0000950142-16-004327.txt : 20160815 0000950142-16-004327.hdr.sgml : 20160815 20160815093554 ACCESSION NUMBER: 0000950142-16-004327 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Birch Grove Capital LP CENTRAL INDEX KEY: 0001652355 IRS NUMBER: 205289508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17364 FILM NUMBER: 161830414 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-753-7510 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001652355 XXXXXXXX 06-30-2016 06-30-2016 false Birch Grove Capital LP

660 Madison Avenue, 15th Floor New York NY 10065

13F HOLDINGS REPORT 028-17364 N Rodd D. Evonsky 212-753-7510 /s/ Rodd D. Evonsky New York NY 08-15-2016 0 25 190058 INFORMATION TABLE 2 infotable.xml ACCURAY INC NOTE 3.750% 8/0 004397AB1 9827 9803000 PRN SOLE 0 0 9803000 ALBANY MOLECULAR RESH INC NOTE 2.250% 11/1 012423AB5 8750 8500000 PRN SOLE 0 0 8500000 AMAG PHARMACEUTICALS INC PUT 00163U956 228 207000 SH Put SOLE 0 0 207000 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 19146 17250000 PRN SOLE 0 0 17250000 ARES CAPITAL CORP COM 04010L103 2130 150000 SH SOLE 150000 0 0 ATLANTIC ALLIANCE PARTNER CO COM G04897107 5010 482200 SH SOLE 482200 0 0 BROOKDALE SR LIVING INC CALL 112463904 24 57400 SH Call SOLE 0 0 57400 COLONY FINANCIAL INC NOTE 5.000% 4/1 19624RAA4 7790 8000000 PRN SOLE 0 0 8000000 DHT HOLDINGS INC DEBT 4.500% 10/0 23335SAB2 11882 12450000 PRN SOLE 0 0 12450000 EASTERY ACQUISITION CORP *W EXP 07/29/202 27616L110 222 370000 SH SOLE 370000 0 0 ELECTRUM SPL ACQUISITION CORP UNIT 99/99/9999 G3105C120 9697 967110 SH SOLE 967110 0 0 ELECTRUM SPL ACQUISITION CORP *W EXP 99/99/999 G3105C112 24 48303 SH SOLE 0 0 48303 GILEAD SCIENCES INC CALL 375558903 72 30000 SH Call SOLE 0 0 30000 GP INVTS ACQUISITION COR UNIT 99/99/9999 G40357116 5496 544480 SH SOLE 544480 0 0 GP INVTS ACQUISITION COR *W EXP 05/19/202 G40357108 140 206110 SH SOLE 0 0 206110 HENNESSY CAP ACQUISITION COR *W EXP 07/28/202 42588J118 257 408510 SH SOLE 0 0 408510 HILL INTERNATIONAL INC COM 431466101 1232 302702 SH SOLE 302702 0 0 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 26340 24000000 PRN SOLE 0 0 24000000 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 25326 20000000 PRN SOLE 0 0 20000000 NEXPOINT RESIDENTIAL TR INC COM 65341D102 1799 98849 SH SOLE 98849 0 0 SHIP FINANCE INTERNATIONAL NOTE 3.250% 2/0 G81075AE6 13072 12306000 PRN SOLE 0 0 12306000 SHIP FINANCE INTERNATIONAL PUT G81075956 195 870000 SH Put SOLE 0 0 870000 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 11655 11636000 PRN SOLE 0 0 11636000 VALEANT PHARMACEUTICALS INTL CALL 91911K102 110 20000 SH Call SOLE 0 0 20000 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 29634 26606000 PRN SOLE 0 0 26606000