0001127602-15-029843.txt : 20151030 0001127602-15-029843.hdr.sgml : 20151030 20151030161922 ACCESSION NUMBER: 0001127602-15-029843 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151028 FILED AS OF DATE: 20151030 DATE AS OF CHANGE: 20151030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brin Sergey CENTRAL INDEX KEY: 0001295032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 151187740 MAIL ADDRESS: STREET 1: 171 MAIN STREET STREET 2: #255 CITY: LOS ALTOS STATE: CA ZIP: 94022 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-10-28 0001652044 Alphabet Inc. GOOG 0001295032 Brin Sergey C/O ALPHABET INC. 1600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW CA 94043 1 1 1 President Class A Common Stock 2015-10-28 4 C 0 16666 0 A 16666 D Class C Capital Stock 2015-10-28 4 S 0 400 704.6625 D 21135647 D Class C Capital Stock 2015-10-28 4 S 0 1000 705.58 D 21134647 D Class C Capital Stock 2015-10-28 4 S 0 1659 706.8256 D 21132988 D Class C Capital Stock 2015-10-28 4 S 0 2102 708.0093 D 21130886 D Class C Capital Stock 2015-10-28 4 S 0 2831 708.958 D 21128055 D Class C Capital Stock 2015-10-28 4 S 0 2510 709.9353 D 21125545 D Class C Capital Stock 2015-10-28 4 S 0 2833 711.0254 D 21122712 D Class C Capital Stock 2015-10-28 4 S 0 2616 711.9709 D 21120096 D Class C Capital Stock 2015-10-28 4 S 0 715 712.5975 D 21119381 D Class A Common Stock 2015-10-28 4 S 0 840 728.6798 D 15826 D Class A Common Stock 2015-10-28 4 S 0 1411 729.5592 D 14415 D Class A Common Stock 2015-10-28 4 S 0 1626 730.7168 D 12789 D Class A Common Stock 2015-10-28 4 S 0 2983 731.8527 D 9806 D Class A Common Stock 2015-10-28 4 S 0 2915 732.8134 D 6891 D Class A Common Stock 2015-10-28 4 S 0 2460 733.8764 D 4431 D Class A Common Stock 2015-10-28 4 S 0 1411 734.7911 D 3020 D Class A Common Stock 2015-10-28 4 S 0 2480 736.0638 D 540 D Class A Common Stock 2015-10-28 4 S 0 540 737.0223 D 0 D Class A Common Stock 2015-10-29 4 C 0 112500 0 A 112500 D Class A Common Stock 2015-10-29 5 G 0 E 80000 0 D 32500 D Class C Capital Stock 2015-10-29 5 G 0 E 80000 0 D 21039381 D Class B Common Stock 0 2015-10-28 4 C 0 16666 0 D Class A Common Stock 16666 21059312 D Class B Common Stock 0 2015-10-29 4 C 0 112500 0 D Class A Common Stock 112500 20946812 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $703.99 to $704.98, inclusive. The reporting person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (19) to this Form 4. The shares were sold in multiple transactions at prices ranging from $705.08 to $706.07, inclusive. The shares were sold in multiple transactions at prices ranging from $706.23 to $707.22, inclusive. The shares were sold in multiple transactions at prices ranging from $707.44 to $708.43, inclusive. The shares were sold in multiple transactions at prices ranging from $707.45 to $708.44, inclusive. The shares were sold in multiple transactions at prices ranging from $709.45 to $710.44, inclusive The shares were sold in multiple transactions at prices ranging from $710.52 to $711.51, inclusive The shares were sold in multiple transactions at prices ranging from $711.53 to $712.52, inclusive The shares were sold in multiple transactions at prices ranging from $712.53 to $713.52, inclusive The shares were sold in multiple transactions at prices ranging from $728.11 to $729.10, inclusive. The shares were sold in multiple transactions at prices ranging from $729.21 to $730.20, inclusive. The shares were sold in multiple transactions at prices ranging from $730.26 to $731.25, inclusive. The shares were sold in multiple transactions at prices ranging from $731.33 to $732.32, inclusive. The shares were sold in multiple transactions at prices ranging from $732.33 to $733.32, inclusive. The shares were sold in multiple transactions at prices ranging from $733.33 to $734.32, inclusive. The shares were sold in multiple transactions at prices ranging from $734.45 to $735.44, inclusive. The shares were sold in multiple transactions at prices ranging from $735.52 to $736.51, inclusive. The shares were sold in multiple transactions at prices ranging from $736.83 to $737.82, inclusive. All shares are exercisable as of the transaction date. There is no expiration date for the Issuer's Class B Common Stock. All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as attorney-in-fact for Sergey Brin 2015-10-30