0000950142-17-002029.txt : 20171114 0000950142-17-002029.hdr.sgml : 20171114 20171114163032 ACCESSION NUMBER: 0000950142-17-002029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Birch Grove Capital LP CENTRAL INDEX KEY: 0001652355 IRS NUMBER: 205289508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17364 FILM NUMBER: 171202053 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-753-7510 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652355 XXXXXXXX 09-30-2017 09-30-2017 false Birch Grove Capital LP

660 Madison Avenue, 15th Floor New York NY 10065

13F HOLDINGS REPORT 028-17364 N Rodd D. Evonsky 212-753-7510 /s/ Rodd D. Evonsky New York NY 11-14-2017 0 29 161381 INFORMATION TABLE 2 infotable.xml ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 10625 10000000 PRN SOLE 0 0 10000000 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 7888 7424000 PRN SOLE 0 0 7424000 AVID TECHNOLOGY INC NOTE 2.000% 6/1 05367PAB6 12155 16000000 PRN SOLE 0 0 16000000 BOTTOMLINE TECH DEL INC NOTE 1.500% 12/0 101388AA4 5353 5000000 PRN SOLE 0 0 5000000 BUFFALO WILD WINGS INC COM 119848109 108 100000 SH Call SOLE 0 0 100000 CARDTRONICS PLC SHS CL A G1991C105 66 40000 SH Put SOLE 0 0 40000 CARDTRONICS PLC NOTE 1.000% 12/0 14161HAG3 9263 10000000 PRN SOLE 0 0 10000000 DHT HOLDINGS INC DEBT 4.500% 10/0 23335SAB2 9357 9440000 PRN SOLE 0 0 9440000 ELECTRUM SPL ACQUISITION CORP *W EXP 99/99/999 G3105C112 288 450608 SH SOLE 0 0 450608 GOLAR LNG LTD BERMUDA SHS G9456A100 32 51000 SH Put SOLE 0 0 51000 GP INVTS ACQUISITION COR *W EXP 05/19/202 G40357108 215 478350 SH SOLE 0 0 478350 HABIT RESTAURANTS INC COM CL A 40449J103 1501 115000 SH SOLE 115000 0 0 J ALEXANDERS HLDGS INC COM 46609J106 1302 112249 SH SOLE 112249 0 0 LULULEMON ATHLETICA INC COM 550021109 355 250000 SH Call SOLE 0 0 250000 MONDELEZ INTERNATIONAL INC CL A 609207105 10 200000 SH Call SOLE 0 0 200000 NUANCE COMMUNICATIONS INC COM 67020Y100 10 15000 SH Put SOLE 0 0 15000 NUANCE COMMUNICATIONS INC DEBT 1.500% 11/0 67020YAG5 6008 6000000 PRN SOLE 0 0 6000000 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 6906 5000000 PRN SOLE 0 0 5000000 SCORPIO TANKERS INC COM Y7542C106 40 1600000 SH Call SOLE 0 0 1600000 SCORPIO TANKERS INC COM Y7542C106 617 180000 SH SOLE 180000 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 8053 5000000 PRN SOLE 0 0 5000000 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 24875 25000000 PRN SOLE 0 0 25000000 SURGERY PARTNERS INC COM 86881A100 502 48505 SH SOLE 48505 0 0 UNITI GROUP INC COM 91325V108 154 140000 SH Call SOLE 0 0 140000 VALEANT PHARMACEUTICALS INTL COM 91911K102 1 20000 SH Call SOLE 0 0 20000 VECTOR GROUP LTD FRNT 4/1 92240MBC1 45277 39500000 PRN SOLE 0 0 39500000 WINDSTREAM HOLDINGS INC COM NEW 97382A200 68 300000 SH Call SOLE 0 0 300000 WRIGHT MED GROUP NV ORD SHS 0.03 PAR N96617118 39 130000 SH Put SOLE 0 0 130000 WRIGHT MED GROUP INC NOTE 2.00% 2/1 98235TAE7 10313 9500000 PRN SOLE 0 0 9500000