SH SOLE 0 0 89 TESLA INC COM 88160R101 53 158 SH SOLE 0 0 158 THERMO FISHER SCIENTIFIC INC COM 883556102 30 134 SH SOLE 0 0 134 3M CO COM 88579Y101 6 34 SH SOLE 0 0 34 TRANSCANADA CORP COM 89353D107 5 131 SH SOLE 0 0 131 TRAVELERS COMPANIES INC COM 89417E109 17 140 SH SOLE 0 0 140 TWITTER INC COM 90184L102 14 500 SH SOLE 0 0 500 UNION PAC CORP COM 907818108 5 36 SH SOLE 0 0 36 UNITED TECHNOLOGIES CORP COM 913017109 1373 12895 SH SOLE 0 0 12895 UNITEDHEALTH GROUP INC COM 91324P102 199 798 SH SOLE 0 0 798 VANGUARD WORLD FDS ENERGY ETF 92204A306 2 20 SH SOLE 0 0 20 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 359 4820 SH SOLE 0 0 4820 VANGUARD INDEX FDS MID CAP ETF 922908629 1451 10500 SH SOLE 0 0 10500 VANGUARD INDEX FDS SMALL CP ETF 922908751 832 6300 SH SOLE 0 0 6300 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1327 10400 SH SOLE 0 0 10400 VERIZON COMMUNICATIONS INC COM 92343V104 214 3801 SH SOLE 0 0 3801 VERSUM MATLS INC COM 92532W103 5 173 SH SOLE 0 0 173 VISA INC COM CL A 92826C839 57 435 SH SOLE 0 0 435 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 54 2811 SH SOLE 0 0 2811 WASTE MGMT INC DEL COM 94106L109 4 50 SH SOLE 0 0 50 LINDE PLC COM G5494J103 112 720 SH SOLE 0 0 720 MEDTRONIC PLC SHS G5960L103 1 10 SH SOLE 0 0 10 TRANSOCEAN LTD REG SHS H8817H100 0 41 SH SOLE 0 0 41