SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Gasper Roger O

(Last) (First) (Middle)
C/O J.G.WENTWORTH CO.,
201 KING OF PRUSSIA ROAD, STE 501

(Street)
RADNOR PA 19087

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/05/2015
3. Issuer Name and Ticker or Trading Symbol
J.G. Wentworth Co [ JGW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock, par value $0.00001 per share(1) 3,500 D
Class A Common Stock, par value $0.00001 per share(2) 2,500 D
Class B Common Stock, par value $0.00001 per share 2,130 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy Class A Common Stock) (3) 11/14/2023 Class A Common Stock 4,021 $14 D
Stock Options (right to buy Class A Common Stock) (3) 05/16/2024 Class A Common Stock 5,000 $10.2 D
Stock Options (right to buy Class A Common Stock) (3) 03/26/2020 Class A Common Stock 7,000 $9.97 D
Common Interest(4) (5) (5) Class A Common Stock 1,278 (5) D
Common Interests (5) (5) Class A Common Stock 852 (5) D
Explanation of Responses:
1. Grant of restricted stock units pursuant to the 2013 Omnibus Plan, which cliff-vest based upon earnings of The J.G. Wentworth Company over a 3 year period: 2015, 2016, 2017.
2. Grant of restricted stock units pursuant to the 2013 Omnibus Plan, which cliff-vest based upon earnings of The J.G. Wentworth Company over a 3 year period: 2014, 2015, 2016.
3. The options vest in equal installments on each of the first five anniversaries of the date of the grant and expire 10 years after the date of the grant
4. Unvested portion of grant of 2,130 restricted Common Interests of JGW LLC, granted on July 17, 2013, which vest in equal installments on each of the first five anniversaries of the date of grant.
5. Each Common Interest of The J.G. Wentworth Company, LLC (JGW LLC) is exchangeable, in combination with one share of Class B Common Stock, for one share of Class A Common Stock, subject to the terms and conditions of the Amended and Restated Limited Liability Company Agreement of JGW LLC and the Amended and Restated Certificate of Incorporation of the Company.
Remarks:
/s/ Roger O. Gasper 10/14/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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