0001144204-19-004381.txt : 20190201 0001144204-19-004381.hdr.sgml : 20190201 20190201134507 ACCESSION NUMBER: 0001144204-19-004381 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190201 DATE AS OF CHANGE: 20190201 EFFECTIVENESS DATE: 20190201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cavalier Investments, LLC CENTRAL INDEX KEY: 0001655543 IRS NUMBER: 474698780 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17041 FILM NUMBER: 19559023 BUSINESS ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: 770-777-8277 MAIL ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 FORMER COMPANY: FORMER CONFORMED NAME: Cavalier Investments DATE OF NAME CHANGE: 20151014 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655543 XXXXXXXX 12-31-2018 12-31-2018 false Cavalier Investments, LLC

12600 Deerfield Parkway Suite #100 Alpharetta GA 30004

13F HOLDINGS REPORT 028-17041 N Scott Wetherington 770-777-8277 /s/ Scott Wetherington Alpharetta GA 02-01-2019 1 182 310181 1 0000872163 028-02824 NAVELLIER & ASSOCIATES INC INFORMATION TABLE 2 infotable.xml Abbott Laboratories COM 002824100 1169 16164 SH SOLE 16164 0 0 ABIOMED Inc COM 003654100 2056 6325 SH OTR 1 6325 0 0 Advanced Micro Devic es Inc COM 007903107 506 27393 SH SOLE 27393 0 0 Allied Motion Techno logies Inc COM 019330109 523 11700 SH OTR 1 11700 0 0 Amazon.com Inc COM 023135106 1202 800 SH OTR 1 800 0 0 Amazon.com Inc COM 023135106 936 623 SH SOLE 623 0 0 Amedisys Inc COM 023436108 820 7000 SH SOLE 7000 0 0 Amedisys Inc COM 023436108 328 2800 SH OTR 1 2800 0 0 Apple Inc COM 037833100 395 2500 SH SOLE 2500 0 0 Apple Inc COM 037833100 975 6177 SH OTR 1 6177 0 0 Arbor Realty Trust I nc COM 038923108 1973 195900 SH OTR 1 195900 0 0 AstraZeneca PLC COM 046353108 889 23400 SH SOLE 23400 0 0 Becton Dickinson and Co COM 075887109 1057 4692 SH OTR 1 4692 0 0 Becton Dickinson and Co COM 075887109 89 393 SH OTR 1 393 0 0 Berkshire Hathaway I nc COM 084670702 775 3797 SH OTR 1 3797 0 0 BioTelemetry Inc COM 090672106 860 14400 SH SOLE 14400 0 0 Biospecifics Technol gies Corp. COM 090931106 285 4700 SH OTR 1 4700 0 0 Boeing Co/The COM 097023105 2129 6600 SH OTR 1 6600 0 0 Boston Scientific Co rp COM 101137107 1068 30219 SH SOLE 30219 0 0 Buckle Inc/The COM 118440106 228 11795 SH SOLE 11795 0 0 Burlington Stores In c COM 122017106 1350 8300 SH SOLE 8300 0 0 CSG Systems Internat ional Inc COM 126349109 85 2687 SH OTR 1 2687 0 0 Callaway Golf Co COM 131193104 431 28200 SH OTR 1 28200 0 0 Capital Southwest Corp COM 140501107 903 47000 SH OTR 1 47000 0 0 Cargurus Inc COM 141788109 418 12400 SH SOLE 12400 0 0 Coca-Cola Co/The COM 191216100 1107 23370 SH SOLE 23370 0 0 Conagra Brands Inc COM 205887102 65 3064 SH OTR 1 3064 0 0 Copart Inc COM 217204106 444 9300 SH SOLE 9300 0 0 Denbury Resources In c COM 247916208 125 73300 SH OTR 1 73300 0 0 DEXCOM INC COM COM 252131107 419 3500 SH OTR 1 3500 0 0 Dollar General Corp COM 256677105 1049 9701 SH OTR 1 9701 0 0 Double Line Total Return COM 258620103 1966 188885 SH SOLE 188885 0 0 Ecopetrol SA COM 279158109 1545 97300 SH SOLE 97300 0 0 Telefonaktiebolaget LM Ericsson COM 294821608 393 44300 SH OTR 1 44300 0 0 Federal Signal Corp COM 313855108 1208 60700 SH OTR 1 60700 0 0 Green Plains Partner s LP COM 393221106 195 14387 SH OTR 1 14387 0 0 Green Plains Inc COM 393222104 193 14718 SH SOLE 14718 0 0 HEICO Corp COM 422806109 823 10625 SH SOLE 10625 0 0 HollyFrontier Corp COM 436106108 1048 20500 SH OTR 1 20500 0 0 Home Depot Inc/The COM 437076102 2405 14000 SH OTR 1 14000 0 0 Home Depot Inc/The COM 437076102 1037 6036 SH OTR 1 6036 0 0 Hormel Foods Corp COM 440452100 86 2021 SH SOLE 2021 0 0 iShares China Large- Cap ETF ETF 464287184 531 13600 SH SOLE 13600 0 0 iShares Core S&P 500 ETF ETF 464287200 3247 12910 SH OTR 1 12910 0 0 Ishares S&P 500 ETF 464287200 2827 11234 SH OTR 1 11234 0 0 iShares 1-3 Year Tre asury Bond ETF ETF 464287457 2692 32195 SH OTR 1 32195 0 0 iShares 1-3 US Treasury ETF 464287457 2458 29393 SH SOLE 29393 0 0 iShares 3-7 Year Tre asury Bond ETF ETF 464288661 2220 18283 SH SOLE 18283 0 0 iShares 3-7 US Treasury ETF 464288661 1843 15184 SH SOLE 15184 0 0 iShares US Aerospace & Defense ETF ETF 464288760 968 5601 SH SOLE 5601 0 0 iShares U.S. Medical Devices ETF ETF 464288810 2665 13339 SH SOLE 13339 0 0 Jernigan Capital, Inc. COM 476405105 396 20000 SH SOLE 20000 0 0 Johnson & Johnson COM 478160104 1012 7842 SH SOLE 7842 0 0 Kellogg Co COM 487836108 84 1481 SH SOLE 1481 0 0 Lamb Weston Holdings Inc COM 513272104 390 5300 SH SOLE 5300 0 0 Legacy Reserves LP COM 524706108 146 94700 SH SOLE 94700 0 0 Lincoln National Cor p COM 534187109 88 1708 SH SOLE 1708 0 0 Lindsay Corp COM 535555106 218 2263 SH OTR 1 2263 0 0 Lululemon Athletica Inc COM 550021109 1277 10500 SH SOLE 10500 0 0 Marine Products Corp COM 568427108 222 13100 SH SOLE 13100 0 0 McDonald's Corp COM 580135101 1087 6119 SH OTR 1 6119 0 0 McGrath RentCorp COM 580589109 263 5100 SH OTR 1 5100 0 0 Microsoft Corp COM 594918104 1524 15002 SH SOLE 15002 0 0 NMI Holdings Inc COM 629209305 498 27900 SH SOLE 27900 0 0 National Research Co rp COM 637372202 306 8022 SH OTR 1 8022 0 0 Nice Ltd COM 653656108 790 7300 SH OTR 1 7300 0 0 Palo Alto Networks I nc COM 697435105 377 2000 SH SOLE 2000 0 0 Pfizer Inc COM 717081103 1087 24900 SH OTR 1 24900 0 0 Pfizer Inc COM 717081103 89 2039 SH SOLE 2039 0 0 Progressive Corp/The COM 743315103 724 12000 SH OTR 1 12000 0 0 Ross Stores Inc COM 778296103 1015 12200 SH SOLE 12200 0 0 John B Sanfilippo & Son Inc COM 800422107 82 1469 SH OTR 1 1469 0 0 Square Inc COM 852234103 841 14997 SH OTR 1 14997 0 0 Stryker Corp COM 863667101 1035 6599 SH SOLE 6599 0 0 Sysco Corp COM 871829107 86 1379 SH SOLE 1379 0 0 Thermo Fisher Scient ific Inc COM 883556102 1061 4740 SH OTR 1 4740 0 0 Tyson Foods Inc COM 902494103 91 1706 SH OTR 1 1706 0 0 UFP Technologies Inc COM 902673102 210 7000 SH SOLE 7000 0 0 Union Pacific Corp COM 907818108 668 4836 SH SOLE 4836 0 0 Valmont Industries I nc COM 920253101 581 5235 SH SOLE 5235 0 0 Vanguard High-Yield Corporate Fund COM 922031208 18598 3425057 SH SOLE 3425057 0 0 Veeva Systems Inc COM 922475108 857 9600 SH SOLE 9600 0 0 Walmart Inc COM 931142103 535 5742 SH SOLE 5742 0 0 Walmart Inc COM 931142103 90 963 SH OTR 1 963 0 0 Werner Enterprises I nc COM 950755108 453 15335 SH SOLE 15335 0 0 American Eagle Outfi tters Inc COM 02553E106 1276 66000 SH SOLE 66000 0 0 Fortinet Inc COM 34959E109 2032 28850 SH SOLE 28850 0 0 Adobe Systems Inc COM 00724F101 2206 9750 SH OTR 1 9750 0 0 Alphabet Inc COM 02079K305 1084 1037 SH SOLE 1037 0 0 Alteryx Inc COM 02156B103 1150 19339 SH SOLE 19339 0 0 America First Multif amily Investors LP COM 02364V107 202 36007 SH SOLE 36007 0 0 Appfolio Inc COM 03783C100 1137 19200 SH OTR 1 19200 0 0 Autohome Inc COM 05278C107 399 5100 SH OTR 1 5100 0 0 Axon Enterprise Inc COM 05464C101 796 18200 SH OTR 1 18200 0 0 BG Staffing Inc COM 05544A109 304 14739 SH SOLE 14739 0 0 CME Group Inc COM 12572Q105 546 2900 SH SOLE 2900 0 0 CVR Refining LP COM 12663P107 217 20800 SH SOLE 20800 0 0 Chart Industries Inc COM 16115Q308 494 7600 SH OTR 1 7600 0 0 CONOCOPHILLIPS COM COM 20825C104 468 7500 SH OTR 1 7500 0 0 Domino's Pizza Inc COM 25754A201 422 1700 SH OTR 1 1700 0 0 InfraCap MLP ETF ETF 26923G103 1102 219490 SH OTR 1 219490 0 0 Enanta Pharmaceutica ls Inc COM 29251M106 850 12000 SH OTR 1 12000 0 0 Enova International Inc COM 29357K103 634 32600 SH OTR 1 32600 0 0 Equinor ASA COM 29446M102 815 38500 SH OTR 1 38500 0 0 EVERTEC Inc COM 30040P103 468 16300 SH OTR 1 16300 0 0 Evolution Petroleum Corp COM 30049A107 314 46000 SH OTR 1 46000 0 0 GlaxoSmithKline PLC COM 37733W105 108 2830 SH SOLE 2830 0 0 Inogen Inc COM 45780L104 267 2150 SH OTR 1 2150 0 0 Intuitive Surgical Inc COM 46120E602 1487 3105 SH OTR 1 3105 0 0 IntriCon Corp COM 46121H109 559 21200 SH OTR 1 21200 0 0 iRadimed Corp COM 46266A109 1180 48247 SH OTR 1 48247 0 0 iShares Edge MSCI Mi n Vol USA ETF ETF 46429B697 2620 50000 SH OTR 1 50000 0 0 iShares Edge MSCI Mi n Vol USA ETF ETF 46429B697 3438 65615 SH SOLE 65615 0 0 iShares Min Vol ETF 46429B697 2827 53942 SH OTR 1 53942 0 0 Malibu Boats Inc COM 56117J100 638 18344 SH OTR 1 18344 0 0 Mastercard Inc COM 57636Q104 1528 8100 SH OTR 1 8100 0 0 MasterCraft Boat Holdings, Inc COM 57637H103 503 26900 SH OTR 1 26900 0 0 Match Group Inc COM 57665R106 736 17200 SH SOLE 17200 0 0 Medifast Inc COM 58470H101 1863 14900 SH SOLE 14900 0 0 Medpace Holdings Inc COM 58506Q109 249 4700 SH SOLE 4700 0 0 Merck & Co Inc COM 58933Y105 1195 15640 SH OTR 1 15640 0 0 Methanex Corp COM 59151K108 525 10900 SH OTR 1 10900 0 0 Nelnet Inc COM 64031N108 318 6071 SH OTR 1 6071 0 0 Netflix Inc COM 64110L106 1472 5500 SH OTR 1 5500 0 0 NVIDIA Corp COM 67066G104 1539 11530 SH OTR 1 11530 0 0 O'Reilly Automotive Inc COM 67103H107 448 1300 SH OTR 1 1300 0 0 PGT Innovations Inc COM 69336V101 620 39100 SH SOLE 39100 0 0 Paycom Software Inc COM 70432V102 2008 16400 SH OTR 1 16400 0 0 PayPal Holdings Inc COM 70450Y103 1069 12712 SH SOLE 12712 0 0 PayPal Holdings Inc COM 70450Y103 90 1073 SH OTR 1 1073 0 0 Profire Energy Inc COM 74316X101 167 115000 SH OTR 1 115000 0 0 ProShares Short High Yield COM 74347R131 2940 125000 SH OTR 1 125000 0 0 Qualys Inc COM 74758T303 351 4700 SH OTR 1 4700 0 0 S&P Global Inc COM 78409V104 408 2400 SH OTR 1 2400 0 0 SPDR S&P 500 ETF Tru st ETF 78462F103 1050 4200 SH SOLE 4200 0 0 SPDR S&P Regional Banking ETF ETF 78464A698 392 8384 SH SOLE 8384 0 0 SPDR Doubleline Tota l Return Tactical ETF ETF 78467V848 1662 35174 SH OTR 1 35174 0 0 Health Care Select Sector SPDR Fund ETF 81369Y209 2684 31026 SH SOLE 31026 0 0 Health Care Select Sector SPDR Fund ETF 81369Y209 16817 194388 SH OTR 1 194388 0 0 Consumer Staples Select Sector SPDR Fund ETF 81369Y308 16046 315981 SH OTR 1 315981 0 0 Consumer Discretionary Select Sector SPD ETF 81369Y407 1013 10236 SH SOLE 10236 0 0 Consumer Discretionary Select Sector SPD ETF 81369Y407 16088 162489 SH SOLE 162489 0 0 Energy Select Sector SPDR Fund ETF 81369Y506 972 16940 SH SOLE 16940 0 0 Financial Select Sector SPDR Fund ETF 81369Y605 16020 672551 SH SOLE 672551 0 0 Industrial Select Sector SPDR Fund ETF 81369Y704 1000 15519 SH SOLE 15519 0 0 Technology Select Sector SPDR Fund ETF 81369Y803 5684 91706 SH SOLE 91706 0 0 Technology Select Sector SPDR Fund ETF 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14800 0 0 WEX Inc COM 96208T104 315 2249 SH OTR 1 2249 0 0 Windstream Holdings Inc COM 97382A309 32 15489 SH SOLE 15489 0 0 World Wrestling Ente rtainment Inc COM 98156Q108 1300 17400 SH SOLE 17400 0 0 Zoetis Inc COM 98978V103 1189 13900 SH SOLE 13900 0 0 Atlassian Corp PLC COM G06242104 392 4400 SH OTR 1 4400 0 0 Mimecast Ltd COM G14838109 649 19300 SH OTR 1 19300 0 0 Fabrinet COM G3323L100 395 7700 SH OTR 1 7700 0 0 Geopark Ltd COM G38327105 926 67000 SH SOLE 67000 0 0 Seagate Technology P LC COM G7945M107 1930 50000 SH OTR 1 50000 0 0 Tecnoglass Inc COM G87264100 419 51871 SH OTR 1 51871 0 0 AudioCodes Ltd COM M15342104 323 32700 SH OTR 1 32700 0 0 Camtek Ltd/Israel COM M20791105 403 59600 SH OTR 1 59600 0 0 CyberArk Software Lt d COM M2682V108 249 3356 SH OTR 1 3356 0 0 Mellanox Technologie s Ltd COM M51363113 942 10200 SH OTR 1 10200 0 0 Radware Ltd COM M81873107 686 30200 SH OTR 1 30200 0 0 Seaspan Corp COM Y75638109 394 50300 SH OTR 1 50300 0 0 Ishares S&P 500 ETF 464287200 2837 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