0001085146-18-001752.txt : 20180725 0001085146-18-001752.hdr.sgml : 20180725 20180725090818 ACCESSION NUMBER: 0001085146-18-001752 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180725 DATE AS OF CHANGE: 20180725 EFFECTIVENESS DATE: 20180725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWAM LLC CENTRAL INDEX KEY: 0001655006 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17002 FILM NUMBER: 18967797 BUSINESS ADDRESS: STREET 1: 2835 82ND AVE SE STREET 2: SUITE 300 CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: (206)838-3680 MAIL ADDRESS: STREET 1: 2835 82ND AVE SE STREET 2: SUITE 300 CITY: MERCER ISLAND STATE: WA ZIP: 98040 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001655006 XXXXXXXX 06-30-2018 06-30-2018 true 1 RESTATEMENT false NWAM LLC

2835 82ND AVE SE SUITE 300 MERCER ISLAND WA 98040

13F HOLDINGS REPORT 028-17002 N Greg Headrick 206-838-3680 /s/ Greg Headrick Mercer Island WA 07-25-2018 0 341 422235 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 873 4438 SH SOLE 4438 0 0 ABBOTT LABS COM 002824100 306 5024 SH SOLE 5024 0 0 ABBVIE INC COM 00287Y109 770 8307 SH SOLE 8307 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 841 194701 SH SOLE 194701 0 0 ADVANCED MICRO DEVICES INC COM 007903107 164 10916 SH SOLE 10916 0 0 ADVISORSHARES TR ADVISORSHS ETF 00768Y206 1876 35235 SH SOLE 35235 0 0 AEMETIS INC COM NEW 00770K202 50 33352 SH SOLE 33352 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1572 8471 SH SOLE 8471 0 0 ALLERGAN PLC SHS G0177J108 846 5075 SH SOLE 5075 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 1036 89810 SH SOLE 89810 0 0 ALPHABET INC CAP STK CL C 02079K107 2215 1985 SH SOLE 1985 0 0 ALPHABET INC CAP STK CL A 02079K305 2226 1971 SH SOLE 1971 0 0 ALTRIA GROUP INC COM 02209S103 441 7771 SH SOLE 7771 0 0 AMAZON COM INC COM 023135106 8387 4934 SH SOLE 4934 0 0 AMERICAN EXPRESS CO COM 025816109 411 4195 SH SOLE 4195 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 202 3814 SH SOLE 3814 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 315 7462 SH SOLE 7462 0 0 AMGEN INC COM 031162100 846 4582 SH SOLE 4582 0 0 AMIRA NATURE FOODS LTD SHS G0335L102 101 45650 SH SOLE 45650 0 0 ANALOG DEVICES INC COM 032654105 280 2916 SH SOLE 2916 0 0 ANI PHARMACEUTICALS INC COM 00182C103 575 8609 SH SOLE 8609 0 0 ANNALY CAP MGMT INC COM 035710409 687 66797 SH SOLE 66797 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 596 119945 SH SOLE 119945 0 0 APPLE INC COM 037833100 11083 59874 SH SOLE 59874 0 0 ARALEZ PHARMACEUTICALS INC COM 03852X100 7 18800 SH SOLE 18800 0 0 ARES CAP CORP COM 04010L103 360 21865 SH SOLE 21865 0 0 AT HOME GROUP INC COM 04650Y100 408 10430 SH SOLE 10430 0 0 AT&T INC COM 00206R102 1801 56077 SH SOLE 56077 0 0 BANK AMER CORP COM 060505104 2012 71380 SH SOLE 71380 0 0 BANK HAWAII CORP COM 062540109 834 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CENTURYLINK INC COM 156700106 239 12802 SH SOLE 12802 0 0 CHESAPEAKE ENERGY CORP COM 165167107 351 67076 SH SOLE 67076 0 0 CHEVRON CORP NEW COM 166764100 3343 26438 SH SOLE 26438 0 0 CHIMERA INVT CORP COM NEW 16934Q208 202 11025 SH SOLE 11025 0 0 CIENA CORP COM NEW 171779309 282 10635 SH SOLE 10635 0 0 CISCO SYS INC COM 17275R102 1616 37550 SH SOLE 37550 0 0 CITIGROUP INC COM NEW 172967424 568 8494 SH SOLE 8494 0 0 CLOROX CO DEL COM 189054109 606 4477 SH SOLE 4477 0 0 CNX MIDSTREAM PARTNERS LP COM UNIT REPST 12654A101 1157 59683 SH SOLE 59683 0 0 COCA COLA CO COM 191216100 366 8340 SH SOLE 8340 0 0 COLUMBIA BKG SYS INC COM 197236102 455 11121 SH SOLE 11121 0 0 COMCAST CORP NEW CL A 20030N101 983 29962 SH SOLE 29962 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 291 48435 SH SOLE 48435 0 0 CONOCOPHILLIPS COM 20825C104 331 4752 SH SOLE 4752 0 0 COSTAR GROUP INC COM 22160N109 208 505 SH SOLE 505 0 0 COSTCO WHSL CORP NEW COM 22160K105 3814 18251 SH SOLE 18251 0 0 CSX CORP COM 126408103 265 4162 SH SOLE 4162 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 360 23113 SH SOLE 23113 0 0 DANAHER CORP DEL COM 235851102 875 8868 SH SOLE 8868 0 0 DISNEY WALT CO COM DISNEY 254687106 816 7781 SH SOLE 7781 0 0 DOMTAR CORP COM NEW 257559203 261 5465 SH SOLE 5465 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 386 19310 SH SOLE 19310 0 0 DOWDUPONT INC COM 26078J100 1572 23850 SH SOLE 23850 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 100 13000 SH SOLE 13000 0 0 EATON CORP PLC SHS G29183103 524 7006 SH SOLE 7006 0 0 EATON VANCE SH TM DR DIVR IN COM 27828V104 335 25724 SH SOLE 25724 0 0 EMERSON ELEC CO COM 291011104 429 6207 SH SOLE 6207 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 478 25084 SH SOLE 25084 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 481 30965 SH SOLE 30965 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 662 23933 SH SOLE 23933 0 0 EQUIFAX INC COM 294429105 500 4000 SH SOLE 4000 0 0 EQUINOR ASA SPONSORED ADR 29446M102 337 12762 SH SOLE 12762 0 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49916 SH SOLE 49916 0 0 FORTIVE CORP COM 34959J108 347 4498 SH SOLE 4498 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 643 58914 SH SOLE 58914 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 625 121587 SH SOLE 121587 0 0 GENERAL DYNAMICS CORP COM 369550108 202 1082 SH SOLE 1082 0 0 GENERAL ELECTRIC CO COM 369604103 799 58674 SH SOLE 58674 0 0 GENERAL MLS INC COM 370334104 474 10703 SH SOLE 10703 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 407 18572 SH SOLE 18572 0 0 GERDAU S A SPON ADR REP PFD 373737105 296 83659 SH SOLE 83659 0 0 GILEAD SCIENCES INC COM 375558103 967 13656 SH SOLE 13656 0 0 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 445 25969 SH SOLE 25969 0 0 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 116 13704 SH SOLE 13704 0 0 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 853 38857 SH SOLE 38857 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 200 14925 SH SOLE 14925 0 0 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 464 21298 SH SOLE 21298 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 1331 71404 SH SOLE 71404 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 437 22138 SH SOLE 22138 0 0 HERITAGE FINL CORP WASH COM 42722X106 2427 69637 SH SOLE 69637 0 0 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 1384 117308 SH SOLE 117308 0 0 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 251 13875 SH SOLE 13875 0 0 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 1143 63697 SH SOLE 63697 0 0 HOME DEPOT INC COM 437076102 733 3756 SH SOLE 3756 0 0 HONEYWELL INTL INC COM 438516106 399 2770 SH SOLE 2770 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 112 11069 SH SOLE 11069 0 0 IMPAC MTG HLDGS INC COM NEW 45254P508 47 10000 SH SOLE 10000 0 0 INTEL CORP COM 458140100 2339 47061 SH SOLE 47061 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 578 4139 SH SOLE 4139 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 4895 48045 SH SOLE 48045 0 0 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 319 5773 SH SOLE 5773 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 1044 45577 SH SOLE 45577 0 0 INVESCO EXCHNG TRADED FD TR SOLAR ETF 46138G706 1220 52799 SH SOLE 52799 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 9581 55819 SH SOLE 55819 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 174 14070 SH SOLE 14070 0 0 ISHARES INC EM MKTS DIV ETF 464286319 817 20751 SH SOLE 20751 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 838 26137 SH SOLE 26137 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1462 27843 SH SOLE 27843 0 0 ISHARES TR S&P 100 ETF 464287101 1157 9672 SH SOLE 9672 0 0 ISHARES TR CORE S&P TTL STK 464287150 548 8773 SH SOLE 8773 0 0 ISHARES TR SELECT DIVID ETF 464287168 2109 21577 SH SOLE 21577 0 0 ISHARES TR TIPS BD ETF 464287176 1489 13190 SH SOLE 13190 0 0 ISHARES TR CORE S&P500 ETF 464287200 6166 22581 SH SOLE 22581 0 0 ISHARES TR CORE US AGGBD ET 464287226 2841 26717 SH SOLE 26717 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2027 46788 SH SOLE 46788 0 0 ISHARES TR IBOXX INV CP ETF 464287242 643 5615 SH SOLE 5615 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 614 3776 SH SOLE 3776 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 553 9798 SH SOLE 9798 0 0 ISHARES TR S&P 500 VAL ETF 464287408 296 2691 SH SOLE 2691 0 0 ISHARES TR 20 YR TR BD ETF 464287432 732 6017 SH SOLE 6017 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 940 9166 SH SOLE 9166 0 0 ISHARES TR MSCI EAFE ETF 464287465 2374 35456 SH SOLE 35456 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1571 12400 SH SOLE 12400 0 0 ISHARES TR CORE S&P MCP ETF 464287507 4733 24299 SH SOLE 24299 0 0 ISHARES TR NA TEC SFTWR ETF 464287515 2076 11365 SH SOLE 11365 0 0 ISHARES TR NASDAQ BIOTECH 464287556 898 8176 SH SOLE 8176 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 6511 53645 SH SOLE 53645 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 6361 44235 SH SOLE 44235 0 0 ISHARES TR RUS 1000 ETF 464287622 248 1631 SH SOLE 1631 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 909 6893 SH SOLE 6893 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1759 8609 SH SOLE 8609 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 836 5105 SH SOLE 5105 0 0 ISHARES TR CORE S&P US VLU 464287663 206 3838 SH SOLE 3838 0 0 ISHARES TR S&P MC 400VL ETF 464287705 913 5636 SH SOLE 5636 0 0 ISHARES TR U.S. ENERGY ETF 464287796 959 22866 SH SOLE 22866 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2823 33825 SH SOLE 33825 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 1046 10560 SH SOLE 10560 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1698 10400 SH SOLE 10400 0 0 ISHARES TR S&P SML 600 GWT 464287887 295 1560 SH SOLE 1560 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 937 13075 SH SOLE 13075 0 0 ISHARES TR MRGSTR MD CP ETF 464288208 1189 6478 SH SOLE 6478 0 0 ISHARES TR EAFE SML CP ETF 464288273 346 5515 SH SOLE 5515 0 0 ISHARES TR JPMORGAN USD EMG 464288281 1199 11226 SH SOLE 11226 0 0 ISHARES TR MRGSTR MD CP VAL 464288406 1104 6938 SH SOLE 6938 0 0 ISHARES TR IBOXX HI YD ETF 464288513 463 5437 SH SOLE 5437 0 0 ISHARES TR MRNING SM CP ETF 464288703 636 4173 SH SOLE 4173 0 0 ISHARES TR US BR DEL SE ETF 464288794 1985 30955 SH SOLE 30955 0 0 ISHARES TR MICRO-CAP ETF 464288869 423 4007 SH SOLE 4007 0 0 ISHARES TR MIN VOL USA ETF 46429B697 236 4439 SH SOLE 4439 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 361 6008 SH SOLE 6008 0 0 JOHNSON & JOHNSON COM 478160104 2237 18432 SH SOLE 18432 0 0 JOHNSON CTLS INTL PLC SHS G51502105 312 9335 SH SOLE 9335 0 0 JPMORGAN CHASE & CO COM 46625H100 1619 15533 SH SOLE 15533 0 0 KAYNE ANDERSON MLP INVT CO COM 486606106 810 43000 SH SOLE 43000 0 0 KEYCORP NEW COM 493267108 581 29736 SH SOLE 29736 0 0 KINDER MORGAN INC DEL COM 49456B101 223 12626 SH SOLE 12626 0 0 KRAFT HEINZ CO COM 500754106 203 3234 SH SOLE 3234 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 764 119345 SH SOLE 119345 0 0 LOCKHEED MARTIN CORP COM 539830109 494 1674 SH SOLE 1674 0 0 MACYS INC COM 55616P104 296 7898 SH SOLE 7898 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 234 3388 SH SOLE 3388 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 348 44921 SH SOLE 44921 0 0 MASTERCARD INCORPORATED CL A 57636Q104 289 1471 SH SOLE 1471 0 0 MCDONALDS CORP COM 580135101 587 3743 SH SOLE 3743 0 0 MEDLEY CAP CORP COM 58503F106 68 19550 SH SOLE 19550 0 0 MEDTRONIC PLC SHS G5960L103 229 2673 SH SOLE 2673 0 0 MERCADOLIBRE INC COM 58733R102 764 2555 SH SOLE 2555 0 0 MERCK & CO INC COM 58933Y105 630 10380 SH SOLE 10380 0 0 METHANEX CORP COM 59151K108 387 5480 SH SOLE 5480 0 0 MFA FINL INC COM 55272X102 508 67025 SH SOLE 67025 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 412 72868 SH SOLE 72868 0 0 MICRON TECHNOLOGY INC COM 595112103 466 8894 SH SOLE 8894 0 0 MICROSOFT CORP COM 594918104 27116 274986 SH SOLE 274986 0 0 MINDBODY INC COM CL A 60255W105 205 5300 SH SOLE 5300 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 279 31845 SH SOLE 31845 0 0 MYLAN N V SHS EURO N59465109 233 6439 SH SOLE 6439 0 0 NETFLIX INC COM 64110L106 1160 2963 SH SOLE 2963 0 0 NEUBERGER BERMAN INTER MUNI COM 64124P101 1040 76270 SH SOLE 76270 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 3676 210172 SH SOLE 210172 0 0 NIKE INC CL B 654106103 557 6988 SH SOLE 6988 0 0 NORDSTROM INC COM 655664100 421 8129 SH SOLE 8129 0 0 NORTHROP GRUMMAN CORP COM 666807102 220 716 SH SOLE 716 0 0 NOVARTIS A G SPONSORED ADR 66987V109 253 3345 SH SOLE 3345 0 0 NUTRIEN LTD COM 67077M108 494 9082 SH SOLE 9082 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 695 47645 SH SOLE 47645 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1161 89226 SH SOLE 89226 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 882 110930 SH SOLE 110930 0 0 NUVEEN MULTI MKT INCOME FD COM 67075J107 166 23757 SH SOLE 23757 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 342 23868 SH SOLE 23868 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 495 40488 SH SOLE 40488 0 0 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 111 11950 SH SOLE 11950 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 489 36757 SH SOLE 36757 0 0 NUVEEN REAL ASSET INM AND GW COM 67074Y105 1752 108411 SH SOLE 108411 0 0 NVIDIA CORP COM 67066G104 648 2737 SH SOLE 2737 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 207 2473 SH SOLE 2473 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 66 34347 SH SOLE 34347 0 0 OMEROS CORP COM 682143102 665 36648 SH SOLE 36648 0 0 ORACLE CORP COM 68389X105 511 11604 SH SOLE 11604 0 0 PACCAR INC COM 693718108 1920 30983 SH SOLE 30983 0 0 PAYCHEX INC COM 704326107 210 3065 SH SOLE 3065 0 0 PEPSICO INC COM 713448108 878 8066 SH SOLE 8066 0 0 PFIZER INC COM 717081103 2085 57481 SH SOLE 57481 0 0 PHILIP MORRIS INTL INC COM 718172109 301 3728 SH SOLE 3728 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 351 20050 SH SOLE 20050 0 0 PIMCO CORPORATE INCOME STRAT COM 72200U100 902 51397 SH SOLE 51397 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 325 13770 SH SOLE 13770 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 213 9007 SH SOLE 9007 0 0 PPL CORP COM 69351T106 498 17458 SH SOLE 17458 0 0 PRAXAIR INC COM 74005P104 452 2855 SH SOLE 2855 0 0 PROCTER AND GAMBLE CO COM 742718109 2136 27362 SH SOLE 27362 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 252 6230 SH SOLE 6230 0 0 PROTO LABS INC COM 743713109 201 1689 SH SOLE 1689 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 75 16000 SH SOLE 16000 0 0 QUALCOMM INC COM 747525103 542 9659 SH SOLE 9659 0 0 RAYTHEON CO COM NEW 755111507 327 1691 SH SOLE 1691 0 0 REALTY INCOME CORP COM 756109104 537 9979 SH SOLE 9979 0 0 RIBBON COMMUNICATIONS INC COM 762544104 140 19690 SH SOLE 19690 0 0 RIO TINTO PLC SPONSORED ADR 767204100 391 7050 SH SOLE 7050 0 0 RITE AID CORP COM 767754104 33 19000 SH SOLE 19000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 239 3178 SH SOLE 3178 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 260 3577 SH SOLE 3577 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 916 13232 SH SOLE 13232 0 0 SALESFORCE COM INC COM 79466L302 383 2810 SH SOLE 2810 0 0 SCHLUMBERGER LTD COM 806857108 341 5085 SH SOLE 5085 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 252 3326 SH SOLE 3326 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 285 5370 SH SOLE 5370 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 483 14601 SH SOLE 14601 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 510 9292 SH SOLE 9292 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 212 2785 SH SOLE 2785 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 361 13595 SH SOLE 13595 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 444 29675 SH SOLE 29675 0 0 SHOPIFY INC CL A 82509L107 204 1400 SH SOLE 1400 0 0 SOUTHERN CO COM 842587107 456 9848 SH SOLE 9848 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 344 1417 SH SOLE 1417 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 641 5401 SH SOLE 5401 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1932 7123 SH SOLE 7123 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2025 5705 SH SOLE 5705 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 661 13777 SH SOLE 13777 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 593 8882 SH SOLE 8882 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1099 30987 SH SOLE 30987 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 1997 32745 SH SOLE 32745 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2036 47288 SH SOLE 47288 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2139 23075 SH SOLE 23075 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 261 17369 SH SOLE 17369 0 0 SPRAGUE RES LP COM UNIT REP LTD 849343108 292 11500 SH SOLE 11500 0 0 STARBUCKS CORP COM 855244109 4316 88344 SH SOLE 88344 0 0 STEALTHGAS INC SHS Y81669106 176 44400 SH SOLE 44400 0 0 TAHOE RES INC COM 873868103 278 56418 SH SOLE 56418 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 257 46765 SH SOLE 46765 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 125 12136 SH SOLE 12136 0 0 TESLA INC COM 88160R101 489 1426 SH SOLE 1426 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 731 30043 SH SOLE 30043 0 0 TEXAS INSTRS INC COM 882508104 798 7243 SH SOLE 7243 0 0 TILE SHOP HLDGS INC COM 88677Q109 91 11800 SH SOLE 11800 0 0 TITAN INTL INC ILL COM 88830M102 113 10515 SH SOLE 10515 0 0 TRANSOCEAN LTD REG SHS H8817H100 355 26413 SH SOLE 26413 0 0 TURQUOISE HILL RES LTD COM 900435108 222 78161 SH SOLE 78161 0 0 TWITTER INC COM 90184L102 353 8093 SH SOLE 8093 0 0 UNION PAC CORP COM 907818108 1127 7955 SH SOLE 7955 0 0 UNITED PARCEL SERVICE INC CL B 911312106 615 5790 SH SOLE 5790 0 0 UNITED TECHNOLOGIES CORP COM 913017109 383 3064 SH SOLE 3064 0 0 UNITEDHEALTH GROUP INC COM 91324P102 634 2584 SH SOLE 2584 0 0 UQM TECHNOLOGIES INC COM 903213106 41 41288 SH SOLE 41288 0 0 US BANCORP DEL CALL 902973904 6364 127229 SH SOLE 127229 0 0 VANECK MERK GOLD TRUST GOLD TRUST 921078101 417 33860 SH SOLE 33860 0 0 VANECK VECTORS ETF TR COAL ETF 92189F809 655 41492 SH SOLE 41492 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 681 4888 SH SOLE 4888 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 1021 11513 SH SOLE 11513 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4267 54552 SH SOLE 54552 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 6813 86031 SH SOLE 86031 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2116 38671 SH SOLE 38671 0 0 VANGUARD GROUP DIV APP ETF 921908844 2715 26719 SH SOLE 26719 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 521 2089 SH SOLE 2089 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 708 6407 SH SOLE 6407 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2505 18640 SH SOLE 18640 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8278 101636 SH SOLE 101636 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1122 8265 SH SOLE 8265 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 3195 20271 SH SOLE 20271 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3645 29220 SH SOLE 29220 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 11461 76506 SH SOLE 76506 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 11190 107771 SH SOLE 107771 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4029 25882 SH SOLE 25882 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1159 8253 SH SOLE 8253 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 575 4986 SH SOLE 4986 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2138 41239 SH SOLE 41239 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 619 14664 SH SOLE 14664 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 368 6142 SH SOLE 6142 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1532 19619 SH SOLE 19619 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 316 4229 SH SOLE 4229 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 265 4906 SH SOLE 4906 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2858 66622 SH SOLE 66622 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4773 57477 SH SOLE 57477 0 0 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 440 5848 SH SOLE 5848 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 824 6928 SH SOLE 6928 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1987 39493 SH SOLE 39493 0 0 VISA INC COM CL A 92826C839 1036 7823 SH SOLE 7823 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 318 5306 SH SOLE 5306 0 0 WALMART INC COM 931142103 360 4204 SH SOLE 4204 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 52 15730 SH SOLE 15730 0 0 WELLS FARGO CO NEW COM 949746101 420 7569 SH SOLE 7569 0 0 WELLS FARGO MULTI SECTOR INC COM 94987D101 3899 312411 SH SOLE 312411 0 0 WELLTOWER INC COM 95040Q104 301 4802 SH SOLE 4802 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 791 59578 SH SOLE 59578 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 68 26700 SH SOLE 26700 0 0 WEYERHAEUSER CO COM 962166104 322 8819 SH SOLE 8819 0 0 WISDOMTREE CONTINUOUS COMMOD SHS BEN INT 97718W108 589 31270 SH SOLE 31270 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 192 14125 SH SOLE 14125 0 0