0001085146-16-004399.txt : 20160909 0001085146-16-004399.hdr.sgml : 20160909 20160908192417 ACCESSION NUMBER: 0001085146-16-004399 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160908 EFFECTIVENESS DATE: 20160909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWAM LLC CENTRAL INDEX KEY: 0001655006 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17002 FILM NUMBER: 161877541 BUSINESS ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: (206)838-3680 MAIL ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655006 XXXXXXXX 12-31-2012 12-31-2012 false NWAM LLC

7900 SE 28TH STREET, SUITE 412 MERCER ISLAND WA 98040

13F HOLDINGS REPORT 028-17002 N Greg Headrick 206-838-3680 /s/ Greg Headrick Mercer Island WA 09-01-2016 0 327 236548 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 481 5182 SH SOLE 5182 0 0 ABBOTT LABS COM 002824100 742 11334 SH SOLE 11334 0 0 ADOBE SYS INC COM 00724F101 296 7864 SH SOLE 7864 0 0 ADVANCED MICRO DEVICES INC COM 007903107 30 12640 SH SOLE 12640 0 0 AES CORP COM 00130H105 122 11445 SH SOLE 11445 0 0 AFLAC INC COM 001055102 342 6443 SH SOLE 6443 0 0 AGIC EQUITY & CONV INCOME FD COM 00119P102 482 28993 SH SOLE 28993 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 219 5346 SH SOLE 5346 0 0 ALTRIA GROUP INC COM 02209S103 656 20853 SH SOLE 20853 0 0 AMAZON COM INC COM 023135106 1521 6064 SH SOLE 6064 0 0 AMERICAN CAP LTD COM 02503Y103 193 16020 SH SOLE 16020 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 242 8377 SH SOLE 8377 0 0 AMERICAN EXPRESS CO COM 025816109 995 17319 SH SOLE 17319 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 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0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 358 6248 SH SOLE 6248 0 0 STERICYCLE INC COM 858912108 209 2243 SH SOLE 2243 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 1463 273002 SH SOLE 273002 0 0 TEXAS INSTRS INC COM 882508104 415 13434 SH SOLE 13434 0 0 TIME WARNER INC COM NEW 887317303 202 4222 SH SOLE 4222 0 0 TOTAL S A SPONSORED ADR 89151E109 324 6222 SH SOLE 6222 0 0 TRAVELERS COMPANIES INC COM 89417E109 494 6883 SH SOLE 6883 0 0 TRI CONTL CORP COM 895436103 179 11143 SH SOLE 11143 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 136 28143 SH SOLE 28143 0 0 TYSON FOODS INC CL A 902494103 342 17627 SH SOLE 17627 0 0 U S AIRWAYS GROUP INC COM 90341W108 396 29367 SH SOLE 29367 0 0 UBS AG LONDON BRH ETRACS MP2X DJ 90268G607 48 14112 SH SOLE 14112 0 0 UNION PAC CORP COM 907818108 709 5637 SH SOLE 5637 0 0 UNITED PARCEL SERVICE INC CL B 911312106 512 6938 SH SOLE 6938 0 0 UNITED RENTALS INC COM 911363109 665 14611 SH SOLE 14611 0 0 UNITED TECHNOLOGIES CORP COM 913017109 494 6029 SH SOLE 6029 0 0 UNUM GROUP COM 91529Y106 296 14237 SH SOLE 14237 0 0 UQM TECHNOLOGIES INC COM 903213106 43 56973 SH SOLE 56973 0 0 US BANCORP DEL COM NEW 902973304 3463 108410 SH SOLE 108410 0 0 VALE S A ADR 91912E105 287 13684 SH SOLE 13684 0 0 VALERO ENERGY CORP NEW COM 91913Y100 485 14211 SH SOLE 14211 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 543 6710 SH SOLE 6710 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1508 17948 SH SOLE 17948 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1854 26047 SH SOLE 26047 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2370 36014 SH SOLE 36014 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 543 6716 SH SOLE 6716 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1821 30964 SH SOLE 30964 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 600 13111 SH SOLE 13111 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 213 4774 SH SOLE 4774 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1067 24661 SH SOLE 24661 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 311 7434 SH SOLE 7434 0 0 VIACOM INC NEW CL B 92553P201 622 11794 SH SOLE 11794 0 0 VISA INC COM CL A 92826C839 335 2212 SH SOLE 2212 0 0 VMWARE INC CL A COM 928563402 233 2477 SH SOLE 2477 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 249 203 SH SOLE 203 0 0 WELLS FARGO & CO NEW COM 949746101 387 11330 SH SOLE 11330 0 0 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 191 18922 SH SOLE 18922 0 0 WESTERN DIGITAL CORP COM 958102105 464 10924 SH SOLE 10924 0 0 WEYERHAEUSER CO COM 962166104 653 23481 SH SOLE 23481 0 0 WILLIAMS COS INC DEL COM 969457100 218 6649 SH SOLE 6649 0 0 WINDSTREAM CORP COM 97381W104 127 15328 SH SOLE 15328 0 0 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 683 12293 SH SOLE 12293 0 0 WISDOMTREE TRUST EARNING 500 FD 97717W588 215 4360 SH SOLE 4360 0 0 WISDOMTREE TRUST INTL DIV EX FINL 97717W786 313 7462 SH SOLE 7462 0 0 WISDOMTREE TRUST MDCP EARN FUND 97717W570 325 5215 SH SOLE 5215 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 229 3994 SH SOLE 3994 0 0 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 317 5901 SH SOLE 5901 0 0 YAHOO INC COM 984332106 826 41486 SH SOLE 41486 0 0