0001127602-16-037235.txt : 20160119 0001127602-16-037235.hdr.sgml : 20160118 20160119171729 ACCESSION NUMBER: 0001127602-16-037235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160115 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOERR L JOHN CENTRAL INDEX KEY: 0001032455 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 161349048 MAIL ADDRESS: STREET 1: C/O KLEINER PERKINS CAUFIELD & BYERS STREET 2: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-01-15 0001652044 Alphabet Inc. GOOG 0001032455 DOERR L JOHN C/O KLEINER PERKINS CAUFIELD & BYERS 2750 SAND HILL ROAD MENLO PARK CA 94025 1 Class C Capital Stock 2016-01-15 4 S 0 300 688.1061 D 981193 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 300 689.72 D 980893 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 289 691.7221 D 980604 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 279 692.0472 D 980325 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 900 693.6124 D 979425 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 500 694.864 D 978925 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 369 695.8849 D 978556 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 200 696.974 D 978356 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 300 698.8433 D 978056 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 350 700.1813 D 977706 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 402 702.0192 D 977304 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 200 703.105 D 977104 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 300 704.4561 D 976804 I Vallejo Ventures Trust Class C Capital Stock 2016-01-15 4 S 0 100 706.16 D 976704 I Vallejo Ventures Trust Class C Capital Stock 109615 I The Benificus Foundation Class C Capital Stock 3606 D Class A Common Stock 118653 I The Benificus Foundation Class A Common Stock 3260 D Class C Google Stock Unit 389 D Class C Google Stock Unit 76 D Class C Google Stock Unit 149 D Class C Google Stock Unit 589 D Class A Google Stock Unit 76 D Class A Google Stock Unit 149 D Class A Common Stock 9508 I L. John Doerr Ttee The Austin 1999 Trust dtd 5/25/99 Class A Common Stock 9508 I L. John Doerr Ttee The Hampton 1999 Trust dtd 5/25/99 Class B Common Stock 0 Class A Common Stock 1117447 1117447 I Vallejo Ventures Trust The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $687.86 to $688.85, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (17) to this Form 4. These shares were sold in multiple transactions at prices ranging from $689.42 to $690.41, inclusive. These shares were sold in multiple transactions at prices ranging from $690.69 to $691.68, inclusive. These shares were sold in multiple transactions at prices ranging from $692.04 to $693.03, inclusive. These shares were sold in multiple transactions at prices ranging from $693.28 to $694.27, inclusive. These shares were sold in multiple transactions at prices ranging from $694.35 to $693.34, inclusive. These shares were sold in multiple transactions at prices ranging from $695.52 to $696.51, inclusive. These shares were sold in multiple transactions at prices ranging from $696.95 to $697.94, inclusive. These shares were sold in multiple transactions at prices ranging from $698.72 to $699.71, inclusive. These shares were sold in multiple transactions at prices ranging from $699.90 to $700.89, inclusive. These shares were sold in multiple transactions at prices ranging from $701.49 to $702.48, inclusive. These shares were sold in multiple transactions at prices ranging from $702.88 to $703.87, inclusive. These shares were sold in multiple transactions at prices ranging from $704.17 to $703.16, inclusive. 1/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of the grant vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates. 1/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of Restricted Stock Units (GSUs) will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates. 1/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates. There is no exercisable date for the Issuer's Class B Common Stock. There is no expiration date for the Issuer's Class B Common Stock. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as attorney-in-fact for L. John Doerr 2016-01-19