0001085146-15-002008.txt : 20151015 0001085146-15-002008.hdr.sgml : 20151015 20151015073018 ACCESSION NUMBER: 0001085146-15-002008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20151015 DATE AS OF CHANGE: 20151015 EFFECTIVENESS DATE: 20151015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWAM LLC CENTRAL INDEX KEY: 0001655006 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17002 FILM NUMBER: 151159200 BUSINESS ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 BUSINESS PHONE: (206)838-3680 MAIL ADDRESS: STREET 1: 7900 SE 28TH STREET, SUITE 412 CITY: MERCER ISLAND STATE: WA ZIP: 98040 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001655006 XXXXXXXX 06-30-2015 06-30-2015 NWAM LLC

7900 SE 28TH STREET, SUITE 412 MERCER ISLAND WA 98040

13F HOLDINGS REPORT 028-17002 N Greg Headrick 206 838-3680 /s/ Greg Headrick Mercer Island WA 10-14-2015 0 251 239058 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1016244000SHSOLE 400000ABBOTT LABSCOM00282410049410000SHSOLE 1000000ABERDEEN ASIA PACIFIC INCOMCOM003009107867175000SHSOLE 17500000AEMETIS INCCOM NEW00770K202621172000SHSOLE 17200000AFLAC INCCOM0010551023425000SHSOLE 500000AGRIUM INCCOM0089161082052000SHSOLE 200000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1025687000SHSOLE 700000ALLIANCEBERNSTEIN GBL HGH INCOM01879R1061205100000SHSOLE 10000000ALPHA NAT RES INCCOM02076X102619000SHSOLE 1900000ALTRIA GROUP INCCOM02209S1034349000SHSOLE 900000AMAZON COM INCCOM02313510611293000SHSOLE 300000AMERICAN EXPRESS COCOM0258161094125000SHSOLE 500000AMERIGAS PARTNERS L PUNIT L P INT0309751063728000SHSOLE 800000AMGEN INCCOM0311621005414000SHSOLE 400000ANWORTH MORTGAGE ASSET CPCOM037347101747152000SHSOLE 15200000APPLE 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INCCOM87259010467317000SHSOLE 1700000TCW STRATEGIC INCOME FUND INCOM87234010424948000SHSOLE 4800000TEMPLETON EMERG MKTS INCOMECOM88019210930328000SHSOLE 2800000TESLA MTRS INCCOM88160R1013861000SHSOLE 100000TEXAS INSTRS INCCOM8825081042304000SHSOLE 400000TITAN INTL INC ILLCOM88830M10218617000SHSOLE 1700000TRANSPORTADORA DE GAS SURSPON ADR B8938702044610000SHSOLE 1000000TURQUOISE HILL RES LTDCOM90043510836295000SHSOLE 9500000TWITTER INCCOM90184L1022216000SHSOLE 600000U S GEOTHERMAL INCCOM90338S102510000SHSOLE 1000000UNION PAC CORPCOM9078181086627000SHSOLE 700000UNITED TECHNOLOGIES CORPCOM9130171092692000SHSOLE 200000UNITEDHEALTH GROUP INCCOM91324P1024073000SHSOLE 300000UQM TECHNOLOGIES INCCOM9032131064046000SHSOLE 4600000US BANCORP DELCOM NEW9029733044342100000SHSOLE 10000000VANGUARD BD INDEX FD INCSHORT TRM BOND921937827285436000SHSOLE 3600000VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835426953000SHSOLE 5300000VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40784016000SHSOLE 1600000VANGUARD 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ADVANTAGE INCOMECOM SHS94987B10510713000SHSOLE 1300000WELLS FARGO ADVANTAGE MULTICOM SHS94987D1015708451000SHSOLE 45100000WESTERN ASSET EMRG MKT DEBTCOM95766A101132689000SHSOLE 8900000WESTERN ASSET MTG DEF OPPTYCOM95790B10934214000SHSOLE 1400000WESTPORT INNOVATIONS INCCOM NEW96090830913829000SHSOLE 2900000XEROX CORPCOM98412110341539000SHSOLE 3900000YPF SOCIEDAD ANONIMASPON ADR CL D98424510055220000SHSOLE 2000000