0000950142-18-002209.txt : 20181114 0000950142-18-002209.hdr.sgml : 20181114 20181114103302 ACCESSION NUMBER: 0000950142-18-002209 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Birch Grove Capital LP CENTRAL INDEX KEY: 0001652355 IRS NUMBER: 205289508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17364 FILM NUMBER: 181181215 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-753-7510 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652355 XXXXXXXX 09-30-2018 09-30-2018 false Birch Grove Capital LP

660 Madison Avenue, 15th Floor New York NY 10065

13F HOLDINGS REPORT 028-17364 N Rodd D. Evonsky 212-753-7510 /s/ Rodd D. Evonsky New York NY 11-14-2018 0 28 251662 INFORMATION TABLE 2 infotable.xml AKAMAI TECHNOLOGIES INC DBCV 2/1 00971TAG6 12762 12836000 PRN SOLE 0 0 12836000 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 21128 20000000 PRN SOLE 0 0 20000000 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 7467 7424000 PRN SOLE 0 0 7424000 ANI PHARMACEUTICALS INC NOTE 3.000% 12/0 00182CAA1 5308 5000000 PRN SOLE 0 0 5000000 AVID TECHNOLOGY INC NOTE 2.000% 6/1 05367PAB6 14045 15700000 PRN SOLE 0 0 15700000 BIOMARIN PHARMACEUTICAL INC NOTE 0.750% 10/1 09061GAE1 4802 4643000 PRN SOLE 0 0 4643000 CALAMP CORP NOTE 1.625% 5/1 128126AB5 10661 10123000 PRN SOLE 0 0 10123000 CALAMP CORP COM 128126109 2 75000 SH Put SOLE 0 0 75000 CARDTRONICS PLC NOTE 1.000% 12/0 14161HAG3 11775 12104000 PRN SOLE 0 0 12104000 CHURCHILL CAPITAL CORP UNIT 99/99/9999 17142R202 3045 300000 SH SOLE 300000 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 4675 5000000 PRN SOLE 0 0 5000000 CLOVIS ONCOLOGY INC COM 189464100 113 28000 SH Put SOLE 0 0 28000 DHT HOLDINGS INC DEBT 4.500% 10/0 23335SAB2 19460 20017000 PRN SOLE 0 0 20017000 DOLLAR TREE INC COM 256746108 95 200000 SH Call SOLE 0 0 200000 GOLAR LNG LTD NOTE 2.750% 2/1 38046YAB7 12811 12244000 PRN SOLE 0 0 12244000 GOLAR LNG LTD BERMUDA SHS G9456A100 58 50000 SH Put SOLE 0 0 50000 INDEPENDENCE CONTRACT DRILLING COM 453415309 21008 4252659 SH SOLE 4252659 0 0 J ALEXANDERS HLDGS INC COM 46609J106 2447 205650 SH SOLE 205650 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 13556 12600000 PRN SOLE 0 0 12600000 KNOWLES CORP NOTE 3.250% 11/0 49926DAB5 12372 10786000 PRN SOLE 0 0 10786000 KNOWLES CORP COM 49926D109 32 80000 SH Put SOLE 0 0 80000 NN INC COM 629337106 43 275000 SH Call SOLE 0 0 275000 NUANCE COMMUNICATIONS INC DEBT 1.500% 11/0 67020YAG5 29018 28527000 PRN SOLE 0 0 28527000 NUANCE COMMUNICATIONS INC COM 67020Y100 2 35000 SH Put SOLE 0 0 35000 RTI INTL METALS INC NOTE 1.625% 10/1 74973WAB3 31760 31000000 PRN SOLE 0 0 31000000 SPDR S&P 500 ETF TRUST PUT 78462F953 554 450000 SH Put SOLE 0 0 450000 UNITI GROUP INC COM 91325V108 41 181800 SH Call SOLE 0 0 181800 WRIGHT MED GROUP INC NOTE 2.00% 2/1 98235TAE7 12622 11500000 PRN SOLE 0 0 11500000