0001085146-16-004408.txt : 20160909 0001085146-16-004408.hdr.sgml : 20160909 20160908193054 ACCESSION NUMBER: 0001085146-16-004408 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160908 EFFECTIVENESS DATE: 20160909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWAM LLC CENTRAL INDEX KEY: 0001655006 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17002 FILM NUMBER: 161877553 BUSINESS ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: (206)838-3680 MAIL ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655006 XXXXXXXX 03-31-2015 03-31-2015 false NWAM LLC

7900 SE 28TH STREET, SUITE 412 MERCER ISLAND WA 98040

13F HOLDINGS REPORT 028-17002 N Greg Headrick 206-838-3680 /s/ Greg Headrick Mercer Island WA 09-01-2016 0 252 233900 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 654 3963 SH SOLE 3963 0 0 ABBOTT LABS COM 002824100 445 9599 SH SOLE 9599 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 713 132499 SH SOLE 132499 0 0 ADVISORSHARES TR PERITUS HG YLD 00768Y503 1657 40029 SH SOLE 40029 0 0 AEMETIS INC COM NEW 00770K202 578 136945 SH SOLE 136945 0 0 AFLAC INC COM 001055102 286 4465 SH SOLE 4465 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 709 8523 SH SOLE 8523 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 1241 98717 SH SOLE 98717 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 14 14200 SH SOLE 14200 0 0 ALTRIA GROUP INC COM 02209S103 401 8022 SH SOLE 8022 0 0 AMAZON COM INC COM 023135106 970 2607 SH SOLE 2607 0 0 AMERICAN EXPRESS CO COM 025816109 328 4199 SH SOLE 4199 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 389 8158 SH SOLE 8158 0 0 AMGEN INC COM 031162100 564 3530 SH SOLE 3530 0 0 ANNALY CAP MGMT INC COM 035710409 1018 97894 SH SOLE 97894 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 771 151550 SH SOLE 151550 0 0 APPLE INC COM 037833100 5837 46907 SH SOLE 46907 0 0 AQUA AMERICA INC COM 03836W103 239 9054 SH SOLE 9054 0 0 ARES CAP CORP COM 04010L103 367 21352 SH SOLE 21352 0 0 AT&T INC COM 00206R102 1129 34572 SH SOLE 34572 0 0 BAIDU INC SPON ADR REP A 056752108 428 2054 SH SOLE 2054 0 0 BANK AMER CORP COM 060505104 1362 88508 SH SOLE 88508 0 0 BANK HAWAII CORP COM 062540109 612 10000 SH SOLE 10000 0 0 BANK MONTREAL QUE COM 063671101 291 4847 SH SOLE 4847 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 798 28761 SH SOLE 28761 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 218 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2442 16920 SH SOLE 16920 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 214 15500 SH SOLE 15500 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 9032 671057 SH SOLE 671057 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 79 21269 SH SOLE 21269 0 0 BLACKROCK FLOATING RATE INCO COM 091941104 634 47062 SH SOLE 47062 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 832 50275 SH SOLE 50275 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 532 36200 SH SOLE 36200 0 0 BLACKROCK MUNI N Y INTER DUR COM 09255F109 377 27000 SH SOLE 27000 0 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 1280 93105 SH SOLE 93105 0 0 BLACKROCK MUNIY QUALITY FD I COM 09254G108 656 48885 SH SOLE 48885 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254F100 256 16650 SH SOLE 16650 0 0 BLUE EARTH INC COM 095428108 537 603688 SH SOLE 603688 0 0 BOEING CO COM 097023105 3591 23926 SH SOLE 23926 0 0 BP PLC SPONSORED ADR 055622104 1040 26604 SH SOLE 26604 0 0 BP PLC PUT 055622104 259 7000 SH Put SOLE 7000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 991 15357 SH SOLE 15357 0 0 BROADCOM CORP CL A 111320107 279 6450 SH SOLE 6450 0 0 BROOKDALE SR LIVING INC COM 112463104 323 8550 SH SOLE 8550 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 291 15890 SH SOLE 15890 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 168 14900 SH SOLE 14900 0 0 CBS CORP NEW CL B 124857202 336 5536 SH SOLE 5536 0 0 CHESAPEAKE ENERGY CORP COM 165167107 504 35589 SH SOLE 35589 0 0 CHEVRON CORP NEW COM 166764100 1876 17873 SH SOLE 17873 0 0 CHIMERA INVT CORP COM 16934Q109 1023 325690 SH SOLE 325690 0 0 CIENA CORP COM NEW 171779309 255 13189 SH SOLE 13189 0 0 CISCO SYS INC COM 17275R102 582 21136 SH SOLE 21136 0 0 CITIGROUP INC COM NEW 172967424 204 3958 SH SOLE 3958 0 0 CLOROX CO DEL COM 189054109 394 3571 SH SOLE 3571 0 0 CMS ENERGY CORP COM 125896100 229 6565 SH SOLE 6565 0 0 COLUMBIA BKG SYS INC COM 197236102 320 11059 SH SOLE 11059 0 0 COMCAST CORP NEW CL A 20030N101 492 8720 SH SOLE 8720 0 0 COMCAST CORP NEW CL A SPL 20030N200 215 3840 SH SOLE 3840 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 373 68760 SH SOLE 68760 0 0 CONOCOPHILLIPS COM 20825C104 555 8919 SH SOLE 8919 0 0 COSTCO WHSL CORP NEW COM 22160K105 2083 13753 SH SOLE 13753 0 0 DANAHER CORP DEL COM 235851102 756 8902 SH SOLE 8902 0 0 DISNEY WALT CO COM DISNEY 254687106 388 3700 SH SOLE 3700 0 0 DISNEY WALT CO CALL 254687106 640 6000 SH Call SOLE 6000 0 0 DIVERSIFIED REAL ASSET INC F COM SHS 25533B108 2325 128464 SH SOLE 128464 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 563 28371 SH SOLE 28371 0 0 DOW CHEM CO COM 260543103 488 10164 SH SOLE 10164 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 109 13000 SH SOLE 13000 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 445 6225 SH SOLE 6225 0 0 E M C CORP MASS COM 268648102 500 19580 SH SOLE 19580 0 0 EATON CORP PLC SHS G29183103 240 3535 SH SOLE 3535 0 0 EATON VANCE SH TM DR DIVR IN COM 27828V104 326 22495 SH SOLE 22495 0 0 EMERSON ELEC CO COM 291011104 241 4253 SH SOLE 4253 0 0 EQUIFAX INC COM 294429105 372 4000 SH SOLE 4000 0 0 EXELIXIS INC COM 30161Q104 156 60557 SH SOLE 60557 0 0 EXXON MOBIL CORP COM 30231G102 2303 27099 SH SOLE 27099 0 0 FACEBOOK INC CL A 30303M102 407 4952 SH SOLE 4952 0 0 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 835 71252 SH SOLE 71252 0 0 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 6878 339332 SH SOLE 339332 0 0 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 4331 212941 SH SOLE 212941 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 727 45037 SH SOLE 45037 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 121 15000 SH SOLE 15000 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 910 74750 SH SOLE 74750 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 253 35919 SH SOLE 35919 0 0 FX ENERGY INC COM 302695101 24 19400 SH SOLE 19400 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 277 39850 SH SOLE 39850 0 0 GENERAL ELECTRIC CO COM 369604103 1879 75733 SH SOLE 75733 0 0 GERDAU S A SPON ADR REP PFD 373737105 425 132907 SH SOLE 132907 0 0 GILEAD SCIENCES INC COM 375558103 1090 11104 SH SOLE 11104 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 297 6432 SH SOLE 6432 0 0 GOOGLE INC CL A 38259P508 420 757 SH SOLE 757 0 0 GOOGLE INC CL C 38259P706 313 571 SH SOLE 571 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 214 14925 SH SOLE 14925 0 0 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 387 18300 SH SOLE 18300 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 1554 83102 SH SOLE 83102 0 0 HCP INC COM 40414L109 265 6125 SH SOLE 6125 0 0 HERITAGE FINL CORP WASH COM 42722X106 1156 67979 SH SOLE 67979 0 0 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 362 16686 SH SOLE 16686 0 0 INTEL CORP COM 458140100 1183 37834 SH SOLE 37834 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 408 2543 SH SOLE 2543 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 189 14070 SH SOLE 14070 0 0 ISHARES MSCI BRZ CAP ETF 464286400 763 24326 SH SOLE 24326 0 0 ISHARES MSCI AC ASIA ETF 464288182 2373 37076 SH SOLE 37076 0 0 ISHARES EAFE SML CP ETF 464288273 272 5499 SH SOLE 5499 0 0 ISHARES JP MOR EM MK ETF 464288281 1007 8981 SH SOLE 8981 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 576 36171 SH SOLE 36171 0 0 ISHARES TR SELECT DIVID ETF 464287168 3201 41069 SH SOLE 41069 0 0 ISHARES TR TIPS BD ETF 464287176 810 7134 SH SOLE 7134 0 0 ISHARES TR CORE US AGGBD ET 464287226 2610 23425 SH SOLE 23425 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 880 21919 SH SOLE 21919 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1865 15323 SH SOLE 15323 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 453 4199 SH SOLE 4199 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 1866 14280 SH SOLE 14280 0 0 ISHARES TR MSCI EAFE ETF 464287465 1007 15689 SH SOLE 15689 0 0 ISHARES TR RUS MD CP GR ETF 464287481 311 3177 SH SOLE 3177 0 0 ISHARES TR CORE S&P MCP ETF 464287507 3078 20254 SH SOLE 20254 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2835 27499 SH SOLE 27499 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3243 32789 SH SOLE 32789 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 341 3300 SH SOLE 3300 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 2009 13256 SH SOLE 13256 0 0 ISHARES TR U.S. REAL ES ETF 464287739 1173 14793 SH SOLE 14793 0 0 ISHARES TR U.S. ENERGY ETF 464287796 632 14486 SH SOLE 14486 0 0 ISHARES TR CORE S&P SCP ETF 464287804 376 3186 SH SOLE 3186 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 427 5216 SH SOLE 5216 0 0 ISHARES TR SP SMCP600VL ETF 464287879 500 4207 SH SOLE 4207 0 0 ISHARES TR CALL 464287879 502 1400 SH Call SOLE 1400 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 203 2044 SH SOLE 2044 0 0 JOHNSON & JOHNSON COM 478160104 732 7277 SH SOLE 7277 0 0 JOHNSON CTLS INC COM 478366107 514 10196 SH SOLE 10196 0 0 JPMORGAN CHASE & CO COM 46625H100 797 13160 SH SOLE 13160 0 0 KAYNE ANDERSON MLP INVT CO COM 486606106 250 7039 SH SOLE 7039 0 0 KEYCORP NEW COM 493267108 469 33148 SH SOLE 33148 0 0 KINDER MORGAN INC DEL COM 49456B101 588 13977 SH SOLE 13977 0 0 KRAFT FOODS GROUP INC COM 50076Q106 271 3115 SH SOLE 3115 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 124 11199 SH SOLE 11199 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 52 11070 SH SOLE 11070 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 491 33097 SH SOLE 33097 0 0 MANNKIND CORP COM 56400P201 793 152435 SH SOLE 152435 0 0 MARINE HARVEST ASA SPONSORED ADR 56824R205 152 13345 SH SOLE 13345 0 0 MARKET VECTORS ETF TR COAL ETF 57060U837 815 61362 SH SOLE 61362 0 0 MCDONALDS CORP COM 580135101 675 6926 SH SOLE 6926 0 0 MEDLEY CAP CORP COM 58503F106 448 48950 SH SOLE 48950 0 0 MEDTRONIC PLC SHS G5960L103 262 3357 SH SOLE 3357 0 0 MELCO CROWN ENTMT LTD ADR 585464100 208 9695 SH SOLE 9695 0 0 MERCK & CO INC NEW COM 58933Y105 486 8462 SH SOLE 8462 0 0 MFA FINL INC COM 55272X102 527 67025 SH SOLE 67025 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 409 64469 SH SOLE 64469 0 0 MICRON TECHNOLOGY INC COM 595112103 207 7625 SH SOLE 7625 0 0 MICROSOFT CORP COM 594918104 8439 207584 SH SOLE 207584 0 0 MOLYCORP INC DEL COM 608753109 4 11400 SH SOLE 11400 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 508 54820 SH SOLE 54820 0 0 NEUBERGER BERMAN INTER MUNI COM 64124P101 810 52065 SH SOLE 52065 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 1665 69584 SH SOLE 69584 0 0 NEW MTN FIN CORP COM 647551100 282 19300 SH SOLE 19300 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 4706 313132 SH SOLE 313132 0 0 NEW SR INVT GROUP INC COM 648691103 409 24620 SH SOLE 24620 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 215 12850 SH SOLE 12850 0 0 NEWCASTLE INVT CORP NEW COM PAR $0.01 65105M603 94 19354 SH SOLE 19354 0 0 NIKE INC CL B 654106103 337 3357 SH SOLE 3357 0 0 NORDSTROM INC COM 655664100 588 7320 SH SOLE 7320 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 992 109667 SH SOLE 109667 0 0 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 170 11687 SH SOLE 11687 0 0 NUVEEN MULTI MKT INCOME FD COM 67075J107 92 12108 SH SOLE 12108 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 114 11950 SH SOLE 11950 0 0 NUVEEN QUALITY INCOME MUN FD COM 670977107 174 12399 SH SOLE 12399 0 0 NXP SEMICONDUCTORS N V CALL N6596X109 250 2500 SH Call SOLE 2500 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 249 19726 SH SOLE 19726 0 0 OCWEN FINL CORP COM NEW 675746309 161 19575 SH SOLE 19575 0 0 OMEROS CORP COM 682143102 526 23856 SH SOLE 23856 0 0 ORACLE CORP COM 68389X105 248 5736 SH SOLE 5736 0 0 PACCAR INC COM 693718108 1809 28646 SH SOLE 28646 0 0 PAN AMERICAN SILVER CORP COM 697900108 144 16449 SH SOLE 16449 0 0 PARAMOUNT GOLD & SILVER CORP COM 69924P102 13 13000 SH SOLE 13000 0 0 PEABODY ENERGY CORP COM 704549104 73 14931 SH SOLE 14931 0 0 PETROBRAS ARGENTINA S A SPONS ADR 71646J109 222 32570 SH SOLE 32570 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 90 14841 SH SOLE 14841 0 0 PFIZER INC COM 717081103 1078 30991 SH SOLE 30991 0 0 PHILIP MORRIS INTL INC COM 718172109 260 3452 SH SOLE 3452 0 0 PHILLIPS 66 COM 718546104 249 3170 SH SOLE 3170 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 300 19000 SH SOLE 19000 0 0 PIMCO CORPORATE INCOME STRAT COM 72200U100 817 53059 SH SOLE 53059 0 0 PLUM CREEK TIMBER CO INC COM 729251108 244 5611 SH SOLE 5611 0 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 234 5380 SH SOLE 5380 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 628 26062 SH SOLE 26062 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 1253 84020 SH SOLE 84020 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1810 17137 SH SOLE 17137 0 0 POWERSHS DB US DOLLAR INDEX CALL 73936D107 260 10000 SH Call SOLE 10000 0 0 PRECISION CASTPARTS CORP COM 740189105 579 2755 SH SOLE 2755 0 0 PROCTER & GAMBLE CO COM 742718109 1892 23088 SH SOLE 23088 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 81 16598 SH SOLE 16598 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 161 13172 SH SOLE 13172 0 0 QUALCOMM INC COM 747525103 924 13322 SH SOLE 13322 0 0 REALTY INCOME CORP COM 756109104 455 8825 SH SOLE 8825 0 0 REVOLUTION LIGHTING TECHNOLO COM 76155G107 91 82100 SH SOLE 82100 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 799 13394 SH SOLE 13394 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 8686 107165 SH SOLE 107165 0 0 SCHLUMBERGER LTD COM 806857108 405 4855 SH SOLE 4855 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1144 25756 SH SOLE 25756 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 221 14900 SH SOLE 14900 0 0 SONUS NETWORKS INC COM NEW 835916503 90 11460 SH SOLE 11460 0 0 SOURCE CAP INC COM 836144105 353 4815 SH SOLE 4815 0 0 SOUTHERN CO COM 842587107 265 5990 SH SOLE 5990 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 223 1959 SH SOLE 1959 0 0 SPDR GOLD TRUST CALL 78463V107 958 8000 SH Call SOLE 8000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 913 4422 SH SOLE 4422 0 0 SPDR S&P 500 ETF TR PUT 78462F103 1020 5000 SH Put SOLE 5000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2357 8503 SH SOLE 8503 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 457 11652 SH SOLE 11652 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1799 33867 SH SOLE 33867 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 268 17369 SH SOLE 17369 0 0 ST JUDE MED INC COM 790849103 249 3801 SH SOLE 3801 0 0 STARBUCKS CORP COM 855244109 4101 43301 SH SOLE 43301 0 0 STATOIL ASA SPONSORED ADR 85771P102 327 18580 SH SOLE 18580 0 0 STEALTHGAS INC SHS Y81669106 577 88050 SH SOLE 88050 0 0 T MOBILE US INC COM 872590104 534 16860 SH SOLE 16860 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 261 48286 SH SOLE 48286 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 222 20654 SH SOLE 20654 0 0 TESLA MTRS INC COM 88160R101 239 1268 SH SOLE 1268 0 0 TEXAS INSTRS INC COM 882508104 248 4330 SH SOLE 4330 0 0 TIME WARNER INC COM NEW 887317303 307 3639 SH SOLE 3639 0 0 TITAN INTL INC ILL COM 88830M102 162 17280 SH SOLE 17280 0 0 TRANSOCEAN LTD REG SHS H8817H100 235 16019 SH SOLE 16019 0 0 TURQUOISE HILL RES LTD COM 900435108 304 97436 SH SOLE 97436 0 0 TWITTER INC COM 90184L102 371 7404 SH SOLE 7404 0 0 U S GEOTHERMAL INC COM 90338S102 5 10000 SH SOLE 10000 0 0 UNION PAC CORP COM 907818108 618 5702 SH SOLE 5702 0 0 UNITED TECHNOLOGIES CORP COM 913017109 219 1869 SH SOLE 1869 0 0 UNITEDHEALTH GROUP INC COM 91324P102 458 3870 SH SOLE 3870 0 0 UQM TECHNOLOGIES INC COM 903213106 54 48663 SH SOLE 48663 0 0 US BANCORP DEL COM NEW 902973304 4307 98628 SH SOLE 98628 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1605 19939 SH SOLE 19939 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2544 30510 SH SOLE 30510 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 369 3415 SH SOLE 3415 0 0 VANGUARD INDEX FDS REIT ETF 922908553 4698 55720 SH SOLE 55720 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 453 4138 SH SOLE 4138 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 282 2125 SH SOLE 2125 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 4712 45044 SH SOLE 45044 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 4409 52678 SH SOLE 52678 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 846 6904 SH SOLE 6904 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 814 16700 SH SOLE 16700 0 0 VANGUARD NAT RES LLC COM UNIT 92205F106 257 18357 SH SOLE 18357 0 0 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 349 5720 SH SOLE 5720 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 349 4346 SH SOLE 4346 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 506 6291 SH SOLE 6291 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 660 16559 SH SOLE 16559 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1602 32937 SH SOLE 32937 0 0 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 122 13885 SH SOLE 13885 0 0 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 5853 438436 SH SOLE 438436 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 1396 88652 SH SOLE 88652 0 0 WESTERN ASSET MTG DEF OPPTY COM 95790B109 343 14274 SH SOLE 14274 0 0 WESTPORT INNOVATIONS INC COM NEW 960908309 109 27775 SH SOLE 27775 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 553 20132 SH SOLE 20132 0 0