General Counsel and Chief Compliance Officer

0001214659-19-007068.txt : 20191113 0001214659-19-007068.hdr.sgml : 20191113 20191113103405 ACCESSION NUMBER: 0001214659-19-007068 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Proficio Capital Partners LLC CENTRAL INDEX KEY: 0001654175 IRS NUMBER: 471866236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17062 FILM NUMBER: 191212214 BUSINESS ADDRESS: STREET 1: ONE GATEWAY CENTER STREET 2: 300 WASHINGTON STREET SUITE 601 CITY: NEWTON STATE: MA ZIP: 02458 BUSINESS PHONE: 617 431 5106 MAIL ADDRESS: STREET 1: ONE GATEWAY CENTER STREET 2: 300 WASHINGTON STREET SUITE 601 CITY: NEWTON STATE: MA ZIP: 02458 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001654175 XXXXXXXX 09-30-2019 09-30-2019 false Proficio Capital Partners LLC

ONE GATEWAY CENTER 300 WASHINGTON STREET SUITE 601 NEWTON MA 02458

13F HOLDINGS REPORT 028-17062 N Peter W. Kronberg General Counsel and Chief Compliance Officer 617-435-7967 /s/ Peter W. Kronberg Newton MA 11-12-2019 2 119 268211 1 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 2 0001214717 028-10386 GEODE CAPITAL MANAGEMENT, LLC INFORMATION TABLE 2 infotable.xml ACTIVISION BLIZZARD INC COM 00507V109 1527 28847 SH SOLE 28847 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4539 496658 SH SOLE 496658 0 0 AMAZON COM INC COM 023135106 3670 2114 SH SOLE 2114 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 965 10137 SH SOLE 10137 0 0 APPLE INC COM 037833100 3211 14335 SH SOLE 14335 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 400 9746 SH SOLE 9746 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2288 11001 SH SOLE 11001 0 0 BIOGEN INC COM 09062X103 1240 5325 SH SOLE 5325 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 430 28516 SH SOLE 28516 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 339 23914 SH SOLE 23914 0 0 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 287 25318 SH SOLE 25318 0 0 BLACKROCK MUNIY QUALITY FD I COM 09254G108 325 25051 SH SOLE 25051 0 0 BLACKSTONE 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