Managing Member

0001085146-20-002545.txt : 20201016 0001085146-20-002545.hdr.sgml : 20201016 20201015181600 ACCESSION NUMBER: 0001085146-20-002545 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201016 DATE AS OF CHANGE: 20201015 EFFECTIVENESS DATE: 20201016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWAM LLC CENTRAL INDEX KEY: 0001655006 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17002 FILM NUMBER: 201242314 BUSINESS ADDRESS: STREET 1: 2835 82ND AVE SE STREET 2: SUITE 300 CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: (206)838-3680 MAIL ADDRESS: STREET 1: 2835 82ND AVE SE STREET 2: SUITE 300 CITY: MERCER ISLAND STATE: WA ZIP: 98040 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655006 XXXXXXXX 09-30-2020 09-30-2020 false NWAM LLC

2835 82nd Ave Se Suite 300 MERCER ISLAND WA 98040

13F HOLDINGS REPORT 028-17002 N Greg Headrick Managing Member 206-838-3680 /s/ Greg Headrick Mercer Island WA 10-13-2020 0 248 606152 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 1306 11999 SH SOLE 0 0 11999 ABBVIE INC COM 00287Y109 1199 13691 SH SOLE 0 0 13691 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 957 239945 SH SOLE 0 0 239945 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 197 10866 SH SOLE 0 0 10866 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 103 10000 SH SOLE 0 0 10000 AEMETIS INC COM NEW 00770K202 78 24300 SH SOLE 0 0 24300 ALCOA CORP COM 013872106 122 10530 SH SOLE 0 0 10530 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4587 15603 SH SOLE 0 0 15603 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 851 80957 SH SOLE 0 0 80957 ALPHABET INC CAP STK CL C 02079K107 5854 3983 SH SOLE 0 0 3983 ALPHABET INC CAP STK CL A 02079K305 3813 2602 SH SOLE 0 0 2602 ALPS ETF TR MED BREAKTHGH 00162Q593 1917 46603 SH SOLE 0 0 46603 ALTRIA GROUP INC COM 02209S103 508 13150 SH SOLE 0 0 13150 AMAZON COM INC COM 023135106 17192 5460 SH SOLE 0 0 5460 AMBEV SA SPONSORED ADR 02319V103 103 45618 SH SOLE 0 0 45618 ANNALY CAPITAL MANAGEMENT IN COM 035710409 592 83137 SH SOLE 0 0 83137 ANWORTH MTG ASSET CORP COM 037347101 302 184309 SH SOLE 0 0 184309 APPLE INC COM 037833100 35549 306958 SH SOLE 0 0 306958 ARES CAPITAL CORP COM 04010L103 221 15809 SH SOLE 0 0 15809 ARK ETF TR INNOVATION ETF 00214Q104 1942 21107 SH SOLE 0 0 21107 AT&T INC COM 00206R102 1203 42199 SH SOLE 0 0 42199 ATHERSYS INC NEW COM 04744L106 39 20000 SH SOLE 0 0 20000 BANK HAWAII CORP COM 062540109 505 10000 SH SOLE 0 0 10000 BARRICK GOLD CORP COM 067901108 490 17444 SH SOLE 0 0 17444 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8537 40090 SH SOLE 0 0 40090 BEST INC SPONSORED ADS 08653C106 107 35590 SH SOLE 0 0 35590 BK OF AMERICA CORP COM 060505104 1210 50215 SH SOLE 0 0 50215 BLACKROCK CORE BD TR SHS BEN INT 09249E101 239 15294 SH SOLE 0 0 15294 BLACKROCK CR ALLOCATION INCO COM 092508100 6708 471717 SH SOLE 0 0 471717 BLACKROCK FLOATING RATE INCO COM 091941104 169 15035 SH SOLE 0 0 15035 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 776 51612 SH SOLE 0 0 51612 BLACKROCK MUNI INTER DR FD I COM 09253X102 435 31000 SH SOLE 0 0 31000 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 168 13198 SH SOLE 0 0 13198 BLACKROCK MUNIYIELD QUALITY COM 09254G108 165 12600 SH SOLE 0 0 12600 BLACKROCK NY MUNI INC QLTY T COM 09249U105 192 14700 SH SOLE 0 0 14700 BNY MELLON STRATEGIC MUNS IN COM 05588W108 128 15500 SH SOLE 0 0 15500 BOEING CO COM 097023105 3938 23827 SH SOLE 0 0 23827 BP PLC SPONSORED ADR 055622104 388 22239 SH SOLE 0 0 22239 BRISTOL-MYERS SQUIBB CO COM 110122108 732 12138 SH SOLE 0 0 12138 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 263 23910 SH SOLE 0 0 23910 CARDINAL HEALTH INC COM 14149Y108 651 13869 SH SOLE 0 0 13869 CARNIVAL CORP UNIT 99/99/9999 143658300 806 53095 SH SOLE 0 0 53095 CDW CORP COM 12514G108 3246 27160 SH SOLE 0 0 27160 CHEVRON CORP NEW COM 166764100 1802 25021 SH SOLE 0 0 25021 CISCO SYS INC COM 17275R102 864 21930 SH SOLE 0 0 21930 CNX RES CORP COM 12653C108 786 83245 SH SOLE 0 0 83245 COCA COLA CO COM 191216100 574 11625 SH SOLE 0 0 11625 COMCAST CORP NEW CL A 20030N101 1122 24256 SH SOLE 0 0 24256 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 300 36180 SH SOLE 0 0 36180 CONCRETE PUMPING HLDGS INC COM 206704108 43 12000 SH SOLE 0 0 12000 CONTAINER STORE GROUP INC COM 210751103 206 33250 SH SOLE 0 0 33250 COSTCO WHSL CORP NEW COM 22160K105 5891 16595 SH SOLE 0 0 16595 DISNEY WALT CO COM DISNEY 254687106 1458 11753 SH SOLE 0 0 11753 DOUBLELINE INCOME SOLUTIONS COM 258622109 217 13543 SH SOLE 0 0 13543 DOW INC COM 260557103 600 12756 SH SOLE 0 0 12756 EATON VANCE SHORT DURATION D COM 27828V104 122 10663 SH SOLE 0 0 10663 ECOLAB INC COM 278865100 4018 20104 SH SOLE 0 0 20104 EMERSON ELEC CO COM 291011104 1212 18477 SH SOLE 0 0 18477 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN 292480100 289 69800 SH SOLE 0 0 69800 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 549 101368 SH SOLE 0 0 101368 EQUITRANS MIDSTREAM CORP COM 294600101 708 83674 SH SOLE 0 0 83674 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 1010 33521 SH SOLE 0 0 33521 EXXON MOBIL CORP COM 30231G102 1487 43310 SH SOLE 0 0 43310 FACEBOOK INC CL A 30303M102 4933 18834 SH SOLE 0 0 18834 FASTENAL CO COM 311900104 3300 73190 SH SOLE 0 0 73190 FEDEX CORP COM 31428X106 2200 8747 SH SOLE 0 0 8747 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 493 20982 SH SOLE 0 0 20982 FIRST INTERNET BANCORP COM 320557101 150 10214 SH SOLE 0 0 10214 FIRST SOLAR INC COM 336433107 1192 18005 SH SOLE 0 0 18005 FIRST TR ENERGY INCOME & GRO COM 33738G104 151 16675 SH SOLE 0 0 16675 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1715 54507 SH SOLE 0 0 54507 FLAHERTY & CRUMRIN PFD & INM COM 338478100 2950 140754 SH SOLE 0 0 140754 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 6138 286845 SH SOLE 0 0 286845 FLEXSHARES TR QUALT DIVD IDX 33939L860 460 10302 SH SOLE 0 0 10302 FLEXSHARES TR INTL QLTDV IDX 33939L837 226 10920 SH SOLE 0 0 10920 FLIR SYS INC COM 302445101 785 21910 SH SOLE 0 0 21910 FORD MTR CO DEL COM 345370860 238 35706 SH SOLE 0 0 35706 FRANKLIN LTD DURATION INCOME COM 35472T101 366 42877 SH SOLE 0 0 42877 FREEPORT-MCMORAN INC CL B 35671D857 157 10034 SH SOLE 0 0 10034 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 693 203217 SH SOLE 0 0 203217 GANNETT CO INC COM 36472T109 31 23813 SH SOLE 0 0 23813 GENERAC HLDGS INC COM 368736104 4788 24725 SH SOLE 0 0 24725 GENERAL ELECTRIC CO COM 369604103 351 56307 SH SOLE 0 0 56307 GENESIS ENERGY L P UNIT LTD PARTN 371927104 65 14387 SH SOLE 0 0 14387 GERDAU SA SPON ADR REP PFD 373737105 162 43749 SH SOLE 0 0 43749 GILEAD SCIENCES INC COM 375558103 825 13063 SH SOLE 0 0 13063 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 80 11390 SH SOLE 0 0 11390 HANCOCK JOHN INCOME SECS TR COM 410123103 225 14825 SH SOLE 0 0 14825 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 385 20448 SH SOLE 0 0 20448 HANCOCK JOHN PFD INCOME FD I COM 41021P103 868 54326 SH SOLE 0 0 54326 HANNON ARMSTRONG SUST INFR C COM 41068X100 757 17908 SH SOLE 0 0 17908 HERITAGE FINL CORP WASH COM 42722X106 1231 66947 SH SOLE 0 0 66947 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 385 24475 SH SOLE 0 0 24475 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 564 53147 SH SOLE 0 0 53147 HOME DEPOT INC COM 437076102 5104 18377 SH SOLE 0 0 18377 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 116 10000 SH SOLE 0 0 10000 INTEL CORP COM 458140100 2426 46854 SH SOLE 0 0 46854 INTUITIVE SURGICAL INC COM NEW 46120E602 2151 3031 SH SOLE 0 0 3031 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 1080 49685 SH SOLE 0 0 49685 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 735 39638 SH SOLE 0 0 39638 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 1408 21732 SH SOLE 0 0 21732 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 2124 15628 SH SOLE 0 0 15628 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 403 10430 SH SOLE 0 0 10430 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 6852 63377 SH SOLE 0 0 63377 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 1202 64157 SH SOLE 0 0 64157 INVESCO LTD SHS G491BT108 389 34050 SH SOLE 0 0 34050 INVESCO QQQ TR UNIT SER 1 46090E103 680 2300 SH Call SOLE 0 0 2300 INVESCO QQQ TR UNIT SER 1 46090E103 17178 61827 SH SOLE 0 0 61827 INVESCO TR INVT GRADE MUNS COM 46131M106 175 14070 SH SOLE 0 0 14070 ISHARES GOLD TRUST ISHARES 464285105 525 29159 SH SOLE 0 0 29159 ISHARES TR CORE S&P TTL STK 464287150 4101 54322 SH SOLE 0 0 54322 ISHARES TR JPMORGAN USD EMG 464288281 1210 10916 SH SOLE 0 0 10916 ISHARES TR CORE 1 5 YR USD 46432F859 2775 53825 SH SOLE 0 0 53825 ISHARES TR MSCI USA MIN VOL 46429B697 2133 33462 SH SOLE 0 0 33462 ISHARES TR CORE S&P SCP ETF 464287804 2530 36025 SH SOLE 0 0 36025 ISHARES TR MSCI AC ASIA ETF 464288182 1491 19315 SH SOLE 0 0 19315 ISHARES TR MSCI EMG MKT ETF 464287234 2146 48667 SH SOLE 0 0 48667 ISHARES TR RUS 1000 VAL ETF 464287598 6101 51646 SH SOLE 0 0 51646 ISHARES TR CORE S&P500 ETF 464287200 13303 39584 SH SOLE 0 0 39584 ISHARES TR TIPS BD ETF 464287176 4490 35497 SH SOLE 0 0 35497 ISHARES TR U.S. ENERGY ETF 464287796 435 27244 SH SOLE 0 0 27244 ISHARES TR MSCI UK ETF NEW 46435G334 622 24417 SH SOLE 0 0 24417 ISHARES TR CORE MSCI TOTAL 46432F834 1052 18029 SH SOLE 0 0 18029 ISHARES TR CORE US AGGBD ET 464287226 4419 37429 SH SOLE 0 0 37429 ISHARES TR IBOXX INV CP ETF 464287242 2020 14997 SH SOLE 0 0 14997 ISHARES TR MSCI EAFE ETF 464287465 1618 25417 SH SOLE 0 0 25417 ISHARES TR RUS MD CP GR ETF 464287481 3101 17941 SH SOLE 0 0 17941 ISHARES TR RUSSELL 2000 ETF 464287655 1693 11306 SH SOLE 0 0 11306 ISHARES TR SELECT DIVID ETF 464287168 1798 22051 SH SOLE 0 0 22051 ISHARES TR MSCI USA SMCP MN 46435G433 493 16886 SH SOLE 0 0 16886 ISHARES TR CORE S&P MCP ETF 464287507 4732 25534 SH SOLE 0 0 25534 ISHARES TR IBOXX HI YD ETF 464288513 1216 14498 SH SOLE 0 0 14498 ISHARES TR RUS 1000 GRW ETF 464287614 8272 38138 SH SOLE 0 0 38138 ISHARES TR US HOME CONS ETF 464288752 6408 113108 SH SOLE 0 0 113108 ISHARES TR MRGSTR MD CP VAL 464288406 1607 12266 SH SOLE 0 0 12266 ISHARES U S ETF TR COMMOD SEL STG 46431W853 937 37513 SH SOLE 0 0 37513 JOHNSON & JOHNSON COM 478160104 5501 36952 SH SOLE 0 0 36952 JPMORGAN CHASE & CO COM 46625H100 1895 19686 SH SOLE 0 0 19686 KAYNE ANDERSON ENERGY INFRST COM 486606106 445 111423 SH SOLE 0 0 111423 KEYCORP COM 493267108 423 35475 SH SOLE 0 0 35475 KEZAR LIFE SCIENCES INC COM 49372L100 61 12592 SH SOLE 0 0 12592 KINDER MORGAN INC DEL COM 49456B101 293 23771 SH SOLE 0 0 23771 KIRKLAND LAKE GOLD LTD COM 49741E100 1289 26452 SH SOLE 0 0 26452 MAIDEN HOLDINGS LTD SHS G5753U112 350 287232 SH SOLE 0 0 287232 MERCK & CO. INC COM 58933Y105 1410 16993 SH SOLE 0 0 16993 MFA FINL INC COM 55272X102 108 40275 SH SOLE 0 0 40275 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 229 40755 SH SOLE 0 0 40755 MICROSOFT CORP COM 594918104 57917 275361 SH SOLE 0 0 275361 MORGAN STANLEY EMER MKTS DEB COM 61744H105 106 12625 SH SOLE 0 0 12625 MOSAIC CO NEW COM 61945C103 3113 170370 SH SOLE 0 0 170370 NATERA INC COM 632307104 1091 15100 SH SOLE 0 0 15100 NEUBERGER BERMAN MUN FD INC COM 64124P101 312 20266 SH SOLE 0 0 20266 NEURONETICS INC COM 64131A105 97 20000 SH SOLE 0 0 20000 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 1321 166122 SH SOLE 0 0 166122 NUVEEN AMT FREE MUN CR INC F COM 67071L106 406 25941 SH SOLE 0 0 25941 NUVEEN AMT FREE QLTY MUN INC COM 670657105 963 67147 SH SOLE 0 0 67147 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 162 11093 SH SOLE 0 0 11093 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 478 80930 SH SOLE 0 0 80930 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 314 21349 SH SOLE 0 0 21349 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 235 18238 SH SOLE 0 0 18238 NUVEEN QUALITY MUNCP INCOME COM 67066V101 519 35729 SH SOLE 0 0 35729 NUVEEN REAL ASSET INCOME & G COM 67074Y105 467 38721 SH SOLE 0 0 38721 NVIDIA CORPORATION COM 67066G104 3797 7015 SH SOLE 0 0 7015 OASIS MIDSTREAM PARTNERS LP COM UNITS REPS 67420T206 358 57772 SH SOLE 0 0 57772 OMEROS CORP COM 682143102 261 25795 SH SOLE 0 0 25795 ORACLE CORP COM 68389X105 827 13845 SH SOLE 0 0 13845 OYSTER PT PHARMA INC COM 69242L106 211 10000 SH SOLE 0 0 10000 PACCAR INC COM 693718108 2760 32369 SH SOLE 0 0 32369 PAYPAL HLDGS INC COM 70450Y103 4447 22568 SH SOLE 0 0 22568 PFIZER INC COM 717081103 3142 85618 SH SOLE 0 0 85618 PIMCO CORPORATE & INCOME OPP COM 72201B101 488 30250 SH SOLE 0 0 30250 PIMCO CORPORATE & INCOME STR COM 72200U100 713 45689 SH SOLE 0 0 45689 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2371 23256 SH SOLE 0 0 23256 PPG INDS INC COM 693506107 1952 15990 SH SOLE 0 0 15990 PROCTER AND GAMBLE CO COM 742718109 3141 22602 SH SOLE 0 0 22602 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 66 16000 SH SOLE 0 0 16000 QUALCOMM INC COM 747525103 2292 19477 SH SOLE 0 0 19477 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1460 25370 SH SOLE 0 0 25370 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 360 14299 SH SOLE 0 0 14299 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 873 16733 SH SOLE 0 0 16733 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 799 25438 SH SOLE 0 0 25438 SCORPIO TANKERS INC SHS Y7542C130 305 27581 SH SOLE 0 0 27581 SFL CORPORATION LTD SHS G7738W106 151 20172 SH SOLE 0 0 20172 SHOPIFY INC CL A 82509L107 6623 6474 SH SOLE 0 0 6474 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 690 2300 SH Call SOLE 0 0 2300 SPDR S&P 500 ETF TR TR UNIT 78462F103 4353 12999 SH SOLE 0 0 12999 SPDR S&P 500 ETF TR TR UNIT 78462F103 1635 4600 SH Call SOLE 0 0 4600 SPDR SER TR BLOOMBERG BRCLYS 78468R622 1486 14250 SH SOLE 0 0 14250 SPDR SER TR S&P 600 SMCP VAL 78464A300 3794 75744 SH SOLE 0 0 75744 SPDR SER TR S&P DIVID ETF 78464A763 2805 30362 SH SOLE 0 0 30362 SPDR SER TR S&P PHARMAC 78464A722 718 16516 SH SOLE 0 0 16516 SPECIAL OPPORTUNITIES FD INC COM 84741T104 216 17369 SH SOLE 0 0 17369 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 482 14286 SH SOLE 0 0 14286 STARBUCKS CORP COM 855244109 6107 71079 SH SOLE 0 0 71079 STEALTHGAS INC SHS Y81669106 68 23050 SH SOLE 0 0 23050 TARGET CORP COM 87612E106 3492 22186 SH SOLE 0 0 22186 TCW STRATEGIC INCOME FD INC COM 872340104 262 46650 SH SOLE 0 0 46650 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 257 28552 SH SOLE 0 0 28552 TRANSOCEAN LTD REG SHS H8817H100 25 30503 SH SOLE 0 0 30503 TURQUOISE HILL RES LTD COM 900435108 91 108450 SH SOLE 0 0 108450 UNITED PARCEL SERVICE INC CL B 911312106 4662 27980 SH SOLE 0 0 27980 UNITED RENTALS INC COM 911363109 2500 14329 SH SOLE 0 0 14329 US BANCORP DEL COM NEW 902973304 4513 125884 SH SOLE 0 0 125884 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 2937 16862 SH SOLE 0 0 16862 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 306 12570 SH SOLE 0 0 12570 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4065 103816 SH SOLE 0 0 103816 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 1264 11297 SH SOLE 0 0 11297 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1297 13878 SH SOLE 0 0 13878 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 8251 93526 SH SOLE 0 0 93526 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 8883 106962 SH SOLE 0 0 106962 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2716 46677 SH SOLE 0 0 46677 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2214 7195 SH SOLE 0 0 7195 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3748 20807 SH SOLE 0 0 20807 VANGUARD INDEX FDS GROWTH ETF 922908736 19809 87032 SH SOLE 0 0 87032 VANGUARD INDEX FDS SMALL CP ETF 922908751 4599 29906 SH SOLE 0 0 29906 VANGUARD INDEX FDS VALUE ETF 922908744 16157 154599 SH SOLE 0 0 154599 VANGUARD INDEX FDS LARGE CAP ETF 922908637 5119 32724 SH SOLE 0 0 32724 VANGUARD INDEX FDS MID CAP ETF 922908629 3371 19127 SH SOLE 0 0 19127 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4696 27575 SH SOLE 0 0 27575 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8185 103658 SH SOLE 0 0 103658 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1906 17228 SH SOLE 0 0 17228 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3275 75745 SH SOLE 0 0 75745 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 938 13787 SH SOLE 0 0 13787 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1831 17388 SH SOLE 0 0 17388 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1246 23760 SH SOLE 0 0 23760 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3589 71140 SH SOLE 0 0 71140 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 4007 78539 SH SOLE 0 0 78539 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1271 15336 SH SOLE 0 0 15336 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1497 21236 SH SOLE 0 0 21236 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 3445 26779 SH SOLE 0 0 26779 VANGUARD STAR FDS VG TL INTL STK F 921909768 666 12771 SH SOLE 0 0 12771 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 4767 116542 SH SOLE 0 0 116542 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5128 63362 SH SOLE 0 0 63362 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 834 10574 SH SOLE 0 0 10574 VERIZON COMMUNICATIONS INC COM 92343V104 2713 45600 SH SOLE 0 0 45600 VIACOMCBS INC CL B 92556H206 602 21495 SH SOLE 0 0 21495 WALMART INC COM 931142103 6546 46784 SH SOLE 0 0 46784 WASTE MGMT INC DEL COM 94106L109 1225 10827 SH SOLE 0 0 10827 WELLS FARGO MULTI SECTOR INC COM 94987D101 2627 244368 SH SOLE 0 0 244368 WESTERN ASSET EMERGING MKTS COM 95766A101 496 40267 SH SOLE 0 0 40267 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 38 23600 SH SOLE 0 0 23600 WEYERHAEUSER CO MTN BE COM NEW 962166104 1492 52309 SH SOLE 0 0 52309 WHIRLPOOL CORP COM 963320106 1954 10626 SH SOLE 0 0 10626 WISDOMTREE TR JAPN HEDGE EQT 97717W851 626 12772 SH SOLE 0 0 12772 WISDOMTREE TR FLOATNG RAT TREA 97717X628 3373 134326 SH SOLE 0 0 134326 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1633 26446 SH SOLE 0 0 26446 WORKHORSE GROUP INC COM NEW 98138J206 278 10978 SH SOLE 0 0 10978 ZIMMER BIOMET HOLDINGS INC COM 98956P102 3613 26540 SH SOLE 0 0 26540