General Counsel and Chief Compliance Officer

0001214659-20-004112.txt : 20200506 0001214659-20-004112.hdr.sgml : 20200506 20200506120735 ACCESSION NUMBER: 0001214659-20-004112 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200506 DATE AS OF CHANGE: 20200506 EFFECTIVENESS DATE: 20200506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Proficio Capital Partners LLC CENTRAL INDEX KEY: 0001654175 IRS NUMBER: 471866236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17062 FILM NUMBER: 20851807 BUSINESS ADDRESS: STREET 1: ONE GATEWAY CENTER STREET 2: 300 WASHINGTON STREET SUITE 601 CITY: NEWTON STATE: MA ZIP: 02458 BUSINESS PHONE: 617 431 5106 MAIL ADDRESS: STREET 1: ONE GATEWAY CENTER STREET 2: 300 WASHINGTON STREET SUITE 601 CITY: NEWTON STATE: MA ZIP: 02458 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001654175 XXXXXXXX 03-31-2020 03-31-2020 false Proficio Capital Partners LLC

ONE GATEWAY CENTER 300 WASHINGTON STREET SUITE 601 NEWTON MA 02458

13F HOLDINGS REPORT 028-17062 N Peter W. Kronberg General Counsel and Chief Compliance Officer 617-435-7967 /s/ Peter W. Kronberg Newton MA 05-01-2020 2 167 398391 1 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 2 0001214717 028-10386 GEODE CAPITAL MANAGEMENT, LLC INFORMATION TABLE 2 infotable.xml ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 121 28611 SH SOLE 28611 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 113 16880 SH SOLE 16880 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1973 29839 SH SOLE 29839 0 0 ALPHABET INC CAP STK CL A 02079K305 1688 1426 SH SOLE 1426 0 0 ALPHABET INC CAP STK CL C 02079K107 5095 4046 SH SOLE 4046 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 2029 438633 SH SOLE 438633 0 0 AMAZON COM INC COM 023135106 5738 2587 SH SOLE 2587 0 0 AMERCO COM 023586100 1104 4364 SH SOLE 4364 0 0 APPLE INC COM 037833100 4840 18433 SH SOLE 18433 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 398 10772 SH SOLE 10772 0 0 BK OF AMERICA CORP COM 060505104 824 39199 SH SOLE 39199 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2408 13750 SH SOLE 13750 0 0 BLACKROCK INCOME TR INC COM 09247F100 499 82700 SH SOLE 82700 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 108 23270 SH SOLE 23270 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 2322 47933 SH SOLE 47933 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 1335 142847 SH SOLE 142847 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 1705 111791 SH SOLE 111791 0 0 CHEVRON CORP NEW COM 166764100 965 10401 SH SOLE 10401 0 0 CITIGROUP INC COM NEW 172967424 928 24887 SH SOLE 24887 0 0 COMCAST CORP NEW CL A 20030N101 1306 36265 SH SOLE 36265 0 0 COSTCO WHSL CORP NEW COM 22160K105 446 1556 SH SOLE 1556 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 826 6464 SH SOLE 6464 0 0 DISNEY WALT CO COM DISNEY 254687106 1552 15214 SH SOLE 15214 0 0 DUNKIN BRANDS GROUP INC COM 265504100 602 10415 SH SOLE 10415 0 0 FACEBOOK INC CL A 30303M102 891 5767 SH SOLE 5767 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1542 9005 SH SOLE 9005 0 0 GRACE W R & CO DEL NEW COM 38388F108 852 20599 SH SOLE 20599 0 0 HOME DEPOT INC COM 437076102 1872 9317 SH SOLE 9317 0 0 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 352 11355 SH SOLE 11355 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 14758 170274 SH SOLE 170274 0 0 ISHARES TR 20 YR TR BD ETF 464287432 7734 45722 SH SOLE 45722 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1331 10956 SH SOLE 10956 0 0 ISHARES TR CORE S&P500 ETF 464287200 10459 38892 SH SOLE 38892 0 0 ISHARES TR CORE US AGGBD ET 464287226 11370 97418 SH SOLE 97418 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 250 4270 SH SOLE 4270 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 11960 239825 SH SOLE 239825 0 0 ISHARES GOLD TRUST ISHARES 464285105 65769 4135687 SH SOLE 4135687 0 0 ISHARES TR IBONDS DEC21 ETF 46434VBK5 316 12580 SH SOLE 12580 0 0 ISHARES TR IBONDS DEC23 ETF 46434VAX8 243 9485 SH SOLE 9485 0 0 ISHARES TR IBONDS DEC24 ETF 46434VBG4 364 14245 SH SOLE 14245 0 0 ISHARES TR MORTGE REL ETF 46435G342 4373 223170 SH SOLE 223170 0 0 ISHARES TR NASDAQ BIOTECH 464287556 795 6300 SH SOLE 6300 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 32550 202342 SH SOLE 202342 0 0 ISHARES TR RUS TP200 GR ETF 464289438 3332 35470 SH SOLE 35470 0 0 ISHARES TR SHORT TREAS BD 464288679 2096 18880 SH SOLE 18880 0 0 ISHARES TR TIPS BD ETF 464287176 16322 137695 SH SOLE 137695 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1687 13874 SH SOLE 13874 0 0 JOHNSON & JOHNSON COM 478160104 2035 13906 SH SOLE 13906 0 0 KKR & CO INC CL A 48251W104 1059 44860 SH SOLE 44860 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 116 23357 SH SOLE 23357 0 0 MERCK & CO. 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