0001127602-16-037235.txt : 20160119
0001127602-16-037235.hdr.sgml : 20160118
20160119171729
ACCESSION NUMBER: 0001127602-16-037235
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160119
DATE AS OF CHANGE: 20160119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphabet Inc.
CENTRAL INDEX KEY: 0001652044
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 611767919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-253-0000
MAIL ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOERR L JOHN
CENTRAL INDEX KEY: 0001032455
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37580
FILM NUMBER: 161349048
MAIL ADDRESS:
STREET 1: C/O KLEINER PERKINS CAUFIELD & BYERS
STREET 2: 2750 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-01-15
0001652044
Alphabet Inc.
GOOG
0001032455
DOERR L JOHN
C/O KLEINER PERKINS CAUFIELD & BYERS
2750 SAND HILL ROAD
MENLO PARK
CA
94025
1
Class C Capital Stock
2016-01-15
4
S
0
300
688.1061
D
981193
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
300
689.72
D
980893
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
289
691.7221
D
980604
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
279
692.0472
D
980325
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
900
693.6124
D
979425
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
500
694.864
D
978925
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
369
695.8849
D
978556
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
200
696.974
D
978356
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
300
698.8433
D
978056
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
350
700.1813
D
977706
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
402
702.0192
D
977304
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
200
703.105
D
977104
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
300
704.4561
D
976804
I
Vallejo Ventures Trust
Class C Capital Stock
2016-01-15
4
S
0
100
706.16
D
976704
I
Vallejo Ventures Trust
Class C Capital Stock
109615
I
The Benificus Foundation
Class C Capital Stock
3606
D
Class A Common Stock
118653
I
The Benificus Foundation
Class A Common Stock
3260
D
Class C Google Stock Unit
389
D
Class C Google Stock Unit
76
D
Class C Google Stock Unit
149
D
Class C Google Stock Unit
589
D
Class A Google Stock Unit
76
D
Class A Google Stock Unit
149
D
Class A Common Stock
9508
I
L. John Doerr Ttee The Austin 1999 Trust dtd 5/25/99
Class A Common Stock
9508
I
L. John Doerr Ttee The Hampton 1999 Trust dtd 5/25/99
Class B Common Stock
0
Class A Common Stock
1117447
1117447
I
Vallejo Ventures Trust
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $687.86 to $688.85, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (17) to this Form 4.
These shares were sold in multiple transactions at prices ranging from $689.42 to $690.41, inclusive.
These shares were sold in multiple transactions at prices ranging from $690.69 to $691.68, inclusive.
These shares were sold in multiple transactions at prices ranging from $692.04 to $693.03, inclusive.
These shares were sold in multiple transactions at prices ranging from $693.28 to $694.27, inclusive.
These shares were sold in multiple transactions at prices ranging from $694.35 to $693.34, inclusive.
These shares were sold in multiple transactions at prices ranging from $695.52 to $696.51, inclusive.
These shares were sold in multiple transactions at prices ranging from $696.95 to $697.94, inclusive.
These shares were sold in multiple transactions at prices ranging from $698.72 to $699.71, inclusive.
These shares were sold in multiple transactions at prices ranging from $699.90 to $700.89, inclusive.
These shares were sold in multiple transactions at prices ranging from $701.49 to $702.48, inclusive.
These shares were sold in multiple transactions at prices ranging from $702.88 to $703.87, inclusive.
These shares were sold in multiple transactions at prices ranging from $704.17 to $703.16, inclusive.
1/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
1/48th of the grant vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates.
1/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
1/48th of Restricted Stock Units (GSUs) will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
1/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates.
There is no exercisable date for the Issuer's Class B Common Stock.
There is no expiration date for the Issuer's Class B Common Stock.
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.
/s/ Valentina Margulis, as attorney-in-fact for L. John Doerr
2016-01-19