0001127602-15-030231.txt : 20151103 0001127602-15-030231.hdr.sgml : 20151103 20151103201603 ACCESSION NUMBER: 0001127602-15-030231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151030 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brin Sergey CENTRAL INDEX KEY: 0001295032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 151195264 MAIL ADDRESS: STREET 1: 171 MAIN STREET STREET 2: #255 CITY: LOS ALTOS STATE: CA ZIP: 94022 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-10-30 0001652044 Alphabet Inc. GOOG 0001295032 Brin Sergey C/O ALPHABET INC. 1600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW CA 94043 1 1 1 President Class A Common Stock 2015-10-30 4 C 0 16670 0 A 16670 D Class A Common Stock 2015-10-30 4 S 0 1864 737.6275 D 14806 D Class A Common Stock 2015-10-30 4 S 0 3987 738.8072 D 10819 D Class A Common Stock 2015-10-30 4 S 0 3927 739.9701 D 6892 D Class A Common Stock 2015-10-30 4 S 0 3166 740.9048 D 3726 D Class A Common Stock 2015-10-30 4 S 0 1632 741.7779 D 2094 D Class A Common Stock 2015-10-30 4 S 0 1240 742.8873 D 854 D Class A Common Stock 2015-10-30 4 S 0 654 743.7576 D 200 D Class A Common Stock 2015-10-30 4 S 0 200 745.685 D 0 D Class C Capital Stock 2015-10-30 4 S 0 1194 710.8007 D 20989021 D Class C Capital Stock 2015-10-30 4 S 0 4810 711.9889 D 20984211 D Class C Capital Stock 2015-10-30 4 S 0 3051 712.9072 D 20981160 D Class C Capital Stock 2015-10-30 4 S 0 3773 713.9122 D 20977387 D Class C Capital Stock 2015-10-30 4 S 0 1605 714.9266 D 20975782 D Class C Capital Stock 2015-10-30 4 S 0 1228 715.9411 D 20974554 D Class C Capital Stock 2015-10-30 4 S 0 1009 717.3131 D 20973545 D Class B Common Stock 0 2015-10-30 4 C 0 16670 0 D Class A Common Stock 16670 20913476 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $737.06 to $738.05, inclusive. The reporting person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (16) to this Form 4. The shares were sold in multiple transactions at prices ranging from $738.29 to $739.28, inclusive. The shares were sold in multiple transactions at prices ranging from $739.42 to $740.41, inclusive. The shares were sold in multiple transactions at prices ranging from $740.42 to $741.41, inclusive. The shares were sold in multiple transactions at prices ranging from $741.45 to $742.44, inclusive. The shares were sold in multiple transactions at prices ranging from $742.55 to $743.54, inclusive. The shares were sold in multiple transactions at prices ranging from $743.63 to $744.62, inclusive. The shares were sold in multiple transactions at prices ranging from $745.38 to $746.37, inclusive. The shares were sold in multiple transactions at prices ranging from $710.46 to $711.45, inclusive. The shares were sold in multiple transactions at prices ranging from $711.46 to $712.45, inclusive. The shares were sold in multiple transactions at prices ranging from $712.47 to $713.46, inclusive. The shares were sold in multiple transactions at prices ranging from $713.49 to $714.48, inclusive. The shares were sold in multiple transactions at prices ranging from $714.49 to $715.48, inclusive. The shares were sold in multiple transactions at prices ranging from $715.56 to $716.55, inclusive. The shares were sold in multiple transactions at prices ranging from $716.90 to $717.89, inclusive. All shares are exercisable as of the transaction date. There is no expiration date for the Issuer's Class B Common Stock. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. The Reporting Person no longer reports as beneficially owned 32,500 shares of Alphabet Class A common stock and 32,500 shares of Class C capital stock transferred pursuant to a domestic relations order. Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person. /s/ Valentina Margulis, as attorney-in-fact for Sergey Brin 2015-11-03