0001209191-20-036175.txt : 20200612 0001209191-20-036175.hdr.sgml : 20200612 20200612080013 ACCESSION NUMBER: 0001209191-20-036175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200610 FILED AS OF DATE: 20200612 DATE AS OF CHANGE: 20200612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanafelt Armen CENTRAL INDEX KEY: 0001656151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38459 FILM NUMBER: 20958891 MAIL ADDRESS: STREET 1: C/O LILLY VENTURES FUND I, LLC STREET 2: 115 W. WASHINGTON STREET,STE 1680-SOUTH CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Surface Oncology, Inc. CENTRAL INDEX KEY: 0001718108 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 HAMPSHIRE STREET, 8TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-714-4096 MAIL ADDRESS: STREET 1: 50 HAMPSHIRE STREET, 8TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-10 0 0001718108 Surface Oncology, Inc. SURF 0001656151 Shanafelt Armen C/O LILLY VENTURES 115 WEST WASHINGTON ST., STE 1680 SOUTH INDIANAPOLIS IN 46204 1 0 1 0 Stock Option (Right to Buy) 4.35 2020-06-10 4 A 0 12000 0.00 A 2030-06-10 Common Stock 12000 12000 D This option shall vest in full upon the earlier to occur of the first anniversary of the date of grant or the date of the next Annual Meeting; provided, however, that all vesting shall cease if the director resigns from the Board of Directors or otherwise ceases to serve as a director. /s/ Jessica Fees, as Attorney-in-Fact 2020-06-12