0000950142-16-004718.txt : 20161114
0000950142-16-004718.hdr.sgml : 20161111
20161114152006
ACCESSION NUMBER: 0000950142-16-004718
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Birch Grove Capital LP
CENTRAL INDEX KEY: 0001652355
IRS NUMBER: 205289508
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17364
FILM NUMBER: 161994196
BUSINESS ADDRESS:
STREET 1: 660 MADISON AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: 212-753-7510
MAIL ADDRESS:
STREET 1: 660 MADISON AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001652355
XXXXXXXX
09-30-2016
09-30-2016
false
Birch Grove Capital LP
660 Madison Avenue, 15th Floor
New York
NY
10065
13F HOLDINGS REPORT
028-17364
N
Rodd D. Evonsky
Chief Financial Officer
212-753-7510
/s/ Rodd D. Evonsky
New York
NY
11-14-2016
0
18
106596
INFORMATION TABLE
2
infotable.xml
ALBANY MOLECULAR RESH INC
NOTE 2.250% 11/1
012423AB5
10083
8500000
PRN
SOLE
0
0
8500000
AMAG PHARMACEUTICALS INC
PUT
00163U956
62
207000
SH
Put
SOLE
0
0
207000
AMAG PHARMACEUTICALS INC
NOTE 2.500% 2/1
00163UAA4
19597
17250000
PRN
SOLE
0
0
17250000
ATLANTIC ALLIANCE PARTNER CO
COM
G04897107
3988
379800
SH
SOLE
379800
0
0
BROOKDALE SR LIVING INC
CALL
112463904
14
57400
SH
Call
SOLE
0
0
57400
DHT HOLDINGS INC
DEBT 4.500% 10/0
23335SAB2
12240
13450000
PRN
SOLE
0
0
13450000
EASTERY ACQUISITION CORP
*W EXP 07/29/202
27616L110
222
370000
SH
SOLE
0
0
370000
ELECTRUM SPL ACQUISITION CORP
*W EXP 99/99/999
G3105C112
260
531858
SH
SOLE
0
0
531858
GILEAD SCIENCES INC
CALL
375558903
55
20000
SH
Call
SOLE
0
0
20000
GP INVTS ACQUISITION COR
*W EXP 05/19/202
G40357108
138
206110
SH
SOLE
0
0
206110
GP INVTS ACQUISITION COR
UNIT 99/99/9999
G40357116
5286
544480
SH
SOLE
544480
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 07/28/202
42588J118
163
408510
SH
SOLE
0
0
408510
HILL INTERNATIONAL INC
COM
431466101
887
192402
SH
SOLE
192402
0
0
SHIP FINANCE INTERNATIONAL
PUT
G81075956
40
200000
SH
Put
SOLE
0
0
200000
SHUTTERFLY INC
NOTE 0.250% 5/1
82568PAB2
11532
11636000
PRN
SOLE
0
0
11636000
VALEANT PHARMACEUTICALS INTL
CALL
91911K902
145
20000
SH
Call
SOLE
0
0
20000
VECTOR GROUP LTD
NOTE 1.750% 4/1
92240MBC1
30416
26606000
PRN
SOLE
0
0
26606000
WEBMD HEALTH CORP
NOTE 2.500% 1/3
94770VAF9
11468
11000000
PRN
SOLE
0
0
11000000