Managing Member

0001085146-19-002531.txt : 20191015 0001085146-19-002531.hdr.sgml : 20191015 20191015110238 ACCESSION NUMBER: 0001085146-19-002531 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191015 DATE AS OF CHANGE: 20191015 EFFECTIVENESS DATE: 20191015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWAM LLC CENTRAL INDEX KEY: 0001655006 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17002 FILM NUMBER: 191150036 BUSINESS ADDRESS: STREET 1: 2835 82ND AVE SE STREET 2: SUITE 300 CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: (206)838-3680 MAIL ADDRESS: STREET 1: 2835 82ND AVE SE STREET 2: SUITE 300 CITY: MERCER ISLAND STATE: WA ZIP: 98040 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655006 XXXXXXXX 09-30-2019 09-30-2019 false NWAM LLC

2835 82ND AVE SE SUITE 300 MERCER ISLAND WA 98040

13F HOLDINGS REPORT 028-17002 N Greg Headrick Managing Member 206-838-3680 /s/ Greg Headrick Mercer Island WA 10-11-2019 0 394 534332 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 995 6052 SH SOLE 0 0 6052 ABBOTT LABS COM 002824100 1811 21645 SH SOLE 0 0 21645 ABBVIE INC COM 00287Y109 1902 25124 SH SOLE 0 0 25124 ABERDEEN ASIA PACIFIC INCOM COM 003009107 914 218178 SH SOLE 0 0 218178 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 600 3120 SH SOLE 0 0 3120 ACTIVISION BLIZZARD INC COM 00507V109 235 4440 SH SOLE 0 0 4440 ADVANCED MICRO DEVICES INC COM 007903107 279 9629 SH SOLE 0 0 9629 ADVISORSHARES TR ADVISORSHS ETF 00768Y206 1507 31608 SH SOLE 0 0 31608 AEMETIS INC COM NEW 00770K202 31 28602 SH SOLE 0 0 28602 AIR PRODS & CHEMS INC COM 009158106 307 1383 SH SOLE 0 0 1383 ALASKA AIR GROUP INC COM 011659109 201 3091 SH SOLE 0 0 3091 ALCOA CORP COM 013872106 238 11871 SH SOLE 0 0 11871 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1606 9602 SH SOLE 0 0 9602 ALLERGAN PLC SHS G0177J108 823 4888 SH SOLE 0 0 4888 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 951 79292 SH SOLE 0 0 79292 ALPHABET INC CAP STK CL C 02079K107 2666 2187 SH SOLE 0 0 2187 ALPHABET INC CAP STK CL A 02079K305 2687 2200 SH SOLE 0 0 2200 ALTRIA GROUP INC COM 02209S103 429 10495 SH SOLE 0 0 10495 AMAZON COM INC COM 023135106 7287 4198 SH SOLE 0 0 4198 AMCOR PLC ORD G0250X107 107 11016 SH SOLE 0 0 11016 AMERICAN EXPRESS CO COM 025816109 249 2103 SH SOLE 0 0 2103 AMERICAN TOWER CORP NEW COM 03027X100 207 935 SH SOLE 0 0 935 AMGEN INC COM 031162100 765 3953 SH SOLE 0 0 3953 AMIRA NATURE FOODS LTD SHS G0335L102 10 18650 SH SOLE 0 0 18650 ANALOG DEVICES INC COM 032654105 361 3229 SH SOLE 0 0 3229 ANI PHARMACEUTICALS INC COM 00182C103 514 7059 SH SOLE 0 0 7059 ANNALY CAP MGMT INC COM 035710409 616 70023 SH SOLE 0 0 70023 ANWORTH MORTGAGE ASSET CP COM 037347101 396 119945 SH SOLE 0 0 119945 AON PLC SHS CL A G0408V102 327 1690 SH SOLE 0 0 1690 APPLE INC COM 037833100 16156 72135 SH SOLE 0 0 72135 APPLIED MATLS INC COM 038222105 560 11213 SH SOLE 0 0 11213 ARES CAP CORP COM 04010L103 866 46458 SH SOLE 0 0 46458 AT&T INC COM 00206R102 2189 57843 SH SOLE 0 0 57843 AURORA CANNABIS INC COM 05156X108 54 12205 SH SOLE 0 0 12205 AUTOMATIC DATA PROCESSING IN COM 053015103 541 3351 SH SOLE 0 0 3351 BANK AMER CORP COM 060505104 1586 54366 SH SOLE 0 0 54366 BANK HAWAII CORP COM 062540109 859 10000 SH SOLE 0 0 10000 BANK MONTREAL QUE COM 063671101 507 6875 SH SOLE 0 0 6875 BANK N S HALIFAX COM 064149107 364 6405 SH SOLE 0 0 6405 BB&T CORP COM 054937107 240 4504 SH SOLE 0 0 4504 BECTON DICKINSON & CO COM 075887109 223 880 SH SOLE 0 0 880 BERKSHIRE HATHAWAY INC DEL CL A 084670108 312 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7126 34257 SH SOLE 0 0 34257 BEST INC SPONSORED ADS 08653C106 211 40010 SH SOLE 0 0 40010 BEYOND MEAT INC COM 08862E109 1333 8970 SH SOLE 0 0 8970 BLACKROCK CORE BD TR SHS BEN INT 09249E101 279 19294 SH SOLE 0 0 19294 BLACKROCK CR ALLCTN INC TR COM 092508100 9460 694582 SH SOLE 0 0 694582 BLACKROCK FLOATING RATE INCO COM 091941104 187 15259 SH SOLE 0 0 15259 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 1554 103007 SH SOLE 0 0 103007 BLACKROCK MUNI INTER DR FD I COM 09253X102 440 31000 SH SOLE 0 0 31000 BLACKROCK MUNI N Y INTER DUR COM 09255F109 397 27000 SH SOLE 0 0 27000 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 948 74198 SH SOLE 0 0 74198 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 144 10644 SH SOLE 0 0 10644 BLACKROCK MUNIY QUALITY FD I COM 09254G108 464 35800 SH SOLE 0 0 35800 BLACKROCK MUNIYIELD QUALITY COM 09254F100 283 18848 SH SOLE 0 0 18848 BLACKROCK NY MUNI INC QLTY T COM 09249U105 202 14700 SH SOLE 0 0 14700 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 1093 44196 SH SOLE 0 0 44196 BLACKSTONE GROUP INC COM CL A 09260D107 340 6955 SH SOLE 0 0 6955 BNY MELLON STRATEGIC MUN BD COM 09662E109 338 40213 SH SOLE 0 0 40213 BNY MELLON STRATEGIC MUNS IN COM 05588W108 133 15500 SH SOLE 0 0 15500 BOEING CO COM 097023105 10339 27176 SH SOLE 0 0 27176 BP PLC SPONSORED ADR 055622104 1428 37599 SH SOLE 0 0 37599 BRISTOL MYERS SQUIBB CO COM 110122108 585 11542 SH SOLE 0 0 11542 BRIXMOR PPTY GROUP INC COM 11120U105 812 40032 SH SOLE 0 0 40032 BROADCOM INC COM 11135F101 445 1611 SH SOLE 0 0 1611 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 206 3884 SH SOLE 0 0 3884 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 565 11390 SH SOLE 0 0 11390 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 256 24628 SH SOLE 0 0 24628 CASEYS GEN STORES INC COM 147528103 546 3388 SH SOLE 0 0 3388 CATERPILLAR INC DEL COM 149123101 873 6915 SH SOLE 0 0 6915 CBS CORP NEW CL B 124857202 314 7786 SH SOLE 0 0 7786 CENTERPOINT ENERGY INC COM 15189T107 252 8337 SH SOLE 0 0 8337 CHESAPEAKE ENERGY CORP COM 165167107 119 84382 SH SOLE 0 0 84382 CHEVRON CORP NEW COM 166764100 3235 27281 SH SOLE 0 0 27281 CHIMERA INVT CORP COM NEW 16934Q208 206 10525 SH SOLE 0 0 10525 CIENA CORP COM NEW 171779309 302 7697 SH SOLE 0 0 7697 CISCO SYS INC COM 17275R102 2484 50274 SH SOLE 0 0 50274 CITIGROUP INC COM NEW 172967424 597 8646 SH SOLE 0 0 8646 CLOROX CO DEL COM 189054109 702 4622 SH SOLE 0 0 4622 CNX MIDSTREAM PARTNERS LP COM UNIT REPST 12654A101 1258 89249 SH SOLE 0 0 89249 COCA COLA CO COM 191216100 400 7338 SH SOLE 0 0 7338 COLGATE PALMOLIVE CO COM 194162103 224 3044 SH SOLE 0 0 3044 COLUMBIA BKG SYS INC COM 197236102 395 10701 SH SOLE 0 0 10701 COMCAST CORP NEW CL A 20030N101 1143 25346 SH SOLE 0 0 25346 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 540 45435 SH SOLE 0 0 45435 CONOCOPHILLIPS COM 20825C104 484 8487 SH SOLE 0 0 8487 CORTEVA INC COM 22052L104 204 7293 SH SOLE 0 0 7293 COSTAR GROUP INC COM 22160N109 274 462 SH SOLE 0 0 462 COSTCO WHSL CORP NEW COM 22160K105 5845 20286 SH SOLE 0 0 20286 CSX CORP COM 126408103 515 7435 SH SOLE 0 0 7435 CUMMINS INC COM 231021106 293 1800 SH SOLE 0 0 1800 DANAHER CORPORATION COM 235851102 1435 9935 SH SOLE 0 0 9935 DISNEY WALT CO COM DISNEY 254687106 1131 8682 SH SOLE 0 0 8682 DOLLAR GEN CORP NEW COM 256677105 268 1685 SH SOLE 0 0 1685 DOMINION ENERGY INC COM 25746U109 297 3665 SH SOLE 0 0 3665 DOUBLELINE INCOME SOLUTIONS COM 258622109 362 18182 SH SOLE 0 0 18182 DOW INC COM 260557103 445 9331 SH SOLE 0 0 9331 DUPONT DE NEMOURS INC COM 26614N102 600 8415 SH SOLE 0 0 8415 EATON CORP PLC SHS G29183103 590 7098 SH SOLE 0 0 7098 EATON VANCE SH TM DR DIVR IN COM 27828V104 157 12036 SH SOLE 0 0 12036 ECOLAB INC COM 278865100 213 1075 SH SOLE 0 0 1075 EMERSON ELEC CO COM 291011104 743 11106 SH SOLE 0 0 11106 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 712 54414 SH SOLE 0 0 54414 ENTERPRISE PRODS PARTNERS L COM 293792107 716 25064 SH SOLE 0 0 25064 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 587 17952 SH SOLE 0 0 17952 EQUIFAX INC COM 294429105 563 4000 SH SOLE 0 0 4000 EQUINOR ASA SPONSORED ADR 29446M102 223 11762 SH SOLE 0 0 11762 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 1226 36196 SH SOLE 0 0 36196 EXPEDITORS INTL WASH INC COM 302130109 238 3209 SH SOLE 0 0 3209 EXXON MOBIL CORP COM 30231G102 3736 52911 SH SOLE 0 0 52911 FACEBOOK INC CL A 30303M102 1953 10968 SH SOLE 0 0 10968 FEDEX CORP COM 31428X106 259 1776 SH SOLE 0 0 1776 FIDELITY COVINGTON TR MSCI RL EST ETF 316092857 357 12800 SH SOLE 0 0 12800 FIDELITY NATL INFORMATION SV COM 31620M106 253 1902 SH SOLE 0 0 1902 FIRST INTERNET BANCORP COM 320557101 209 9776 SH SOLE 0 0 9776 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 159 15101 SH SOLE 0 0 15101 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 270 3558 SH SOLE 0 0 3558 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1011 19612 SH SOLE 0 0 19612 FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 876 11946 SH SOLE 0 0 11946 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1354 38823 SH SOLE 0 0 38823 FIRSTCASH INC COM 33767D105 208 2270 SH SOLE 0 0 2270 FISERV INC COM 337738108 298 2878 SH SOLE 0 0 2878 FLAHERTY & CRUMRIN PFD & INM COM 338478100 3255 155368 SH SOLE 0 0 155368 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 7020 312977 SH SOLE 0 0 312977 FLEXSHARES TR QUALT DIVD IDX 33939L860 462 10168 SH SOLE 0 0 10168 FORD MTR CO DEL COM 345370860 404 44112 SH SOLE 0 0 44112 FORTIVE CORP COM 34959J108 308 4498 SH SOLE 0 0 4498 FRANKLIN LTD DURATION INC TR COM 35472T101 501 53850 SH SOLE 0 0 53850 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 830 190818 SH SOLE 0 0 190818 GENERAL ELECTRIC CO COM 369604103 515 57647 SH SOLE 0 0 57647 GENERAL MLS INC COM 370334104 689 12492 SH SOLE 0 0 12492 GENESIS ENERGY L P UNIT LTD PARTN 371927104 347 16144 SH SOLE 0 0 16144 GERDAU S A SPON ADR REP PFD 373737105 196 62264 SH SOLE 0 0 62264 GILEAD SCIENCES INC COM 375558103 860 13562 SH SOLE 0 0 13562 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 569 5667 SH SOLE 0 0 5667 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 291 21890 SH SOLE 0 0 21890 HANCOCK JOHN INCOME SECS TR COM 410123103 216 14925 SH SOLE 0 0 14925 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 514 21298 SH SOLE 0 0 21298 HANCOCK JOHN PFD INCOME FD I COM 41021P103 1302 65089 SH SOLE 0 0 65089 HANNON ARMSTRONG SUST INFR C COM 41068X100 584 20036 SH SOLE 0 0 20036 HEICO CORP NEW COM 422806109 226 1807 SH SOLE 0 0 1807 HERITAGE FINL CORP WASH COM 42722X106 1853 68737 SH SOLE 0 0 68737 HERSHEY CO COM 427866108 265 1711 SH SOLE 0 0 1711 HI CRUSH INC COM 428337109 156 89693 SH SOLE 0 0 89693 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 265 15175 SH SOLE 0 0 15175 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 990 64054 SH SOLE 0 0 64054 HOME DEPOT INC COM 437076102 1096 4722 SH SOLE 0 0 4722 HONEYWELL INTL INC COM 438516106 806 4764 SH SOLE 0 0 4764 IHS MARKIT LTD SHS G47567105 204 3051 SH SOLE 0 0 3051 ILLINOIS TOOL WKS INC COM 452308109 209 1338 SH SOLE 0 0 1338 INFOSYS LTD SPONSORED ADR 456788108 196 17200 SH SOLE 0 0 17200 INTEL CORP COM 458140100 2863 55564 SH SOLE 0 0 55564 INTERNATIONAL BUSINESS MACHS COM 459200101 1461 10044 SH SOLE 0 0 10044 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 301 2455 SH SOLE 0 0 2455 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 4951 45806 SH SOLE 0 0 45806 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 355 5823 SH SOLE 0 0 5823 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 1868 23886 SH SOLE 0 0 23886 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 356 6763 SH SOLE 0 0 6763 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 220 3799 SH SOLE 0 0 3799 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 927 48724 SH SOLE 0 0 48724 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 222 4537 SH SOLE 0 0 4537 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 936 41433 SH SOLE 0 0 41433 INVESCO EXCHNG TRADED FD TR SOLAR ETF 46138G706 1169 39810 SH SOLE 0 0 39810 INVESCO QQQ TR UNIT SER 1 46090E103 10173 53878 SH SOLE 0 0 53878 INVESCO TR INVT GRADE MUNS COM 46131M106 181 14070 SH SOLE 0 0 14070 IQIYI INC SPONSORED ADS 46267X108 504 31258 SH SOLE 0 0 31258 ISHARES INC CORE MSCI EMKT 46434G103 1732 35333 SH SOLE 0 0 35333 ISHARES TR S&P 100 ETF 464287101 1433 10901 SH SOLE 0 0 10901 ISHARES TR CORE S&P TTL STK 464287150 2013 30011 SH SOLE 0 0 30011 ISHARES TR SELECT DIVID ETF 464287168 2164 21227 SH SOLE 0 0 21227 ISHARES TR TIPS BD ETF 464287176 1546 13295 SH SOLE 0 0 13295 ISHARES TR CORE S&P500 ETF 464287200 10111 33870 SH SOLE 0 0 33870 ISHARES TR CORE US AGGBD ET 464287226 3692 32622 SH SOLE 0 0 32622 ISHARES TR MSCI EMG MKT ETF 464287234 1573 38492 SH SOLE 0 0 38492 ISHARES TR IBOXX INV CP ETF 464287242 791 6204 SH SOLE 0 0 6204 ISHARES TR S&P 500 GRWT ETF 464287309 961 5339 SH SOLE 0 0 5339 ISHARES TR GLOB HLTHCRE ETF 464287325 438 7178 SH SOLE 0 0 7178 ISHARES TR S&P 500 VAL ETF 464287408 783 6571 SH SOLE 0 0 6571 ISHARES TR 20 YR TR BD ETF 464287432 815 5693 SH SOLE 0 0 5693 ISHARES TR BARCLAYS 7 10 YR 464287440 805 7161 SH SOLE 0 0 7161 ISHARES TR MSCI EAFE ETF 464287465 1185 18165 SH SOLE 0 0 18165 ISHARES TR RUS MD CP GR ETF 464287481 2034 14389 SH SOLE 0 0 14389 ISHARES TR CORE S&P MCP ETF 464287507 4659 24110 SH SOLE 0 0 24110 ISHARES TR EXPANDED TECH 464287515 2434 11486 SH SOLE 0 0 11486 ISHARES TR NASDAQ BIOTECH 464287556 662 6649 SH SOLE 0 0 6649 ISHARES TR COHEN STEER REIT 464287564 212 1765 SH SOLE 0 0 1765 ISHARES TR RUS 1000 VAL ETF 464287598 9259 72192 SH SOLE 0 0 72192 ISHARES TR RUS 1000 GRW ETF 464287614 6717 42080 SH SOLE 0 0 42080 ISHARES TR RUS 1000 ETF 464287622 555 3375 SH SOLE 0 0 3375 ISHARES TR RUS 2000 VAL ETF 464287630 817 6843 SH SOLE 0 0 6843 ISHARES TR RUS 2000 GRW ETF 464287648 1569 8139 SH SOLE 0 0 8139 ISHARES TR RUSSELL 2000 ETF 464287655 1800 11891 SH SOLE 0 0 11891 ISHARES TR CORE S&P US VLU 464287663 225 3898 SH SOLE 0 0 3898 ISHARES TR S&P MC 400VL ETF 464287705 1076 6730 SH SOLE 0 0 6730 ISHARES TR U.S. TECH ETF 464287721 528 2587 SH SOLE 0 0 2587 ISHARES TR U.S. ENERGY ETF 464287796 809 25486 SH SOLE 0 0 25486 ISHARES TR CORE S&P SCP ETF 464287804 3309 42514 SH SOLE 0 0 42514 ISHARES TR U.S. BAS MTL ETF 464287838 812 8796 SH SOLE 0 0 8796 ISHARES TR SP SMCP600VL ETF 464287879 1752 11662 SH SOLE 0 0 11662 ISHARES TR S&P SML 600 GWT 464287887 346 1941 SH SOLE 0 0 1941 ISHARES TR MSCI AC ASIA ETF 464288182 980 14771 SH SOLE 0 0 14771 ISHARES TR MRGSTR MD CP ETF 464288208 807 4079 SH SOLE 0 0 4079 ISHARES TR EAFE SML CP ETF 464288273 386 6748 SH SOLE 0 0 6748 ISHARES TR JPMORGAN USD EMG 464288281 1568 13835 SH SOLE 0 0 13835 ISHARES TR MRGSTR MD CP VAL 464288406 1684 10460 SH SOLE 0 0 10460 ISHARES TR IBOXX HI YD ETF 464288513 270 3097 SH SOLE 0 0 3097 ISHARES TR SH TR CRPORT ETF 464288646 565 10534 SH SOLE 0 0 10534 ISHARES TR US HOME CONS ETF 464288752 208 4808 SH SOLE 0 0 4808 ISHARES TR MICRO-CAP ETF 464288869 485 5499 SH SOLE 0 0 5499 ISHARES TR MSCI MIN VOL ETF 46429B697 3078 48019 SH SOLE 0 0 48019 ISHARES TR CORE MSCI TOTAL 46432F834 694 12023 SH SOLE 0 0 12023 ISHARES TR CORE MSCI EAFE 46432F842 420 6875 SH SOLE 0 0 6875 ISHARES TR CORE 1 5 YR USD 46432F859 221 4384 SH SOLE 0 0 4384 ISHARES TR CORE MSCI EURO 46434V738 277 6059 SH SOLE 0 0 6059 ISHARES TR EDGE MSCI MINM 46435G433 707 20606 SH SOLE 0 0 20606 ISHARES US ETF TR COMMOD SEL STG 46431W853 331 10505 SH SOLE 0 0 10505 JOHNSON & JOHNSON COM 478160104 5063 39133 SH SOLE 0 0 39133 JOHNSON CTLS INTL PLC SHS G51502105 405 9228 SH SOLE 0 0 9228 JP MORGAN EXCHANGE TRADED FD GLOBAL BD OPRT 46641Q852 215 4200 SH SOLE 0 0 4200 JPMORGAN CHASE & CO COM 46625H100 2160 18351 SH SOLE 0 0 18351 KAYNE ANDERSN MLP MIDS INVT COM 486606106 974 67332 SH SOLE 0 0 67332 KEYCORP NEW COM 493267108 565 31674 SH SOLE 0 0 31674 KIMBERLY CLARK CORP COM 494368103 247 1741 SH SOLE 0 0 1741 KINDER MORGAN INC DEL COM 49456B101 266 12920 SH SOLE 0 0 12920 KIRKLAND LAKE GOLD LTD COM 49741E100 215 4806 SH SOLE 0 0 4806 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 73 11481 SH SOLE 0 0 11481 LILLY ELI & CO COM 532457108 378 3381 SH SOLE 0 0 3381 LINDE PLC SHS G5494J103 542 2797 SH SOLE 0 0 2797 LOCKHEED MARTIN CORP COM 539830109 414 1061 SH SOLE 0 0 1061 LOWES COS INC COM 548661107 1129 10264 SH SOLE 0 0 10264 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 237 3570 SH SOLE 0 0 3570 MAIDEN HOLDINGS LTD SHS G5753U112 67 89682 SH SOLE 0 0 89682 MASTERCARD INC CL A 57636Q104 395 1454 SH SOLE 0 0 1454 MCDONALDS CORP COM 580135101 848 3951 SH SOLE 0 0 3951 MEDLEY CAP CORP COM 58503F106 41 15700 SH SOLE 0 0 15700 MEDTRONIC PLC SHS G5960L103 336 3091 SH SOLE 0 0 3091 MERCADOLIBRE INC COM 58733R102 1130 2050 SH SOLE 0 0 2050 MERCK & CO INC COM 58933Y105 999 11866 SH SOLE 0 0 11866 MFA FINL INC COM 55272X102 477 64775 SH SOLE 0 0 64775 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 233 39372 SH SOLE 0 0 39372 MICRON TECHNOLOGY INC COM 595112103 351 8198 SH SOLE 0 0 8198 MICROSOFT CORP COM 594918104 40128 288625 SH SOLE 0 0 288625 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 287 35420 SH SOLE 0 0 35420 MONGODB INC CL A 60937P106 381 3165 SH SOLE 0 0 3165 MORGAN STANLEY EMER MKTS DEB COM 61744H105 132 14325 SH SOLE 0 0 14325 MPLX LP COM UNIT REP LTD 55336V100 555 19827 SH SOLE 0 0 19827 NETFLIX INC COM 64110L106 512 1914 SH SOLE 0 0 1914 NEUBERGER BERMAN MUNI FD INC COM 64124P101 1365 88374 SH SOLE 0 0 88374 NEW MEDIA INVT GROUP INC COM 64704V106 280 31830 SH SOLE 0 0 31830 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 3078 196296 SH SOLE 0 0 196296 NEXTERA ENERGY INC COM 65339F101 311 1336 SH SOLE 0 0 1336 NIKE INC CL B 654106103 702 7470 SH SOLE 0 0 7470 NORDSTROM INC COM 655664100 332 9862 SH SOLE 0 0 9862 NOVARTIS A G SPONSORED ADR 66987V109 339 3901 SH SOLE 0 0 3901 NUCOR CORP COM 670346105 244 4791 SH SOLE 0 0 4791 NUTRIEN LTD COM 67077M108 410 8226 SH SOLE 0 0 8226 NUVEEN AMT FREE MUN CR INC F COM 67071L106 774 46249 SH SOLE 0 0 46249 NUVEEN AMT FREE QLTY MUN INC COM 670657105 971 67851 SH SOLE 0 0 67851 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 180 12012 SH SOLE 0 0 12012 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 759 101505 SH SOLE 0 0 101505 NUVEEN MULTI MKT INCOME FD COM 67075J107 79 10697 SH SOLE 0 0 10697 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 387 23868 SH SOLE 0 0 23868 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 280 20838 SH SOLE 0 0 20838 NUVEEN QUALITY MUNCP INCOME COM 67066V101 523 36429 SH SOLE 0 0 36429 NUVEEN REAL ASSET INM AND GW COM 67074Y105 1677 95766 SH SOLE 0 0 95766 NVIDIA CORP COM 67066G104 655 3763 SH SOLE 0 0 3763 OASIS MIDSTREAM PARTNERS LP COM UNITS REPS 67420T206 708 44308 SH SOLE 0 0 44308 OCCIDENTAL PETE CORP COM 674599105 437 9826 SH SOLE 0 0 9826 OMEROS CORP COM 682143102 496 30345 SH SOLE 0 0 30345 ORACLE CORP COM 68389X105 1302 23655 SH SOLE 0 0 23655 PACCAR INC COM 693718108 2186 31226 SH SOLE 0 0 31226 PAPA JOHNS INTL INC COM 698813102 353 6735 SH SOLE 0 0 6735 PAYCHEX INC COM 704326107 223 2697 SH SOLE 0 0 2697 PAYCOM SOFTWARE INC COM 70432V102 329 1572 SH SOLE 0 0 1572 PEPSICO INC COM 713448108 1728 12606 SH SOLE 0 0 12606 PERTH MINT PHYSICAL GOLD ETF UNIT 715426102 1222 83050 SH SOLE 0 0 83050 PFIZER INC COM 717081103 2179 60658 SH SOLE 0 0 60658 PHILIP MORRIS INTL INC COM 718172109 252 3319 SH SOLE 0 0 3319 PIMCO CORPORATE & INCOME OPP COM 72201B101 373 20550 SH SOLE 0 0 20550 PIMCO CORPORATE INCOME STRAT COM 72200U100 845 46040 SH SOLE 0 0 46040 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 281 11480 SH SOLE 0 0 11480 PPL CORP COM 69351T106 691 21942 SH SOLE 0 0 21942 PROCTER & GAMBLE CO COM 742718109 3739 30057 SH SOLE 0 0 30057 PROSHARES TR ULTRA FNCLS NEW 74347X633 258 5499 SH SOLE 0 0 5499 PROSHARES TR S&P 500 DV ARIST 74348A467 229 3203 SH SOLE 0 0 3203 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 73 16000 SH SOLE 0 0 16000 QUALCOMM INC COM 747525103 943 12361 SH SOLE 0 0 12361 RAYTHEON CO COM NEW 755111507 302 1540 SH SOLE 0 0 1540 REALTY INCOME CORP COM 756109104 483 6303 SH SOLE 0 0 6303 RIO TINTO PLC SPONSORED ADR 767204100 294 5653 SH SOLE 0 0 5653 ROYAL BK CDA MONTREAL QUE COM 780087102 424 5221 SH SOLE 0 0 5221 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 247 4117 SH SOLE 0 0 4117 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 886 15059 SH SOLE 0 0 15059 SABRE CORP COM 78573M104 298 13303 SH SOLE 0 0 13303 SALESFORCE COM INC COM 79466L302 484 3263 SH SOLE 0 0 3263 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 480 6769 SH SOLE 0 0 6769 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 724 8621 SH SOLE 0 0 8621 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 729 12853 SH SOLE 0 0 12853 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 225 8947 SH SOLE 0 0 8947 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 419 7657 SH SOLE 0 0 7657 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 288 9044 SH SOLE 0 0 9044 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 2229 44056 SH SOLE 0 0 44056 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1778 14727 SH SOLE 0 0 14727 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 255 9096 SH SOLE 0 0 9096 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 239 2974 SH SOLE 0 0 2974 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 413 20193 SH SOLE 0 0 20193 SHIP FINANCE INTERNATIONAL L SHS G81075106 345 24606 SH SOLE 0 0 24606 SHOPIFY INC CL A 82509L107 463 1485 SH SOLE 0 0 1485 SOUTHERN CO COM 842587107 608 9851 SH SOLE 0 0 9851 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 445 1652 SH SOLE 0 0 1652 SPDR GOLD TRUST GOLD SHS 78463V107 631 4544 SH SOLE 0 0 4544 SPDR S&P 500 ETF TR TR UNIT 78462F103 2563 8638 SH SOLE 0 0 8638 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1983 5625 SH SOLE 0 0 5625 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 2589 42266 SH SOLE 0 0 42266 SPDR SERIES TRUST S&P PHARMAC 78464A722 537 15095 SH SOLE 0 0 15095 SPDR SERIES TRUST OILGAS EQUIP 78464A748 138 19116 SH SOLE 0 0 19116 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2718 26489 SH SOLE 0 0 26489 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 1186 10907 SH SOLE 0 0 10907 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 810 15977 SH SOLE 0 0 15977 SPECIAL OPPORTUNITIES FD INC COM 84741T104 247 17369 SH SOLE 0 0 17369 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 567 11846 SH SOLE 0 0 11846 STARBUCKS CORP COM 855244109 7810 88326 SH SOLE 0 0 88326 STEALTHGAS INC SHS Y81669106 94 31150 SH SOLE 0 0 31150 T MOBILE US INC COM 872590104 218 2762 SH SOLE 0 0 2762 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 532 11455 SH SOLE 0 0 11455 TCW STRATEGIC INCOME FUND IN COM 872340104 266 46765 SH SOLE 0 0 46765 TEMPLETON EMERG MKTS INCOME COM 880192109 92 10136 SH SOLE 0 0 10136 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 158 22914 SH SOLE 0 0 22914 TEXAS INSTRS INC COM 882508104 924 7146 SH SOLE 0 0 7146 TILLYS INC CL A 886885102 252 26681 SH SOLE 0 0 26681 TRANSOCEAN LTD REG SHS H8817H100 141 31436 SH SOLE 0 0 31436 TRAVELERS COMPANIES INC COM 89417E109 241 1621 SH SOLE 0 0 1621 TRIVAGO N V SPON ADS A SHS 89686D105 97 23500 SH SOLE 0 0 23500 TURQUOISE HILL RES LTD COM 900435108 44 92761 SH SOLE 0 0 92761 TWILIO INC CL A 90138F102 266 2423 SH SOLE 0 0 2423 TWITTER INC COM 90184L102 326 7908 SH SOLE 0 0 7908 TYLER TECHNOLOGIES INC COM 902252105 205 782 SH SOLE 0 0 782 UGI CORP NEW COM 902681105 212 4219 SH SOLE 0 0 4219 UNION PACIFIC CORP COM 907818108 1838 11348 SH SOLE 0 0 11348 UNITED PARCEL SERVICE INC CL B 911312106 1186 9899 SH SOLE 0 0 9899 UNITED TECHNOLOGIES CORP COM 913017109 466 3411 SH SOLE 0 0 3411 UNITEDHEALTH GROUP INC COM 91324P102 762 3508 SH SOLE 0 0 3508 US BANCORP DEL COM NEW 902973304 7019 126829 SH SOLE 0 0 126829 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 316 2653 SH SOLE 0 0 2653 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 1416 13787 SH SOLE 0 0 13787 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 292 3317 SH SOLE 0 0 3317 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 6452 79865 SH SOLE 0 0 79865 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 7628 90345 SH SOLE 0 0 90345 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2544 43241 SH SOLE 0 0 43241 VANGUARD GROUP DIV APP ETF 921908844 3347 27993 SH SOLE 0 0 27993 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 405 1485 SH SOLE 0 0 1485 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 516 4566 SH SOLE 0 0 4566 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2972 20063 SH SOLE 0 0 20063 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 10629 113988 SH SOLE 0 0 113988 VANGUARD INDEX FDS SML CP GRW ETF 922908595 247 1357 SH SOLE 0 0 1357 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1987 15423 SH SOLE 0 0 15423 VANGUARD INDEX FDS MID CAP ETF 922908629 3332 19882 SH SOLE 0 0 19882 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4386 32170 SH SOLE 0 0 32170 VANGUARD INDEX FDS GROWTH ETF 922908736 14898 89597 SH SOLE 0 0 89597 VANGUARD INDEX FDS VALUE ETF 922908744 15567 139464 SH SOLE 0 0 139464 VANGUARD INDEX FDS SMALL CP ETF 922908751 5295 34408 SH SOLE 0 0 34408 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2050 13576 SH SOLE 0 0 13576 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1145 11227 SH SOLE 0 0 11227 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2109 42267 SH SOLE 0 0 42267 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3054 75861 SH SOLE 0 0 75861 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1562 23642 SH SOLE 0 0 23642 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1859 34674 SH SOLE 0 0 34674 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 453 9238 SH SOLE 0 0 9238 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1817 22423 SH SOLE 0 0 22423 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1275 19127 SH SOLE 0 0 19127 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 326 3714 SH SOLE 0 0 3714 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 284 3108 SH SOLE 0 0 3108 VANGUARD STAR FD VG TL INTL STK F 921909768 477 9239 SH SOLE 0 0 9239 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 4706 114554 SH SOLE 0 0 114554 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5153 58077 SH SOLE 0 0 58077 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 1202 14914 SH SOLE 0 0 14914 VANGUARD WORLD FD MEGA GRWTH IND 921910816 866 6525 SH SOLE 0 0 6525 VERISK ANALYTICS INC COM 92345Y106 205 1295 SH SOLE 0 0 1295 VERIZON COMMUNICATIONS INC COM 92343V104 2816 46661 SH SOLE 0 0 46661 VISA INC COM CL A 92826C839 1588 9230 SH SOLE 0 0 9230 WALMART INC COM 931142103 493 4152 SH SOLE 0 0 4152 WASTE MGMT INC DEL COM 94106L109 234 2037 SH SOLE 0 0 2037 WD-40 CO COM 929236107 239 1300 SH SOLE 0 0 1300 WELLS FARGO CO NEW COM 949746101 302 5997 SH SOLE 0 0 5997 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 96 11600 SH SOLE 0 0 11600 WELLS FARGO MULTI SECTOR INC COM 94987D101 2965 240114 SH SOLE 0 0 240114 WELLTOWER INC COM 95040Q104 351 3875 SH SOLE 0 0 3875 WESTERN ASSET EMRG MKT DEBT COM 95766A101 643 46315 SH SOLE 0 0 46315 WESTERN ASSET MTG DEF OPPTY COM 95790B109 1091 50136 SH SOLE 0 0 50136 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 68 25000 SH SOLE 0 0 25000 WEYERHAEUSER CO COM 962166104 272 9811 SH SOLE 0 0 9811 WISDOMTREE TR EMG MKTS SMCAP 97717W281 201 4545 SH SOLE 0 0 4545 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 117 12630 SH SOLE 0 0 12630 ZEBRA TECHNOLOGIES CORP CL A 989207105 346 1678 SH SOLE 0 0 1678