0001653168-18-000002.txt : 20180521 0001653168-18-000002.hdr.sgml : 20180521 20180521144405 ACCESSION NUMBER: 0001653168-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180521 DATE AS OF CHANGE: 20180521 EFFECTIVENESS DATE: 20180521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ken Stern & Associates, Inc. CENTRAL INDEX KEY: 0001653168 IRS NUMBER: 330879374 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16999 FILM NUMBER: 18849246 BUSINESS ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-485-0404 MAIL ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001653168 XXXXXXXX 03-31-2018 03-31-2018 Ken Stern & Associates, Inc.

3655 NOBEL DRIVE SUITE 630 SAN DIEGO CA 92122

13F HOLDINGS REPORT 028-16999 N Brian Hendricks 8584850404 Brian Hendricks San Diego CA 05-21-2018 0 117 226994 false INFORMATION TABLE 2 13FData1.18.xml VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 11147 251899 SH SOLE NONE 0 0 251899 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 15104 184717 SH SOLE NONE 0 0 184717 ESSEX PPTY TR INC COM 297178105 40961 170189 SH SOLE NONE 0 0 170189 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 6009 164631 SH SOLE NONE 0 0 164631 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 4183 151741 SH SOLE NONE 0 0 151741 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 10055 125795 SH SOLE NONE 0 0 125795 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 6058 111429 SH SOLE NONE 0 0 111429 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 8045 108293 SH SOLE NONE 0 0 108293 ISHARES TR BARCLAYS 7 10 YR 464287440 9680 93809 SH SOLE NONE 0 0 93809 ISHARES TR SHORT TREAS BD 464288679 9383 85017 SH SOLE NONE 0 0 85017 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 7811 77117 SH SOLE NONE 0 0 77117 ISHARES TR USA MOMENTUM FCT 46432F396 7318 69089 SH SOLE NONE 0 0 69089 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 1431 67739 SH SOLE NONE 0 0 67739 ISHARES TR U.S. FINLS ETF 464287788 7358 62458 SH SOLE NONE 0 0 62458 ISHARES TR RUS 2000 GRW ETF 464287648 11803 61934 SH SOLE NONE 0 0 61934 REALITY SHS ETF TR DIVS ETF 75605A108 1652 60477 SH SOLE NONE 0 0 60477 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 6425 53320 SH SOLE NONE 0 0 53320 VANGUARD WORLD FDS INF TECH ETF 92204A702 8669 50695 SH SOLE NONE 0 0 50695 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 3909 48024 SH SOLE NONE 0 0 48024 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 978 46440 SH SOLE NONE 0 0 46440 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 646 34891 SH SOLE NONE 0 0 34891 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 657 31337 SH SOLE NONE 0 0 31337 ALPS ETF TR ALERIAN MLP 00162Q866 288 30773 SH SOLE NONE 0 0 30773 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 657 26108 SH SOLE NONE 0 0 26108 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 356 24382 SH SOLE NONE 0 0 24382 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 1278 23925 SH SOLE NONE 0 0 23925 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 385 18499 SH SOLE NONE 0 0 18499 CORNING INC COM 219350105 496 17789 SH SOLE NONE 0 0 17789 PFIZER INC COM 717081103 626 17640 SH SOLE NONE 0 0 17640 FIDELITY DIVID ETF RISI 316092832 504 16872 SH SOLE NONE 0 0 16872 SPDR S&P 500 ETF TR TR UNIT 78462f103 4161 15812 SH SOLE NONE 0 0 15812 LEIDOS HLDGS INC COM 525327102 989 15129 SH SOLE NONE 0 0 15129 INTEL CORP COM 458140100 768 14750 SH SOLE NONE 0 0 14750 SPDR SERIES TRUST S&P INS ETF 78464A789 456 14690 SH SOLE NONE 0 0 14690 FIFTH THIRD BANCORP COM 316773100 463 14587 SH SOLE NONE 0 0 14587 PPL CORP COM 69351T106 402 14210 SH SOLE NONE 0 0 14210 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 252 14100 SH SOLE NONE 0 0 14100 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 326 14079 SH SOLE NONE 0 0 14079 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 240 13669 SH SOLE NONE 0 0 13669 CISCO SYS INC COM 17275r102 577 13445 SH SOLE NONE 0 0 13445 HOST HOTELS & RESORTS INC COM 44107p104 243 13056 SH SOLE NONE 0 0 13056 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 248 12925 SH SOLE NONE 0 0 12925 QUALCOMM INC COM 747525103 712 12856 SH SOLE NONE 0 0 12856 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 453 12663 SH SOLE NONE 0 0 12663 APPLE INC COM 037833100 2033 12115 SH SOLE NONE 0 0 12115 UNITED STATES OIL FUND LP UNITS 91232N108 157 12016 SH SOLE NONE 0 0 12016 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 614 10555 SH SOLE NONE 0 0 10555 JOHNSON & JOHNSON COM 478160104 1333 10401 SH SOLE NONE 0 0 10401 AMAZON COM INC COM 023135106 1049 725 SH SOLE NONE 0 0 725 ALPHABET INC CAP STK CL A 02079K305 945 911 SH SOLE NONE 0 0 911 VANGUARD INDEX FDS TOTAL STK MKT 922908769 883 6508 SH SOLE NONE 0 0 6508 JPMORGAN CHASE & CO COM 46625h100 872 7926 SH SOLE NONE 0 0 7926 SPDR SERIES TRUST S&P DIVID ETF 78464A763 671 7361 SH SOLE NONE 0 0 7361 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 666 6043 SH SOLE NONE 0 0 6043 ABBVIE INC COM 00287Y109 660 6969 SH SOLE NONE 0 0 6969 ISHARES TR NA TEC SFTWR ETF 464287515 622 3667 SH SOLE NONE 0 0 3667 SCIENCE APPLICATNS INTL CP N COM 808625107 620 7865 SH SOLE NONE 0 0 7865 HONEYWELL INTL INC COM 438516106 617 4272 SH SOLE NONE 0 0 4272 AETNA INC NEW COM 00817y108 582 3442 SH SOLE NONE 0 0 3442 THERMO FISHER SCIENTIFIC INC COM 883556102 577 2794 SH SOLE NONE 0 0 2794 SPDR SERIES TRUST AEROSPACE DEF 78464A631 552 6351 SH SOLE NONE 0 0 6351 VISA INC COM CL A 92826c839 549 4589 SH SOLE NONE 0 0 4589 LABORATORY CORP AMER HLDGS COM NEW 50540r409 525 3246 SH SOLE NONE 0 0 3246 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 518 5269 SH SOLE NONE 0 0 5269 ILLINOIS TOOL WKS INC COM 452308109 515 3288 SH SOLE NONE 0 0 3288 LAM RESEARCH CORP COM 512807108 505 2485 SH SOLE NONE 0 0 2485 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 503 3696 SH SOLE NONE 0 0 3696 DELTA AIR LINES INC DEL COM NEW 247361702 494 9022 SH SOLE NONE 0 0 9022 PROCTER AND GAMBLE CO COM 742718109 468 5908 SH SOLE NONE 0 0 5908 WELLS FARGO CO NEW COM 949746101 467 8914 SH SOLE NONE 0 0 8914 PEPSICO INC COM 713448108 461 4224 SH SOLE NONE 0 0 4224 EXXON MOBIL CORP COM 30231g102 448 6004 SH SOLE NONE 0 0 6004 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 444 2933 SH SOLE NONE 0 0 2933 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W833 441 3695 SH SOLE NONE 0 0 3695 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 437 9958 SH SOLE NONE 0 0 9958 ISHARES TR GRWT ALLOCAT ETF 464289867 434 9737 SH SOLE NONE 0 0 9737 MICRON TECHNOLOGY INC COM 595112103 424 8139 SH SOLE NONE 0 0 8139 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 402 2235 SH SOLE NONE 0 0 2235 ISHARES TR GLB INFRASTR ETF 464288372 401 9368 SH SOLE NONE 0 0 9368 PACCAR INC COM 693718108 389 5884 SH SOLE NONE 0 0 5884 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 370 3499 SH SOLE NONE 0 0 3499 EATON CORP PLC SHS G29183103 368 4600 SH SOLE NONE 0 0 4600 HALLIBURTON CO COM 406216101 365 7766 SH SOLE NONE 0 0 7766 VERIZON COMMUNICATIONS INC COM 92343v104 348 7279 SH SOLE NONE 0 0 7279 CAMDEN PPTY TR SH BEN INT 133131102 347 4121 SH SOLE NONE 0 0 4121 ISHARES TR JPMORGAN USD EMG 464288281 341 3025 SH SOLE NONE 0 0 3025 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 336 1388 SH SOLE NONE 0 0 1388 BLACKROCK INC COM 09247X101 321 593 SH SOLE NONE 0 0 593 AT&T INC COM 00206r102 320 8971 SH SOLE NONE 0 0 8971 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 320 4586 SH SOLE NONE 0 0 4586 DUKE ENERGY CORP NEW COM NEW 26441c204 319 4121 SH SOLE NONE 0 0 4121 DISNEY WALT CO COM DISNEY 254687106 312 3110 SH SOLE NONE 0 0 3110 STARBUCKS CORP COM 855244109 309 5330 SH SOLE NONE 0 0 5330 ISHARES TR NASDAQ BIOTECH 464287556 305 2862 SH SOLE NONE 0 0 2862 SOUTHERN CO COM 842587107 301 6744 SH SOLE NONE 0 0 6744 CARNIVAL CORP UNIT 99/99/9999 143658300 295 4503 SH SOLE NONE 0 0 4503 CHEVRON CORP NEW COM 166764100 292 2559 SH SOLE NONE 0 0 2559 ISHARES TR CORE S&P500 ETF 464287200 277 1046 SH SOLE NONE 0 0 1046 ALPHABET INC CAP STK CL C 02079K107 269 261 SH SOLE NONE 0 0 261 WELLTOWER INC COM 95040Q104 269 4944 SH SOLE NONE 0 0 4944 UNITED PARCEL SERVICE INC CL B 911312106 269 2566 SH SOLE NONE 0 0 2566 FIDELITY MSCI INFO TECH I 316092808 267 5147 SH SOLE NONE 0 0 5147 ISHARES TR U.S. REAL ES ETF 464287739 266 3530 SH SOLE NONE 0 0 3530 TYSON FOODS INC CL A 902494103 266 3639 SH SOLE NONE 0 0 3639 FEDEX CORP COM 31428x106 256 1067 SH SOLE NONE 0 0 1067 ALPS ETF TR SECTR DIV DOGS 00162Q858 256 5858 SH SOLE NONE 0 0 5858 ISHARES TR INTL SEL DIV ETF 464288448 255 7722 SH SOLE NONE 0 0 7722 COSTCO WHSL CORP NEW COM 22160k105 250 1329 SH SOLE NONE 0 0 1329 ISHARES TR SP SMCP600VL ETF 464287879 246 1632 SH SOLE NONE 0 0 1632 ALEXION PHARMACEUTICALS INC COM 015351109 245 2200 SH SOLE NONE 0 0 2200 CELGENE CORP COM 151020104 243 2728 SH SOLE NONE 0 0 2728 CVS HEALTH CORP COM 126650100 239 3839 SH SOLE NONE 0 0 3839 ISHARES TR MSCI EMG MKT ETF 464287234 239 4943 SH SOLE NONE 0 0 4943 INTUITIVE SURGICAL INC COM NEW 46120E602 228 553 SH SOLE NONE 0 0 553 MCDONALDS CORP COM 580135101 225 1436 SH SOLE NONE 0 0 1436 ISHARES TR S&P SML 600 GWT 464287887 210 1210 SH SOLE NONE 0 0 1210 DOWDUPONT INC COM 26078J100 210 3292 SH SOLE NONE 0 0 3292