0001653168-16-000024.txt : 20160721 0001653168-16-000024.hdr.sgml : 20160721 20160721160551 ACCESSION NUMBER: 0001653168-16-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160721 DATE AS OF CHANGE: 20160721 EFFECTIVENESS DATE: 20160721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ken Stern & Associates, Inc. CENTRAL INDEX KEY: 0001653168 IRS NUMBER: 330879374 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16999 FILM NUMBER: 161777476 BUSINESS ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-485-0404 MAIL ADDRESS: STREET 1: 3655 NOBEL DRIVE STREET 2: SUITE 630 CITY: SAN DIEGO STATE: CA ZIP: 92122 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001653168 XXXXXXXX 06-30-2016 06-30-2016 Ken Stern & Associates, Inc.

3655 NOBEL DRIVE SUITE 630 SAN DIEGO CA 92122

13F HOLDINGS REPORT 028-16999 N Brian Hendricks (858) 4850404 Brian Hendricks San Diego CA 07-21-2016 0 81 127370 false INFORMATION TABLE 2 2016secondquarterKA.XML ABBVIE INC COMMON STOCK 00287Y109 453 7316 SH SOLE 0 0 0 7316 AETNA INC NEW COMMON STOCK 00817Y108 441 3607 SH SOLE 0 0 0 3607 AIR LEASE CORP COMMON STOCK 00912X302 234 8724 SH SOLE 0 0 0 8724 ALPHABET INC CLASS A COMMON STOCK 02079K305 663 942 SH SOLE 0 0 0 942 AMAZON.COM COMMON STOCK 23135106 502 702 SH SOLE 0 0 0 702 ANNALY CAPITAL MANAGEMENT COMMON STOCK 35710409 169 15309 SH SOLE 0 0 0 15309 APPLE INC COMMON STOCK 037833100 1147 12001 SH SOLE 0 0 0 12001 BLACKSTONE GRP LP COMMON STOCK 71813109 347 14147 SH SOLE 0 0 0 14147 CAMDEN PRPOERTY TRUST SH BEN INT 18383M530 280 3168 SH SOLE 0 0 0 3168 CAPITAL ONE FINL CORP COMMON STOCK 14040H105 449 7063 SH SOLE 0 0 0 7063 CHEVRON CORP NEW COMMON STOCK 166764100 776 7407 SH SOLE 0 0 0 7407 CHUBB CORP COMMON STOCK H1467J104 291 2225 SH SOLE 0 0 0 8225 CITRIX SYS INC COMMON STOCK 177376100 569 7110 SH SOLE 0 0 0 8697 CORNING INC COMMON STOCK 219350105 382 18664 SH SOLE 0 0 0 18664 CVS CORP COMMON STOCK 126650100 388 4056 SH SOLE 0 0 0 4056 DELTA AIR LINES INC DEL COM NEW 247361702 345 9469 SH SOLE 0 0 0 9469 DUKE ENERGY CORP COMMON STOCK 18383M548 304 3548 SH SOLE 0 0 0 3548 ENERGY TRANSFER PARTNERS UNIT LTD PARTN 29273R109 270 7098 SH SOLE 0 0 0 7098 EXXON MOBIL CORP COMMON STOCK 30231G102 539 5745 SH SOLE 0 0 0 5745 GOLDMAN SACHS ACTVBETA COMMON STOCK 381430503 338 7959 SH SOLE 0 0 0 7959 GUGGENHEIM BULLETSHRS 201 Common 18383M522 418 19519 SH SOLE 0 0 0 19519 GUGGENHEIM BULLETSHRS 201 COMMON 18383M530 426 19912 SH SOLE 0 0 0 19912 GUGGENHEIM BULLETSHRS 201 COMMON 18383M548 345 15142 SH SOLE 0 0 0 15142 GUGGENHEIM BULLETSHRS 202 COMMON 18383M514 438 20154 SH SOLE 0 0 0 20154 HALLIBURTON CO COMMON STOCK 406216101 370 8162 SH SOLE 0 0 0 8162 HOST HOTELS & RESORT INC COMMON STOCK 44107P104 222 13715 SH SOLE 0 0 0 13715 I SHARES S & P SMALLCAP 6 COMMON 464287887 289 2253 SH SOLE 0 0 0 2253 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 620 5955 SH SOLE 0 0 0 5955 INTEL CORP COMMON STOCK 458140100 465 14192 SH SOLE 0 0 0 14192 ISHARES 7-10 YR TREASURY COMMON 464287440 9812 86867 SH SOLE 0 0 0 86867 ISHARES CORE S&P500 COMMON 464287200 8421 40006 SH SOLE 0 0 0 40006 ISHARES TR GRWT ALLOCAT COMMON 464289867 315 7869 SH SOLE 0 0 0 7869 ISHARES MSCI USA MIN VOL COMMON 46429B697 4778 103407 SH SOLE 0 0 0 103407 ISHARES MSCI USA MOMENTUM COMMON 46432F396 5715 74801 SH SOLE 0 0 0 74801 ISHARES RUSSELL 2000 GR E COMMON 464287648 8567 62451 SH SOLE 0 0 0 62451 ISHARES S&P 500 GROWTH COMMON 464287309 246 2107 SH SOLE 0 0 0 2107 iSHARES S&P SM CAP 600 BA COMMON 464287879 237 2030 SH SOLE 0 0 0 2030 ISHARES S&P US PREFERRED COMMON 464288687 1574 39471 SH SOLE 0 0 0 39471 ISHARES TR *RUSSELL 1000 COMMON 464287614 5289 52705 SH SOLE 0 0 0 52705 ISHARES TR *RUSSELL 1000 COMMON 464287622 974 8333 SH SOLE 0 0 0 8333 JPMORGAN CHASE & CO COMMON STOCK 46625H100 530 8524 SH SOLE 0 0 0 8524 JOHNSON & JOHNSON COMMON STOCK 478160104 1265 10428 SH SOLE 0 0 0 10428 LABORATORY CORP AMER HLDGS COMMON 50540R409 444 3409 SH SOLE 0 0 0 3409 LAM RESEARCH CORP COMMON STOCK 512807108 435 5172 SH SOLE 0 0 0 5172 LYONDELLBASELL INDUSTRIES COMMON STOCK N53745100 273 3675 SH SOLE 0 0 0 3675 MICRON TECHNOLOGY INC COMMON 595112103 231 16809 SH SOLE 0 0 0 16809 MYLAN LABORATORIES INC COMMON STOCK N59465109 568 13141 SH SOLE 0 0 0 13141 NORDSTORM INC COMMON STOCK 655664100 246 6454 SH SOLE 0 0 0 6454 NUVEEN QUALITY PFD INCOME FD COMMON 67072C105 714 77241 SH SOLE 0 0 0 77241 PACCAR INC COMMON STOCK 693718108 321 6188 SH SOLE 0 0 0 6188 PEPSICO INC COMMON STOCK 713448108 466 4403 SH SOLE 0 0 0 4403 PFIZER INC COMMON STOCK 717081103 283 8040 SH SOLE 0 0 0 8040 POWERSHARES ETF EXCH TRAD FD TR COMMON 73935X583 279 3080 SH SOLE 0 0 0 3080 PPL CORP COMMON STOCK 69351T106 574 15204 SH SOLE 0 0 0 15204 PROCTOR & GAMBLE CO COMMON STOCK 742718109 527 6227 SH SOLE 0 0 0 6227 QUALCOMM INC COMMON STOCK 747525103 618 11530 SH SOLE 0 0 0 11530 RAYTHEON CO COM NEW 755111507 283 2080 SH SOLE 0 0 0 2080 SCHWAB STRATEGIC TR US COMMON STOCK 808524797 499 120319 SH SOLE 0 0 0 120319 SECTOR INDUSTRIAL SPDR TR COMMON STOCK 83169y704 666 118924 SH SOLE 0 0 0 118924 SELECT SECTOR SPDR TR SBI CONS DISCR COMMON STOCK 81369Y407 6530 83656 SH SOLE 0 0 0 83656 SELECT SECTOR SPDR TR SBI CONS STPLS COMMON STOCK 81369Y308 7258 131599 SH SOLE 0 0 0 131599 SOUTHERN CO COMMON 842587107 292 5453 SH SOLE 0 0 0 5453 SPDR SER TR BRCLYS 1-3MT COMMON STOCK 78464A680 664 14526 SH SOLE 0 0 0 14526 SPDR SERIES TRUST LEHMAN INTL TREASURY COMMON 78464A516 310 5433 SH SOLE 0 0 0 5433 SPDR SERIES TRUST S&P DIVID ETF COMMON 78464A763 559 6659 SH SOLE 0 0 0 6659 STANDARD & POORS COMMON STOCK 78462F103 615 2935 SH SOLE 0 0 0 2005 STARBUCKS CORP COMMON STOCK 855244109 324 5665 SH SOLE 0 0 0 5665 STEVE MADDEN LTD COMMON STOCK 556269108 294 8587 SH SOLE 0 0 0 8587 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 434 2937 SH SOLE 0 0 0 2937 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 502 4662 SH SOLE 0 0 0 4662 VANGUARD CONSUMER STAPLES COMMON 92204A207 223 1581 SH SOLE 0 0 0 1581 VANGUARD HEALTH CARE COMMON 92204A504 4878 37380 SH SOLE 0 0 0 37380 VANGUARD INDEX FDS INFO TECHNOLOGY COMMON 92204A702 6160 57525 SH SOLE 0 0 0 57525 VANGUARD BD INDEX FDS INTERMEDIATE COMMON 921937819 5376 61046 SH SOLE 0 0 0 61046 VANGUARD INDEX FDS S&P 500 COMMON 922908363 4908 25534 SH SOLE 0 0 0 25534 VANGUARD ST CORP BOND ETF COMMON 92206C409 10407 128732 SH SOLE 0 0 0 128732 VANGUARD BD INDEX FD INC TOTAL BND MRKT COMMON 921937835 7914 93874 SH SOLE 0 0 0 93874 VANGUARD INDEX FDS TOTAL STK MKT COMMON 922908769 628 5856 SH SOLE 0 0 0 5856 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 716 12824 SH SOLE 0 0 0 12824 DISNEY WALT CO COMMON STOCK 254687106 335 3422 SH SOLE 0 0 0 3422 WELLS FARGO & CO COMMON STOCK 949746101 413 8716 SH SOLE 0 0 0 8716