0001653168-15-000006.txt : 20151118
0001653168-15-000006.hdr.sgml : 20151118
20151118084742
ACCESSION NUMBER: 0001653168-15-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20151118
DATE AS OF CHANGE: 20151118
EFFECTIVENESS DATE: 20151118
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ken Stern & Associates, Inc.
CENTRAL INDEX KEY: 0001653168
IRS NUMBER: 330879374
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16999
FILM NUMBER: 151239666
BUSINESS ADDRESS:
STREET 1: 3655 NOBEL DRIVE
STREET 2: SUITE 630
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
BUSINESS PHONE: 858-485-0404
MAIL ADDRESS:
STREET 1: 3655 NOBEL DRIVE
STREET 2: SUITE 630
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001653168
XXXXXXXX
06-30-2015
06-30-2015
Ken Stern & Associates, Inc.
3655 NOBEL DRIVE
SUITE 630
SAN DIEGO
CA
92122
13F HOLDINGS REPORT
028-16999
N
Brian Hendricks
Chief Operating Officer
858-485-0404
Brian Hendricks
San Diego
CA
11-18-2015
0
68
139234
false
INFORMATION TABLE
2
2015secondquarterKSA.xml
ABBVIE INC
SHS
00287Y109
339
5048
SH
SOLE
0
5048
0
0
ACE LTD-ORD
SHS
H0023R105
546
5370
SH
SOLE
0
5370
0
0
AETNA INC NEW
COMMON STOCK
00817Y108
579
4539
SH
SOLE
0
4539
0
0
AFFILIATED MANAGERS GROUP
COMMON STOCK
008252108
699
3198
SH
SOLE
0
3198
0
0
APPLE INC
COMMON STOCK
037833100
1104
8802
SH
SOLE
0
8802
0
0
APPLIED MATERIALS INC.
COMMON STOCK
038222105
339
17644
SH
SOLE
0
17644
0
0
BAXTER INTL INC
COMMON STOCK
071813109
222
3176
SH
SOLE
0
3176
0
0
BLACKSTONE GRP LP UNIT LTD
COMMON STOCK
0253U108
381
9331
SH
SOLE
0
9331
0
0
BROADCOM CORP
CL A
111320107
327
6344
SH
SOLE
0
6344
0
0
CAPITAL ONE FINL CORP
COMMON STOCK
14040H105
1251
14222
SH
SOLE
0
14222
0
0
CHEVRON CORP NEW
COMMON STOCK
166764100
1025
10624
SH
SOLE
0
10624
0
0
CITRIX SYS INC
COMMON STOCK
177376100
1012
14419
SH
SOLE
0
14419
0
0
CORNING INC
COMMON STOCK
219350105
239
12109
SH
SOLE
0
12109
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
266
6468
SH
SOLE
0
6468
0
0
ENERGY TRANSFER PARTNERS LP
COMMON STOCK
29273R109
274
5258
SH
SOLE
0
5258
0
0
EXXON MOBIL CORP
COMMON STOCK
30231G102
324
4146
SH
SOLE
0
4146
0
0
FEDEX CORP
COMMON STOCK
31428X106
1181
6928
SH
SOLE
0
6928
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
314
7527
SH
SOLE
0
7527
0
0
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
342
1639
SH
SOLE
0
1639
0
0
GOOGLE INC CLASS A
COMMON STOCK
38259P508
384
711
SH
SOLE
0
711
0
0
HALLIBURTON CO
COMMON STOCK
406216101
229
5306
SH
SOLE
0
5306
0
0
ILLINOIS TOOL WKS INC
COMMON STOCK
452308109
345
3754
SH
SOLE
0
3754
0
0
INTEL CORP
COMMON STOCK
458140100
620
20387
SH
SOLE
0
20387
0
0
ISHARES TR RUS 1000
ETF
464287622
3125
26927
SH
SOLE
0
26927
0
0
ISHARES TR GRWT ALLOCAT
ETF
464289867
232
5718
SH
SOLE
0
5718
0
0
ISHARES TR LEHMAN AGGREGATE
ETF
464287266
201
1844
SH
SOLE
0
1844
0
0
ISHARES TR MSCI EAFE
ETF
464287465
8086
127352
SH
SOLE
0
127352
0
0
ISHARES TR RUS 2000 GRW
ETF
464287648
9021
58361
SH
SOLE
0
58361
0
0
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
386
5856
SH
SOLE
0
5856
0
0
JOHNSON & JOHNSON
COMMON STOCK
478160104
772
8224
SH
SOLE
0
8224
0
0
JPMORGAN CHASE & CO ALERIAN ML ETN
COMMON STOCK
46625H365
1635
41281
SH
SOLE
0
41281
0
0
KINDER MORGAN INC DEL
COMMON STOCK
49456B101
500
13024
SH
SOLE
0
13024
0
0
MICRON TECHNOLOGY INC
COMMON STOCK
595112103
226
11988
SH
SOLE
0
11988
0
0
MYLAN LABORATORIES INC
COMMON STOCK
595112103
569
8378
SH
SOLE
0
8378
0
0
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
259
2963
SH
SOLE
0
2963
0
0
NUVEEN QUALITY PFD INCOME FD
COM SHS
67072C105
250
29486
SH
SOLE
0
29486
0
0
PEPSICO INC
COMMON STOCK
713448108
282
3017
SH
SOLE
0
3017
0
0
POWERSHARES ETF TRUST DYN PHARM PORT
ETF
73935X799
2335
29808
SH
SOLE
0
29808
0
0
POWERSHARES ETF TRUST DYNA BUYBK ACH
ETF
73935X286
2387
49109
SH
SOLE
0
49109
0
0
PPL CORP
COMMON STOCK
69351T106
285
9677
SH
SOLE
0
9677
0
0
PROCTOR & GAMBLE CO
COMMON STOCK
742718109
321
4254
SH
SOLE
0
4254
0
0
QUALCOMM INC
COMMON STOCK
747525103
1100
17567
SH
SOLE
0
17567
0
0
RAYTHEON CO
COM NEW
755111507
323
3380
SH
SOLE
0
3380
0
0
RYDEX ETF TRUST GUG S&P MC400 PG
ETF
78355W601
10364
78333
SH
SOLE
0
78333
0
0
RYDEX ETF TRUST GUG S&P500 EQ WT
ETF
78355W106
4569
57259
SH
SOLE
0
57259
0
0
SCHLUMBERGER LTD
COMMON STOCK
806857108
621
7205
SH
SOLE
0
7205
0
0
SELECT SECTOR SPDR TR TECHNOLOGY
COMMON STOCK
81369Y803
4572
110423
SH
SOLE
0
110423
0
0
SELECT SECTOR SPDR TR SBI CONS DISCR
COMMON STOCK
81369Y407
4733
61881
SH
SOLE
0
61881
0
0
SPDR SER TR SHT TRM HGH YLD
COMMON STOCK
78468R408
5125
177253
SH
SOLE
0
177253
0
0
SPDR SERIES TRUST S&P HOMEBUILD
ETF
78464A888
4112
112285
SH
SOLE
0
112285
0
0
SELECT SECTOR SPDR TR SBI HEALTHCARE
ETF
81369Y209
5692
76505
SH
SOLE
0
76505
0
0
SPDR SERIES TRUST BRCLYS INTL
ETF
78464A516
211
4053
SH
SOLE
0
4053
0
0
SELECT SECTOR SPDR TR SBI INT-FINL
ETF
81369Y605
4704
192930
SH
SOLE
0
192930
0
0
ST JUDE MEDICAL INC
COMMON STOCK
790849103
320
4380
SH
SOLE
0
4380
0
0
TUPPERWARE BRANDS CORP
COMMON STOCK
899896104
218
3371
SH
SOLE
0
3371
0
0
TYSON FOODS INC CL A
COMMON STOCK
902494103
301
7067
SH
SOLE
0
7067
0
0
UNITED PARCEL SERVICE INC CL B
COMMON STOCK
911312106
304
3138
SH
SOLE
0
3138
0
0
UNITED RENTALS INC
COMMON STOCK
911363109
320
3659
SH
SOLE
0
3659
0
0
VANGUARD WORLD FDS INF TECH
ETF SHS
92204A702
5251
49429
SH
SOLE
0
49429
0
0
VANGUARD INDEX FDS S&P 500
ETF SHS
922908363
19311
102262
SH
SOLE
0
102262
0
0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD
ETF
92206C409
10493
131847
SH
SOLE
0
131847
0
0
VANGUARD BD INDEX FD INC TOTAL BND MRKT
ETF
921937835
6159
75795
SH
SOLE
0
75795
0
0
VANGUARD INDEX FDS REIT ETF
ETF
922908553
3938
52727
SH
SOLE
0
52727
0
0
VENTAS INC
COMMON STOCK
92276F100
799
12871
SH
SOLE
0
12871
0
0
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
747
16016
SH
SOLE
0
16016
0
0
VIACOM INC NEW CL B
COMMON STOCK
92553P201
316
4888
SH
SOLE
0
4888
0
0
DISNEY WALT CO
COMMON STOCK
254687106
498
4364
SH
SOLE
0
4364
0
0