0001085146-16-004400.txt : 20160909 0001085146-16-004400.hdr.sgml : 20160909 20160908192439 ACCESSION NUMBER: 0001085146-16-004400 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160908 EFFECTIVENESS DATE: 20160909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWAM LLC CENTRAL INDEX KEY: 0001655006 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17002 FILM NUMBER: 161877542 BUSINESS ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: (206)838-3680 MAIL ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655006 XXXXXXXX 03-31-2013 03-31-2013 false NWAM LLC

7900 SE 28TH STREET, SUITE 412 MERCER ISLAND WA 98040

13F HOLDINGS REPORT 028-17002 N Greg Headrick 206-838-3680 /s/ Greg Headrick Mercer Island WA 09-01-2016 0 200 203457 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 404 3805 SH SOLE 3805 0 0 ABBOTT LABS COM 002824100 485 13718 SH SOLE 13718 0 0 ABBVIE INC COM 00287Y109 242 5926 SH SOLE 5926 0 0 ADVANCED MICRO DEVICES INC COM 007903107 39 15287 SH SOLE 15287 0 0 ADVISORSHARES TR PERITUS HG YLD 00768Y503 1683 32831 SH SOLE 32831 0 0 AFFYMAX INC COM 00826A109 55 40110 SH SOLE 40110 0 0 AFLAC INC COM 001055102 285 5488 SH SOLE 5488 0 0 ALCOA INC COM 013817101 86 10118 SH SOLE 10118 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 1632 99958 SH SOLE 99958 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 169 20603 SH SOLE 20603 0 0 ALTRIA GROUP INC COM 02209S103 1338 38898 SH SOLE 38898 0 0 AMAZON COM INC COM 023135106 728 2731 SH SOLE 2731 0 0 AMERICAN CAP LTD COM 02503Y103 182 12487 SH SOLE 12487 0 0 AMERICAN EXPRESS CO COM 025816109 591 8754 SH SOLE 8754 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 2069 46059 SH SOLE 46059 0 0 AMGEN INC COM 031162100 355 3468 SH SOLE 3468 0 0 ANNALY CAP MGMT INC COM 035710409 270 16980 SH SOLE 16980 0 0 APPLE INC COM 037833100 4890 77324 SH SOLE 77324 0 0 APPLIED MATLS INC COM 038222105 169 12519 SH SOLE 12519 0 0 ARES CAP CORP COM 04010L103 234 12909 SH SOLE 12909 0 0 AT&T INC COM 00206R102 2353 64136 SH SOLE 64136 0 0 BANK HAWAII CORP COM 062540109 591 11639 SH SOLE 11639 0 0 BANK MONTREAL QUE COM 063671101 439 6969 SH SOLE 6969 0 0 BANK OF AMERICA CORPORATION COM 060505104 3992 327775 SH SOLE 327775 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 2288 56328 SH SOLE 56328 0 0 BCE INC COM NEW 05534B760 235 4953 SH SOLE 4953 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 356 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2922 28046 SH SOLE 28046 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 235 30041 SH SOLE 30041 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 900 54472 SH SOLE 54472 0 0 BOEING CO COM 097023105 3850 44844 SH SOLE 44844 0 0 BP PLC SPONSORED ADR 055622104 1416 33447 SH SOLE 33447 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2196 53317 SH SOLE 53317 0 0 BROADCOM CORP CL A 111320107 298 8592 SH SOLE 8592 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 367 24557 SH SOLE 24557 0 0 CBL & ASSOC PPTYS INC COM 124830100 809 34277 SH SOLE 34277 0 0 CENTURYLINK INC COM 156700106 1009 28721 SH SOLE 28721 0 0 CHESAPEAKE ENERGY CORP COM 165167107 950 47165 SH SOLE 47165 0 0 CHEVRON CORP NEW COM 166764100 2821 23742 SH SOLE 23742 0 0 CIMATRON LTD ORD M23798107 166 26829 SH SOLE 26829 0 0 CISCO SYS INC COM 17275R102 1842 88147 SH SOLE 88147 0 0 CITIGROUP INC COM NEW 172967424 663 14978 SH SOLE 14978 0 0 CLOROX CO DEL COM 189054109 327 3688 SH SOLE 3688 0 0 CMS ENERGY CORP COM 125896100 205 7323 SH SOLE 7323 0 0 COCA COLA CO COM 191216100 211 5806 SH SOLE 5806 0 0 COLUMBIA BKG SYS INC COM 197236102 223 10123 SH SOLE 10123 0 0 COMCAST CORP NEW CL A 20030N101 460 10947 SH SOLE 10947 0 0 CONOCOPHILLIPS COM 20825C104 1241 20655 SH SOLE 20655 0 0 COSTCO WHSL CORP NEW COM 22160K105 2157 20327 SH SOLE 20327 0 0 CSX CORP COM 126408103 221 8969 SH SOLE 8969 0 0 DANAHER CORP DEL COM 235851102 652 10496 SH SOLE 10496 0 0 DISNEY WALT CO COM DISNEY 254687106 305 5368 SH SOLE 5368 0 0 DOW CHEM CO COM 260543103 2190 68797 SH SOLE 68797 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 102 11111 SH SOLE 11111 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1588 32305 SH SOLE 32305 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 692 9539 SH SOLE 9539 0 0 E M C CORP MASS COM 268648102 633 26478 SH SOLE 26478 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 192 10301 SH SOLE 10301 0 0 ENERGIZER HLDGS INC COM 29266R108 47 196441 SH SOLE 196441 0 0 ENZON PHARMACEUTICALS INC COM 293904108 99 25961 SH SOLE 25961 0 0 EQUIFAX INC COM 294429105 276 4799 SH SOLE 4799 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 240 4164 SH SOLE 4164 0 0 EXXON MOBIL CORP COM 30231G102 1745 19368 SH SOLE 19368 0 0 FACEBOOK INC CL A 30303M102 552 21567 SH SOLE 21567 0 0 FERRELLGAS PARTNERS L.P. 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