0001144204-17-055705.txt : 20171102
0001144204-17-055705.hdr.sgml : 20171102
20171102111834
ACCESSION NUMBER: 0001144204-17-055705
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171102
DATE AS OF CHANGE: 20171102
EFFECTIVENESS DATE: 20171102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cavalier Investments, LLC
CENTRAL INDEX KEY: 0001655543
IRS NUMBER: 474698780
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17041
FILM NUMBER: 171171248
BUSINESS ADDRESS:
STREET 1: 12600 DEERFIELD PARKWAY
STREET 2: SUITE #100
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 770-777-8277
MAIL ADDRESS:
STREET 1: 12600 DEERFIELD PARKWAY
STREET 2: SUITE #100
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
FORMER COMPANY:
FORMER CONFORMED NAME: Cavalier Investments
DATE OF NAME CHANGE: 20151014
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001655543
XXXXXXXX
09-30-2017
09-30-2017
false
Cavalier Investments, LLC
12600 Deerfield Parkway
Suite #100
Alpharetta
GA
30005
13F HOLDINGS REPORT
028-17041
N
Scott Wetherington
CIO
770-777-8277
/s/ Scott Wetherington
Alpharetta
GA
11-01-2017
3
146
208105
1
0000872163
028-02824
NAVELLIER & ASSOCIATES INC
2
0001589278
028-16797
StratiFi, LLC
3
0001352764
028-11748
Beaumont Financial Partners, LLC
INFORMATION TABLE
2
infotable.xml
Alibaba Group Holding Ltd
SPONSORED ADS
01609W102
272
1575
SH
OTR
2
1575
0
0
Alphabet Inc.
CAP STK CL A
02079K305
206
212
SH
OTR
2
212
0
0
Applied Materials Inc.
COM
038222105
273
5233
SH
OTR
2
5233
0
0
AXON ENTERPRISE INC COM
COM
05464C101
202
8924
SH
OTR
2
8924
0
0
Blackstone Group L
COM UNIT LTD
09253U108
242
7255
SH
OTR
2
7255
0
0
Celgene Corporation
COM
151020104
255
1749
SH
OTR
2
1749
0
0
Check Point Sftwre
ORD
M22465104
267
2340
SH
OTR
2
2340
0
0
Facebook, Inc.
CL A
30303M102
290
1695
SH
OTR
2
1695
0
0
Icon
SHS
G4705A100
235
2060
SH
OTR
2
2060
0
0
Pulte Group Inc
COM
745867101
285
10429
SH
OTR
2
10429
0
0
Spdr S&P 500 Etf Trust
TR UNIT
78462F103
4547
18100
SH
OTR
6100
0
0
Toll Brothers, Inc.
COM
889478103
266
6419
SH
OTR
2
6419
0
0
Visa Inc
COM CL A
92826C839
268
2545
SH
OTR
2
2545
0
0
51job Inc
SP ADR REP COM
316827104
1397
23050
SH
OTR
1
23050
0
0
Advanced Energy Industries Inc.
COM
007973100
711
8800
SH
OTR
1
8800
0
0
Alibaba Group Holding Ltd
SPONSORED ADS
01609W102
363
2100
SH
OTR
1
2100
0
0
Align Technology I
COM
016255101
931
5000
SH
OTR
1
5000
0
0
Amazon.com, Inc.
COM
023135106
961
1000
SH
OTR
1
1000
0
0
America Movil S.A.B. de C.V.
SPON ADR L SHS
02364W105
559
31500
SH
OTR
1
31500
0
0
Appfolio Incorporation
COM CL A
03783C100
590
12300
SH
OTR
1
12300
0
0
Applied Materials Inc.
COM
038222105
1818
34900
SH
OTR
1
34900
0
0
Applied Optoelectronics Inc
COM
03823U102
996
15400
SH
OTR
1
15400
0
0
ARBOR REALTY INC
COM
038923108
307
37400
SH
OTR
1
37400
0
0
Arista Networks Inc
COM
040413106
1593
8400
SH
OTR
1
8400
0
0
ASML Holding N.V.
N Y REGISTRY SHS
N07059210
360
2100
SH
OTR
1
2100
0
0
Autohome Inc
SP ADR RP CL A
05278C107
324
5400
SH
OTR
1
5400
0
0
Axcelis Technologies Inc.
COM NEW
054540208
1020
37300
SH
OTR
1
37300
0
0
Baidu Inc.
SPON ADR REP A
056752108
570
2300
SH
OTR
1
2300
0
0
Baxter International, Inc.
COM
071813109
1161
18500
SH
OTR
1
18500
0
0
Broadcom Limited
SHS
Y09827109
1334
5500
SH
OTR
1
5500
0
0
CARETRUST REIT INC
COM
14174T107
238
12500
SH
OTR
1
12500
0
0
Carlyle Group LP
COM UTS LTD PTN
14309L102
503
21300
SH
OTR
1
21300
0
0
CENTENNIAL RESOURCE DEV INC
CL A
15136A102
395
22000
SH
OTR
1
22000
0
0
China Lodging Grou
SPONSORED ADR
16949N109
630
5300
SH
OTR
1
5300
0
0
Cognex Corp
COM
192422103
1566
14200
SH
OTR
1
14200
0
0
Coherent Inc
COM
192479103
306
1300
SH
OTR
1
1300
0
0
COHU INC
COM
192576106
527
22100
SH
OTR
1
22100
0
0
Cone Midstream Partners LP
COM UNIT REPST
206812109
464
29300
SH
OTR
1
29300
0
0
Corcept Therapeutics Inc Com
COM
218352102
483
25000
SH
OTR
1
25000
0
0
CSX Corporation
COM
126408103
1400
25800
SH
OTR
1
25800
0
0
Dominos Pizza Inc
COM
25754A201
824
4150
SH
OTR
1
4150
0
0
Emcore Corporation
COM NEW
290846203
164
20000
SH
OTR
1
20000
0
0
Enviva Partners LP / Enviva Partners Fin
COM UNIT
29414J107
428
14500
SH
OTR
1
14500
0
0
Exelixis Inc
COM
30161Q104
771
31800
SH
OTR
1
31800
0
0
Extreme Networks Inc.
COM
30226D106
285
24000
SH
OTR
1
24000
0
0
Ferrari N V
COM
N3167Y103
1259
11400
SH
OTR
1
11400
0
0
First Bank (Nj)
COM
31931U102
133
10000
SH
OTR
1
10000
0
0
Fox Factory Holding Corporation
COM
35138V102
496
11500
SH
OTR
1
11500
0
0
GEOPARK LTD
USD SHS
G38327105
199
22700
SH
OTR
1
22700
0
0
Heritage-Crystal C
COM
42726M106
409
18800
SH
OTR
1
18800
0
0
Idexx Laboratories
COM
45168D104
466
3000
SH
OTR
1
3000
0
0
Ii-Vi Inc
COM
902104108
412
10000
SH
OTR
1
10000
0
0
Intuitive Surgical
COM NEW
46120E602
1082
1035
SH
OTR
1
1035
0
0
IPG Photonics Corp
COM
44980X109
1018
5500
SH
OTR
1
5500
0
0
JD.com Inc
SPON ADR CL A
47215P106
848
22200
SH
OTR
1
22200
0
0
Kemet Corporation
COM NEW
488360207
385
18200
SH
OTR
1
18200
0
0
Kronos Worldwide
COM
50105F105
422
18500
SH
OTR
1
18500
0
0
Lam Research Corporation
COM
512807108
407
2200
SH
OTR
1
2200
0
0
Malibu Boats Inc
COM CL A
56117J100
318
10044
SH
OTR
1
10044
0
0
Mastec Inc.
COM
576323109
1772
38200
SH
OTR
1
38200
0
0
Melco Resorts & Entertainment Limited
ADR
585464100
205
8500
SH
OTR
1
8500
0
0
Mettler-Toledo International Inc
COM
592688105
1002
1600
SH
OTR
1
1600
0
0
Micron Technology Inc.
COM
595112103
1522
38700
SH
OTR
1
38700
0
0
MKS INSTRUMENT INC
COM
55306N104
236
2500
SH
OTR
1
2500
0
0
Moelis & Company
CL A
60786M105
956
22209
SH
OTR
1
22209
0
0
Momo Inc
ADR
60879B107
1601
51100
SH
OTR
1
51100
0
0
Netflix, Inc.
COM
64110L106
363
2000
SH
OTR
1
2000
0
0
NEW Residential Invt Corp
COM NEW
64828T201
555
33200
SH
OTR
1
33200
0
0
NMI Holdings Inc
CL A
629209305
346
27900
SH
OTR
1
27900
0
0
NOVA MEASURING INSTRUMENTS LTD COM
COM
M7516K103
950
33800
SH
OTR
1
33800
0
0
Novanta Inc
COM
67000B104
589
13500
SH
OTR
1
13500
0
0
NutriSystem Inc.
COM
67069D108
648
11600
SH
OTR
1
11600
0
0
Nvidia Corp
COM
67066G104
3397
19000
SH
OTR
1
19000
0
0
NVR Inc
COM
62944T105
328
115
SH
OTR
1
115
0
0
ON Semiconductor Corp.
COM
682189105
401
21700
SH
OTR
1
21700
0
0
Packaging Corporation of America
COM
695156109
1399
12200
SH
OTR
1
12200
0
0
Pointer Telocation
SHS
M7946T104
285
16800
SH
OTR
1
16800
0
0
Radnet Mangement Inc.
COM
750491102
313
27100
SH
OTR
1
27100
0
0
Rexford Industrial Realty Inc.
COM
76169C100
1294
45200
SH
OTR
1
45200
0
0
Rogers Corp
COM
775133101
600
4500
SH
OTR
1
4500
0
0
Sociedad Quimica y Minera de Chile S A
SPON ADR SER B
833635105
1319
23700
SH
OTR
1
23700
0
0
Sterling Construct
COM
859241101
335
22000
SH
OTR
1
22000
0
0
STMicroelectronics N.V.
NY REGISTRY
861012102
1383
71200
SH
OTR
1
71200
0
0
Take-Two Interactive Software Inc.
COM
874054109
388
3800
SH
OTR
1
3800
0
0
TAL Ed Group
SPONSORED ADS
874080104
1315
39000
SH
OTR
1
39000
0
0
Taseko Mines LTD
COM
876511106
260
142000
SH
OTR
1
142000
0
0
Teck Resources Limited
CL B
878742204
548
26000
SH
OTR
1
26000
0
0
Ternium Sa
SPON ADR
880890108
365
11800
SH
OTR
1
11800
0
0
Terreno Realty Cor
COM
88146M101
206
5700
SH
OTR
1
5700
0
0
Texas Instruments Incorporated
COM
882508104
350
3900
SH
OTR
1
3900
0
0
The Chemours Company LLC
COM
163851108
1174
23200
SH
OTR
1
23200
0
0
TIM Participacoes
SPONSORED ADR
88706P205
420
23000
SH
OTR
1
23000
0
0
Ultra Clean Hldgs
COM
90385V107
2030
66300
SH
OTR
1
66300
0
0
Universal Display
COM
91347P105
412
3200
SH
OTR
1
3200
0
0
Veeva Systems Inc
CL A COM
922475108
632
11200
SH
OTR
1
11200
0
0
Vmware Inc
CL A COM
928563402
513
4700
SH
OTR
1
4700
0
0
Weibo Corporation
SPONSORED ADR
948596101
3467
35040
SH
OTR
1
35040
0
0
Western Digital Corp.
COM
958102105
484
5600
SH
OTR
1
5600
0
0
Yirendai Limited
SPONSORED ADR
98585L100
948
22600
SH
OTR
1
22600
0
0
First Tr Exchange
DJ INTERNT IDX
33733E302
2725
26624
SH
OTR
3
26624
0
0
Ishares Inc
MSCI JAPN SMCETF
464286582
2682
36150
SH
OTR
3
36150
0
0
ISHARES TR U.S. TECH ETF
U.S. TECH ETF
464287721
2693
17962
SH
SOLE
3
17962
0
0
ISHARES TRUST
MSCI ACWI ETF
464288257
2676
38879
SH
SOLE
3
38879
0
0
ISHARES TRUST
U.S. MED DVC ETF
464288810
2615
15654
SH
OTR
3
15654
0
0
ISHARES TRUST
INDIA 50 ETF
464289529
2549
74755
SH
OTR
3
74755
0
0
ISHARES TRUST
US HOME CONS ETF
464288752
2807
76790
SH
SOLE
3
76790
0
0
ISHARES TRUST
RUS 1000 GRW ETF
464287614
2685
21466
SH
SOLE
3
21466
0
0
ISHARES TRUST
PHLX SEMICND ETF
464287523
2822
17797
SH
SOLE
3
17797
0
0
ISHARES TRUST U.S. AER&DEF ETF
US AER DEF ETF
464288760
2792
15684
SH
OTR
3
15684
0
0
Etfis Ser Tr I
INFRAC ACT MLP
26923G103
411
44100
SH
OTR
44100
0
0
JOHN HANCOCK EXCHANGE TRADED F
MLTFACTR MATLS
47804J800
1308
39582
SH
OTR
3
39582
0
0
JOHN HANCOCK EXCHANGE TRADED F
MULTIFACTOR CO
47804J305
1205
42649
SH
OTR
3
42649
0
0
JOHN HANCOCK EXCHANGE TRADED F
MULTIFACTOR FI
47804J404
1404
40861
SH
OTR
3
40861
0
0
JOHN HANCOCK EXCHANGE TRADED F
MLTFACTR INDLS
47804J883
1264
38573
SH
OTR
3
38573
0
0
JOHN HANCOCK EXCHANGE TRADED F
MLTFCTR CONSMR
47804J875
1401
54403
SH
OTR
3
54403
0
0
JOHN HANCOCK EXCHANGE TRADED F
MLTFACTR UTILS
47804J867
1117
40194
SH
OTR
3
40194
0
0
SBI INT-FINL
SBI INT-FINL
81369Y605
9146
353828
SH
OTR
3
353828
0
0
Select Sector Spdr
SBI MATERIALS
81369Y100
9389
165359
SH
OTR
3
165359
0
0
Select Sector Spdr
SBI INT-INDS
81369Y704
9338
131542
SH
OTR
3
131542
0
0
Select Sector Spdr
TECHNOLOGY
81369Y803
10701
181072
SH
OTR
3
181072
0
0
Select Sector Spdr
SBI CONS STPLS
81369Y308
8547
158330
SH
OTR
3
158330
0
0
Select Sector Spdr
RL EST SEL SEC
81369Y860
10151
314857
SH
OTR
3
314857
0
0
Select Sector Spdr
SBI INT-UTILS
81369Y886
9243
174235
SH
OTR
3
174235
0
0
Select Sector Spdr
SBI CONS DISCR
81369Y407
9002
99933
SH
OTR
3
99933
0
0
Berkshire Hathaway Inc.
CL B NEW
084670702
200
1092
SH
OTR
1092
0
0
First Trust Exch
HLTH CARE ALPH
33734X143
304
4509
SH
OTR
4509
0
0
First Trust Exch
TECH ALPHADEX
33734X176
438
9137
SH
OTR
9137
0
0
First Trust Exch
FINLS ALPHADEX
33734X135
339
11420
SH
OTR
11420
0
0
First Trust Exch
INDLS PROD DUR
33734X150
322
8678
SH
OTR
8678
0
0
First Trust Exch
MATERIALS ALPH
33734X168
324
8021
SH
OTR
8021
0
0
First Trust Portfolios L.P.
COM SHS
33735B108
369
5960
SH
OTR
5960
0
0
First Trust Portfolios L.P.
COM SHS
33735J101
445
8714
SH
OTR
8714
0
0
First Trust Portfolios L.P.
COM SHS
33735K108
493
8572
SH
OTR
8572
0
0
First Trust Portfolios L.P.
COM SHS
33734Y109
248
4212
SH
OTR
4212
0
0
ISHARES TRUST
CORE S&P MCP ETF
464287507
4127
23066
SH
SOLE
3473
0
0
ISHARES TRUST
CORE S&P500 ETF
464287200
4806
19003
SH
OTR
3066
0
0
ISHARES TRUST
RUS 2000 VAL ETF
464287630
3105
25018
SH
SOLE
3838
0
0
ISHARES TRUST
MIN VOL USA ETF
46429B697
4799
95340
SH
OTR
15265
0
0
Select Sector Spdr
ENERGY
81369Y506
261
3806
SH
OTR
3806
0
0
Select Sector Spdr
SBI INT-INDS
81369Y704
274
3856
SH
OTR
3856
0
0
Select Sector Spdr
TECHNOLOGY
81369Y803
346
5855
SH
OTR
5855
0
0
Select Sector Spdr
SBI HEALTHCARE
81369Y209
173
2111
SH
OTR
2111
0
0
Spdr Series Trust
S&P REGL BKG
78464A698
237
4170
SH
OTR
4170
0
0
Ssga Active Etf Trust
SPDR TR TACTIC
78467V848
457
9271
SH
OTR
9271
0
0
VANGUARD INDEX FDS MCAP VL IDXVIP
MCAP VL IDXVIP
922908512
265
2506
SH
OTR
2506
0
0
Vanguard World Fds
FINANCIALS ETF
92204A405
348
5317
SH
OTR
5317
0
0